Merrill LYNCH, Pierce, Fenner & Smith is an investment advisor in New York with $1.09 tn assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
Industry (SIC)
Former names
Merrill LYNCH Pierce Fenner & Smith Inc
SEC CIK
IRS number
133767317
SEC advisor number
801-14235
FINRA CRD number
7691
AUM ?
$1.27 tn
(as of 21 Jun 24)
Accounts
2,911,578
(as of 21 Jun 24)
Employees
34,934
(26251 investment advisory or research)
Address
Merrill LYNCH, Pierce, Fenner & Smith
4 WORLD FINANCIAL CENTER
NORTH TOWER
NEW YORK
NY 10080
4 WORLD FINANCIAL CENTER
NORTH TOWER
NEW YORK
NY 10080
Phone
800-637-7455
Brochures
- Advice Access Brochure (19 May 23)
- Merrill Lynch Strategic Portfolio Advisor Service Brochure (19 May 23)
- Merrill Lynch Managed Account Service Brochure (19 May 23)
- Merrill Lynch Investment Advisory Program Brochure (19 May 23)
- Merrill Personal Retirement Strategy (19 May 23)
- Merrill Guided Investing Brochure (19 May 23)
- Merrill Lynch Fiduciary Advisory Services (19 May 23)
- Merrill Lynch Institutional Investment Consulting (19 May 23)
- Merrill Guided Investing with Advisor Brochure (19 May 23)
- Merrill Edge Advisory Account Brochure (19 May 23)
Latest filings (excl ownership)
15-15D
Suspension of duty to report
23 Jan 12
15-15D
Suspension of duty to report
23 Jan 12
15-15D
Suspension of duty to report
23 Jan 12
15-15D
Suspension of duty to report
23 Jan 12
15-15D
Suspension of duty to report
23 Jan 12
15-15D
Suspension of duty to report
23 Jan 12
15-15D
Suspension of duty to report
23 Jan 12
15-15D
Suspension of duty to report
23 Jan 12
15-15D
Suspension of duty to report
23 Jan 12
15-15D
Suspension of duty to report
23 Jan 12
Latest ownership filings
4
GABELLI UTILITY TRUST
2 Jul 24
13F-NT
Notice of holdings reported by another manager
15 May 24
13F-NT
Notice of holdings reported by another manager
14 Feb 24
13F-NT
Notice of holdings reported by another manager
14 Nov 23
13F-NT
Notice of holdings reported by another manager
14 Aug 23
13F-NT
Notice of holdings reported by another manager
12 May 23
13F-NT
Notice of holdings reported by another manager
13 Feb 23
13F-NT
Notice of holdings reported by another manager
15 Nov 22
13F-NT
Notice of holdings reported by another manager
15 Aug 22
13F-NT
Notice of holdings reported by another manager
16 May 22