ABLE Financial is an investment advisor in Scottsdale with $360.43 mm assets under management.
Company profile
Website
Employees
Incorporated
Fiscal year end
SEC CIK
IRS number
204911852
SEC advisor number
801-127165
FINRA CRD number
323646
AUM ?
$360.43 mm
(as of 9 May 23)
Accounts
1,106
(as of 9 May 23)
Employees
12
(7 investment advisory or research)
Office hours
Monday - Friday, 7AM - 5PM
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
the Brooks Family Trust DTD 03/20/2022 | Member | 01/2023 | > 75% |
Brooks, Adam, Michael | Chief Compliance Officer | 01/2023 | < 5% |
Brooks, Adam, Michael | Co-trustee | 03/2001 | |
Brooks, Cynthia, Schepps | Co-trustee | 03/2001 |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
26 Jul 24
13F-HR
Quarterly holdings report by institutional manager
10 May 24
13F-HR
Quarterly holdings report by institutional manager
24 Jan 24
13F-HR
Quarterly holdings report by institutional manager
7 Nov 23
13F-HR
Quarterly holdings report by institutional manager
10 Aug 23
13F-HR
Quarterly holdings report by institutional manager
15 May 23