Duff & Phelps Investment Management is an investment advisor in Chicago with $12.01 bn assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
363027981
SEC advisor number
801-14813
FINRA CRD number
107296
AUM ?
$12.01 bn
(as of 18 Apr 23)
Accounts
58
(as of 18 Apr 23)
Employees
50
(23 investment advisory or research)
Address
Duff & Phelps Investment Management
200 SOUTH WACKER DRIVE
SUITE 500
CHICAGO
IL 60606
200 SOUTH WACKER DRIVE
SUITE 500
CHICAGO
IL 60606
Office hours
Monday - Friday, 9:00AM TO 5:00PM
Phone
3122632610
Brochures
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Virtus Partners, Inc. (Direct Owner - Dpim's Outstanding Stock) | Shareholder | 11/1995 | > 75% |
Petrisko, Daniel, John | Executive Managing Director | 03/2017 | < 5% |
Aylward, George, Robert | Director and Chairman | 11/2008 | < 5% |
Dybas, Geoffrey, Peter | Executive Managing Director | 03/2017 | < 5% |
Luecke, Connie, Marie | Senior Managing Director | 08/2014 | < 5% |
Haggerty, Frank, James | Senior Managing Director | 08/2014 | < 5% |
Virtus Investment Partners, Inc. | Indirect Shareholder | 11/2008 | > 75% |
Sharma, Shalini, NMN | Senior Managing Director | 08/2014 | < 5% |
Meder, Alan, Michael | Senior Managing Director & Chief Risk Officer | 08/2014 | < 5% |
Angerthal, Michael, Aaron | Director, Executive Vice President and Treasurer | 05/2010 | < 5% |
Grumhaus, David, Dean | President and Chief Investment Officer | 01/2021 | < 5% |
Hiebert, Robert, George | Senior Managing Director | 09/2014 | < 5% |
Elvekrog, Eric, Jonathan | Senior Managing Director | 03/2015 | < 5% |
Creswell, John, Luther | Executive Managing Director | 05/2016 | < 5% |
Hills, Wendy, Jacqueline | Executive Vice President, General Counsel and Assistant Secretary | 09/2019 | < 5% |
Wittwer, Steven, Glenn | Executive Managing Director | 03/2022 | < 5% |
Fitzgerald, Timothy, Edward | Senior Managing Director | 03/2020 | < 5% |
Hegyi, Kathleen, Louise | Chief Compliance Officer | 08/2022 | < 5% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
5 Feb 24
13F-HR
Quarterly holdings report by institutional manager
13 Nov 23
13F-HR
Quarterly holdings report by institutional manager
3 Aug 23
13F-HR
Quarterly holdings report by institutional manager
10 May 23
13F-HR
Quarterly holdings report by institutional manager
8 Feb 23
13F-HR
Quarterly holdings report by institutional manager
14 Nov 22
13F-HR
Quarterly holdings report by institutional manager
10 Aug 22
13F-HR
Quarterly holdings report by institutional manager
11 May 22
13F-HR
Quarterly holdings report by institutional manager
7 Feb 22
13F-HR
Quarterly holdings report by institutional manager
10 Nov 21