Money Concepts Capital is an investment advisor in Palm Beach Gardens with $3.12 bn assets under management.
Company profile
Website
Employees
Incorporated
Fiscal year end
SEC CIK
IRS number
592268067
SEC advisor number
801-39736
FINRA CRD number
12963
AUM ?
$3.12 bn
(as of 18 Aug 22)
Accounts
14,326
(as of 18 Aug 22)
Employees
519
(450 investment advisory or research)
Office hours
Monday - Friday, 8:30 TO 5:30
Ownership
| Owner | Title | From | %Ownership |
|---|---|---|---|
| Money Concepts International, Inc | Owns 100% of Money Concepts Capital Corp. | 01/1991 | > 75% |
| Walsh, Denis Stephen | President | Chief Executive Officer | 09/1987 | < 5% |
| Walsh, Mary Therese | SR Vice President | Chief Compliance Officer | 04/1997 | < 5% |
| World Investment Network, Inc. | Shareholder | 01/1991 | > 75% |
| Barnett, Cheryl Morris | Vice President | Compliance Officer | 02/1990 | < 5% |
| Dayley, Barry Lyle | Executive Vice President of Financial Institutions | 08/1998 | < 5% |
| Perlow, Liza Maria | Vice President | Compliance Officer | 01/2002 | < 5% |
| Rittman, Barry Richard | Vice President | Chief Financial Officer | 07/2003 | < 5% |
| Walsh, James Edward | Vice President | Advertising and Communications | 06/2003 | < 5% |
| Porter, William Allen | Vice President | Marketing and Business Development | 01/2017 | < 5% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
27 Oct 22
13F-HR
Quarterly holdings report by institutional manager
18 Jul 22
13F-HR
Quarterly holdings report by institutional manager
13 May 22
13F-HR
Quarterly holdings report by institutional manager
14 Feb 22
13F-HR
Quarterly holdings report by institutional manager
17 May 21
13F-HR
Quarterly holdings report by institutional manager
17 May 21