Strait & Sound Wealth Management is an investment advisor in San Francisco with $178.81 mm assets under management.
Company profile
Website
Employees
Incorporated
Fiscal year end
SEC CIK
IRS number
850923323
SEC advisor number
801-118892
FINRA CRD number
309306
AUM ?
$178.81 mm
(as of 28 Jun 23)
Accounts
463
(as of 28 Jun 23)
Employees
8
(7 investment advisory or research)
Office hours
BY APPT., BY APPT.
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Barnes, Daniel, Allen | Chief Investment Officer | 10/2020 | < 5% |
Barnes, Daniel, Allen | Managing Member | 03/2021 | > 75% |
Sixt, Todd, Alan | Member | 09/2016 | 50-75% |
Baer, Cory, Brett | Chief Business Development Officer | 01/2021 | < 5% |
Lee, Melanie, Minh | Member | 09/2016 | 50-75% |
Sixt, Todd, Alan | Chief Executive Officer | 10/2020 | < 5% |
Hamilton Advisors LLC | Member | 10/2020 | 50-75% |
Three Baer's Holding LLC | Member | 01/2021 | 25-50% |
Baer, Cory, Brett | Managing Member | 02/2020 | > 75% |
Uncommon Counsel LLC | Member | 03/2021 | 10-25% |
Lee, Melanie, Minh | Chief Compliance Officer | 01/2022 | < 5% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
10 May 24
13F-HR
Quarterly holdings report by institutional manager
8 Feb 24
13F-HR
Quarterly holdings report by institutional manager
15 Nov 23
13F-HR
Quarterly holdings report by institutional manager
29 Aug 23
13F-HR
Quarterly holdings report by institutional manager
29 Aug 23
13F-HR
Quarterly holdings report by institutional manager
16 Feb 23