Financial Services Fund | 07/01/2022 to 06/30/2023 |
ICA File Number: 811-07749
Registrant Name: T. Rowe Price Financial Services Fund, Inc.
Reporting Period: 07/01/2022 to 06/30/2023
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-07749
T. Rowe Price Financial Services Fund, Inc.
(Exact name of registrant as specified in charter)
100 East Pratt Street Baltimore, Maryland 21202
(Address of principal executive offices)
Ryan Nolan
100 East Pratt Street
Baltimore, Maryland 21202
(Name and address of agent for service)
Registrant’s telephone number, including area code: (410) 345-2000
Date of fiscal year end: 12/31
Date of reporting period: 07/01/2022 to 06/30/2023
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) T. Rowe Price Financial Services Fund, Inc.
By (Signature and Title) /s/ David Oestreicher
David Oestreicher, Principal Executive Officer
Date August 31, 2023
=========================== Financial Services Fund ============================ AIA GROUP LIMITED Ticker: 1299 Security ID: Y002A1105 Meeting Date: MAY 18, 2023 Meeting Type: Annual Record Date: MAY 12, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Edmund Sze-Wing Tse as Director For For Management 4 Elect Jack Chak-Kwong So as Director For For Management 5 Elect Lawrence Juen-Yee Lau as Director For For Management 6 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 7A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7B Authorize Repurchase of Issued Share For For Management Capital 8 Approve Increase in Rate of Directors' For For Management Fees 9 Amend Share Option Scheme For For Management 10 Amend Restricted Share Unit Scheme For For Management 11 Amend Employee Share Purchase Plan For For Management 12 Amend Agency Share Purchase Plan For For Management -------------------------------------------------------------------------------- AMERICAN INTERNATIONAL GROUP, INC. Ticker: AIG Security ID: 026874784 Meeting Date: MAY 10, 2023 Meeting Type: Annual Record Date: MAR 13, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paola Bergamaschi For For Management 1b Elect Director James Cole, Jr. For For Management 1c Elect Director W. Don Cornwell For For Management 1d Elect Director Linda A. Mills For For Management 1e Elect Director Diana M. Murphy For For Management 1f Elect Director Peter R. Porrino For For Management 1g Elect Director John G. Rice For For Management 1h Elect Director Therese M. Vaughan For For Management 1i Elect Director Vanessa A. Wittman For For Management 1j Elect Director Peter Zaffino For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Require Independent Board Chair Against Against Shareholder -------------------------------------------------------------------------------- AMERIPRISE FINANCIAL, INC. Ticker: AMP Security ID: 03076C106 Meeting Date: APR 26, 2023 Meeting Type: Annual Record Date: FEB 27, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James M. Cracchiolo For For Management 1b Elect Director Robert F. Sharpe, Jr. For For Management 1c Elect Director Dianne Neal Blixt For For Management 1d Elect Director Amy DiGeso For For Management 1e Elect Director Christopher J. Williams For For Management 1f Elect Director Armando Pimentel, Jr. For For Management 1g Elect Director Brian T. Shea For For Management 1h Elect Director W. Edward Walter, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Amend Omnibus Stock Plan For For Management 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- APOLLO GLOBAL MANAGEMENT, INC. Ticker: APO Security ID: 03769M106 Meeting Date: OCT 07, 2022 Meeting Type: Annual Record Date: AUG 12, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marc A. Beilinson For For Management 1.2 Elect Director James R. Belardi For For Management 1.3 Elect Director Jessica Bibliowicz For For Management 1.4 Elect Director Walter (Jay) Clayton, For For Management III 1.5 Elect Director Michael Ducey For For Management 1.6 Elect Director Richard Emerson For Withhold Management 1.7 Elect Director Kerry Murphy Healey For For Management 1.8 Elect Director Mitra Hormozi For For Management 1.9 Elect Director Pamela Joyner For For Management 1.10 Elect Director Scott Kleinman For For Management 1.11 Elect Director A.B. Krongard For For Management 1.12 Elect Director Pauline Richards For For Management 1.13 Elect Director Marc Rowan For For Management 1.14 Elect Director David Simon For Withhold Management 1.15 Elect Director Lynn Swann For For Management 1.16 Elect Director James Zelter For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ARCH CAPITAL GROUP LTD. Ticker: ACGL Security ID: G0450A105 Meeting Date: MAY 04, 2023 Meeting Type: Annual Record Date: MAR 07, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Francis Ebong For Against Management 1b Elect Director Eileen Mallesch For Against Management 1c Elect Director Louis J. Paglia For Against Management 1d Elect Director Brian S. Posner For Against Management 1e Elect Director John D. Vollaro For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 6a Elect Director Matthew Dragonetti as For For Management Designated Company Director of Non-U.S. Subsidiaries 6b Elect Director Seamus Fearon as For For Management Designated Company Director of Non-U.S. Subsidiaries 6c Elect Director H. Beau Franklin as For For Management Designated Company Director of Non-U.S. Subsidiaries 6d Elect Director Jerome Halgan as For For Management Designated Company Director of Non-U.S. Subsidiaries 6e Elect Director James Haney as For For Management Designated Company Director of Non-U.S. Subsidiaries 6f Elect Director Chris Hovey as For For Management Designated Company Director of Non-U.S. Subsidiaries 6g Elect Director Pierre Jal as For For Management Designated Company Director of Non-U.S. Subsidiaries 6h Elect Director Francois Morin as For For Management Designated Company Director of Non-U.S. Subsidiaries 6i Elect Director David J. Mulholland as For For Management Designated Company Director of Non-U.S. Subsidiaries 6j Elect Director Chiara Nannini as For For Management Designated Company Director of Non-U.S. Subsidiaries 6k Elect Director Maamoun Rajeh as For For Management Designated Company Director of Non-U.S. Subsidiaries 6l Elect Director Christine Todd as For For Management Designated Company Director of Non-U.S. Subsidiaries -------------------------------------------------------------------------------- ARES MANAGEMENT CORPORATION Ticker: ARES Security ID: 03990B101 Meeting Date: JUN 12, 2023 Meeting Type: Annual Record Date: APR 14, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael J. Arougheti For Against Management 1b Elect Director Ashish Bhutani For For Management 1c Elect Director Antoinette Bush For Against Management 1d Elect Director R. Kipp deVeer For For Management 1e Elect Director Paul G. Joubert For Against Management 1f Elect Director David B. Kaplan For Against Management 1g Elect Director Michael Lynton For Against Management 1h Elect Director Eileen Naughton For Against Management 1i Elect Director Judy D. Olian For Against Management 1j Elect Director Antony P. Ressler For Against Management 1k Elect Director Bennett Rosenthal For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- ARTHUR J. GALLAGHER & CO. Ticker: AJG Security ID: 363576109 Meeting Date: MAY 09, 2023 Meeting Type: Annual Record Date: MAR 16, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sherry S. Barrat For For Management 1b Elect Director William L. Bax For For Management 1c Elect Director Teresa H. Clarke For For Management 1d Elect Director D. John Coldman For For Management 1e Elect Director J. Patrick Gallagher, For For Management Jr. 1f Elect Director David S. Johnson For For Management 1g Elect Director Christopher C. Miskel For For Management 1h Elect Director Ralph J. Nicoletti For For Management 1i Elect Director Norman L. Rosenthal For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Amend Certificate of Incorporation to For For Management Limit the Personal Liability of Certain Officers -------------------------------------------------------------------------------- AXA SA Ticker: CS Security ID: F06106102 Meeting Date: APR 27, 2023 Meeting Type: Annual/Special Record Date: APR 25, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.70 per Share 4 Approve Compensation Report of For For Management Corporate Officers 5 Approve Compensation of Denis Duverne, For For Management Chairman of the Board until April 28, 2022 6 Approve Compensation of Antoine For For Management Gosset-Grainville, Chairman of the Board since April 28, 2022 7 Approve Compensation of Thomas Buberl, For For Management CEO 8 Approve Remuneration Policy of CEO For For Management 9 Approve Remuneration Policy of For For Management Chairman of the Board 10 Approve Remuneration Policy of For For Management Directors 11 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 12 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 13 Authorize Capitalization of Reserves For For Management of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value 14 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion 15 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million 16 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 500 Million 17 Authorize Board to Set Issue Price for For For Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 18 Authorize Capital Increase of Up to For For Management EUR 500 Million for Future Exchange Offers 19 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 20 Authorize Issuance of Equity Upon For For Management Conversion of a Subsidiary's Equity-Linked Securities without Preemptive Rights for Up to EUR 500 Million 21 Authorize Issuance of Equity Upon For For Management Conversion of a Subsidiary's Equity-Linked Securities with Preemptive Rights for Up to EUR 2 Billion 22 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 23 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 24 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 25 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- AXIS CAPITAL HOLDINGS LIMITED Ticker: AXS Security ID: G0692U109 Meeting Date: MAY 04, 2023 Meeting Type: Annual Record Date: MAR 10, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director W. Marston Becker For Against Management 1.2 Elect Director Michael Millegan For Against Management 1.3 Elect Director Thomas C. Ramey For Against Management 1.4 Elect Director Lizabeth H. Zlatkus For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Amend Omnibus Stock Plan For For Management 5 Approve Deloitte Ltd., Hamilton, For For Management Bermuda as Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION Ticker: BAC Security ID: 060505104 Meeting Date: APR 25, 2023 Meeting Type: Annual Record Date: MAR 01, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sharon L. Allen For For Management 1b Elect Director Jose (Joe) E. Almeida For For Management 1c Elect Director Frank P. Bramble, Sr. For For Management 1d Elect Director Pierre J.P. de Weck For For Management 1e Elect Director Arnold W. Donald For For Management 1f Elect Director Linda P. Hudson For For Management 1g Elect Director Monica C. Lozano For For Management 1h Elect Director Brian T. Moynihan For For Management 1i Elect Director Lionel L. Nowell, III For For Management 1j Elect Director Denise L. Ramos For For Management 1k Elect Director Clayton S. Rose For For Management 1l Elect Director Michael D. White For For Management 1m Elect Director Thomas D. Woods For For Management 1n Elect Director Maria T. Zuber For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Amend Omnibus Stock Plan For For Management 6 Require Independent Board Chair Against Against Shareholder 7 Submit Severance Agreement Against Against Shareholder (Change-in-Control) to Shareholder Vote 8 Disclose 2030 Absolute GHG Reduction Against Against Shareholder Targets Associated with Lending and Underwriting 9 Report on Climate Transition Plan Against Against Shareholder Describing Efforts to Align Financing Activities with GHG Targets 10 Adopt Time-Bound Policy to Phase Out Against Against Shareholder Underwriting and Lending for New Fossil Fuel Development 11 Commission Third Party Racial Equity Against Against Shareholder Audit -------------------------------------------------------------------------------- BANKUNITED, INC. Ticker: BKU Security ID: 06652K103 Meeting Date: MAY 16, 2023 Meeting Type: Annual Record Date: MAR 20, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rajinder P. Singh For For Management 1.2 Elect Director Tere Blanca For For Management 1.3 Elect Director John N. DiGiacomo For For Management 1.4 Elect Director Michael J. Dowling For For Management 1.5 Elect Director Douglas J. Pauls For For Management 1.6 Elect Director A. Gail Prudenti For For Management 1.7 Elect Director William S. Rubenstein For For Management 1.8 Elect Director Germaine Smith-Baugh For For Management 1.9 Elect Director Sanjiv Sobti For For Management 1.10 Elect Director Lynne Wines For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- BARINGS BDC, INC. Ticker: BBDC Security ID: 06759L103 Meeting Date: MAY 04, 2023 Meeting Type: Annual Record Date: MAR 06, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steve Byers For For Management 1b Elect Director Valerie Lancaster-Beal For For Management 1c Elect Director John A. Switzer For For Management 2 Approve Issuance of Shares Below Net For For Management Asset Value (NAV) -------------------------------------------------------------------------------- BAWAG GROUP AG Ticker: BG Security ID: A0997C107 Meeting Date: MAR 31, 2023 