UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D. C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15 (d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): October 28, 2013
HELIOS AND MATHESON ANALYTICS INC.
(Exact name of registrant as specified in its charter)
Delaware (State or Other Jurisdiction of Incorporation) | 0-22945 (Commission File Number) | 13-3169913 (I.R.S. Employer Identification No.) |
Empire State Building, 350 5th Avenue, New York, New York 10118
(Address of Principal Executive Offices) (Zip Code)
Registrant’s telephone number, including area code(212) 979-8228
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)
ITEM 2.02 RESULTS OF OPERATIONS AND FINANCIAL CONDITION.
On October 28, 2013, Helios and Matheson Analytics Inc. released its preliminary unaudited financial results for the quarter ended September 30, 2013. A copy of the press release is furnished herewith as Exhibit 99.1.
The information in this report, being furnished pursuant to Item 2.02 of Form 8-K, shall not be deemed to be “filed” for purposes of Section 18 of the Securities and Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that Section, and is not incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such filing.
ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS
(d) Exhibits
Exhibit 99.1 Press release dated October 28, 2013, issued by Helios and Matheson Analytics Inc.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| | |
| HELIOS AND MATHESON ANALYTICS INC | |
| | | |
| | | |
| | | |
Date: October 28, 2013 | By: | /s/ Umesh Ahuja | |
| | Chief Financial Officer | |
| | | |
EXHIBIT INDEX
Exhibit No. | Description |
| |
99.1 | Press release dated October 28, 2013, issued by Helios and Matheson Analytics Inc. |