Latest filings (excl ownership)
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Jul 24
N-CEN
Annual report (registered investment company)
10 Jan 24
N-CSR
Certified annual shareholder report (management investment company)
4 Jan 24
425
Business combination disclosure
7 Dec 23
425
Business combination disclosure
21 Nov 23
N-CEN
Annual report (registered investment company)
13 Nov 23
425
Business combination disclosure
9 Nov 23
N-CSR
Certified annual shareholder report (management investment company)
1 Nov 23
425
Business combination disclosure
24 Oct 23
425
Business combination disclosure
29 Aug 23
425
Business combination disclosure
29 Aug 23
425
Business combination disclosure
28 Aug 23
425
Business combination disclosure
28 Aug 23
EFFECT
Notice of effectiveness
28 Aug 23
AW
Withdrawal of amendment
24 Aug 23
N-14/A
Registration statement for investment companies business combination (amended)
23 Aug 23
N-14/A
Registration statement for investment companies business combination (amended)
22 Aug 23
CORRESP
Correspondence with SEC
17 Aug 23
CORRESP
Correspondence with SEC
4 Aug 23
N-PX
Annual report of proxy voting record
2 Aug 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
10 Jul 23
DEF 14A
Definitive proxy
22 Jun 23
CORRESP
Correspondence with SEC
15 Jun 23
N-14
Registration statement for investment companies business combination
5 Jun 23
PRE 14A
Preliminary proxy
1 Jun 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
3 May 23
425
Business combination disclosure
26 Apr 23
425
Business combination disclosure
26 Apr 23
N-CEN
Annual report (registered investment company)
13 Jan 23
N-CSR
Certified annual shareholder report (management investment company)
9 Jan 23
CERT
Certification of approval for exchange listing
22 Dec 22
8-A12B
Registration of securities on exchange
22 Dec 22
425
Business combination disclosure
9 Nov 22
EFFECT
Notice of effectiveness
7 Nov 22
N-14/A
Registration statement for investment companies business combination (amended)
3 Nov 22
CORRESP
Correspondence with SEC
1 Nov 22
N-14/A
Registration statement for investment companies business combination (amended)
3 Oct 22
N-14
Registration statement for investment companies business combination
23 Sep 22
N-PX
Annual report of proxy voting record
2 Aug 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Jul 22
Latest ownership filings
NPORT-P
Hennessy Technology Fund (Apr 2024 report)
27 Jun 24
NPORT-P
Hennessy Small Cap Financial Fund (Apr 2024 report)
27 Jun 24
NPORT-P
Hennessy Total Return Fund (Apr 2024 report)
27 Jun 24
NPORT-P
Hennessy Stance ESG ETF (Apr 2024 report)
27 Jun 24
NPORT-P
Hennessy Midstream Fund (Apr 2024 report)
27 Jun 24
NPORT-P
Hennessy Large Cap Financial Fund (Apr 2024 report)
27 Jun 24
NPORT-P
Hennessy Japan Small Cap Fund (Apr 2024 report)
27 Jun 24
NPORT-P
Hennessy Gas Utility Fund (Apr 2024 report)
27 Jun 24
NPORT-P
Hennessy Equity and Income Fund (Apr 2024 report)
27 Jun 24
NPORT-P
Hennessy Japan Fund (Apr 2024 report)
27 Jun 24
NPORT-P
Hennessy Focus Fund (Apr 2024 report)
27 Jun 24
NPORT-P
Hennessy Cornerstone Value Fund (Apr 2024 report)
27 Jun 24
NPORT-P
Hennessy Cornerstone Growth Fund (Apr 2024 report)
27 Jun 24
NPORT-P
Hennessy Balanced Fund (Apr 2024 report)
27 Jun 24
NPORT-P
Hennessy Energy Transition Fund (Apr 2024 report)
27 Jun 24
NPORT-P
Hennessy Cornerstone Large Growth Fund (Apr 2024 report)
27 Jun 24
NPORT-P
Hennessy Cornerstone Mid Cap 30 Fund (Apr 2024 report)
27 Jun 24
NPORT-P
Hennessy Technology Fund (Jan 2024 report)
27 Mar 24
NPORT-P
Hennessy Total Return Fund (Jan 2024 report)
27 Mar 24
NPORT-P
Hennessy Stance ESG ETF (Jan 2024 report)
27 Mar 24
NPORT-P
Hennessy Small Cap Financial Fund (Jan 2024 report)
27 Mar 24
NPORT-P
Hennessy Midstream Fund (Jan 2024 report)
27 Mar 24
NPORT-P
Hennessy Large Cap Financial Fund (Jan 2024 report)
27 Mar 24
NPORT-P
Hennessy Equity and Income Fund (Jan 2024 report)
27 Mar 24
NPORT-P
Hennessy Focus Fund (Jan 2024 report)
27 Mar 24
NPORT-P
Hennessy Japan Small Cap Fund (Jan 2024 report)
27 Mar 24
NPORT-P
Hennessy Gas Utility Fund (Jan 2024 report)
27 Mar 24
NPORT-P
Hennessy Japan Fund (Jan 2024 report)
27 Mar 24
NPORT-P
Hennessy Balanced Fund (Jan 2024 report)
27 Mar 24
NPORT-P
Hennessy Cornerstone Mid Cap 30 Fund (Jan 2024 report)
27 Mar 24
NPORT-P
Hennessy Energy Transition Fund (Jan 2024 report)
27 Mar 24
NPORT-P
Hennessy Cornerstone Large Growth Fund (Jan 2024 report)
27 Mar 24
NPORT-P
Hennessy Cornerstone Value Fund (Jan 2024 report)
27 Mar 24
NPORT-P
Hennessy Cornerstone Growth Fund (Jan 2024 report)
27 Mar 24
NPORT-P
Hennessy Cornerstone Growth Fund (Oct 2023 report)
28 Dec 23
NPORT-P
Hennessy Technology Fund (Oct 2023 report)
28 Dec 23
NPORT-P
Hennessy Stance ESG ETF (Oct 2023 report)
28 Dec 23
NPORT-P
Hennessy Midstream Fund (Oct 2023 report)
28 Dec 23
NPORT-P
Hennessy Small Cap Financial Fund (Oct 2023 report)
28 Dec 23
NPORT-P
Hennessy Total Return Fund (Oct 2023 report)
28 Dec 23