Meeting Type: Annual Record Date: MAR 21, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal Year 2022 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 3.70 per Share 3 Approve Discharge of Management Board For For Management for Fiscal Year 2022 4 Approve Discharge of Supervisory Board For For Management for Fiscal Year 2022 5 Ratify KPMG Austria GmbH as Auditors For For Management for Fiscal Year 2024 6 Approve Remuneration Report For For Management 7 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 8 Approve Virtual-Only or Hybrid For For Management Shareholder Meetings 9.1 New/Amended Proposals from Management None Against Management and Supervisory Board 9.2 New/Amended Proposals from Shareholders None Against Management -------------------------------------------------------------------------------- BLACK KNIGHT, INC. Ticker: BKI Security ID: 09215C105 Meeting Date: SEP 21, 2022 Meeting Type: Special Record Date: AUG 12, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For Against Management -------------------------------------------------------------------------------- BLACK KNIGHT, INC. Ticker: BKI Security ID: 09215C105 Meeting Date: APR 28, 2023 Meeting Type: Special Record Date: MAR 30, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For Against Management -------------------------------------------------------------------------------- BROOKFIELD ASSET MANAGEMENT INC. Ticker: BAM.A Security ID: 112585104 Meeting Date: NOV 09, 2022 Meeting Type: Special Record Date: OCT 03, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Division of the Corporation For For Management into Two Publicly Traded Companies and the Distribution of its Asset Management Business Ownership 2 Approve MSOP Resolution For For Management 3 Approve NQMSOP Resolution For Against Management 4 Approve Manager Escrowed Stock Plan For For Management Resolution -------------------------------------------------------------------------------- BROOKFIELD CORPORATION Ticker: BN Security ID: 11271J107 Meeting Date: JUN 09, 2023 Meeting Type: Annual/Special Record Date: APR 20, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Decrease in Size of Board from For For Management Sixteen to Fourteen 2.1 Elect Director M. Elyse Allan For For Management 2.2 Elect Director Angela F. Braly For For Management 2.3 Elect Director Janice Fukakusa For For Management 2.4 Elect Director Maureen Kempston Darkes For For Management 2.5 Elect Director Frank J. McKenna For For Management 2.6 Elect Director Hutham S. Olayan For For Management 2.7 Elect Director Diana L. Taylor For For Management 3 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Advisory Vote on Executive For For Management Compensation Approach 5 Amend Escrowed Stock Plan For For Management 6 Approve BNRE Restricted Stock Plan For For Management 7 SP: Report on Tax Transparency Against Against Shareholder -------------------------------------------------------------------------------- CADENCE BANK Ticker: CADE Security ID: 12740C103 Meeting Date: APR 26, 2023 Meeting Type: Annual Record Date: MAR 03, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Deborah M. Cannon For Withhold Management 1.2 Elect Director Warren A. Hood, Jr. For Withhold Management 1.3 Elect Director Precious W. Owodunni For Withhold Management 1.4 Elect Director Thomas R. Stanton For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify FORVIS, LLP as Auditors For For Management -------------------------------------------------------------------------------- CAPITAL ONE FINANCIAL CORPORATION Ticker: COF Security ID: 14040H105 Meeting Date: MAY 04, 2023 Meeting Type: Annual Record Date: MAR 08, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard D. Fairbank For For Management 1b Elect Director Ime Archibong For For Management 1c Elect Director Christine Detrick For For Management 1d Elect Director Ann Fritz Hackett For For Management 1e Elect Director Peter Thomas Killalea For For Management 1f Elect Director Cornelis "Eli" Leenaars For For Management 1g Elect Director Francois Locoh-Donou For For Management 1h Elect Director Peter E. Raskind For For Management 1i Elect Director Eileen Serra For For Management 1j Elect Director Mayo A. Shattuck, III For For Management 1k Elect Director Bradford H. Warner For For Management 1l Elect Director Craig Anthony Williams For For Management 2 Eliminate Supermajority Vote For For Management Requirement 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Amend Omnibus Stock Plan For For Management 6 Ratify Ernst & Young LLP as Auditors For For Management 7 Adopt Simple Majority Vote Against For Shareholder 8 Report on Board Oversight of Risks Against Against Shareholder Related to Discrimination 9 Disclose Board Skills and Diversity Against Against Shareholder Matrix -------------------------------------------------------------------------------- CBOE GLOBAL MARKETS, INC. Ticker: CBOE Security ID: 12503M108 Meeting Date: MAY 11, 2023 Meeting Type: Annual Record Date: MAR 16, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Edward T. Tilly For For Management 1b Elect Director William M. Farrow, III For For Management 1c Elect Director Edward J. Fitzpatrick For For Management 1d Elect Director Ivan K. Fong For For Management 1e Elect Director Janet P. Froetscher For For Management 1f Elect Director Jill R. Goodman For For Management 1g Elect Director Alexander J. Matturri, For For Management Jr. 1h Elect Director Jennifer J. McPeek For For Management 1i Elect Director Roderick A. Palmore For For Management 1j Elect Director James E. Parisi For For Management 1k Elect Director Joseph P. Ratterman For For Management 1l Elect Director Fredric J. Tomczyk For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- CHAILEASE HOLDING CO., LTD. Ticker: 5871 Security ID: G20288109 Meeting Date: SEP 14, 2022 Meeting Type: Special Record Date: AUG 15, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Amend Procedures for Lending Funds to For For Management Other Parties -------------------------------------------------------------------------------- CHUBB LIMITED Ticker: CB Security ID: H1467J104 Meeting Date: MAY 17, 2023 Meeting Type: Annual Record Date: MAR 24, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Allocate Disposable Profit For For Management 2.2 Approve Dividend Distribution From For For Management Legal Reserves Through Capital Contributions Reserve Subaccount 3 Approve Discharge of Board of Directors For For Management 4.1 Ratify PricewaterhouseCoopers AG For For Management (Zurich) as Statutory Auditor 4.2 Ratify PricewaterhouseCoopers LLP For For Management (United States) as Independent Registered Accounting Firm 4.3 Ratify BDO AG (Zurich) as Special For For Management Audit Firm 5.1 Elect Director Evan G. Greenberg For For Management 5.2 Elect Director Michael P. Connors For For Management 5.3 Elect Director Michael G. Atieh For For Management 5.4 Elect Director Kathy Bonanno For For Management 5.5 Elect Director Nancy K. Buese For For Management 5.6 Elect Director Sheila P. Burke For For Management 5.7 Elect Director Michael L. Corbat For For Management 5.8 Elect Director Robert J. Hugin For For Management 5.9 Elect Director Robert W. Scully For For Management 5.10 Elect Director Theodore E. Shasta For For Management 5.11 Elect Director David H. Sidwell For For Management 5.12 Elect Director Olivier Steimer For For Management 5.13 Elect Director Frances F. Townsend For For Management 6 Elect Evan G. Greenberg as Board For For Management Chairman 7.1 Elect Michael P. Connors as Member of For For Management the Compensation Committee 7.2 Elect David H. Sidwell as Member of For For Management the Compensation Committee 7.3 Elect Frances F. Townsend as Member of For For Management the Compensation Committee 8 Designate Homburger AG as Independent For For Management Proxy 9.1 Amend Articles Relating to Swiss For For Management Corporate Law Updates 9.2 Amend Articles to Advance Notice Period For For Management 10.1 Cancel Repurchased Shares For For Management 10.2 Reduction of Par Value For For Management 11.1 Approve Remuneration of Directors in For For Management the Amount of USD 5.5 Million 11.2 Approve Remuneration of Executive For For Management Management in the Amount of USD 65 Million for Fiscal 2024 11.3 Approve Remuneration Report For For Management 12 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 13 Advisory Vote on Say on Pay Frequency One Year One Year Management 14 Report on GHG Emissions Reduction Against Against Shareholder Targets Aligned with the Paris Agreement Goal 15 Report on Human Rights Risk Assessment Against Against Shareholder -------------------------------------------------------------------------------- CITIGROUP INC. Ticker: C Security ID: 172967424 Meeting Date: APR 25, 2023 Meeting Type: Annual Record Date: FEB 27, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ellen M. Costello For For Management 1b Elect Director Grace E. Dailey For For Management 1c Elect Director Barbara J. Desoer For For Management 1d Elect Director John C. Dugan For For Management 1e Elect Director Jane N. Fraser For For Management 1f Elect Director Duncan P. Hennes For For Management 1g Elect Director Peter B. Henry For For Management 1h Elect Director S. Leslie Ireland For For Management 1i Elect Director Renee J. James For Against Management 1j Elect Director Gary M. Reiner For For Management 1k Elect Director Diana L. Taylor For For Management 1l Elect Director James S. Turley For For Management 1m Elect Director Casper W. von Koskull For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Advisory Vote on Say on Pay Frequency One Year One Year Management 6 Submit Severance Agreement Against Against Shareholder (Change-in-Control) to Shareholder Vote 7 Require Independent Board Chair Against Against Shareholder 8 Report on Respecting Indigenous Against Against Shareholder Peoples' Rights 9 Adopt Time-Bound Policy to Phase Out Against Against Shareholder Underwriting and Lending for New Fossil Fuel Development -------------------------------------------------------------------------------- CITIZENS FINANCIAL GROUP INC. Ticker: CFG Security ID: 174610105 Meeting Date: APR 27, 2023 Meeting Type: Annual Record Date: FEB 28, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce Van Saun For For Management 1.2 Elect Director Lee Alexander For For Management 1.3 Elect Director Christine M. Cumming For For Management 1.4 Elect Director Kevin Cummings For For Management 1.5 Elect Director William P. Hankowsky For For Management 1.6 Elect Director Edward J. Kelly, III For For Management 1.7 Elect Director Robert G. Leary For For Management 1.8 Elect Director Terrance J. Lillis For For Management 1.9 Elect Director Michele N. Siekerka For For Management 1.10 Elect Director Shivan Subramaniam For For Management 1.11 Elect Director Christopher J. Swift For For Management 1.12 Elect Director Wendy A. Watson For For Management 1.13 Elect Director Marita Zuraitis For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CME GROUP INC. Ticker: CME Security ID: 12572Q105 Meeting Date: MAY 04, 2023 Meeting Type: Annual Record Date: MAR 06, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Terrence A. Duffy For For Management 1b Elect Director Kathryn Benesh For For Management 1c Elect Director Timothy S. Bitsberger For For Management 1d Elect Director Charles P. Carey For For Management 1e Elect Director Bryan T. Durkin For For Management 1f Elect Director Harold Ford, Jr. For For Management 1g Elect Director Martin J. Gepsman For For Management 1h Elect Director Larry G. Gerdes For For Management 1i Elect Director Daniel R. Glickman For For Management 1j Elect Director Daniel G. Kaye For For Management 1k Elect Director Phyllis M. Lockett For For Management 1l Elect Director Deborah J. Lucas For For Management 1m Elect Director Terry L. Savage For For Management 1n Elect Director Rahael Seifu For For Management 1o Elect Director William R. Shepard For For Management 1p Elect Director Howard J. Siegel For For Management 1q Elect Director Dennis A. Suskind For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- COREBRIDGE FINANCIAL, INC. Ticker: CRBG Security ID: 21871X109 Meeting Date: JUN 20, 2023 Meeting Type: Annual Record Date: APR 24, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Adam Burk For For Management 1b Elect Director Alan Colberg For For Management 1c Elect Director Lucy Fato For For Management 1d Elect Director Jonathan Gray For For Management 1e Elect Director Marilyn Hirsch For For Management 1f Elect Director Kevin Hogan For For Management 1g Elect Director Christopher Lynch For For Management 1h Elect Director Sabra Purtill For For Management 1i Elect Director Elaine Rocha- Withdrawn None None Management 1j Elect Director Chris Schaper For For Management 1k Elect Director Amy Schioldager For For Management 1l Elect Director Patricia Walsh For For Management 1m Elect Director Peter Zaffino For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- DIRECT LINE INSURANCE GROUP PLC Ticker: DLG Security ID: G2871V114 Meeting Date: MAY 09, 2023 Meeting Type: Annual Record Date: MAY 04, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Elect Mark Lewis as Director For For Management 5 Re-elect Tracy Corrigan as Director For For Management 6 Re-elect Danuta Gray as Director For For Management 7 Re-elect Mark Gregory as Director For For Management 8 Re-elect Sebastian James as Director For For Management 9 Re-elect Adrian Joseph as Director For For Management 10 Re-elect Neil Manser as Director For For Management 