Company profile
Latest filings (excl ownership)
424B3
Prospectus supplement
1 Apr 24
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Jan 24
424B3
Prospectus supplement
22 Aug 23
EFFECT
Notice of effectiveness
22 Aug 23
CORRESP
Correspondence with SEC
11 Aug 23
CORRESP
Correspondence with SEC
18 Jul 23
CORRESP
Correspondence with SEC
30 Jun 23
CORRESP
Correspondence with SEC
14 Jun 23
Latest ownership filings
NPORT-P
Polen Credit Opportunities Fund (Jan 2024 report)
25 Mar 24
SC 13G
MCKIBBEN CRAIG L
13 Feb 24
SC 13G
POLEN CAPITAL MANAGEMENT LLC
13 Feb 24
SC 13G
Daniel A. Davidowitz Revocable Trust U/A dated 2/2/22
13 Feb 24
SC 13G
Stanley C. Moss Revocable Trust U/A DTD 10/13/2015
13 Feb 24
SC 13G
Damon A. Ficklin Revocable Trust U/A DTD 12/30/2019
13 Feb 24
SC 13G
BREAZZANO DAVID J
13 Feb 24
NPORT-P
Polen Credit Opportunities Fund (Oct 2023 report)
20 Dec 23
3/A
DAVID J BREAZZANO
15 Sep 23
3/A
Initial statement of insider ownership (amended)
15 Sep 23
Funds
Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
---|---|---|---|---|---|---|---|
Polen Credit Opportunities Fund | – | 27.01 mm | 49 | Oct 2023 |
Recent insider trades
Date | Owner | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
---|---|---|---|---|---|---|---|---|---|---|
28 Aug 23 | DDJ Capital Management | Institutional Class Common Shares | Grant | Acquire A | No | No | 10 | 181,375.6 | 1.81 mm | 191,375.6 |
28 Aug 23 | John William Sherman | Institutional Class Common Shares | Grant | Acquire A | No | No | 10 | 25,544.3 | 255.44 k | 25,544.3 |
28 Aug 23 | Benjamin Santonelli | Institutional Class Common Shares | Grant | Acquire A | No | No | 10 | 25,544.3 | 255.44 k | 25,544.3 |