business development company investing in middle market companies.
Company profile
Ticker
EQS
Exchange
Website
CEO
John A. Hardy
Employees
Incorporated
Location
Fiscal year end
Former names
EQUUS II INC, EQUUS II INC ET AL
SEC CIK
Corporate docs
IRS number
760345915
EQS stock data
Latest filings (excl ownership)
8-K
Equus Announces Fourth Quarter Net Asset Value
3 Apr 24
NT 10-K
Notice of late annual filing
2 Apr 24
8-K
Equus Subsidiary Morgan E&p Completes Two Horizontal Wells
21 Feb 24
CORRESP
Correspondence with SEC
21 Nov 23
8-K
Equus Announces Third Quarter Net Asset Value
15 Nov 23
10-Q
2023 Q3
Quarterly report
14 Nov 23
CORRESP
Correspondence with SEC
20 Oct 23
8-K
Equus Announces Second Quarter Net Asset Value
15 Aug 23
10-Q
2023 Q2
Quarterly report
14 Aug 23
8-K
Equus Announces Results of
26 May 23
Latest ownership filings
SC 13G/A
Radoff Bradley Louis
13 Feb 24
SC 13G/A
Horberg Howard Todd
12 Feb 24
4
ROBERT L KNAUSS
18 Jul 23
SC 13G/A
Radoff Bradley Louis
14 Feb 23
SC 13G
Horberg Howard Todd
7 Oct 22
SC 13D/A
Lazar David E.
11 Jul 22
SC 13G/A
Radoff Bradley Louis
14 Feb 22
SC 13D/A
des Pallieres Bertrand
18 Oct 21
3
MICHAEL T TOKARZ
4 Oct 21
SC 13D
TOKARZ MICHAEL T
4 Oct 21
Institutional ownership, Q2 2023
29.5% owned by funds/institutions
13F holders | Current |
---|---|
Total holders | 8 |
Opened positions | 1 |
Closed positions | 1 |
Increased positions | 0 |
Reduced positions | 0 |
13F shares | Current |
---|---|
Total value | 221.21 mm |
Total shares | 4.01 mm |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|---|---|
Hardy John A. | 3.23 mm | $3.68 mm |
Custodian Ventures | 632.21 k | $1.49 mm |
Shufro Rose & Co | 77.74 k | $112.72 mm |
MS Morgan Stanley | 37.13 k | $53.83 mm |
CSS | 23.00 k | $34.73 mm |
Blue Bell Private Wealth Management | 9.69 k | $14.05 mm |
Advisor | 497.00 | $720.00 k |
WFC Wells Fargo & Co. | 1.00 | $1.00 k |
Proequities | 0.00 | $0.00 |
Recent insider trades
Date | Owner | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
---|---|---|---|---|---|---|---|---|---|---|
14 Jul 23 | Robert L Knauss | Common Stock | Buy | Acquire P | No | No | 1.48 | 1,000 | 1.48 k | 93,670 |