11 Re-elect Fiona McBain as Director For For Management 12 Re-elect Gregor Stewart as Director For For Management 13 Re-elect Richard Ward as Director For For Management 14 Reappoint Deloitte LLP as Auditors For For Management 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Authorise UK Political Donations and For For Management Expenditure 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 22 Authorise Issue of Equity in Relation For For Management to an Issue of RT1 Instruments 23 Authorise Issue of Equity without For For Management Pre-emptive Rights in Relation to an Issue of RT1 Instruments -------------------------------------------------------------------------------- DISCOVER FINANCIAL SERVICES Ticker: DFS Security ID: 254709108 Meeting Date: MAY 11, 2023 Meeting Type: Annual Record Date: MAR 13, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey S. Aronin For For Management 1.2 Elect Director Mary K. Bush For For Management 1.3 Elect Director Gregory C. Case For For Management 1.4 Elect Director Candace H. Duncan For For Management 1.5 Elect Director Joseph F. Eazor For For Management 1.6 Elect Director Roger C. Hochschild For For Management 1.7 Elect Director Thomas G. Maheras For For Management 1.8 Elect Director John B. Owen For For Management 1.9 Elect Director David L. Rawlinson, II For For Management 1.10 Elect Director Beverley A. Sibblies For For Management 1.11 Elect Director Mark A. Thierer For For Management 1.12 Elect Director Jennifer L. Wong For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Approve Omnibus Stock Plan For For Management 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- EAST WEST BANCORP, INC. Ticker: EWBC Security ID: 27579R104 Meeting Date: MAY 23, 2023 Meeting Type: Annual Record Date: MAR 31, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Manuel P. Alvarez For For Management 1.2 Elect Director Molly Campbell For For Management 1.3 Elect Director Archana Deskus For For Management 1.4 Elect Director Serge Dumont For For Management 1.5 Elect Director Rudolph I. Estrada For For Management 1.6 Elect Director Paul H. Irving For For Management 1.7 Elect Director Sabrina Kay For For Management 1.8 Elect Director Jack C. Liu For For Management 1.9 Elect Director Dominic Ng For For Management 1.10 Elect Director Lester M. Sussman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- EQUITABLE HOLDINGS, INC. Ticker: EQH Security ID: 29452E101 Meeting Date: MAY 24, 2023 Meeting Type: Annual Record Date: MAR 30, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Francis A. Hondal For For Management 1b Elect Director Arlene Isaacs-Lowe For For Management 1c Elect Director Daniel G. Kaye For For Management 1d Elect Director Joan Lamm-Tennant For For Management 1e Elect Director Craig MacKay For For Management 1f Elect Director Mark Pearson For For Management 1g Elect Director Bertram L. Scott For For Management 1h Elect Director George Stansfield For For Management 1i Elect Director Charles G.T. Stonehill For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FB FINANCIAL CORPORATION Ticker: FBK Security ID: 30257X104 Meeting Date: MAY 18, 2023 Meeting Type: Annual Record Date: MAR 24, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Jonathan (Jon) Ayers For Withhold Management 1.2 Elect Director William (Bill)) F. For Withhold Management Carpenter, III 1.3 Elect Director Agenia W. Clark For Withhold Management 1.4 Elect Director James (Jim) W. Cross, IV For Withhold Management 1.5 Elect Director James (Jimmy) L. Exum For Withhold Management 1.6 Elect Director Christopher (Chris) T. For Withhold Management Holmes 1.7 Elect Director Orrin H. Ingram For Withhold Management 1.8 Elect Director Raja J. Jubran For Withhold Management 1.9 Elect Director C. Wright Pinson For Withhold Management 1.10 Elect Director Emily J. Reynolds For Withhold Management 1.11 Elect Director Melody J. Sullivan For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Eliminate Supermajority Vote For Against Management Requirement 4 Ratify Crowe LLP as Auditors For Against Management -------------------------------------------------------------------------------- FB FINANCIAL CORPORATION Ticker: FBK Security ID: 30257X104 Meeting Date: MAY 18, 2023 Meeting Type: Annual Record Date: MAR 24, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Jonathan (Jon) Ayers For Withhold Management 1.2 Elect Director William (Bill)) F. For Withhold Management Carpenter, III 1.3 Elect Director Agenia W. Clark For Withhold Management 1.4 Elect Director James (Jim) W. Cross, IV For Withhold Management 1.5 Elect Director James (Jimmy) L. Exum For Withhold Management 1.6 Elect Director Christopher (Chris) T. For Withhold Management Holmes 1.7 Elect Director Orrin H. Ingram For Withhold Management 1.8 Elect Director Raja J. Jubran For Withhold Management 1.9 Elect Director C. Wright Pinson For Withhold Management 1.10 Elect Director Emily J. Reynolds For Withhold Management 1.11 Elect Director Melody J. Sullivan For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Eliminate Supermajority Vote For Against Management Requirement 4 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- FB FINANCIAL CORPORATION Ticker: FBK Security ID: 30257X104 Meeting Date: MAY 18, 2023 Meeting Type: Annual Record Date: MAR 24, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Jonathan (Jon) Ayers For Withhold Management 1.2 Elect Director William (Bill)) F. For Withhold Management Carpenter, III 1.3 Elect Director Agenia W. Clark For For Management 1.4 Elect Director James (Jim) W. Cross, IV For For Management 1.5 Elect Director James (Jimmy) L. Exum For Withhold Management 1.6 Elect Director Christopher (Chris) T. For Withhold Management Holmes 1.7 Elect Director Orrin H. Ingram For Withhold Management 1.8 Elect Director Raja J. Jubran For Withhold Management 1.9 Elect Director C. Wright Pinson For Withhold Management 1.10 Elect Director Emily J. Reynolds For Withhold Management 1.11 Elect Director Melody J. Sullivan For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Eliminate Supermajority Vote For For Management Requirement 4 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- FB FINANCIAL CORPORATION Ticker: FBK Security ID: 30257X104 Meeting Date: MAY 18, 2023 Meeting Type: Annual Record Date: MAR 24, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Jonathan (Jon) Ayers For Withhold Management 1.2 Elect Director William (Bill)) F. For For Management Carpenter, III 1.3 Elect Director Agenia W. Clark For For Management 1.4 Elect Director James (Jim) W. Cross, IV For For Management 1.5 Elect Director James (Jimmy) L. Exum For Withhold Management 1.6 Elect Director Christopher (Chris) T. For Withhold Management Holmes 1.7 Elect Director Orrin H. Ingram For Withhold Management 1.8 Elect Director Raja J. Jubran For Withhold Management 1.9 Elect Director C. Wright Pinson For Withhold Management 1.10 Elect Director Emily J. Reynolds For Withhold Management 1.11 Elect Director Melody J. Sullivan For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Eliminate Supermajority Vote For For Management Requirement 4 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- FB FINANCIAL CORPORATION Ticker: FBK Security ID: 30257X104 Meeting Date: MAY 18, 2023 Meeting Type: Annual Record Date: MAR 24, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Jonathan (Jon) Ayers For For Management 1.2 Elect Director William (Bill)) F. For For Management Carpenter, III 1.3 Elect Director Agenia W. Clark For For Management 1.4 Elect Director James (Jim) W. Cross, IV For For Management 1.5 Elect Director James (Jimmy) L. Exum For Withhold Management 1.6 Elect Director Christopher (Chris) T. For For Management Holmes 1.7 Elect Director Orrin H. Ingram For Withhold Management 1.8 Elect Director Raja J. Jubran For Withhold Management 1.9 Elect Director C. Wright Pinson For Withhold Management 1.10 Elect Director Emily J. Reynolds For Withhold Management 1.11 Elect Director Melody J. Sullivan For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Eliminate Supermajority Vote For For Management Requirement 4 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- FB FINANCIAL CORPORATION Ticker: FBK Security ID: 30257X104 Meeting Date: MAY 18, 2023 Meeting Type: Annual Record Date: MAR 24, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Jonathan (Jon) Ayers For For Management 1.2 Elect Director William (Bill)) F. For For Management Carpenter, III 1.3 Elect Director Agenia W. Clark For For Management 1.4 Elect Director James (Jim) W. Cross, IV For For Management 1.5 Elect Director James (Jimmy) L. Exum For Withhold Management 1.6 Elect Director Christopher (Chris) T. For For Management Holmes 1.7 Elect Director Orrin H. Ingram For Withhold Management 1.8 Elect Director Raja J. Jubran For Withhold Management 1.9 Elect Director C. Wright Pinson For For Management 1.10 Elect Director Emily J. Reynolds For Withhold Management 1.11 Elect Director Melody J. Sullivan For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Eliminate Supermajority Vote For For Management Requirement 4 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- FB FINANCIAL CORPORATION Ticker: FBK Security ID: 30257X104 Meeting Date: MAY 18, 2023 Meeting Type: Annual Record Date: MAR 24, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Jonathan (Jon) Ayers For For Management 1.2 Elect Director William (Bill)) F. For For Management Carpenter, III 1.3 Elect Director Agenia W. Clark For For Management 1.4 Elect Director James (Jim) W. Cross, IV For For Management 1.5 Elect Director James (Jimmy) L. Exum For Withhold Management 1.6 Elect Director Christopher (Chris) T. For For Management Holmes 1.7 Elect Director Orrin H. Ingram For Withhold Management 1.8 Elect Director Raja J. Jubran For For Management 1.9 Elect Director C. Wright Pinson For For Management 1.10 Elect Director Emily J. Reynolds For Withhold Management 1.11 Elect Director Melody J. Sullivan For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Eliminate Supermajority Vote For For Management Requirement 4 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- FB FINANCIAL CORPORATION Ticker: FBK Security ID: 30257X104 Meeting Date: MAY 18, 2023 Meeting Type: Annual Record Date: MAR 24, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Jonathan (Jon) Ayers For For Management 1.2 Elect Director William (Bill)) F. For For Management Carpenter, III 1.3 Elect Director Agenia W. Clark For For Management 1.4 Elect Director James (Jim) W. Cross, IV For For Management 1.5 Elect Director James (Jimmy) L. Exum For Withhold Management 1.6 Elect Director Christopher (Chris) T. For For Management Holmes 1.7 Elect Director Orrin H. Ingram For Withhold Management 1.8 Elect Director Raja J. Jubran For For Management 1.9 Elect Director C. Wright Pinson For For Management 1.10 Elect Director Emily J. Reynolds For Withhold Management 1.11 Elect Director Melody J. Sullivan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Eliminate Supermajority Vote For For Management Requirement 4 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- FB FINANCIAL CORPORATION Ticker: FBK Security ID: 30257X104 Meeting Date: MAY 18, 2023 Meeting Type: Annual Record Date: MAR 24, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Jonathan (Jon) Ayers For For Management 1.2 Elect Director William (Bill)) F. For For Management Carpenter, III 1.3 Elect Director Agenia W. Clark For For Management 1.4 Elect Director James (Jim) W. Cross, IV For For Management 1.5 Elect Director James (Jimmy) L. Exum For Withhold Management 1.6 Elect Director Christopher (Chris) T. For For Management Holmes 1.7 Elect Director Orrin H. Ingram For Withhold Management 1.8 Elect Director Raja J. Jubran For For Management 1.9 Elect Director C. Wright Pinson For For Management 1.10 Elect Director Emily J. Reynolds For For Management 1.11 Elect Director Melody J. Sullivan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Eliminate Supermajority Vote For For Management Requirement 4 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- FB FINANCIAL CORPORATION Ticker: FBK Security ID: 30257X104 Meeting Date: MAY 18, 2023 Meeting Type: Annual Record Date: MAR 24, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Jonathan (Jon) Ayers For For Management 1.2 Elect Director William (Bill)) F. For For Management Carpenter, III 1.3 Elect Director Agenia W. Clark For For Management 1.4 Elect Director James (Jim) W. Cross, IV For For Management 1.5 Elect Director James (Jimmy) L. Exum For Withhold Management 1.6 Elect Director Christopher (Chris) T. For For Management Holmes 1.7 Elect Director Orrin H. Ingram For For Management 1.8 Elect Director Raja J. Jubran For For Management 1.9 Elect Director C. Wright Pinson For For Management 1.10 Elect Director Emily J. Reynolds For For Management 1.11 Elect Director Melody J. Sullivan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Eliminate Supermajority Vote For For Management Requirement 4 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- FB FINANCIAL CORPORATION Ticker: FBK Security ID: 30257X104 Meeting Date: MAY 18, 2023 Meeting Type: Annual Record Date: MAR 24, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Jonathan (Jon) Ayers For For Management 1.2 Elect Director William (Bill)) F. For For Management Carpenter, III 1.3 Elect Director Agenia W. Clark For For Management 1.4 Elect Director James (Jim) W. Cross, IV For For Management 1.5 Elect Director James (Jimmy) L. Exum For For Management 1.6 Elect Director Christopher (Chris) T. For For Management Holmes 1.7 Elect Director Orrin H. Ingram