swiss helvetia fund is a restaurants company located in 1270 avenue of the americ, new york, new york, united states.
Company profile
Ticker
SWZ
Exchange
Website
CEO
Andrew Dakos
Employees
Location
Fiscal year end
Former names
SWISS HELVETIA FUND INC
SEC CIK
Corporate docs
SWZ stock data
Latest filings (excl ownership)
N-CEN
Annual report (registered investment company)
11 Mar 24
N-CSR
Certified annual shareholder report (management investment company)
7 Mar 24
8-K
Financial Statements and Exhibits
13 Sep 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
6 Sep 23
N-PX
Annual report of proxy voting record
31 Aug 23
DEF 14A
Definitive proxy
25 Jul 23
N-CEN
Annual report (registered investment company)
9 Mar 23
N-CSR
Certified annual shareholder report (management investment company)
6 Mar 23
CORRESP
Correspondence with SEC
22 Sep 22
8-K
Agenda 1 01 Performance 02 Portfolio positioning 03 Outlook 04 Case for Swiss equities
14 Sep 22
Latest ownership filings
SC 13G/A
LAZARD ASSET MANAGEMENT LLC
14 Feb 24
NPORT-P
Swiss Helvetia Fund, Inc. (Dec 2023 report)
8 Feb 24
SC 13G/A
Allspring Global Investments Holdings, LLC
12 Jan 24
NPORT-P/A
Swiss Helvetia Fund, Inc. (Sep 2023 report)
21 Nov 23
NPORT-P
Swiss Helvetia Fund, Inc. (Sep 2023 report)
21 Nov 23
NPORT-P
Swiss Helvetia Fund, Inc. (Jun 2023 report)
19 Jul 23
NPORT-P
Swiss Helvetia Fund, Inc. (Mar 2023 report)
17 May 23
SC 13G/A
LAZARD ASSET MANAGEMENT LLC
8 Mar 23
NPORT-P
Swiss Helvetia Fund, Inc. (Dec 2022 report)
23 Jan 23
SC 13G/A
Allspring Global Investments Holdings, LLC
13 Jan 23
Funds
Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
---|---|---|---|---|---|---|---|
SWISS HELVETIA FUND, INC. | – | -6.54 | 8.40 | 7.66 | 127.19 mm | 52 | Dec 2023 |
Institutional ownership, Q2 2023
37.4% owned by funds/institutions
13F holders | Current |
---|---|
Total holders | 32 |
Opened positions | 3 |
Closed positions | 1 |
Increased positions | 12 |
Reduced positions | 6 |
13F shares | Current |
---|---|
Total value | 32.20 bn |
Total shares | 4.86 mm |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|---|---|
Allspring Global Investments | 1.80 mm | $14.76 bn |
Lazard Asset Management | 803.91 k | $6.61 mm |
1607 Capital Partners | 337.65 k | $2.78 bn |
CSS | 297.16 k | $2.44 bn |
Shaker Financial Services | 289.16 k | $2.38 bn |
Gardner Russo & Gardner | 262.05 k | $2.15 bn |
Bulldog Investors | 237.47 k | $1.95 bn |
Commonwealth Equity Services | 128.32 k | $1.06 mm |
MS Morgan Stanley | 97.61 k | $802.35 mm |
Blue Bell Private Wealth Management | 93.44 k | $768.04 mm |