FSM Wealth Advisors is an investment advisor in Cleveland with $387.17 mm assets under management.
Company profile
Website
Employees
Incorporated
Fiscal year end
SEC CIK
IRS number
832256400
SEC advisor number
801-114180
FINRA CRD number
298904
AUM ?
$387.17 mm
(as of 11 Nov 22)
Accounts
425
(as of 11 Nov 22)
Employees
9
(5 investment advisory or research)
Office hours
Monday - Friday, 8:30-5:00
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Lightner, David, Alan | CEO | 09/2018 | > 75% |
Maclaren, Lauren, Irene | Partner | 02/2019 | < 5% |
Journey Wealth Management | Owner | 01/2021 | 25-50% |
Gliha, Terence, James | Partner | 01/2021 | 25-50% |
Franz, Peter, R | Partner | 01/2021 | 25-50% |
Maclaren, Lauren, Irene | Partner | 01/2021 | 25-50% |
Higgins, Roseann | Chief Compliance Officer | 10/2021 | < 5% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
14 Nov 23
13F-HR
Quarterly holdings report by institutional manager
12 Jul 23
13F-HR
Quarterly holdings report by institutional manager
24 Apr 23
13F-HR
Quarterly holdings report by institutional manager
19 Jan 23
13F-HR
Quarterly holdings report by institutional manager
24 Oct 22
13F-HR
Quarterly holdings report by institutional manager
12 Aug 22