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Modern Wealth Management

Company Profile

Company profile

Website

www.modernwealthmanagement.com

Incorporated

Fiscal year end

SEC CIK

IRS number

301333747

SEC advisor number

801-127231

FINRA CRD number

324624

Employees

3 (2 investment advisory or research)

Office hours

Monday - Friday, 9:00 A.M. TO 5:00 P.M. PST

Ownership

Owner	Title	From	%Ownership
Modern Wealth Holdings, LLC	Owner	12/2022	> 75%
Capelle, Michael, John	CCO	12/2022	< 5%
Roth, Gary, Lawrence	Co-ceo	12/2022	25-50%
Gordo, Jason	President	12/2022	25-50%
Capelle, Michael, John	Co-ceo	12/2022	25-50%
Roth, Gary, Lawrence	Co-ceo	12/2022	< 5%
Gordo, Jason	President	12/2022	< 5%

Latest filings (excl ownership)

Annual report of proxy voting record

Latest ownership filings

Quarterly holdings report by institutional manager

Quarterly holdings report by institutional manager

Quarterly holdings report by institutional manager

Quarterly holdings report by institutional manager

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