Energy Focus (EFOI) Environmental, Social & Governance (ESG) Data

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Employees

Data from SEC filings

Employee count

ESG framework mentions

In last year of SEC filings

Sustainability Accounting Standards Board (SASB)

No mentions

Global Reporting Initiative (GRI)

No mentions

Task Force on Climate-related Financial Disclosures (TCFD)

No mentions

UN Sustainable Development Goals (SDGs)

No mentions

ESG term mentions

In last year of SEC filings

Air Carbon Clean Clean Water Act Climate Change Emission Energy Efficiency Energy Storage Environment Environmental Green Intensity Lifecycle Materials Natural Resources Nature Ocean Offset Pandemic Raw Materials Recycling Renewable Retrofit Toxic Waste Wastewater Access Asian Benefits Black Collective Bargaining Community Culture Customer Customer Satisfaction Cyber Cybersecurity Death Demographic Disability Diversity Diversity and Inclusion Employee Employee Retention Gender Health and Safety Healthcare Hire Human Capital Incident Injury Median Salary Pay for Performance Perquisites Product Quality Recall Recruit Reimbursement Retention Retirement Safety Satisfaction Skill Skills Social Supplier Supply Chain Supply Chain Management Talent Training Workers Workforce Working Condition Assessment Assurance Audit Bonus Bribery Chronic Commitment Conflict of Interest Corporate Governance Corporate Purpose Corruption Department of Ethics Executive Compensation Expert Fraud Goals Governance Hedging Incentive Incentivize Independence Independent Innovate Innovation Innovative Lawsuit Lead Independent Director Leadership Litigation Long-term Majority Mission Negative Discretion Oversee Oversight Perquisite Procurement Purpose R&D Recoup Reputation Reputational Research and Development Responsibility Responsible Strategy Sustainability Sustainable Targets Tax Tenure

Shareholder alignment

Proxy contests and exempt solicitations in last 3 years

No recent proxy contest or exempt solicitation filings from shareholders.

Vote support at last AGM

The Company held the Annual Meeting on June 15, 2023. Set forth below are the four proposals that were voted on at the Annual Meeting and the stockholder votes on each such proposal, as certified by the inspector of elections for the Annual Meeting. These proposals are described in further detail in the Company’s Definitive Proxy Statement filed with the Securities and Exchange Commission on May 1, 2023.
As of April 18, 2023, the record date for the Annual Meeting, there were 19,243,610 shares of Common Stock (entitled to one vote per share) and 876,447 shares of the Company’s Series A Convertible Preferred Stock (entitled to 0.11074 of a vote per share) issued, outstanding and entitled to vote. Shares of Common Stock and Series A

Convertible Preferred Stock representing 67.13% of the voting power of the Company’s stockholders were represented at the meeting.
With respect to the proposals, the results of the voting were as follows:
Proposal 1: Election of Directors:

Director Nominees	For	Withheld	Broker Non-Votes

Wen-Jeng Chang	9,594,060	922,485	2,468,065
Jennifer Cheng	3,919,240	6,597,305	2,468,065
K.R. “Kaj” den Daas	4,255,934	6,260,611	2,468,065
Jay (Chiao Chieh) Huang	9,691,075	825,470	2,468,065
Gina (Mei Yun) Huang	9,701,856	814,689	2,468,065
Brian Lagarto	4,267,535	6,249,010	2,468,065
Jeffery Parker	4,258,999	6,257,546	2,468,065
Stephen Socolof	3,932,739	6,583,806	2,468,065

The eight Directors listed above were elected to serve until the next annual meeting or until their respective successors are duly elected or appointed.
Proposal 2: Approval of a discretionary amendment to the Company’s certificate of incorporation, as amended, to effect a reverse stock split of the Company’s common stock at a ratio of at least 1-for-2 and up to 1-for-10, with the exact ratio within the foregoing range to be determined by the Company’s board of directors:


For	Against	Abstain
11,730,677	1,239,831	14,102

Proposal 3: Ratification of the appointment of GBQ Partners LLC as the Company’s independent registered public accounting firm for the year ending December 31, 2023:


For	Against	Abstain
9,906,835	3,068,055	9,720

Proposal 4: Approval, on an advisory basis, of the compensation of our named executive officers:

For			Against			Abstain			Broker Non-Votes

7,973,490			2,501,004			42,051			2,468,065