GAMMA Investing is an investment advisor in San Mateo with $100.21 mm assets under management.
Company profile
Website
Employees
Incorporated
Fiscal year end
SEC CIK
IRS number
853389344
SEC advisor number
801-127959
FINRA CRD number
312573
AUM ?
$100.21 mm
(as of 11 Apr 23)
Accounts
112
(as of 11 Apr 23)
Employees
5
(5 investment advisory or research)
Office hours
Monday - Friday, 8:00 AM - 6:00 PM
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Fang, Lorraine, Y | CEO & President/cco | 01/2021 | 50-75% |
Baird Financial Corporation | Member | 01/2022 | 10-25% |
Riverfront Investment Group, LLC | Member | 01/2022 | 10-25% |
Thurow, Laura, K | Board Member | 01/2022 | < 5% |
Baird Financial Group | Owner | 04/2004 | > 75% |
Riverfront Investment Holding Group, LLC | Owner | 03/2008 | > 75% |
Baird Financial Corporation | Owner | 03/2008 | 25-50% |
Southall, Karrie, Burnham | Board Member | 01/2022 | < 5% |
Martinic, Zlatko | CIO | 06/2022 | < 5% |
Wang, Peili | Senior Portfolio Manager | 06/2022 | < 5% |
Lee, Calvin | Client Portfolio Manager | 06/2022 | < 5% |
Latest filings (excl ownership)
No filings