The Huntington Investment Company is an investment advisor in Columbus with $4.77 bn assets under management.
Company profile
Website
Employees
Incorporated
Fiscal year end
SEC CIK
IRS number
311316299
SEC advisor number
801-58015
FINRA CRD number
16986
AUM ?
$4.77 bn
(as of 3 Nov 22)
Accounts
26,788
(as of 3 Nov 22)
Employees
396
(379 investment advisory or research)
Office hours
Monday - Friday, 8:00 AM - 5:00 PM
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Huntington Bancshares Incorporated | Parent Company | 07/2006 | > 75% |
Dahlke, Stephen Matthew | Enterprise Compliance Risk Director | 11/2019 | < 5% |
Hazel, Amy Rachelle | Chief Operating Officer | 07/2015 | < 5% |
Hill, Elizabeth Marie | Secretary | 06/2016 | < 5% |
Miroballi, Michael | President | 02/2017 | < 5% |
Richardson, Stephen Monroe | Chief Financial Officer | 07/2019 | < 5% |
Ruz, Roger Anthony | Rosfp | 07/2019 | < 5% |
Ruz, Roger Anthony | Municipal Principal | 07/2019 | < 5% |
Richardson, Stephen Monroe | Finop | 08/2019 | < 5% |
Shores, Serina M. | Chief Compliance Officer | 11/2019 | < 5% |
Dougherty, Matthew James | Conflict Officer | 11/2019 | < 5% |
Dougherty, Matthew James | Aml Officer | 12/2020 | < 5% |
Latest filings (excl ownership)
MA-I/A
Municipal Advisor registration (individual) (amended)
26 Jan 17
MA-I/A
Municipal Advisor registration (individual) (amended)
26 Jan 17
MA-W
Municipal Advisor notice of withdrawal
13 Dec 16
MA-A
Municipal Advisor registration (firm) (update)
16 Mar 16
MA-I/A
Municipal Advisor registration (individual) (amended)
9 Mar 16
MA-I/A
Municipal Advisor registration (individual) (amended)
9 Mar 16
MA/A
Municipal Advisor registration (firm) (amended)
17 Dec 15
MA-I/A
Municipal Advisor registration (individual) (amended)
21 Apr 15
MA-A
Municipal Advisor registration (firm) (update)
12 Mar 15
MA/A
Municipal Advisor registration (firm) (amended)
26 Jan 15
Latest ownership filings
No filings