| Owner | Title | From | %Ownership |
|---|---|---|---|
| Aguayo, Erick, Alexander | Chief Compliance Officer | 05/2023 | < 5% |
| Weglarz, Matthew, Christian | Chief Executive Officer and Chief Investment Officer | 04/2023 | < 5% |
| Jones, Jessica, Lynn | Chief Operations Officer | 04/2023 | < 5% |
| Baker, Sara, Kay | Chief Planning Officer | 05/2023 | < 5% |
| Pellegrino, Anthony | Shareholder | 04/2023 | 25-50% |
| Peck, Matthew, Chapman | Shareholder | 04/2023 | 25-50% |
| Ellis, Keith, Winslow | Shareholder | 04/2023 | 25-50% |
| Gregoire, Derek, L.(mi Only) | Shareholder | 04/2023 | 25-50% |
| Sparks, Shawn, Christopher | Officer | 04/2023 | 50-75% |
| Johnson, Bradley, Lance | Officer | 04/2023 | 50-75% |
| Triad Collective | Shareholder | 04/2023 | 50-75% |
| Nationwide Investment Solutions, LLC | Shareholder | 04/2023 | 25-50% |
