Compass Financial is an investment advisor in Sioux Falls with $807.00 mm assets under management.
Company profile
Website
Employees
Incorporated
Fiscal year end
SEC CIK
IRS number
460371894
SEC advisor number
801-76392
FINRA CRD number
157109
AUM ?
$807.00 mm
(as of 3 May 23)
Accounts
2,300
(as of 3 May 23)
Employees
6
(6 investment advisory or research)
Office hours
Monday - Friday, 8:00 A.M. TO 5:00 P.M.
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Haller, John, David | President, Chief Compliance Officer, & Direct Owner | 03/2011 | 25-50% |
Haller, Jesse, David | Vice President & Direct Owner | 03/2011 | 25-50% |
Haller, Jasen, David | Direct Owner | 05/2015 | 25-50% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
10 Apr 24
13F-HR
Quarterly holdings report by institutional manager
8 Jan 24
13F-HR
Quarterly holdings report by institutional manager
10 Oct 23
13F-HR
Quarterly holdings report by institutional manager
11 Jul 23
13F-HR
Quarterly holdings report by institutional manager
4 Apr 23
13F-HR
Quarterly holdings report by institutional manager
7 Feb 23