UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
Current Report
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): December 19, 2013
OPTICAL CABLE CORPORATION
(Exact name of registrant as specified in its charter)
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| Virginia | | 000-27022 | | 54-1237042 |
(State or other jurisdiction of incorporation or organization) | | (Commission File Number) | | (I.R.S. Employer Identification Number) |
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5290 Concourse Drive Roanoke, VA | | 24019 |
| (Address of principal executive offices) | | (Zip Code) |
(540) 265-0690
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
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| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Table of Contents
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| Item 2.02 Results of Operations and Financial Condition | 2 | | | |
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| Item 9.01 Financial Statements and Exhibits | 2 | | | |
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| Signatures | 3 | | | |
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| Exhibits | | | | |
Item 2.02 Results of Operations and Financial Condition
On December 19, 2013, Optical Cable Corporation issued a press release announcing its fourth quarter and fiscal year 2013 financial results. Also on December 19, 2013, Optical Cable Corporation held an earnings call. The press release is attached hereto as Exhibit 99.1 and the transcript for the earnings call is attached as Exhibit 99.2.
Item 9.01 Financial Statements and Exhibits
(d) Exhibits
The following is filed as an Exhibit to this Report.
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| Exhibit No. | | Description of Exhibit |
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99.1
99.2 | | Press Release dated December 19, 2013 (FILED HEREWITH)
Transcript of earnings call on December 19, 2013 (FILED HEREWITH) |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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| OPTICAL CABLE CORPORATION |
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| By: | | /s/ TRACY G. SMITH |
| Name: | | Tracy G. Smith |
| Title: | | Senior Vice President and Chief Financial Officer |
Dated: December 20, 2013
