Financial reports
N-CSRS/A
Certified semi-annual shareholder report (management investment company) (amended)
14 Mar 24
N-CSRS
Certified semi-annual shareholder report (management investment company)
7 Mar 24
N-CEN
Annual report (registered investment company)
13 Sep 23
N-CSR
Certified annual shareholder report (management investment company)
6 Sep 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
2 Mar 23
N-CEN
Annual report (registered investment company)
13 Sep 22
N-CSR/A
Certified annual shareholder report (management investment company) (amended)
8 Sep 22
N-CSR
Certified annual shareholder report (management investment company)
6 Sep 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
7 Mar 22
N-CSR/A
Certified annual shareholder report (management investment company) (amended)
8 Sep 21
Current reports
8-K
Other Events
1 Jul 15
8-K
Other Events
26 Nov 14
8-K
Revised Expiration Date for its Non-Transferable Rights Offering
21 Sep 07
8-K
Other Events
17 Sep 07
8-K
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard
8 Aug 07
8-K
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard
30 Jul 07
8-K/A
Financial Statements and Exhibits
22 Nov 06
8-K
Other Events
16 Nov 06
Registration and prospectus
SC TO-I/A
Issuer tender offer statement (amended)
25 Mar 24
SC TO-I/A
Issuer tender offer statement (amended)
20 Mar 24
SC TO-I
Issuer tender offer statement
20 Feb 24
SC TO-C
Information about tender offer
9 Feb 24
SC TO-C
Information about tender offer
22 Nov 23
424B3
Prospectus supplement
22 Nov 23
424B1
Prospectus with pricing info
7 Nov 23
SC TO-I/A
Issuer tender offer statement (amended)
14 Nov 22
SC TO-I
Issuer tender offer statement
12 Oct 22
SC TO-C
Information about tender offer
3 Oct 22
Proxies
DEF 14A
Definitive proxy
28 Sep 23
N-PX
Annual report of proxy voting record
17 Aug 23
DEF 14A
Definitive proxy
30 Sep 22
N-PX
Annual report of proxy voting record
10 Aug 22
DEF 14A
Definitive proxy
1 Oct 21
N-PX
Annual report of proxy voting record
27 Aug 21
DEF 14A
Definitive proxy
31 Aug 20
N-PX
Annual report of proxy voting record
14 Aug 20
DEF 14A
Definitive proxy
30 Sep 19
N-PX
Annual report of proxy voting record
28 Aug 19
Other
EFFECT
Notice of effectiveness
30 Oct 23
CORRESP
Correspondence with SEC
24 Oct 23
EFFECT
Notice of effectiveness
2 Jul 21
CORRESP
Correspondence with SEC
29 Jun 21
UPLOAD
Letter from SEC
28 Apr 21
UPLOAD
Letter from SEC
22 Jun 18
EFFECT
Notice of effectiveness
12 Jun 18
CORRESP
Correspondence with SEC
8 Jun 18
CORRESP
Correspondence with SEC
8 Jun 18
CORRESP
Correspondence with SEC
8 Jun 18
Ownership
SC 13D/A
Herzfeld Erik Mervin
6 May 24
4
Ryan M Paylor
15 Apr 24
SC 13D/A
HERZFELD THOMAS J
27 Mar 24
4/A
THOMAS J HERZFELD
26 Mar 24
4/A
Ryan M Paylor
26 Mar 24
4/A
John A Gelety
26 Mar 24
4/A
Erik Mervin Herzfeld
26 Mar 24
4
Erik Mervin Herzfeld
21 Mar 24
4
John A Gelety
21 Mar 24
4
THOMAS J HERZFELD
21 Mar 24