| Owner | Title | From | %Ownership |
|---|---|---|---|
| Rotello, Steven, Gregory | Managing Director, Senior Wealth Advisor | 10/2021 | < 5% |
| Shikles, Larry, Keith | Senior Wealth Advisor, Principal | 10/2021 | < 5% |
| Highmark, Duncan, Scott | President and Chief Compliance Officer | 10/2021 | < 5% |
| Brown, Michelle, Kathleen | Directory of Client Advisory Services | 10/2021 | < 5% |
| Fischer, John, Michael | Chief Investment Officer | 10/2021 | < 5% |
| Focus Operating, LLC | Member (Manager) | 10/2021 | > 75% |
| Focus Financial Partners, LLC | Member | 01/2007 | > 75% |
| Focus Financial Partners Inc. | Member | 07/2018 | > 75% |
