Modern Wealth Management is an investment advisor in Lenexa with $1.54 bn assets under management.
Company profile
Website
Employees
Incorporated
Fiscal year end
SEC CIK
IRS number
301333747
SEC advisor number
801-127231
FINRA CRD number
324624
AUM ?
$1.54 bn
(as of 17 May 23)
Accounts
7,700
(as of 17 May 23)
Employees
58
(19 investment advisory or research)
Office hours
Monday - Friday, 8:00 A.M. TO 5:00 P.M.
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Modern Wealth Holdings, LLC | Owner | 12/2022 | > 75% |
Capelle, Michael, John | Co-ceo | 12/2022 | < 5% |
Roth, Gary, Lawrence | Co-ceo | 12/2022 | < 5% |
Gordo, Jason | President | 12/2022 | < 5% |
Clough, Thomas, Dean | Chief Compliance Officer | 04/2023 | < 5% |
Crestview IV MWM Holdings, L.P. | Member | 04/2023 | > 75% |
Latest filings (excl ownership)
No filings