Security Investors is an investment advisor in New York with $13.03 bn assets under management.
Company profile
Website
Employees
Incorporated
Fiscal year end
SEC CIK
IRS number
481183041
SEC advisor number
801-8008
FINRA CRD number
105477
AUM ?
$13.03 bn
(as of 3 Nov 22)
Accounts
138
(as of 3 Nov 22)
Employees
41
(35 investment advisory or research)
Office hours
Monday - Friday, 8:30 TO 4:30 EST
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Lee, Amy, Jo | SR. Vice President & Secretary | 09/1996 | < 5% |
Byrum, Michael, Paul | SR. Vice President | 06/2010 | < 5% |
Rydex Holdings, LLC | Member | 01/2011 | > 75% |
Damman, Amy, Leigh | Assistant Treasurer | 12/2012 | < 5% |
Guggenheim Capital, LLC | Member | 10/2005 | > 75% |
Sage Assets, Inc. | Member | 12/2008 | 25-50% |
Consolidated Investment Services, Inc. | Shareholder | 07/2011 | > 75% |
Sammons Enterprises, Inc. | Shareholder | 10/1986 | > 75% |
Sammons Enterprises, Inc. Esot | Shareholder | 01/2010 | > 75% |
Greatbanc Trust Company, Trustee | Trustee | 12/2004 | |
Sharaff, Farhan | SR. Vice President | 12/2012 | < 5% |
Guggenheim Capital, LLC | Shareholder | 11/2000 | > 75% |
Guggenheim Partners Investment Management Holdings, LLC | Member | 07/2013 | > 75% |
Gi Holdco LLC | Member | 07/2013 | > 75% |
Gi Holdco II LLC | Member | 07/2013 | > 75% |
Guggenheim Partners, LLC | Member | 07/2013 | > 75% |
Gmi Gpimh, LLC | Managing Member | 07/2013 | |
Sammons Equity Alliance, Inc. | Shareholder | 07/2011 | > 75% |
Guggenheim Manager, Inc. | Member | 07/2013 | > 75% |
Beier, Dustan, Roy | SR. Vice President, Chief Financial Officer & Treasurer | 08/2015 | < 5% |
Catalucci, Joanna, Marie | SR. Vice President | 07/2013 | < 5% |
Misantone, Margaux, Marie | Chief Compliance Officer | 01/2018 | < 5% |
Binder, Brian, Edward | Chief Executive Officer and President | 01/2018 | < 5% |
Latest filings (excl ownership)
Latest ownership filings
13F-NT
Notice of holdings reported by another manager
15 Oct 24
13F-NT
Notice of holdings reported by another manager
1 Aug 24
13F-NT
Notice of holdings reported by another manager
3 May 24
13F-NT
Notice of holdings reported by another manager
1 Feb 24
13F-NT
Notice of holdings reported by another manager
31 Oct 23
13F-NT
Notice of holdings reported by another manager
18 Jul 23
13F-NT
Notice of holdings reported by another manager
5 May 23
13F-NT
Notice of holdings reported by another manager
7 Feb 23
13F-NT
Notice of holdings reported by another manager
10 Nov 22
13F-NT
Notice of holdings reported by another manager
11 Aug 22