Ethos Financial is an investment advisor in King of Prussia with $651.84 mm assets under management.
Company profile
Website
Employees
Incorporated
Fiscal year end
SEC CIK
IRS number
882227607
SEC advisor number
801-125779
FINRA CRD number
321748
AUM ?
$651.84 mm
(as of 22 Jun 23)
Accounts
1,815
(as of 22 Jun 23)
Employees
16
(13 investment advisory or research)
Office hours
Monday - Friday, 9-5
Ownership
| Owner | Title | From | %Ownership |
|---|---|---|---|
| Judge, James, William | Executive Officer | 04/2022 | 25-50% |
| Guy, Daniel, Cook | Executive Officer | 04/2022 | 10-25% |
| Calvert, Jared, Bennett | Chief Compliance Officer | 07/2022 | < 5% |
| Dig, LLC | Owner | 09/2022 | 10-25% |
| Freemason, LLC | Owner | 09/2022 | 5-10% |
| Dowling, Dustin, Scott | Owner | 07/2018 | > 75% |
| Lane, William, Lowry | Owner | 07/2018 | > 75% |
Latest filings (excl ownership)
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
12 Aug 24
13F-HR
Quarterly holdings report by institutional manager
8 May 24
13F-HR
Quarterly holdings report by institutional manager
7 Feb 24
13F-HR
Quarterly holdings report by institutional manager
13 Nov 23
13F-HR
Quarterly holdings report by institutional manager
19 Jul 23
13F-HR
Quarterly holdings report by institutional manager
20 Apr 23
13F-HR
Quarterly holdings report by institutional manager
9 Feb 23