Putnam Advisory is a fund manager in Boston with $63.84 bn assets under management.
Company profile
Website
Employees
Fiscal year end
SEC CIK
IRS number
43543039
SEC advisor number
801-5097
FINRA CRD number
106631
AUM ?
$63.84 bn
(as of 12 Jun 23)
Accounts
121
(as of 12 Jun 23)
Employees
40
(6 investment advisory or research)
Office hours
Monday - Friday, 8:30 A.M. - 5:00 P.M.
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Great-west Lifeco Inc. | Shareholder | 12/2019 | > 75% |
Putnam Acquisition Financing Inc. | Member | 04/2007 | > 75% |
Great-west Financial (Nova Scotia) Co. | Shareholder | 08/2007 | > 75% |
Putnam Acquisition Financing LLC | Member | 04/2007 | > 75% |
Great-west Lifeco U.S. LLC | Member | 08/2007 | > 75% |
Putnam Investments, LLC | Shareholder | 12/2007 | > 75% |
Power Financial Corporation | Shareholder | 03/1986 | 50-75% |
Putnam Advisory Holdings II, LLC | Member | 06/2018 | > 75% |
the Desmarais Family Residuary Trust | Shareholder | 10/2015 | > 75% |
Desmarais, Paul, Guy | Trustee | 10/2013 | |
Fortin, Guy, NMN | Trustee | 10/2013 | |
Desmarais, Andre, Roger | Trustee | 10/2013 | |
Clark, James, F. | Chief Compliance Officer and Chief Risk Officer | 01/2016 | < 5% |
Woodall, Michael, Joseph | Chief of Operations | 11/2016 | < 5% |
Cooper, Aaron, M | Chief Operating Officer | 02/2019 | < 5% |
Schoen, Robert, J | Co-chief Investment Officer, Global Asset Allocation | 11/2016 | < 5% |
Lenhardt, Brian, D | Chief Operating Officer, Investment Division | 11/2016 | < 5% |
Pansolo Holding Inc. | Shareholder | 10/2015 | 50-75% |
Bolotin, Andra, Sloane | Chief Financial Officer | 06/2017 | < 5% |
Desmarais, Sophie, Caroline | Trustee, Non-voting | 03/2018 | |
Putnam U.S. Holdings I, LLC | Member | 10/2017 | > 75% |
Perkins, Richard, Shepherd | Chief Investment Officer, Equities | 02/2019 | < 5% |
Power Corporation of Canada | Owner | 02/2020 | > 75% |
Salm, Michael, Vincent | Chief Investment Officer, Fixed Income | 09/2020 | < 5% |
Tate, Stephen, Jefferson | General Counsel and Chief Legal Officer | 07/2021 | < 5% |
Goldstein, Brett, S | Co-chief Investment Officer, Global Asset Allocation | 07/2021 | < 5% |
Mckay, Steven, Paul | Chief Executive Officer | 01/2023 | < 5% |
Doer, Gary, Albert | Trustee | 05/2023 |
Ownership
Fund structure | AUM | Fund type |
---|---|---|
the Putnam Advisory Company, LLC | $63.84 bn | |
37 Capital Clo 1 LTD. | $382.77 mm | Securitized Asset Fund |
37 Capital Clo 2 LTD. | $342.58 mm | Securitized Asset Fund |
37 Capital Clo 3 LTD. | $10.00 mm | Securitized Asset Fund |
37 Capital Private Mortgage Fund, LP | $99.74 mm | Hedge Fund |
37 Capital Private Mortgage Fund (Cayman), LP | ||
37 Capital Structured Credit Fund, LP | $403.67 mm | Hedge Fund |
37 Capital Structured Credit Fund, LTD. | ||
Putnam Cash Collateral Pool, LLC | $461.60 mm | Liquidity Fund |
Putnam Catholic Values U.S. Large Cap Growth Fund, LP | $30.21 mm | Hedge Fund |
Putnam Emerging Markets Equity Fund, LP | $9.29 mm | Hedge Fund |
Putnam Emerging Markets Small Cap Equity Fund, LP | $2.47 mm | Hedge Fund |
Putnam Intermediate Us Investment Grade Fund, LLC | $51.79 mm | Hedge Fund |
Putnam Structured Product Cdo 2001-1 LTD. | $3.46 mm | Securitized Asset Fund |
Putnam Structured Product Funding 2003-1 LTD. | $46.09 mm | Securitized Asset Fund |
Putnam Total Return Us Investment Grade Fixed Income, LLC | $83.91 mm | Hedge Fund |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-NT
Notice of holdings reported by another manager
14 Aug 24
13F-NT
Notice of holdings reported by another manager
14 Feb 24
13F-NT
Notice of holdings reported by another manager
14 Nov 23
13F-NT
Notice of holdings reported by another manager
14 Aug 23
13F-NT
Notice of holdings reported by another manager
22 May 23
13F-NT
Notice of holdings reported by another manager
14 Feb 23
13F-NT
Notice of holdings reported by another manager
14 Nov 22
13F-NT
Notice of holdings reported by another manager
15 Aug 22
13F-NT
Notice of holdings reported by another manager
16 May 22
13F-NT
Notice of holdings reported by another manager
14 Feb 22