For For Management 1.8 Elect Director Raja J. Jubran For For Management 1.9 Elect Director C. Wright Pinson For For Management 1.10 Elect Director Emily J. Reynolds For For Management 1.11 Elect Director Melody J. Sullivan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Eliminate Supermajority Vote For For Management Requirement 4 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- FIFTH THIRD BANCORP Ticker: FITB Security ID: 316773100 Meeting Date: APR 18, 2023 Meeting Type: Annual Record Date: FEB 24, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nicholas K. Akins For For Management 1b Elect Director B. Evan Bayh, III For For Management 1c Elect Director Jorge L. Benitez For For Management 1d Elect Director Katherine B. Blackburn For For Management 1e Elect Director Emerson L. Brumback For For Management 1f Elect Director Linda W. Clement-Holmes For For Management 1g Elect Director C. Bryan Daniels For For Management 1h Elect Director Mitchell S. Feiger For For Management 1i Elect Director Thomas H. Harvey For For Management 1j Elect Director Gary R. Heminger For For Management 1k Elect Director Eileen A. Mallesch For For Management 1l Elect Director Michael B. McCallister For For Management 1m Elect Director Timothy N. Spence For For Management 1n Elect Director Marsha C. Williams For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FIRST AMERICAN FINANCIAL CORPORATION Ticker: FAF Security ID: 31847R102 Meeting Date: MAY 09, 2023 Meeting Type: Annual Record Date: MAR 17, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth D. DeGiorgio For For Management 1.2 Elect Director James L. Doti For Against Management 1.3 Elect Director Michael D. McKee For Against Management 1.4 Elect Director Marsha A. Spence For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Amend Omnibus Stock Plan For For Management 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- FISERV, INC. Ticker: FISV Security ID: 337738108 Meeting Date: MAY 17, 2023 Meeting Type: Annual Record Date: MAR 20, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank J. Bisignano For For Management 1.2 Elect Director Henrique de Castro For For Management 1.3 Elect Director Harry F. DiSimone For For Management 1.4 Elect Director Dylan G. Haggart For For Management 1.5 Elect Director Wafaa Mamilli For For Management 1.6 Elect Director Heidi G. Miller For For Management 1.7 Elect Director Doyle R. Simons For For Management 1.8 Elect Director Kevin M. Warren For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- FIVE STAR BANCORP Ticker: FSBC Security ID: 33830T103 Meeting Date: MAY 18, 2023 Meeting Type: Annual Record Date: MAR 21, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Larry E. Allbaugh For For Management 1.2 Elect Director James E. Beckwith For For Management 1.3 Elect Director Shannon Deary-Bell For For Management 1.4 Elect Director Warren P. Kashiwagi For For Management 1.5 Elect Director Donna L. Lucas For For Management 1.6 Elect Director David F. Nickum For For Management 1.7 Elect Director Robert T. Perry-Smith For For Management 1.8 Elect Director Kevin F. Ramos For For Management 1.9 Elect Director Randall E. Reynoso For For Management 1.10 Elect Director Judson T. Riggs For For Management 1.11 Elect Director Leigh A. White For For Management 2 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- FLEETCOR TECHNOLOGIES, INC. Ticker: FLT Security ID: 339041105 Meeting Date: JUN 09, 2023 Meeting Type: Annual Record Date: APR 17, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven T. Stull For For Management 1b Elect Director Annabelle Bexiga For For Management 1c Elect Director Michael Buckman For For Management 1d Elect Director Ronald F. Clarke For For Management 1e Elect Director Joseph W. Farrelly For For Management 1f Elect Director Rahul Gupta For For Management 1g Elect Director Thomas M. Hagerty For For Management 1h Elect Director Archie L. Jones, Jr. For For Management 1i Elect Director Hala G. Moddelmog For For Management 1j Elect Director Richard Macchia For For Management 1k Elect Director Jeffrey S. Sloan For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- GLOBAL PAYMENTS INC. Ticker: GPN Security ID: 37940X102 Meeting Date: APR 27, 2023 Meeting Type: Annual Record Date: MAR 03, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director F. Thaddeus Arroyo For For Management 1b Elect Director Robert H.B. Baldwin, Jr. For For Management 1c Elect Director John G. Bruno For For Management 1d Elect Director Joia M. Johnson For For Management 1e Elect Director Ruth Ann Marshall For For Management 1f Elect Director Connie D. McDaniel For For Management 1g Elect Director Joseph H. Osnoss For Against Management 1h Elect Director William B. Plummer For For Management 1i Elect Director Jeffrey S. Sloan For For Management 1j Elect Director John T. Turner For For Management 1k Elect Director M. Troy Woods For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Submit Severance Agreement Against Against Shareholder (Change-in-Control) to Shareholder Vote -------------------------------------------------------------------------------- HERITAGE COMMERCE CORP. Ticker: HTBK Security ID: 426927109 Meeting Date: MAY 25, 2023 Meeting Type: Annual Record Date: MAR 27, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Julianne M. For For Management Biagini-Komas 1.2 Elect Director Bruce H. Cabral For For Management 1.3 Elect Director Jack W. Conner For For Management 1.4 Elect Director Jason DiNapoli For For Management 1.5 Elect Director Stephen G. Heitel For For Management 1.6 Elect Director Kamran F. Husain For For Management 1.7 Elect Director Robertson Clay Jones For For Management 1.8 Elect Director Laura Roden For For Management 1.9 Elect Director Marina H. Park Sutton For For Management 1.10 Elect Director Ranson W. Webster For Withhold Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- HUNTINGTON BANCSHARES INCORPORATED Ticker: HBAN Security ID: 446150104 Meeting Date: APR 19, 2023 Meeting Type: Annual Record Date: FEB 15, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alanna Y. Cotton For For Management 1.2 Elect Director Ann B. (Tanny) Crane For For Management 1.3 Elect Director Gina D. France For For Management 1.4 Elect Director J. Michael Hochschwender For For Management 1.5 Elect Director Richard H. King For For Management 1.6 Elect Director Katherine M. A. (Allie) For For Management Kline 1.7 Elect Director Richard W. Neu For For Management 1.8 Elect Director Kenneth J. Phelan For For Management 1.9 Elect Director David L. Porteous For For Management 1.10 Elect Director Roger J. Sit For For Management 1.11 Elect Director Stephen D. Steinour For For Management 1.12 Elect Director Jeffrey L. Tate For For Management 1.13 Elect Director Gary Torgow For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ING GROEP NV Ticker: INGA Security ID: N4578E595 Meeting Date: APR 24, 2023 Meeting Type: Annual Record Date: MAR 27, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2A Receive Report of Executive Board None None Management (Non-Voting) 2B Receive Report of Supervisory Board None None Management (Non-Voting) 2C Approve Remuneration Report For For Management 2D Adopt Financial Statements and For For Management Statutory Reports 3A Receive Explanation on Dividend and None None Management Distribution Policy 3B Approve Dividends For For Management 4A Approve Discharge of Executive Board For For Management 4B Approve Discharge of Supervisory Board For For Management 5 Ratify KPMG Accountants N.V. (KPMG) as For For Management Auditors 6 Reelect Tanate Phutrakul to Executive For For Management Board 7A Elect Alexandra Reich to Supervisory For For Management Board 7B Elect Karl Guha to Supervisory Board For For Management 7C Reelect Herna Verhagen to Supervisory For For Management Board 7D Reelect Mike Rees to Supervisory Board For For Management 8A Grant Board Authority to Issue Shares For For Management Up to 40 Percent of Issued Capital 8B Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 9 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 10 Approve Cancellation of Repurchased For For Management Shares Pursuant to the Authority Under Item 9 -------------------------------------------------------------------------------- INVESCO LTD. Ticker: IVZ Security ID: G491BT108 Meeting Date: MAY 25, 2023 Meeting Type: Annual Record Date: MAR 17, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sarah E. Beshar For For Management 1.2 Elect Director Thomas M. Finke For For Management 1.3 Elect Director Martin L. Flanagan For For Management 1.4 Elect Director Thomas (Todd) P. Gibbons For For Management 1.5 Elect Director William (Bill) F. For For Management Glavin, Jr. 1.6 Elect Director Elizabeth (Beth) S. For For Management Johnson 1.7 Elect Director Denis Kessler For For Management 1.8 Elect Director Nigel Sheinwald For For Management 1.9 Elect Director Paula C. Tolliver For For Management 1.10 Elect Director G. Richard (Rick) For For Management Wagoner, Jr. 1.11 Elect Director Christopher C. Womack For For Management 1.12 Elect Director Phoebe A. Wood For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Eliminate Supermajority Vote For For Management Requirement 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- JPMORGAN CHASE & CO. Ticker: JPM Security ID: 46625H100 Meeting Date: MAY 16, 2023 Meeting Type: Annual Record Date: MAR 17, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda B. Bammann For For Management 1b Elect Director Stephen B. Burke For For Management 1c Elect Director Todd A. Combs For For Management 1d Elect Director James S. Crown For For Management 1e Elect Director Alicia Boler Davis For For Management 1f Elect Director James Dimon For For Management 1g Elect Director Timothy P. Flynn For For Management 1h Elect Director Alex Gorsky For For Management 1i Elect Director Mellody Hobson For For Management 1j Elect Director Michael A. Neal For For Management 1k Elect Director Phebe N. Novakovic For For Management 1l Elect Director Virginia M. Rometty For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Require Independent Board Chair Against Against Shareholder 6 Adopt Time-Bound Policy to Phase Out Against Against Shareholder Underwriting and Lending for New Fossil Fuel Development 7 Amend Public Responsibility Committee Against Against Shareholder Charter to Include Animal Welfare 8 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting 9 Report on Climate Transition Plan Against Against Shareholder Describing Efforts to Align Financing Activities with GHG Targets 10 Report on Risks Related to Against Against Shareholder Discrimination Against Individuals Including Political Views 11 Report on Political Expenditures Against Against Shareholder Congruence 12 Disclose 2030 Absolute GHG Reduction Against Against Shareholder Targets Associated with Lending and Underwriting -------------------------------------------------------------------------------- JULIUS BAER GRUPPE AG Ticker: BAER Security ID: H4414N103 Meeting Date: APR 13, 2023 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management 2 Approve Allocation of Income and For For Management Dividends of CHF 2.60 per Share 3 Approve Discharge of Board and Senior For For Management Management 4.1 Approve Remuneration of Board of For For Management Directors in the Amount of CHF 3.6 Million from 2023 AGM Until 2024 AGM 4.2.1 Approve Variable Cash-Based For For Management Remuneration of Executive Committee in the Amount of CHF 13.1 Million for Fiscal Year 2022 4.2.2 Approve Variable Share-Based For For Management Remuneration of Executive Committee in the Amount of CHF 13.1 Million for Fiscal Year 2023 4.2.3 Approve Fixed Remuneration of For For Management Executive Committee in the Amount of CHF 10.1 Million for Fiscal Year 2024 5.1.1 Reelect Romeo Lacher as Director For For Management 5.1.2 Reelect Gilbert Achermann as Director For For Management 5.1.3 Reelect Richard Campbell-Breeden as For For Management Director 5.1.4 Reelect David Nicol as Director For For Management 5.1.5 Reelect Kathryn Shih as Director For For Management 5.1.6 Reelect Tomas Muina as Director For For Management 5.1.7 Reelect Eunice Zehnder-Lai as Director For For Management 5.1.8 Reelect Olga Zoutendijk as Director For For Management 5.2 Elect Juerg Hunziker as Director For For Management 5.3 Reelect Romeo Lacher as Board Chair For For Management 5.4.1 Reappoint Gilbert Achermann as Member For For Management of the Nomination and Compensation Committee 5.4.2 Reappoint Richard Campbell-Breeden as For For Management Member of the Nomination and Compensation Committee 5.4.3 Reappoint Kathryn Shih as Member of For For Management the Nomination and Compensation Committee 5.4.4 Reappoint Eunice Zehnder-Lai as Member For For Management of the Nomination and Compensation Committee 6 Ratify KPMG AG as Auditors For For Management 7 Designate Marc Nater as Independent For For Management Proxy 8 Approve CHF 155,989.20 Reduction in For For Management Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares 9.1 Amend Articles Re: Shares and Share For For Management Register 9.2 Amend Articles Re: Restriction on For For Management Share Transferability 9.3 Amend Articles Re: General Meetings For For Management (Incl. Approval of Hybrid Shareholder Meetings) 9.4 Approve Virtual-Only Shareholder For For Management Meetings 9.5 Amend Articles Re: Board of Directors; For For Management Compensation; External Mandates for Members of the Board of Directors and Executive Committee 10 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- KEMPER