MML Investors Services is an investment advisor in Springfield with $58.79 bn assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
Former names
MML Investors Services, Inc.
SEC CIK
IRS number
42746212
SEC advisor number
801-44264
FINRA CRD number
10409
AUM ?
$58.79 bn
(as of 5 Apr 23)
Accounts
326,297
(as of 5 Apr 23)
Employees
7,379
(4951 investment advisory or research)
Address
MML Investors Services
1295 STATE STREET
SPRINGFIELD
MA 01111-0001
1295 STATE STREET
SPRINGFIELD
MA 01111-0001
Office hours
Monday - Friday, 8:00 AM TO 5:00 PM
Phone
(413) 744-7885
Brochures
- Form Adv Part 2A (13 Jun 23)
- WMS Advisory Annuities Disclosure Brochure (13 Jun 23)
- Part 2A of Form Adv (Fund Select/fund Select Premier) (13 Jun 23)
- Part 2A of Form Adv (Baystate and Newsquare) (13 Jun 23)
- Part 2A of Form Adv (Third Party Programs) (13 Jun 23)
- Part 2 a Appendix 1 of Form Adv - Sma Select (13 Jun 23)
- Part 2A Appendix 1 of Form Adv - Strategist Select and Strategist Select MF Only (13 Jun 23)
- Part 2A Appendix 1 of Form Adv - Uma Select Premier and Uma Select Premier MF Only (13 Jun 23)
- Part 2A Appendix 1 of Form Adv - Advisor Select (13 Jun 23)
- Part 2A Appendix 1 of Form Adv - Guided Portfolios (13 Jun 23)
- Financial Planning Services Adv Brochure (13 Jun 23)
- Mmlis Brinker Capital Wealth Advisory Services Adv Brochure (13 Jun 23)
- Portfolio Solutions Programs Wrap Fee Brochure (13 Jun 23)
- Part 2A Brochure Massmutual Plan Fiduciary Services Program (13 Jun 23)
- Form Adv Part 2A for MML Plan Solutions (13 Jun 23)
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Massmutual Holding LLC | Member | 07/2004 | > 75% |
Massachusetts Mutual Life Insurance Company | Parent Company | 07/2004 | > 75% |
Fanning, Michael Robert | Director | 05/2016 | < 5% |
Vaccaro, John Arthur | CEO, Chairman of the Board | 12/2016 | < 5% |
Benson, Wendy Ann | President and Director | 05/2016 | < 5% |
Bauer, Thomas K | Chief Technology Officer | 03/2017 | < 5% |
Holtzer, David Michael | Field Risk Officer | 03/2017 | < 5% |
Mink, David Myers | Vice President and Chief Operations Officer | 03/2017 | < 5% |
Wilkinson, Mary Bea | Vice President | 03/2017 | < 5% |
Craddock, Geoffrey | Director | 11/2017 | < 5% |
Newth, Sean Patrick | Director | 07/2021 | < 5% |
Rogers Reid, Courtney Mckenzie | Chief Compliance Officer | 10/2021 | < 5% |
Duch III, Edward Karl | Chief Legal Officer, Secretary and Vice President | 06/2022 | < 5% |
Rispoli, Frank Joseph | Chief Financial Officer and Treasurer | 06/2022 | < 5% |
Latest filings (excl ownership)
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
14 Aug 24
13F-HR
Quarterly holdings report by institutional manager
14 May 24
13F-HR
Quarterly holdings report by institutional manager
14 Feb 24
13F-HR
Quarterly holdings report by institutional manager
14 Nov 23
13F-HR
Quarterly holdings report by institutional manager
14 Aug 23
13F-HR
Quarterly holdings report by institutional manager
12 May 23
13F-HR
Quarterly holdings report by institutional manager
13 Feb 23
13F-HR
Quarterly holdings report by institutional manager
14 Nov 22
13F-HR
Quarterly holdings report by institutional manager
12 Aug 22
13F-HR
Quarterly holdings report by institutional manager
13 May 22