Company profile
Website
Employees
Incorporated
Fiscal year end
SEC CIK
IRS number
382117812
AUM ?
$5.80 bn
(as of 28 Jun 22)
Accounts
1,070
(as of 28 Jun 22)
Employees
27
(19 investment advisory or research)
Office hours
Monday - Friday, 8:00 AM TO 5:00 PM
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Schwartz, Gregory John | Chairman of the Board | 08/1976 | < 5% |
Schwartz, Gregory John JR | Vice-president | 05/2000 | < 5% |
Schwartz, Edward Augustine | President/ceo | 08/2001 | < 5% |
Schwartz, Walter George | Vice-president | 08/2001 | < 5% |
Schwartz, Joseph Emmet | Treasurer/secretary | 03/1992 | < 5% |
Schwartz, Peter Francis | Vice-president | 08/2001 | < 5% |
Schwartz Holdings, LLC | Shareholder | 01/2010 | > 75% |
Schwartz, Edward Augustine | Managing Member | 06/2009 | |
Schwartz, Gregory John JR | Member | 06/2009 | |
Schwartz, Joseph Emmet | Member | 06/2009 | |
Schwartz, Peter Francis | Member | 06/2009 | |
Schwartz, Walter George | Member | 06/2009 | |
Powers, Laura Lea | CFO, CCO, Finop | 04/2017 | < 5% |
Latest filings (excl ownership)
MA-I/A
Municipal Advisor registration (individual) (amended)
30 Jun 17
MA-I/A
Municipal Advisor registration (individual) (amended)
30 Jun 17
MA-I/A
Municipal Advisor registration (individual) (amended)
30 Jun 17
MA-I/A
Municipal Advisor registration (individual) (amended)
30 Jun 17
MA-I/A
Municipal Advisor registration (individual) (amended)
30 Jun 17
MA-I/A
Municipal Advisor registration (individual) (amended)
30 Jun 17
MA-I/A
Municipal Advisor registration (individual) (amended)
30 Jun 17
MA-W
Municipal Advisor notice of withdrawal
30 Jun 17
MA/A
Municipal Advisor registration (firm) (amended)
6 Jul 16
MA-A
Municipal Advisor registration (firm) (update)
25 Jun 15
Latest ownership filings
No filings