CORPORATION Ticker: KMPR Security ID: 488401100 Meeting Date: MAY 03, 2023 Meeting Type: Annual Record Date: MAR 09, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Teresa A. Canida For Abstain Management 1b Elect Director George N. Cochran For Abstain Management 1c Elect Director Kathleen M. Cronin For Abstain Management 1d Elect Director Jason N. Gorevic For Abstain Management 1e Elect Director Lacy M. Johnson For Abstain Management 1f Elect Director Joseph P. Lacher, Jr. For Abstain Management 1g Elect Director Gerald Laderman For Abstain Management 1h Elect Director Alberto J. Paracchini For Abstain Management 1i Elect Director Stuart B. Parker For Abstain Management 1j Elect Director Christopher B. Sarofim For Abstain Management 1k Elect Director Susan D. Whiting For Abstain Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For Abstain Management 4 Ratify Deloitte & Touche LLP as For Abstain Management Auditors 5 Advisory Vote on Say on Pay Frequency One Year Abstain Management -------------------------------------------------------------------------------- KEMPER CORPORATION Ticker: KMPR Security ID: 488401100 Meeting Date: MAY 03, 2023 Meeting Type: Annual Record Date: MAR 09, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Teresa A. Canida For For Management 1b Elect Director George N. Cochran For Abstain Management 1c Elect Director Kathleen M. Cronin For For Management 1d Elect Director Jason N. Gorevic For Abstain Management 1e Elect Director Lacy M. Johnson For For Management 1f Elect Director Joseph P. Lacher, Jr. For Abstain Management 1g Elect Director Gerald Laderman For Abstain Management 1h Elect Director Alberto J. Paracchini For Against Management 1i Elect Director Stuart B. Parker For Abstain Management 1j Elect Director Christopher B. Sarofim For Abstain Management 1k Elect Director Susan D. Whiting For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For Against Management 4 Ratify Deloitte & Touche LLP as For Abstain Management Auditors 5 Advisory Vote on Say on Pay Frequency One Year Two Years Management -------------------------------------------------------------------------------- KEMPER CORPORATION Ticker: KMPR Security ID: 488401100 Meeting Date: MAY 03, 2023 Meeting Type: Annual Record Date: MAR 09, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Teresa A. Canida For For Management 1b Elect Director George N. Cochran For For Management 1c Elect Director Kathleen M. Cronin For For Management 1d Elect Director Jason N. Gorevic For For Management 1e Elect Director Lacy M. Johnson For For Management 1f Elect Director Joseph P. Lacher, Jr. For For Management 1g Elect Director Gerald Laderman For For Management 1h Elect Director Alberto J. Paracchini For Against Management 1i Elect Director Stuart B. Parker For For Management 1j Elect Director Christopher B. Sarofim For For Management 1k Elect Director Susan D. Whiting For For Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For Against Management 4 Ratify Deloitte & Touche LLP as For Against Management Auditors 5 Advisory Vote on Say on Pay Frequency One Year Two Years Management -------------------------------------------------------------------------------- KEMPER CORPORATION Ticker: KMPR Security ID: 488401100 Meeting Date: MAY 03, 2023 Meeting Type: Annual Record Date: MAR 09, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Teresa A. Canida For For Management 1b Elect Director George N. Cochran For For Management 1c Elect Director Kathleen M. Cronin For For Management 1d Elect Director Jason N. Gorevic For For Management 1e Elect Director Lacy M. Johnson For For Management 1f Elect Director Joseph P. Lacher, Jr. For For Management 1g Elect Director Gerald Laderman For For Management 1h Elect Director Alberto J. Paracchini For Against Management 1i Elect Director Stuart B. Parker For For Management 1j Elect Director Christopher B. Sarofim For For Management 1k Elect Director Susan D. Whiting For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For Against Management 4 Ratify Deloitte & Touche LLP as For Against Management Auditors 5 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- KEMPER CORPORATION Ticker: KMPR Security ID: 488401100 Meeting Date: MAY 03, 2023 Meeting Type: Annual Record Date: MAR 09, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Teresa A. Canida For For Management 1b Elect Director George N. Cochran For For Management 1c Elect Director Kathleen M. Cronin For For Management 1d Elect Director Jason N. Gorevic For For Management 1e Elect Director Lacy M. Johnson For For Management 1f Elect Director Joseph P. Lacher, Jr. For For Management 1g Elect Director Gerald Laderman For For Management 1h Elect Director Alberto J. Paracchini For For Management 1i Elect Director Stuart B. Parker For For Management 1j Elect Director Christopher B. Sarofim For For Management 1k Elect Director Susan D. Whiting For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For Against Management 4 Ratify Deloitte & Touche LLP as For Against Management Auditors 5 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- KEMPER CORPORATION Ticker: KMPR Security ID: 488401100 Meeting Date: MAY 03, 2023 Meeting Type: Annual Record Date: MAR 09, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Teresa A. Canida For For Management 1b Elect Director George N. Cochran For For Management 1c Elect Director Kathleen M. Cronin For For Management 1d Elect Director Jason N. Gorevic For For Management 1e Elect Director Lacy M. Johnson For For Management 1f Elect Director Joseph P. Lacher, Jr. For For Management 1g Elect Director Gerald Laderman For For Management 1h Elect Director Alberto J. Paracchini For For Management 1i Elect Director Stuart B. Parker For For Management 1j Elect Director Christopher B. Sarofim For For Management 1k Elect Director Susan D. Whiting For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For Against Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- KEMPER CORPORATION Ticker: KMPR Security ID: 488401100 Meeting Date: MAY 03, 2023 Meeting Type: Annual Record Date: MAR 09, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Teresa A. Canida For For Management 1b Elect Director George N. Cochran For For Management 1c Elect Director Kathleen M. Cronin For For Management 1d Elect Director Jason N. Gorevic For For Management 1e Elect Director Lacy M. Johnson For For Management 1f Elect Director Joseph P. Lacher, Jr. For For Management 1g Elect Director Gerald Laderman For For Management 1h Elect Director Alberto J. Paracchini For For Management 1i Elect Director Stuart B. Parker For For Management 1j Elect Director Christopher B. Sarofim For For Management 1k Elect Director Susan D. Whiting For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Advisory Vote on Say on Pay Frequency One Year Three Years Management -------------------------------------------------------------------------------- KEMPER CORPORATION Ticker: KMPR Security ID: 488401100 Meeting Date: MAY 03, 2023 Meeting Type: Annual Record Date: MAR 09, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Teresa A. Canida For For Management 1b Elect Director George N. Cochran For For Management 1c Elect Director Kathleen M. Cronin For For Management 1d Elect Director Jason N. Gorevic For For Management 1e Elect Director Lacy M. Johnson For For Management 1f Elect Director Joseph P. Lacher, Jr. For For Management 1g Elect Director Gerald Laderman For For Management 1h Elect Director Alberto J. Paracchini For For Management 1i Elect Director Stuart B. Parker For For Management 1j Elect Director Christopher B. Sarofim For For Management 1k Elect Director Susan D. Whiting For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- KEMPER CORPORATION Ticker: KMPR Security ID: 488401100 Meeting Date: MAY 03, 2023 Meeting Type: Annual Record Date: MAR 09, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Teresa A. Canida For For Management 1b Elect Director George N. Cochran For For Management 1c Elect Director Kathleen M. Cronin For For Management 1d Elect Director Jason N. Gorevic For For Management 1e Elect Director Lacy M. Johnson For For Management 1f Elect Director Joseph P. Lacher, Jr. For For Management 1g Elect Director Gerald Laderman For For Management 1h Elect Director Alberto J. Paracchini For For Management 1i Elect Director Stuart B. Parker For For Management 1j Elect Director Christopher B. Sarofim For For Management 1k Elect Director Susan D. Whiting For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- KEMPER CORPORATION Ticker: KMPR Security ID: 488401100 Meeting Date: MAY 03, 2023 Meeting Type: Annual Record Date: MAR 09, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Teresa A. Canida For For Management 1b Elect Director George N. Cochran For For Management 1c Elect Director Kathleen M. Cronin For Against Management 1d Elect Director Jason N. Gorevic For For Management 1e Elect Director Lacy M. Johnson For For Management 1f Elect Director Joseph P. Lacher, Jr. For For Management 1g Elect Director Gerald Laderman For For Management 1h Elect Director Alberto J. Paracchini For For Management 1i Elect Director Stuart B. Parker For For Management 1j Elect Director Christopher B. Sarofim For For Management 1k Elect Director Susan D. Whiting For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- KEMPER CORPORATION Ticker: KMPR Security ID: 488401100 Meeting Date: MAY 03, 2023 Meeting Type: Annual Record Date: MAR 09, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Teresa A. Canida For For Management 1b Elect Director George N. Cochran For For Management 1c Elect Director Kathleen M. Cronin For Against Management 1d Elect Director Jason N. Gorevic For For Management 1e Elect Director Lacy M. Johnson For For Management 1f Elect Director Joseph P. Lacher, Jr. For For Management 1g Elect Director Gerald Laderman For For Management 1h Elect Director Alberto J. Paracchini For For Management 1i Elect Director Stuart B. Parker For For Management 1j Elect Director Christopher B. Sarofim For For Management 1k Elect Director Susan D. Whiting For Against Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- KEMPER CORPORATION Ticker: KMPR Security ID: 488401100 Meeting Date: MAY 03, 2023 Meeting Type: Annual Record Date: MAR 09, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Teresa A. Canida For For Management 1b Elect Director George N. Cochran For For Management 1c Elect Director Kathleen M. Cronin For Against Management 1d Elect Director Jason N. Gorevic For For Management 1e Elect Director Lacy M. Johnson For Against Management 1f Elect Director Joseph P. Lacher, Jr. For For Management 1g Elect Director Gerald Laderman For For Management 1h Elect Director Alberto J. Paracchini For For Management 1i Elect Director Stuart B. Parker For For Management 1j Elect Director Christopher B. Sarofim For For Management 1k Elect Director Susan D. Whiting For Against Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- KEMPER CORPORATION Ticker: KMPR Security ID: 488401100 Meeting Date: MAY 03, 2023 Meeting Type: Annual Record Date: MAR 09, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Teresa A. Canida For For Management 1b Elect Director George N. Cochran For For Management 1c Elect Director Kathleen M. Cronin For Against Management 1d Elect Director Jason N. Gorevic For For Management 1e Elect Director Lacy M. Johnson For Against Management 1f Elect Director Joseph P. Lacher, Jr. For Against Management 1g Elect Director Gerald Laderman For For Management 1h Elect Director Alberto J. Paracchini For For Management 1i Elect Director Stuart B. Parker For For Management 1j Elect Director Christopher B. Sarofim For For Management 1k Elect Director Susan D. Whiting For Against Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- KEMPER CORPORATION Ticker: KMPR Security ID: 488401100 Meeting Date: MAY 03, 2023 Meeting Type: Annual Record Date: MAR 09, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Teresa A. Canida For For Management 1b Elect Director George N. Cochran For For Management 1c Elect Director Kathleen M. Cronin For Against Management 1d Elect Director Jason N. Gorevic For For Management 1e Elect Director Lacy M. Johnson For Against Management 1f Elect Director Joseph P. Lacher, Jr. For Against Management 1g Elect Director Gerald Laderman For For Management 1h Elect Director Alberto J. Paracchini For For Management 1i Elect Director Stuart B. Parker For Against Management 1j Elect Director Christopher B. Sarofim For For Management 1k Elect Director Susan D. Whiting For Against Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- KEMPER CORPORATION Ticker: KMPR Security ID: 488401100 Meeting Date: MAY 03, 2023 Meeting Type: Annual Record Date: MAR 09, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Teresa A. Canida For For Management 1b Elect Director George N. Cochran For For Management 1c Elect Director Kathleen M. Cronin For Against Management 1d Elect Director Jason N. Gorevic For Against Management 1e Elect Director Lacy M. Johnson For Against Management 1f Elect Director Joseph P. Lacher, Jr. For Against Management 1g Elect Director Gerald Laderman For For Management 1h Elect Director Alberto J. Paracchini For For Management 1i Elect Director Stuart B. Parker For Against Management 1j Elect Director Christopher B. Sarofim For For Management 1k Elect Director Susan D. Whiting For Against Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- KEMPER CORPORATION Ticker: KMPR Security ID: 488401100 Meeting Date: MAY 03, 2023 Meeting Type: Annual Record Date: MAR 09, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Teresa