UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D. C. 20549
______________
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15 (d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): July 25, 2013
HELIOS AND MATHESON ANALYTICS INC.
(Exact name of registrant as specified in its charter)
Delaware (State or Other Jurisdictionof Incorporation) | 0-22945 (Commission File Number) | 13-3169913 (I.R.S. Employer Identification No.) |
Empire State Building, 350 5th Avenue, New York, New York 10118
(Address of Principal Executive Offices) (Zip Code)
Registrant’s telephone number, including area code(212) 979-8228
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)
This Form 8-K and other reports filed by Helios and Matheson Analytics Inc. (the "Company") from time to time with the Securities and Exchange Commission (collectively the “Filings”) contain forward looking statements which fall within the safe harbor of Section 27A of the Securities Act and Section 21E of the Securities Exchange Act. Forward looking statements are based upon beliefs of, and information currently available to, the Company’s management as well as estimates and assumptions made by the Company’s management. When used in the Filings the words “anticipate”, “believe”, “estimate”, “expect”, “future”, “intend”, “plan” or the negative of these terms and similar expressions as they relate to the Company identify forward looking statements. Such statements reflect the current view of the Company with respect to future events and are subject to risks, uncertainties, assumptions and other factors relating to the Company’s industry, operations and results of operations, as described in the Company’s Annual Report on Form 10-K for the year ended December 31, 2012 and more recent reportsand other filings made with the U.S. Securities and Exchange Commission which are available for review at www.sec.gov. Should one or more of these risks or uncertainties materialize, or should the underlying assumptions prove incorrect, actual results may differ significantly from those anticipated, believed, estimated, expected, intended or planned. Although the Company believes that the expectations reflected in the forward looking statements are reasonable, the Company cannot guarantee future results, levels of activity, performance or achievements. Except as required by applicable law, including the securities laws of the United States, the Company does not intend to update any of the forward-looking statements to conform these statements to actual results.
ITEM 2.02 RESULTS OF OPERATIONS AND FINANCIAL CONDITION.
On July 25, 2013, Helios and Matheson Analytics Inc. released its preliminary unaudited financial results for the quarter ended June 30, 2013. A copy of the press release is included as Exhibit 99.1 and incorporated herein by reference.
ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS
(d) Exhibits
Exhibit 99.1 Press release issued July 25, 2013
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| HELIOS AND MATHESON ANALYTICS INC | |
| | | |
| | | |
Date: July 25, 2013 | By: | /s/ Umesh Ahuja | |
| | Chief Financial Officer | |
EXHIBIT INDEX
Exhibit No. | Description |
| |
99.1 | Press release issued July 25, 2013 |