Alley Investment Management is an investment advisor in Lake Forest with $683.55 mm assets under management.
Company profile
Website
Employees
Fiscal year end
SEC CIK
IRS number
873357150
SEC advisor number
801-122856
FINRA CRD number
317544
AUM ?
$683.55 mm
(as of 8 Jun 23)
Accounts
385
(as of 8 Jun 23)
Employees
6
(3 investment advisory or research)
Office hours
Monday - Friday, 7:30 AM - 5:00 PM
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Alley, Steven, James | President, Founder & CCO | 11/2021 | < 5% |
Duryea, Rik, Willis | Managing Director, Partner | 11/2021 | < 5% |
Van Vuren, Thomas, Fisher | Managing Director, Partner | 11/2021 | < 5% |
Focus Operating, LLC | Member (Manager) | 11/2021 | > 75% |
Focus Financial Partners, LLC | Member | 01/2007 | > 75% |
Focus Financial Partners Inc. | Member | 07/2018 | > 75% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
10 May 24
13F-HR
Quarterly holdings report by institutional manager
12 Feb 24
13F-HR
Quarterly holdings report by institutional manager
27 Oct 23
13F-HR
Quarterly holdings report by institutional manager
11 Aug 23
13F-HR
Quarterly holdings report by institutional manager
12 May 23
13F-HR
Quarterly holdings report by institutional manager
7 Feb 23
13F-HR
Quarterly holdings report by institutional manager
27 Oct 22
13F-HR
Quarterly holdings report by institutional manager
5 Aug 22
13F-HR
Quarterly holdings report by institutional manager
10 May 22