Davis R M is an investment advisor in Portland with $5.76 bn assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
10356657
SEC advisor number
801-13878
FINRA CRD number
105448
AUM ?
$5.76 bn
(as of 3 Apr 23)
Accounts
5,599
(as of 3 Apr 23)
Employees
55
(21 investment advisory or research)
Address
Davis R M
24 CITY CENTER
PORTLAND
ME 04101
24 CITY CENTER
PORTLAND
ME 04101
Office hours
Monday - Friday, 8:00 AM - 5:00 PM
Phone
2077740022
Brochures
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Noyes, Brian, Howard | Chairman of Board of Directors, Owner, Director | 01/1993 | 25-50% |
Laidlaw, Wendy, Allard | CFO, Director, Owner | 01/2002 | 5-10% |
Alexander, Geoffrey, Knight | CEO, Director, Owner | 01/2004 | 25-50% |
Fernandez, Mark, Andrew | Owner, Director | 01/2004 | 10-25% |
Draeger, Scot, Eric | President, Owner, General Counsel, Director | 01/2017 | < 5% |
Walker, Dean, E | Owner, Director, COO, Vp-trading | 12/2017 | < 5% |
Doughty, John, David | CIO, Owner, Director | 12/2019 | < 5% |
Mcfarland, Matthew, Alan | Owner, Director | 12/2019 | < 5% |
Wood, Michael, Philip | Owner, Director | 12/2020 | < 5% |
Dubois, Caleb, Chase Boothby | CCO, Vice President, Deputy General Counsel | 09/2022 | < 5% |
Latest filings (excl ownership)
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
9 Aug 24
13F-HR
Quarterly holdings report by institutional manager
10 May 24
13F-HR
Quarterly holdings report by institutional manager
9 Feb 24
13F-HR
Quarterly holdings report by institutional manager
14 Nov 23
13F-HR
Quarterly holdings report by institutional manager
10 Aug 23
13F-HR
Quarterly holdings report by institutional manager
1 May 23
13F-HR
Quarterly holdings report by institutional manager
14 Feb 23
13F-HR
Quarterly holdings report by institutional manager
8 Nov 22
13F-HR
Quarterly holdings report by institutional manager
8 Aug 22
13F-HR
Quarterly holdings report by institutional manager
5 May 22