Financial Counselors is an investment advisor in Overland Park with $14.47 bn assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
431703335
SEC advisor number
801-48195
FINRA CRD number
106398
AUM ?
$14.47 bn
(as of 9 Mar 22)
Accounts
13,107
(as of 9 Mar 22)
Employees
61
(40 investment advisory or research)
Address
Financial Counselors
5901 COLLEGE BOULEVARD
SUITE 110
OVERLAND PARK
KS 66211
5901 COLLEGE BOULEVARD
SUITE 110
OVERLAND PARK
KS 66211
Office hours
Monday - Friday, 8:30 A.M. - 5:00 P.M.
Phone
(913) 663-0600
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Hunter, Robert, Tyler | Director, Vice Chairman | 04/2003 | < 5% |
Allison, Mark, Sterling | Director, Executive Vice President, Portfolio Manager | 04/2008 | < 5% |
Courtney, William, Michael | Director, Senior Vice President, Co-chief Invest. Officer-select Growth | 04/2008 | < 5% |
Greig, Peter, Gordon | Director, Senior Vice President, Co-chief Invest. Officer- Fixed Income | 02/1998 | < 5% |
Bergman, Bradley, Anthony | Director, Chairman of the Board | 08/2011 | < 5% |
Berkley, Stuart, Carlton | Director, Senior Vice President,chief Wealth Strategist | 04/2008 | < 5% |
Perott, Brian, Eugene | Director, Senior Vice President, Managing Director, Assistant Secretary | 04/2008 | < 5% |
Schaff, Val, Frederick | Director, Senior Vice President, Portfolio Manager, Assistant Secretary | 04/2008 | < 5% |
Fci Holding Corporation | Parent Company of Financial Counselors, Inc. | 07/1999 | > 75% |
Bergman, Bradley, Anthony | President, Director, Chairman of the Board | 01/2005 | 50-75% |
Hagemann, Alfred, Carl | Director | 10/2003 | < 5% |
Cloud, Gary, Bruce | Director, Senior Vice President, Co-chief Invest. Officer-fixed Income | 04/2008 | < 5% |
MTC Holding Corporation | Shareholder | 01/2005 | > 75% |
Schaff, Amy, Lyn | Senior Vice President & Chief Compliance Officer, Secretary, Asst. Treasurer | 07/2010 | < 5% |
Koehler, William, Edward | Director, President and Chief Executive Officer | 08/2014 | < 5% |
Perry, Stacey, Dean | Director | 07/2015 | < 5% |
Muther, Andrew, Richard | Director, Senior Vice President, Portfolio Manager | 07/2016 | < 5% |
Montgomery, Matthew, Link | Director, Senior Vice President, Portfolio Manager | 07/2016 | < 5% |
Hill, Benjamin, Vincent | Director, Senior Vice President, Portfolio Manager | 07/2016 | < 5% |
Schumann, Dennis, Patrick | Director, Senior Vice President, Portfolio Manager | 07/2016 | < 5% |
Johnson, Timothy, Andrew | Treasurer | 01/2018 | < 5% |
Patterson, Kristin, Knight | Director, Senior Vice President, Head of Investment Manager Research, Portfolio Manager | 02/2018 | < 5% |
Sollars, Scott, Preston | Director, Senior Vice President, Portfolio Manager | 05/2018 | < 5% |
Otto, Jeffrey, Brendon | Director, Senior Vice President, Co-chief Investment Officer, Select Growth | 05/2018 | < 5% |
West, Emily, Page | Director, Vice President, Director of Wealth Planning, Portfolio Manager | 05/2018 | < 5% |
Larose, Todd, Allen | Director, Vice President, Portfolio Manager | 05/2018 | < 5% |
Unterhalter, Bryan, Anthony | Director, Senior Vice President, Portfolio Manager | 04/2019 | < 5% |
Clune, Ute, Daley | Director, Managing Director | 01/2021 | < 5% |
Callegari, John, David | Director, Vice President, Portfolio Manager | 09/2021 | < 5% |
Yost, David, Brent | Director | 10/2020 | < 5% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
26 Jan 24
13F-HR
Quarterly holdings report by institutional manager
7 Nov 23
13F-HR
Quarterly holdings report by institutional manager
27 Jul 23
13F-HR
Quarterly holdings report by institutional manager
2 May 23
13F-HR
Quarterly holdings report by institutional manager
14 Feb 23
13F-HR
Quarterly holdings report by institutional manager
1 Nov 22
13F-HR
Quarterly holdings report by institutional manager
2 Aug 22
13F-HR
Quarterly holdings report by institutional manager
28 Apr 22
13F-HR
Quarterly holdings report by institutional manager
10 Feb 22
13F-HR
Quarterly holdings report by institutional manager
26 Oct 21