| Owner | Title | From | %Ownership |
|---|---|---|---|
| the Charles Schwab Corporation | 100% Owner of Registrant | 10/1989 | > 75% |
| Hogan, Michael, Frederick | Chief Compliance Officer | 01/2014 | < 5% |
| Aguilar Chavez, Omar | Chief Executive Officer and Chief Investment Officer | 01/2022 | < 5% |
| Wander, Brett, Harlan | Chief Investment Officer | 06/2011 | < 5% |
| Crawford, Peter, Brooks | Director | 07/2016 | < 5% |
| De ST Paer, Jonathan, Christian | Director, President and Chief Operating Officer | 01/2021 | < 5% |
| Wurster, Richard, A | Director | 10/2021 | < 5% |
| Fischer, Mark, Dickhut | Chief Financial Officer | 03/2020 | < 5% |
| Mcmahon, William, Patrick | Chief Investment Officer | 01/2020 | < 5% |
| Macgregor, Catherine, Margaret | Chief Legal Officer | 03/2022 | < 5% |
