Fiduciary Financial is an investment advisor in San Rafael with $405.14 mm assets under management.
Company profile
Website
Employees
Incorporated
Fiscal year end
SEC CIK
IRS number
814266371
SEC advisor number
801-121655
FINRA CRD number
285681
AUM ?
$405.14 mm
(as of 20 Jun 23)
Accounts
840
(as of 20 Jun 23)
Employees
7
(7 investment advisory or research)
Office hours
Monday - Friday, BY APPOINTMENT ONLY
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Davey, Richard, Lloyd | Managing Member | 11/2016 | 25-50% |
Scotto, Trevor, Patrick | Member/chief Compliance Officer | 01/2019 | 25-50% |
Torres, Victor, Javier | Member | 01/2019 | < 5% |
Cooper & Vogelheim LLP | Owner | 08/2020 | 25-50% |
Vogelheim, Thomas, Whitney | Member | 01/2020 | > 75% |
Latest filings (excl ownership)
Latest ownership filings