CUSO Financial Services is an investment advisor in San Diego with $4.08 bn assets under management.
Company profile
Website
Employees
Incorporated
Fiscal year end
SEC CIK
IRS number
330731851
SEC advisor number
801-60300
FINRA CRD number
42132
AUM ?
$4.08 bn
(as of 21 Jun 23)
Accounts
25,992
(as of 21 Jun 23)
Employees
803
(577 investment advisory or research)
Office hours
Monday - Friday, 8:00AM-4:30PM
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Mummau, Kevin Scott | President | 06/2008 | < 5% |
Aws 1, LLC | General Partner | 11/2017 | 25-50% |
Aws 3, Inc. | Limited Partner | 11/2017 | > 75% |
Atria Wealth Solutions, Inc. | Shareholder | 10/2018 | > 75% |
Lee Equity Partners Fund Ii(a), L.P. | Member | 07/2017 | 50-75% |
Lep Atria Holdings, LLC | Member; Series a Units | 08/2017 | 50-75% |
Atria Wealth Solutions Holdings, LLC | Shareholder | 04/2018 | > 75% |
Horwith, Theodore Robert | Chief Financial Officer, Finop | 05/2021 | < 5% |
Aws 3, Inc. | Member | 07/2017 | > 75% |
Lee Equity Partners Fund II, L.P. | Member | 07/2017 | 25-50% |
Lee Equity Partners II GP, LLC | General Partner | 09/2015 | |
Dover Street VIII L.P. | Limited Partner | 03/2016 | 25-50% |
Lee Equity Partners II GP, LLC | General Partner | 09/2015 | |
Alpinvest Partners Secondary Investments 2014 I C.V. | Limited Partner | 03/2016 | 25-50% |
Legacy, Elizabeth Anne | Chief Compliance Officer | 06/2023 | < 5% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-NT
Notice of holdings reported by another manager
13 May 24
13F-NT
Notice of holdings reported by another manager
2 Feb 24
13F-NT
Notice of holdings reported by another manager
8 Nov 23
13F-NT
Notice of holdings reported by another manager
3 Aug 23
13F-NT
Notice of holdings reported by another manager
10 May 23
13F-NT
Notice of holdings reported by another manager
13 Feb 23
13F-NT
Notice of holdings reported by another manager
14 Nov 22
13F-NT
Notice of holdings reported by another manager
15 Aug 22
13F-NT
Notice of holdings reported by another manager
16 May 22