A. Canida For For Management 1b Elect Director George N. Cochran For Against Management 1c Elect Director Kathleen M. Cronin For Against Management 1d Elect Director Jason N. Gorevic For Against Management 1e Elect Director Lacy M. Johnson For Against Management 1f Elect Director Joseph P. Lacher, Jr. For Against Management 1g Elect Director Gerald Laderman For For Management 1h Elect Director Alberto J. Paracchini For For Management 1i Elect Director Stuart B. Parker For Against Management 1j Elect Director Christopher B. Sarofim For For Management 1k Elect Director Susan D. Whiting For Against Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- KEMPER CORPORATION Ticker: KMPR Security ID: 488401100 Meeting Date: MAY 03, 2023 Meeting Type: Annual Record Date: MAR 09, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Teresa A. Canida For Against Management 1b Elect Director George N. Cochran For Against Management 1c Elect Director Kathleen M. Cronin For Against Management 1d Elect Director Jason N. Gorevic For Against Management 1e Elect Director Lacy M. Johnson For Against Management 1f Elect Director Joseph P. Lacher, Jr. For Against Management 1g Elect Director Gerald Laderman For Against Management 1h Elect Director Alberto J. Paracchini For For Management 1i Elect Director Stuart B. Parker For Against Management 1j Elect Director Christopher B. Sarofim For For Management 1k Elect Director Susan D. Whiting For Against Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- KEMPER CORPORATION Ticker: KMPR Security ID: 488401100 Meeting Date: MAY 03, 2023 Meeting Type: Annual Record Date: MAR 09, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Teresa A. Canida For Against Management 1b Elect Director George N. Cochran For Against Management 1c Elect Director Kathleen M. Cronin For Against Management 1d Elect Director Jason N. Gorevic For Against Management 1e Elect Director Lacy M. Johnson For Against Management 1f Elect Director Joseph P. Lacher, Jr. For Against Management 1g Elect Director Gerald Laderman For Against Management 1h Elect Director Alberto J. Paracchini For For Management 1i Elect Director Stuart B. Parker For Against Management 1j Elect Director Christopher B. Sarofim For Against Management 1k Elect Director Susan D. Whiting For Against Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- LENDINGCLUB CORPORATION Ticker: LC Security ID: 52603A208 Meeting Date: JUN 08, 2023 Meeting Type: Annual Record Date: APR 11, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kathryn Reimann For For Management 1b Elect Director Scott Sanborn For For Management 1c Elect Director Michael Zeisser For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Declassify the Board of Directors For For Management 5 Eliminate Supermajority Vote For For Management Requirement 6 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- LONDON STOCK EXCHANGE GROUP PLC Ticker: LSEG Security ID: G5689U103 Meeting Date: APR 27, 2023 Meeting Type: Annual Record Date: APR 25, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Approve Remuneration Policy For For Management 5 Re-elect Dominic Blakemore as Director For For Management 6 Re-elect Martin Brand as Director For For Management 7 Re-elect Kathleen DeRose as Director For For Management 8 Re-elect Tsega Gebreyes as Director For For Management 9 Re-elect Cressida Hogg as Director For For Management 10 Re-elect Anna Manz as Director For For Management 11 Re-elect Val Rahmani as Director For For Management 12 Re-elect Don Robert as Director For For Management 13 Re-elect David Schwimmer as Director For For Management 14 Re-elect Douglas Steenland as Director For For Management 15 Re-elect Ashok Vaswani as Director For For Management 16 Elect Scott Guthrie as Director For For Management 17 Elect William Vereker as Director For For Management 18 Reappoint Ernst & Young LLP as Auditors For For Management 19 Authorise Board to Fix Remuneration of For For Management Auditors 20 Authorise Issue of Equity For For Management 21 Authorise UK Political Donations and For For Management Expenditure 22 Authorise Issue of Equity without For For Management Pre-emptive Rights 23 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 24 Authorise Market Purchase of Ordinary For For Management Shares 25 Authorise Off-Market Purchase of For For Management Shares from Consortium Shareholders 26 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- LPL FINANCIAL HOLDINGS INC. Ticker: LPLA Security ID: 50212V100 Meeting Date: MAY 11, 2023 Meeting Type: Annual Record Date: MAR 13, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Dan H. Arnold For For Management 1b Elect Director Edward C. Bernard For For Management 1c Elect Director H. Paulett Eberhart For For Management 1d Elect Director William F. Glavin, Jr. For For Management 1e Elect Director Albert J. Ko For For Management 1f Elect Director Allison H. Mnookin For For Management 1g Elect Director Anne M. Mulcahy For For Management 1h Elect Director James S. Putnam For For Management 1i Elect Director Richard P. Schifter For Against Management 1j Elect Director Corey E. Thomas For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- M&T BANK CORPORATION Ticker: MTB Security ID: 55261F104 Meeting Date: APR 18, 2023 Meeting Type: Annual Record Date: FEB 23, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John P. Barnes For For Management 1.2 Elect Director Robert T. Brady For For Management 1.3 Elect Director Carlton J. Charles For For Management 1.4 Elect Director Jane Chwick For For Management 1.5 Elect Director William F. Cruger, Jr. For For Management 1.6 Elect Director T. Jefferson For For Management Cunningham, III 1.7 Elect Director Gary N. Geisel For For Management 1.8 Elect Director Leslie V. Godridge For For Management 1.9 Elect Director Rene F. Jones For For Management 1.10 Elect Director Richard H. Ledgett, Jr. For For Management 1.11 Elect Director Melinda R. Rich For For Management 1.12 Elect Director Robert E. Sadler, Jr. For For Management 1.13 Elect Director Denis J. Salamone For For Management 1.14 Elect Director John R. Scannell For For Management 1.15 Elect Director Rudina Seseri For For Management 1.16 Elect Director Kirk W. Walters For For Management 1.17 Elect Director Herbert L. Washington For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Amend Omnibus Stock Plan For For Management 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- MAIN STREET CAPITAL CORPORATION Ticker: MAIN Security ID: 56035L104 Meeting Date: MAY 01, 2023 Meeting Type: Annual Record Date: FEB 28, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Kevin Griffin For For Management 1.2 Elect Director John E. Jackson For For Management 1.3 Elect Director Brian E. Lane For For Management 1.4 Elect Director Kay Matthews - None None Management Withdrawn Resolution 1.5 Elect Director Dunia A. Shive For For Management 1.6 Elect Director Stephen B. Solcher For For Management 1.7 Elect Director Vincent D. Foster For For Management 1.8 Elect Director Dwayne L. Hyzak For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Amend Charter to Allow Shareholders to For For Management Amend Bylaws -------------------------------------------------------------------------------- MARSH & MCLENNAN COMPANIES, INC. Ticker: MMC Security ID: 571748102 Meeting Date: MAY 18, 2023 Meeting Type: Annual Record Date: MAR 20, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony K. Anderson For For Management 1b Elect Director John Q. Doyle For For Management 1c Elect Director Hafize Gaye Erkan For For Management 1d Elect Director Oscar Fanjul For For Management 1e Elect Director H. Edward Hanway For For Management 1f Elect Director Judith Hartmann For For Management 1g Elect Director Deborah C. Hopkins For For Management 1h Elect Director Tamara Ingram For For Management 1i Elect Director Jane H. Lute For For Management 1j Elect Director Steven A. Mills For For Management 1k Elect Director Bruce P. Nolop For For Management 1l Elect Director Morton O. Schapiro For For Management 1m Elect Director Lloyd M. Yates For For Management 1n Elect Director Ray G. Young For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- MASTERCARD INCORPORATED Ticker: MA Security ID: 57636Q104 Meeting Date: JUN 27, 2023 Meeting Type: Annual Record Date: APR 28, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Merit E. Janow For For Management 1b Elect Director Candido Bracher For For Management 1c Elect Director Richard K. Davis For For Management 1d Elect Director Julius Genachowski For For Management 1e Elect Director Choon Phong Goh For For Management 1f Elect Director Oki Matsumoto For For Management 1g Elect Director Michael Miebach For For Management 1h Elect Director Youngme Moon For For Management 1i Elect Director Rima Qureshi For For Management 1j Elect Director Gabrielle Sulzberger For For Management 1k Elect Director Harit Talwar For For Management 1l Elect Director Lance Uggla For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Approve Qualified Employee Stock For For Management Purchase Plan 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 6 Report on Overseeing Risks Related to Against Against Shareholder Discrimination 7 Report on Establishing Merchant Against Against Shareholder Category Code for Gun and Ammunition Stores 8 Report on Lobbying Payments and Policy Against Against Shareholder 9 Amend Bylaws to Require Shareholder Against Against Shareholder Approval of Certain Provisions Related to Director Nominations by Shareholders 10 Report on Cost-Benefit Analysis of Against Against Shareholder Diversity and Inclusion Efforts -------------------------------------------------------------------------------- METLIFE, INC. Ticker: MET Security ID: 59156R108 Meeting Date: JUN 20, 2023 Meeting Type: Annual Record Date: APR 21, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cheryl W. Grise For For Management 1b Elect Director Carlos M. Gutierrez For For Management 1c Elect Director Carla A. Harris For For Management 1d Elect Director Gerald L. Hassell For For Management 1e Elect Director David L. Herzog For For Management 1f Elect Director R. Glenn Hubbard For For Management 1g Elect Director Jeh C. Johnson For For Management 1h Elect Director Edward J. Kelly, III For For Management 1i Elect Director William E. Kennard For For Management 1j Elect Director Michel A. Khalaf For For Management 1k Elect Director Catherine R. Kinney For For Management 1l Elect Director Diana L. McKenzie For For Management 1m Elect Director Denise M. Morrison For For Management 1n Elect Director Mark A. Weinberger For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- MORGAN STANLEY Ticker: MS Security ID: 617446448 Meeting Date: MAY 19, 2023 Meeting Type: Annual Record Date: MAR 20, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alistair Darling For For Management 1b Elect Director Thomas H. Glocer For For Management 1c Elect Director James P. Gorman For For Management 1d Elect Director Robert H. Herz For For Management 1e Elect Director Erika H. James For For Management 1f Elect Director Hironori Kamezawa For For Management 1g Elect Director Shelley B. Leibowitz For For Management 1h Elect Director Stephen J. Luczo For For Management 1i Elect Director Jami Miscik For For Management 1j Elect Director Masato Miyachi For For Management 1k Elect Director Dennis M. Nally For For Management 1l Elect Director Mary L. Schapiro For For Management 1m Elect Director Perry M. Traquina For For Management 1n Elect Director Rayford Wilkins, Jr. For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting 6 Adopt Time-Bound Policy to Phase Out Against Against Shareholder Underwriting and Lending for New Fossil Fuel Development -------------------------------------------------------------------------------- NATIONAL BANK HOLDINGS CORPORATION Ticker: NBHC Security ID: 633707104 Meeting Date: MAY 09, 2023 Meeting Type: Annual Record Date: MAR 15, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ralph W. Clermont For For Management 1.2 Elect Director Robert E. Dean For For Management 1.3 Elect Director Alka Gupta For For Management 1.4 Elect Director Fred J. Joseph For For Management 1.5 Elect Director G. Timothy Laney For For Management 1.6 Elect Director Patrick Sobers For For Management 1.7 Elect Director Micho F. Spring For For Management 1.8 Elect Director Art Zeile For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- NERDWALLET, INC. Ticker: NRDS Security ID: 64082B102 Meeting Date: MAY 24, 2023 Meeting Type: Annual Record Date: MAR 27, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tim Chen For For Management 1.2 Elect Director Jennifer E. Ceran For Withhold Management 1.3 Elect Director Lynne M. Laube For Withhold Management 1.4 Elect Director Kenneth T. McBride For Withhold Management 1.5 Elect Director Maurice Taylor For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ONEMAIN HOLDINGS, INC. Ticker: OMF Security ID: 68268W103 Meeting Date: JUN 13, 2023 Meeting Type: Annual Record Date: APR 17, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Phyllis R. Caldwell For For Management 1.2 Elect Director Roy A. Guthrie For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Declassify the Board of Directors For For Management 5 Adopt Majority Voting for Uncontested For For Management Election of Directors -------------------------------------------------------------------------------- OTP BANK NYRT Ticker: OTP Security ID: X60746181 Meeting Date: APR 28, 2023 Meeting Type: Annual Record Date: APR 26, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Allocation