Alpha Financial Advisors is an investment advisor in Charlotte with $353.65 mm assets under management.
Company profile
Website
Employees
Incorporated
Fiscal year end
SEC CIK
IRS number
371507209
SEC advisor number
801-79666
FINRA CRD number
122545
AUM ?
$353.65 mm
(as of 25 May 23)
Accounts
1,433
(as of 25 May 23)
Employees
10
(8 investment advisory or research)
Office hours
Monday - Friday, 9:00 AM TO 5:00 PM
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Gugle, Ann Marie, Reilley | Managing Member / Chief Executive Officer / Chief Compliance Officer (7/2019) | 08/2010 | > 75% |
Barringer, Henry, Nicholson | Member | 01/2022 | 5-10% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
29 Apr 24
13F-HR
Quarterly holdings report by institutional manager
6 Feb 24
13F-HR
Quarterly holdings report by institutional manager
26 Oct 23
13F-HR
Quarterly holdings report by institutional manager
7 Aug 23
13F-HR
Quarterly holdings report by institutional manager
18 Apr 23
13F-HR
Quarterly holdings report by institutional manager
18 Apr 23