Ubs Global Asset Management Americas is a fund manager in New York with $299.71 bn assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
Industry
Former names
Brinson Partners Inc, Ubs Global Asset Management Americas Inc
SEC CIK
SEC advisor number
801-34910
FINRA CRD number
106838
AUM ?
$299.71 bn
(as of 31 Mar 22)
Accounts
287,436
(as of 31 Mar 22)
Employees
372
(179 investment advisory or research)
Address
Ubs Global Asset Management Americas
ONE NORTH WACKER DRIVE
CHICAGO
IL 60606
ONE NORTH WACKER DRIVE
CHICAGO
IL 60606
Office hours
Monday - Friday, 8:00-5:00
Phone
60606
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Ubs Americas Inc. | Shareholder | 10/2003 | > 75% |
Ubs Ag, Zurich, Switzerland | Member | 08/2015 | > 75% |
Kemper, Mark, Frederick | Chief Legal Officer | 10/2021 | < 5% |
Ubs Group Ag | Shareholder | 11/2014 | > 75% |
Ubs Americas Holding LLC | Shareholder | 08/2015 | > 75% |
Mullen, Barry, John | Chief Compliance Officer | 09/2017 | < 5% |
Gill, Barry, John | Head of Investments | 11/2019 | < 5% |
Mcintosh, Ian, Ross | Head of Active Equities | 10/2019 | < 5% |
Primmer, Ryan, Franklin | Head of Investment Solutions | 06/2018 | < 5% |
Poucher, James, Harley | President, Chief Executive Officer, and Director | 01/2022 | < 5% |
Ellinger, Craig, Garret | Head of Americas Fixed Income | 08/2017 | < 5% |
Mattone, Ralph | Treasurer and Chief Financial Officer | 06/2021 | < 5% |
Vagra, Nicholas, James | Head of Global Product Control and Logistics and Director | 06/2021 | < 5% |
Krieg, John, L | Head of Institutional Client Coverage and Director | 06/2021 | < 5% |
Ownership
Fund structure | AUM | Fund type |
---|---|---|
Ubs Asset Management (Americas) Inc. | $299.71 bn | |
1 North China a Equity Fund LLC | $27.20 mm | Other Private Fund |
Select (Cay) Government Institutional Fund LTD. | $44.32 mm | Liquidity Fund |
Select (Cay) Government Preferred Fund LTD. | $56.00 mm | Liquidity Fund |
Select (Cay) Prime Institutional Fund LTD. | $250.86 mm | Liquidity Fund |
Select (Cay) Prime Preferred Fund LTD. | $44.94 mm | Liquidity Fund |
Select (Cay) Treasury Institutional Fund LTD. | $476.33 mm | Liquidity Fund |
Select (Cay) Treasury Preferred Fund LTD. | $1.37 bn | Liquidity Fund |
Us Global Real Estate Funds Selection LP | $158.90 mm | Real Estate Fund |
Latest filings (excl ownership)
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
11 Aug 23
13F-HR
Quarterly holdings report by institutional manager
15 May 23
13F-HR
Quarterly holdings report by institutional manager
14 Feb 23
SC 13G
Prelude Therapeutics Inc
13 Feb 23
SC 13G
SLM Corp
13 Feb 23
SC 13G/A
Montrose Environmental Group, Inc.
13 Feb 23
13F-HR
Quarterly holdings report by institutional manager
14 Nov 22
13F-HR
Quarterly holdings report by institutional manager
12 Aug 22
13F-HR
Quarterly holdings report by institutional manager
16 May 22
SC 13G
Montrose Environmental Group, Inc.
14 Feb 22