Prosperity Financial is an investment advisor in San Ramon with $213.17 mm assets under management.
Company profile
Website
Employees
Incorporated
Fiscal year end
SEC CIK
IRS number
911827101
SEC advisor number
801-100511
FINRA CRD number
145540
AUM ?
$261.72 mm
(as of 29 Mar 24)
Accounts
1,109
(as of 29 Mar 24)
Employees
9
(9 investment advisory or research)
Latest filings (excl ownership)
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
13 Aug 24
13F-HR
Quarterly holdings report by institutional manager
15 May 24
13F-HR
Quarterly holdings report by institutional manager
14 Feb 24
13F-HR
Quarterly holdings report by institutional manager
7 Nov 23
13F-HR
Quarterly holdings report by institutional manager
12 Sep 23
13F-HR
Quarterly holdings report by institutional manager
12 Sep 23
13F-HR
Quarterly holdings report by institutional manager
12 Sep 23