Financial reports
N-CEN
Annual report (registered investment company)
14 Mar 24
N-CSR
Certified annual shareholder report (management investment company)
29 Feb 24
N-CSRS
Certified semi-annual shareholder report (management investment company)
30 Aug 23
N-CEN
Annual report (registered investment company)
13 Mar 23
N-CSR
Certified annual shareholder report (management investment company)
2 Mar 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
1 Sep 22
N-CEN
Annual report (registered investment company)
11 Mar 22
N-CSR
Certified annual shareholder report (management investment company)
3 Mar 22
N-CSRS/A
Certified semi-annual shareholder report (management investment company) (amended)
30 Sep 21
N-CSR/A
Certified annual shareholder report (management investment company) (amended)
28 Sep 21
Current reports
No filings
Registration and prospectus
POS EX
Additional exhibits for listing
14 May 21
N-14
Registration statement for investment companies business combination
13 Jan 21
POS EX
Additional exhibits for listing
17 Dec 20
N-14/A
Registration statement for investment companies business combination (amended)
31 Jul 20
N-14
Registration statement for investment companies business combination
1 Jul 20
POS EX
Additional exhibits for listing
12 Dec 19
N-14
Registration statement for investment companies business combination
2 Jul 19
POS EX
Additional exhibits for listing
27 Jul 18
N-14
Registration statement for investment companies business combination
17 Jan 18
POS EX
Additional exhibits for listing
2 Nov 17
Proxies
N-PX
Annual report of proxy voting record
28 Aug 23
N-PX
Annual report of proxy voting record
24 Aug 22
DEF 14A
Definitive proxy
26 Jul 22
PRE 14A
Preliminary proxy
27 Jun 22
DEF 14C
Information statement
27 Jan 22
N-PX
Annual report of proxy voting record
19 Aug 21
DEF 14A
Definitive proxy
6 Aug 21
PRE 14A
Preliminary proxy
7 Jul 21
DEF 14C
Information statement
12 Feb 21
DEF 14C
Information statement
23 Oct 20
Other
CORRESP
Correspondence with SEC
25 Jul 22
CORRESP
Correspondence with SEC
13 Jul 22
CORRESP
Correspondence with SEC
3 Aug 21
EFFECT
Notice of effectiveness
3 Aug 20
CORRESP
Correspondence with SEC
31 Jul 20
CORRESP
Correspondence with SEC
31 Jul 20
CORRESP
Correspondence with SEC
31 Jul 20
CORRESP
Correspondence with SEC
14 Feb 20
CORRESP
Correspondence with SEC
1 Aug 19
CORRESP
Correspondence with SEC
12 Sep 17
Ownership
NPORT-P
Ultra Short Term Bond Trust (Dec 2023 report)
28 Feb 24
NPORT-P
Monthly portfolio investment report
28 Feb 24
NPORT-P
Monthly portfolio investment report
28 Feb 24
NPORT-P
Small Cap Value Trust (Dec 2023 report)
28 Feb 24
NPORT-P
Small Cap Stock Trust (Dec 2023 report)
28 Feb 24
NPORT-P
Monthly portfolio investment report
28 Feb 24
NPORT-P
Small Company Value Trust (Dec 2023 report)
28 Feb 24
NPORT-P
Short Term Government Income Trust (Dec 2023 report)
28 Feb 24
NPORT-P
Monthly portfolio investment report
28 Feb 24
NPORT-P
Science & Technology Trust (Dec 2023 report)
28 Feb 24