Prosperity Wealth Management is an investment advisor in San Ramon with $217.17 mm assets under management.
Company profile
Website
Employees
Incorporated
Fiscal year end
SEC CIK
IRS number
472626630
SEC advisor number
801-101485
FINRA CRD number
174328
AUM ?
$217.17 mm
(as of 1 May 23)
Accounts
1,330
(as of 1 May 23)
Employees
50
(45 investment advisory or research)
Office hours
Monday - Friday, 8AM TO 5PM
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Bentley, Gregory, John | Owner | 01/2015 | 25-50% |
Kallen, Elliot, Herbert | Chief Compliance Officer and Owner | 01/2015 | 25-50% |
Daniels, Blake, William | Owner | 01/2015 | 25-50% |
Latest filings (excl ownership)
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
13 Aug 24
13F-HR
Quarterly holdings report by institutional manager
15 May 24
13F-HR
Quarterly holdings report by institutional manager
30 Jan 24
13F-HR
Quarterly holdings report by institutional manager
7 Nov 23
13F-HR
Quarterly holdings report by institutional manager
12 Sep 23
13F-HR
Quarterly holdings report by institutional manager
12 Sep 23
13F-HR
Quarterly holdings report by institutional manager
12 Sep 23