of Income and Dividends of HUF 300 per Share 2 Approve Company's Corporate Governance For For Management Statement 3 Approve Discharge of Management Board For For Management 4 Ratify Ernst & Young Ltd. as Auditor For For Management and Authorize Board to Fix Its Remuneration 5 Approve Remuneration Policy For Abstain Management 6 Elect Antal Gyorgy Kovacs as For For Management Management Board Member 7.1 Elect Antal Tibor Tolnay as For Against Management Supervisory Board Member 7.2 Elect Jozsef Gabor Horvath as For For Management Supervisory Board Member 7.3 Elect Tamas Gudra as Supervisory Board For For Management Member 7.4 Elect Olivier Pequeux as Supervisory For For Management Board Member 7.5 Elect Klara Bella as Supervisory Board For For Management Member 7.6 Elect Andras Michnai as Supervisory For For Management Board Member 8.1 Elect Antal Tibor Tolnay as Audit For For Management Committee Member 8.2 Elect Jozsef Gabor Horvath as Audit For For Management Committee Member 8.3 Elect Tamas Gudra as Audit Committee For For Management Member 8.4 Elect Olivier Pequeux as Audit For For Management Committee Member 9 Approve Terms of Remuneration of For For Management Supervisory Board and Audit Committee Members 10 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- P10, INC. Ticker: PX Security ID: 69376K106 Meeting Date: DEC 09, 2022 Meeting Type: Special Record Date: NOV 10, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- P10, INC. Ticker: PX Security ID: 69376K106 Meeting Date: JUN 16, 2023 Meeting Type: Annual Record Date: APR 20, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David M. McCoy For Withhold Management 1.2 Elect Director Robert B. Stewart, Jr. For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- PACWEST BANCORP Ticker: PACW Security ID: 695263103 Meeting Date: MAY 02, 2023 Meeting Type: Annual Record Date: MAR 03, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Tanya M. Acker For For Management 1b Elect Director Paul R. Burke For For Management 1c Elect Director Craig A. Carlson For For Management 1d Elect Director John M. Eggemeyer, III For For Management 1e Elect Director C. William Hosler For For Management 1f Elect Director Polly B. Jessen For For Management 1g Elect Director Susan E. Lester For For Management 1h Elect Director Roger H. Molvar For For Management 1i Elect Director Stephanie B. Mudick For For Management 1j Elect Director Paul W. Taylor For For Management 1k Elect Director Matthew P. Wagner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- PALOMAR HOLDINGS, INC. Ticker: PLMR Security ID: 69753M105 Meeting Date: MAY 25, 2023 Meeting Type: Annual Record Date: APR 03, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daryl Bradley For For Management 1.2 Elect Director Robert E. Dowdell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PENNYMAC FINANCIAL SERVICES, INC. Ticker: PFSI Security ID: 70932M107 Meeting Date: JUN 13, 2023 Meeting Type: Annual Record Date: APR 19, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David A. Spector For For Management 1b Elect Director James K. Hunt For For Management 1c Elect Director Jonathon S. Jacobson For For Management 1d Elect Director Doug Jones For For Management 1e Elect Director Patrick Kinsella For For Management 1f Elect Director Anne D. McCallion For For Management 1g Elect Director Joseph Mazzella For For Management 1h Elect Director Farhad Nanji For For Management 1i Elect Director Jeffrey A. Perlowitz For For Management 1j Elect Director Lisa M. Shalett For For Management 1k Elect Director Theodore W. Tozer For For Management 1l Elect Director Emily Youssouf For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- POPULAR, INC. Ticker: BPOP Security ID: 733174700 Meeting Date: MAY 11, 2023 Meeting Type: Annual Record Date: MAR 14, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ignacio Alvarez For For Management 1b Elect Director Joaquin E. Bacardi, III For For Management 1c Elect Director Alejandro M. Ballester For For Management 1d Elect Director Robert Carrady For For Management 1e Elect Director Richard L. Carrion For For Management 1f Elect Director Betty DeVita For For Management 1g Elect Director John W. Diercksen For For Management 1h Elect Director Maria Luisa Ferre Rangel For For Management 1i Elect Director C. Kim Goodwin For For Management 1j Elect Director Jose R. Rodriguez For For Management 1k Elect Director Alejandro M. Sanchez For For Management 1l Elect Director Myrna M. Soto For For Management 1m Elect Director Carlos A. Unanue For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- RAYMOND JAMES FINANCIAL, INC. Ticker: RJF Security ID: 754730109 Meeting Date: FEB 23, 2023 Meeting Type: Annual Record Date: DEC 21, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Marlene Debel For For Management 1b Elect Director Robert M. Dutkowsky For For Management 1c Elect Director Jeffrey N. Edwards For For Management 1d Elect Director Benjamin C. Esty For For Management 1e Elect Director Anne Gates For For Management 1f Elect Director Thomas A. James For For Management 1g Elect Director Gordon L. Johnson For For Management 1h Elect Director Roderick C. McGeary For For Management 1i Elect Director Paul C. Reilly For For Management 1j Elect Director Raj Seshadri For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Amend Omnibus Stock Plan For For Management 5 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- REINSURANCE GROUP OF AMERICA, INCORPORATED Ticker: RGA Security ID: 759351604 Meeting Date: MAY 24, 2023 Meeting Type: Annual Record Date: MAR 31, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Pina Albo For For Management 1b Elect Director Tony Cheng For For Management 1c Elect Director John J. Gauthier For For Management 1d Elect Director Patricia L. Guinn For For Management 1e Elect Director Anna Manning For For Management 1f Elect Director Hazel M. McNeilage For For Management 1g Elect Director George Nichols, III For For Management 1h Elect Director Stephen O'Hearn For For Management 1i Elect Director Shundrawn Thomas For For Management 1j Elect Director Khanh T. Tran For For Management 1k Elect Director Steven C. Van Wyk For For Management 2 Advisory Vote on Say on Pay Frequency One Year One Year Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- RENAISSANCERE HOLDINGS LTD. Ticker: RNR Security ID: G7496G103 Meeting Date: MAY 09, 2023 Meeting Type: Annual Record Date: MAR 09, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David C. Bushnell For Against Management 1b Elect Director James L. Gibbons For Against Management 1c Elect Director Shyam Gidumal For For Management 1d Elect Director Torsten Jeworrek For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Approve PricewaterhouseCoopers Ltd. as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- SKYWARD SPECIALTY INSURANCE GROUP, INC. Ticker: SKWD Security ID: 830940102 Meeting Date: MAY 25, 2023 Meeting Type: Annual Record Date: MAR 31, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James Hays For For Management 1.2 Elect Director Robert Creager For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SLM CORPORATION Ticker: SLM Security ID: 78442P106 Meeting Date: JUN 20, 2023 Meeting Type: Annual Record Date: APR 21, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director R. Scott Blackley For For Management 1b Elect Director Paul G. Child For For Management 1c Elect Director Mary Carter Warren For For Management Franke 1d Elect Director Marianne M. Keler For For Management 1e Elect Director Mark L. Lavelle For For Management 1f Elect Director Ted Manvitz For For Management 1g Elect Director Jim Matheson For For Management 1h Elect Director Samuel T. Ramsey For For Management 1i Elect Director Vivian C. Schneck-Last For For Management 1j Elect Director Robert S. Strong For For Management 1k Elect Director Jonathan W. Witter For For Management 1l Elect Director Kirsten O. Wolberg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SOFI TECHNOLOGIES, INC. Ticker: SOFI Security ID: 83406F102 Meeting Date: JUL 12, 2022 Meeting Type: Annual Record Date: MAY 16, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ahmed Al-Hammadi For For Management 1b Elect Director Ruzwana Bashir For For Management 1c Elect Director Michael Bingle For Withhold Management 1d Elect Director Richard Costolo For Withhold Management 1e Elect Director Steven Freiberg For For Management 1f Elect Director Tom Hutton For For Management 1g Elect Director Clara Liang For Withhold Management 1h Elect Director Anthony Noto For For Management 1i Elect Director Harvey Schwartz For For Management 1j Elect Director Magdalena Yesil For For Management 2 Advisory Vote on Say on Pay Frequency One Year One Year Management 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For Against Management 5 Approve Reverse Stock Split For For Management -------------------------------------------------------------------------------- SOFI TECHNOLOGIES, INC. Ticker: SOFI Security ID: 83406F102 Meeting Date: JUN 14, 2023 Meeting Type: Annual Record Date: APR 18, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ahmed Al-Hammadi For For Management 1b Elect Director Ruzwana Bashir For For Management 1c Elect Director Michael Bingle For For Management 1d Elect Director Richard Costolo For For Management 1e Elect Director Steven Freiberg For For Management 1f Elect Director John Hele For For Management 1g Elect Director Tom Hutton For For Management 1h Elect Director Clara Liang For For Management 1i Elect Director Anthony Noto For For Management 1j Elect Director Harvey Schwartz For For Management 1k Elect Director Magdalena Yesil For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Approve Reverse Stock Split For Against Management -------------------------------------------------------------------------------- STATE STREET CORPORATION Ticker: STT Security ID: 857477103 Meeting Date: MAY 17, 2023 Meeting Type: Annual Record Date: MAR 21, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patrick de Saint-Aignan For For Management 1b Elect Director Marie A. Chandoha For For Management 1c Elect Director DonnaLee DeMaio For For Management 1d Elect Director Amelia C. Fawcett For For Management 1e Elect Director William C. Freda For For Management 1f Elect Director Sara Mathew For For Management 1g Elect Director William L. Meaney For For Management 1h Elect Director Ronald P. O'Hanley For For Management 1i Elect Director Sean O'Sullivan For For Management 1j Elect Director Julio A. Portalatin For For Management 1k Elect Director John B. Rhea For For Management 1l Elect Director Gregory L. Summe For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Amend Omnibus Stock Plan For For Management 5 Ratify Ernst & Young LLP as Auditors For For Management 6 Report on Asset Management Policies Against Against Shareholder and Diversified Investors -------------------------------------------------------------------------------- STEPSTONE GROUP, INC. Ticker: STEP Security ID: 85914M107 Meeting Date: SEP 14, 2022 Meeting Type: Annual Record Date: JUL 19, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jose A. Fernandez For Withhold Management 1.2 Elect Director Thomas Keck For Withhold Management 1.3 Elect Director Michael I. McCabe For Withhold Management 1.4 Elect Director Steven R. Mitchell For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- THE BANK OF NEW YORK MELLON CORPORATION Ticker: BK Security ID: 064058100 Meeting Date: APR 12, 2023 Meeting Type: Annual Record Date: FEB 16, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda Z. Cook For For Management 1b Elect Director Joseph J. Echevarria For For Management 1c Elect Director M. Amy Gilliland For For Management 1d Elect Director Jeffrey A. Goldstein For For Management 1e Elect Director K. Guru Gowrappan For For Management 1f Elect Director Ralph Izzo For For Management 1g Elect Director Sandra E. "Sandie" For For Management O'Connor 1h Elect Director Elizabeth E. Robinson For For Management 1i Elect Director Frederick O. Terrell For For Management 1j Elect Director Robin A. Vince For For Management 1k Elect Director Alfred W. "Al" Zollar For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify KPMG LLP as Auditors For For Management 5 Approve Omnibus Stock Plan For For Management 6 Submit Severance Agreement Against Against Shareholder (Change-in-Control) to Shareholder Vote -------------------------------------------------------------------------------- THE CHARLES SCHWAB CORPORATION Ticker: SCHW Security ID: 808513105 Meeting Date: MAY 18, 2023 Meeting Type: Annual Record Date: MAR 20, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Marianne C. Brown For Against Management 1b Elect Director Frank C. Herringer For Against Management 1c Elect Director Gerri K. For Against Management Martin-Flickinger 1d Elect Director Todd M. Ricketts For Against Management 1e Elect Director Carolyn Schwab-Pomerantz For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Report on Gender/Racial Pay Gap Against Against Shareholder 6 Report on Risks Related to Against Against Shareholder Discrimination Against Individuals Including Political Views -------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. Ticker: GS Security ID: 38141G104 Meeting Date: APR 26, 2023 Meeting Type: Annual Record Date: FEB 27, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michele Burns For For Management 1b Elect Director Mark Flaherty For For Management 1c Elect Director Kimberley Harris For For Management 1d Elect Director Kevin Johnson For For Management 1e Elect