Romano Brothers And is an investment advisor in Evanston with $1.12 bn assets under management.
Company profile
Website
Employees
Incorporated
Fiscal year end
SEC CIK
IRS number
362659240
SEC advisor number
801-27061
FINRA CRD number
3215
AUM ?
$1.12 bn
(as of 16 Jun 23)
Accounts
1,889
(as of 16 Jun 23)
Employees
15
(10 investment advisory or research)
Office hours
Monday - Friday, 8:30 AM TO 5:00 PM
Ownership
| Owner | Title | From | %Ownership |
|---|---|---|---|
| Romano, Richard Constantino | Chairman | 10/2002 | 25-50% |
| Romano, Joseph Richardviktory | President | 09/2002 | 50-75% |
| Geisser, Douglas Norman | Vice President | 04/1990 | < 5% |
| Bederman, Eric Arthur | Cfo/cco | 08/2016 | < 5% |
Latest filings (excl ownership)
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
22 Oct 24
13F-HR
Quarterly holdings report by institutional manager
17 Jul 24
13F-HR
Quarterly holdings report by institutional manager
17 Apr 24
13F-HR
Quarterly holdings report by institutional manager
29 Jan 24
13F-HR/A
Quarterly holdings report by institutional manager (amended)
17 Oct 23
13F-HR
Quarterly holdings report by institutional manager
17 Oct 23
13F-HR
Quarterly holdings report by institutional manager
13 Jul 23
13F-HR
Quarterly holdings report by institutional manager
13 Apr 23
13F-HR
Quarterly holdings report by institutional manager
17 Jan 23
13F-HR
Quarterly holdings report by institutional manager
18 Oct 22