Company profile
Website
Employees
Incorporated
Fiscal year end
SEC CIK
IRS number
396037917
SEC advisor number
801-7571
FINRA CRD number
8158
AUM ?
$275.84 bn
(as of 29 Nov 22)
Accounts
272,742
(as of 29 Nov 22)
Employees
3,744
(2779 investment advisory or research)
Office hours
Monday - Friday, 8:00 A.M. TO 5:00 P.M. CENTRAL
Brochures
- Baird Private Asset Management - Wrap (24 Mar 23)
- Baird Generational Wealth Group - Wrap (24 Mar 23)
- Baird Advisors (24 Mar 23)
- Baird Private Asset Management (24 Mar 23)
- Baird Generational Wealth Group (24 Mar 23)
- Baird Institutional Equity Research Services (24 Mar 23)
- Baird Equity Asset Management - Chautauqua Capital Management (24 Mar 23)
- Baird Financial Planning Services (24 Mar 23)
- Baird Private Wealth Management (24 Mar 23)
- the DDK Group - Wrap (24 Mar 23)
- the DDK Group (24 Mar 23)
- Baird Institutional Consulting Services (24 Mar 23)
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Baird Financial Corporation | Shareholder | 12/1982 | > 75% |
Lawton, Patrick Steven | Director | 05/2004 | < 5% |
Schroeder, Michael John | Director | 05/2004 | < 5% |
Stanek, Mary Ellen | Director | 05/2004 | < 5% |
Booth, Steven Gregory | Chairman, President, Chief Executive Officer | 01/2016 | < 5% |
Schultz, Paul Lee | General Counsel, Secretary | 03/2013 | < 5% |
Baird Financial Group, Inc. | Shareholder | 12/2020 | > 75% |
Maxwell, Terrance Patrick | Chief Financial Officer, Director | 03/2015 | < 5% |
Thurow, Laura K | Chief Operations Officer | 07/2018 | < 5% |
Palmer, Angela Marie | Registered Investment Advisor CCO | 03/2014 | < 5% |
Graverson, Christa Lynn | Chief Compliance Officer | 01/2022 | < 5% |
Ownership
Fund structure | AUM | Fund type |
---|---|---|
Robert W. Baird & Co. Incorporated | $275.84 bn | |
Chautauqua Global Growth Equity QP Fund LP | $1.44 mm | Other Private Fund |
Chautauqua International Growth Equity QP Fund LP | $173.72 mm | Hedge Fund |
Chautauqua Series Fund, LLC (Chautauqua New World Growth Equity Series) | $1.12 mm | Other Private Fund |
Latest filings (excl ownership)
MA-I/A
Municipal Advisor registration (individual) (amended)
28 Jun 24
MA-I/A
Municipal Advisor registration (individual) (amended)
28 Jun 24
MA-I/A
Municipal Advisor registration (individual) (amended)
28 Jun 24
MA-I/A
Municipal Advisor registration (individual) (amended)
28 Jun 24
MA-I/A
Municipal Advisor registration (individual) (amended)
28 Jun 24
MA-I/A
Municipal Advisor registration (individual) (amended)
28 Jun 24
MA-I/A
Municipal Advisor registration (individual) (amended)
28 Jun 24
MA-I/A
Municipal Advisor registration (individual) (amended)
28 Jun 24
MA-I/A
Municipal Advisor registration (individual) (amended)
28 Jun 24
MA-I/A
Municipal Advisor registration (individual) (amended)
28 Jun 24
Latest ownership filings
No filings