Company profile
Website
Employees
Incorporated
Fiscal year end
SEC CIK
IRS number
113600438
SEC advisor number
801-61065
FINRA CRD number
112697
AUM ?
$13.08 bn
(as of 27 Mar 24)
Accounts
54,553
(as of 27 Mar 24)
Employees
700
(600 investment advisory or research)
Brochures
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-NT
Notice of holdings reported by another manager
12 Feb 24
13F-NT
Notice of holdings reported by another manager
14 Nov 23
13F-NT
Notice of holdings reported by another manager
14 Aug 23
13F-NT
Notice of holdings reported by another manager
15 May 23
13F-HR
Quarterly holdings report by institutional manager
24 Mar 23
13F-HR
Quarterly holdings report by institutional manager
24 Mar 23
13F-HR
Quarterly holdings report by institutional manager
24 Mar 23
13F-HR
Quarterly holdings report by institutional manager
24 Mar 23
13F-HR
Quarterly holdings report by institutional manager
24 Mar 23
13F-HR
Quarterly holdings report by institutional manager
24 Mar 23