Director Ellen Kullman For For Management 1f Elect Director Lakshmi Mittal For For Management 1g Elect Director Adebayo Ogunlesi For For Management 1h Elect Director Peter Oppenheimer For For Management 1i Elect Director David Solomon For For Management 1j Elect Director Jan Tighe For For Management 1k Elect Director Jessica Uhl For For Management 1l Elect Director David Viniar For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Report on Lobbying Payments and Policy Against Against Shareholder 6 Require Independent Board Chair Against Against Shareholder 7 Publish Third-Party Review on Chinese Against Against Shareholder Congruency of Certain ETFs 8 Oversee and Report a Racial Equity Against Against Shareholder Audit 9 Adopt Time-Bound Policy to Phase Out Against Against Shareholder Underwriting and Lending for New Fossil Fuel Development 10 Disclose 2030 Absolute GHG Reduction Against Against Shareholder Targets Associated with Lending and Underwriting 11 Report on Climate Transition Plan Against Against Shareholder Describing Efforts to Align Financing Activities with GHG Targets 12 Report on Median Gender/Racial Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- THE HARTFORD FINANCIAL SERVICES GROUP, INC. Ticker: HIG Security ID: 416515104 Meeting Date: MAY 17, 2023 Meeting Type: Annual Record Date: MAR 20, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Larry D. De Shon For For Management 1b Elect Director Carlos Dominguez For For Management 1c Elect Director Trevor Fetter For For Management 1d Elect Director Donna A. James For For Management 1e Elect Director Kathryn A. Mikells For For Management 1f Elect Director Edmund Reese For For Management 1g Elect Director Teresa Wynn Roseborough For For Management 1h Elect Director Virginia P. Ruesterholz For For Management 1i Elect Director Christopher J. Swift For For Management 1j Elect Director Matthew E. Winter For For Management 1k Elect Director Greig Woodring For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt Time-Bound Policy to Phase Out Against Against Shareholder Underwriting and Lending for New Fossil Fuel Development -------------------------------------------------------------------------------- THE PNC FINANCIAL SERVICES GROUP, INC. Ticker: PNC Security ID: 693475105 Meeting Date: APR 26, 2023 Meeting Type: Annual Record Date: FEB 03, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Joseph Alvarado For For Management 1b Elect Director Debra A. Cafaro For For Management 1c Elect Director Marjorie Rodgers For For Management Cheshire 1d Elect Director William S. Demchak For For Management 1e Elect Director Andrew T. Feldstein For For Management 1f Elect Director Richard J. Harshman For For Management 1g Elect Director Daniel R. Hesse For For Management 1h Elect Director Renu Khator For For Management 1i Elect Director Linda R. Medler For For Management 1j Elect Director Robert A. Niblock For For Management 1k Elect Director Martin Pfinsgraff For For Management 1l Elect Director Bryan S. Salesky For For Management 1m Elect Director Toni Townes-whitley For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- THE PROGRESSIVE CORPORATION Ticker: PGR Security ID: 743315103 Meeting Date: MAY 12, 2023 Meeting Type: Annual Record Date: MAR 17, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Danelle M. Barrett For For Management 1b Elect Director Philip Bleser For For Management 1c Elect Director Stuart B. Burgdoerfer For For Management 1d Elect Director Pamela J. Craig For For Management 1e Elect Director Charles A. Davis For For Management 1f Elect Director Roger N. Farah For For Management 1g Elect Director Lawton W. Fitt For For Management 1h Elect Director Susan Patricia Griffith For For Management 1i Elect Director Devin C. Johnson For For Management 1j Elect Director Jeffrey D. Kelly For For Management 1k Elect Director Barbara R. Snyder For For Management 1l Elect Director Kahina Van Dyke For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- THE TRAVELERS COMPANIES, INC. Ticker: TRV Security ID: 89417E109 Meeting Date: MAY 24, 2023 Meeting Type: Annual Record Date: MAR 28, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alan L. Beller For For Management 1b Elect Director Janet M. Dolan For For Management 1c Elect Director Russell G. Golden For For Management 1d Elect Director Patricia L. Higgins For For Management 1e Elect Director William J. Kane For For Management 1f Elect Director Thomas B. Leonardi For For Management 1g Elect Director Clarence Otis, Jr. For For Management 1h Elect Director Elizabeth E. Robinson For For Management 1i Elect Director Philip T. (Pete) For For Management Ruegger, III 1j Elect Director Rafael Santana For For Management 1k Elect Director Todd C. Schermerhorn For For Management 1l Elect Director Alan D. Schnitzer For For Management 1m Elect Director Laurie J. Thomsen For For Management 1n Elect Director Bridget van Kralingen For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Approve Omnibus Stock Plan For For Management 6 Report on Efforts to Measure, Disclose Against Against Shareholder and Reduce GHG Emissions Associated with Underwriting 7 Adopt Time-Bound Policy to Phase Out Against Against Shareholder Underwriting for New Fossil Fuel Exploration and Development 8 Oversee and Report on a Third-Party Against Against Shareholder Racial Equity Audit 9 Ensure Policies Do Not Support Police Against Against Shareholder Violations of Civil Rights 10 Adopt Policy to Require Third-Party None None Shareholder Organizations to Annually Report Expenditures for Political Activities - Withdrawn -------------------------------------------------------------------------------- TRINITY CAPITAL, INC. Ticker: TRIN Security ID: 896442308 Meeting Date: JUN 21, 2023 Meeting Type: Annual Record Date: APR 17, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ronald E. Estes For For Management 1b Elect Director Michael E. Zacharia For For Management 2 Declassify the Board of Directors For For Management 3 Approve Issuance of Shares Below Net For For Management Asset Value (NAV) -------------------------------------------------------------------------------- U.S. BANCORP Ticker: USB Security ID: 902973304 Meeting Date: APR 18, 2023 Meeting Type: Annual Record Date: FEB 21, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Warner L. Baxter For For Management 1b Elect Director Dorothy J. Bridges For For Management 1c Elect Director Elizabeth L. Buse For For Management 1d Elect Director Andrew Cecere For For Management 1e Elect Director Alan B. Colberg For For Management 1f Elect Director Kimberly N. For For Management Ellison-Taylor 1g Elect Director Kimberly J. Harris For For Management 1h Elect Director Roland A. Hernandez For For Management 1i Elect Director Richard P. McKenney For For Management 1j Elect Director Yusuf I. Mehdi For For Management 1k Elect Director Loretta E. Reynolds For For Management 1l Elect Director John P. Wiehoff For For Management 1m Elect Director Scott W. Wine For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- VIRTUS INVESTMENT PARTNERS, INC. Ticker: VRTS Security ID: 92828Q109 Meeting Date: MAY 17, 2023 Meeting Type: Annual Record Date: MAR 22, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director George R. Aylward For For Management 1b Elect Director Paul G. Greig For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- VISA INC. Ticker: V Security ID: 92826C839 Meeting Date: JAN 24, 2023 Meeting Type: Annual Record Date: NOV 25, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lloyd A. Carney For For Management 1b Elect Director Kermit R. Crawford For For Management 1c Elect Director Francisco Javier For For Management Fernandez-Carbajal 1d Elect Director Alfred F. Kelly, Jr. For For Management 1e Elect Director Ramon Laguarta For For Management 1f Elect Director Teri L. List For For Management 1g Elect Director John F. Lundgren For For Management 1h Elect Director Denise M. Morrison For For Management 1i Elect Director Linda J. Rendle For For Management 1j Elect Director Maynard G. Webb, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify KPMG LLP as Auditors For For Management 5 Require Independent Board Chair Against Against Shareholder -------------------------------------------------------------------------------- VOYA FINANCIAL, INC. Ticker: VOYA Security ID: 929089100 Meeting Date: MAY 25, 2023 Meeting Type: Annual Record Date: MAR 29, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lynne Biggar For For Management 1b Elect Director Stephen Bowman For For Management 1c Elect Director Yvette S. Butler For For Management 1d Elect Director Jane P. Chwick For For Management 1e Elect Director Kathleen DeRose For For Management 1f Elect Director Hikmet Ersek For For Management 1g Elect Director Ruth Ann M. Gillis For For Management 1h Elect Director Heather Lavallee For For Management 1i Elect Director Aylwin B. Lewis For For Management 1j Elect Director Rodney O. Martin, Jr. For For Management 1k Elect Director Joseph V. Tripodi For For Management 1l Elect Director David Zwiener For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- WEBSTER FINANCIAL CORPORATION Ticker: WBS Security ID: 947890109 Meeting Date: APR 26, 2023 Meeting Type: Annual Record Date: MAR 06, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John R. Ciulla For For Management 1b Elect Director Jack L. Kopnisky For For Management 1c Elect Director William L. Atwell For For Management 1d Elect Director John P. Cahill For For Management 1e Elect Director E. Carol Hayles For For Management 1f Elect Director Linda H. Ianieri For For Management 1g Elect Director Mona Aboelnaga Kanaan For For Management 1h Elect Director James J. Landy For For Management 1i Elect Director Maureen B. Mitchell For For Management 1j Elect Director Laurence C. Morse For For Management 1k Elect Director Karen R. Osar For For Management 1l Elect Director Richard O'Toole For For Management 1m Elect Director Mark Pettie For For Management 1n Elect Director Lauren C. States For For Management 1o Elect Director William E. Whiston For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Amend Omnibus Stock Plan For For Management 5 Amend Certificate of Incorporation to For For Management Limit the Liability of Certain Officers 6 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- WELLS FARGO & COMPANY Ticker: WFC Security ID: 949746101 Meeting Date: APR 25, 2023 Meeting Type: Annual Record Date: FEB 24, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven D. Black For For Management 1b Elect Director Mark A. Chancy For For Management 1c Elect Director Celeste A. Clark For For Management 1d Elect Director Theodore F. Craver, Jr. For For Management 1e Elect Director Richard K. Davis For For Management 1f Elect Director Wayne M. Hewett For For Management 1g Elect Director CeCelia (CeCe) G. Morken For For Management 1h Elect Director Maria R. Morris For For Management 1i Elect Director Felicia F. Norwood For For Management 1j Elect Director Richard B. Payne, Jr. For For Management 1k Elect Director Ronald L. Sargent For For Management 1l Elect Director Charles W. Scharf For For Management 1m Elect Director Suzanne M. Vautrinot For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify KPMG LLP as Auditors For For Management 5 Adopt Simple Majority Vote Against Against Shareholder 6 Report on Political Expenditures Against Against Shareholder Congruence 7 Report on Climate Lobbying Against Against Shareholder 8 Report on Climate Transition Plan Against Against Shareholder Describing Efforts to Align Financing Activities with GHG Targets 9 Adopt Time-Bound Policy to Phase Out Against Against Shareholder Underwriting and Lending for New Fossil Fuel Development 10 Report on Prevention of Workplace Against Against Shareholder Harassment and Discrimination 11 Adopt Policy on Freedom of Association Against Against Shareholder and Collective Bargaining -------------------------------------------------------------------------------- WESTERN ALLIANCE BANCORPORATION Ticker: WAL Security ID: 957638109 Meeting Date: JUN 14, 2023 Meeting Type: Annual Record Date: APR 17, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce D. Beach For For Management 1.2 Elect Director Kevin M. Blakely For For Management 1.3 Elect Director Juan Figuereo For For Management 1.4 Elect Director Paul S. Galant For For Management 1.5 Elect Director Howard Gould For For Management 1.6 Elect Director Marianne Boyd Johnson For For Management 1.7 Elect Director Mary Tuuk Kuras For For Management 1.8 Elect Director Robert Latta For For Management 1.9 Elect Director Anthony Meola For For Management 1.10 Elect Director Bryan Segedi For For Management 1.11 Elect Director Donald Snyder For For Management 1.12 Elect Director Sung Won Sohn For For Management 1.13 Elect Director Kenneth A. Vecchione For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify RSM US LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- WSFS FINANCIAL CORPORATION Ticker: WSFS Security ID: 929328102 Meeting Date: MAY 16, 2023 Meeting Type: Annual Record Date: MAR 22, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Eleuthere I. du Pont For Withhold Management 1.2 Elect Director Nancy J. Foster For Withhold Management 1.3 Elect Director David G. Turner For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Amend Omnibus Stock Plan For For Management 5 Ratify KPMG LLP as Auditors For For Management Pursuant to regulatory commitments, certain shares by the Fund were voted in the same manner and proportion as all shares voted in the meeting. ========== END NPX REPORT