UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (date of earliest event reported): November 6, 2014
OPEXA THERAPEUTICS, INC.
(Exact name of registrant as specified in its charter)
| Texas | 001-33004 | 76-0333165 | ||
(State or other jurisdiction of | (Commission File Number) | (IRS Employer Identification No.) |
2635 Technology Forest Blvd., The Woodlands, Texas | 77381 |
| (Address of principal executive offices) | (Zip Code) |
| Registrant’s telephone number, including area code: (281) 272-9331 |
| N/A |
| (Former name or former address, if changed since last report) |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
⃞ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
⃞ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
⃞ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
⃞ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 2.02 | Results of Operations and Financial Condition |
On November 6, 2014, Opexa Therapeutics, Inc. (the “Company”) filed its Quarterly Report on Form 10-Q for the quarter ended September 30, 2014 and announced its results of operations in a press release. A copy of the press release announcing the results is furnished as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference.
On the same day, members of the Company’s management will hold a teleconference to discuss the financial results. Interested individuals desiring to participate in the teleconference may dial in approximately ten minutes before the scheduled 5:00 P.M. ET call to (201) 689-8040 or toll free at (877) 407-8133. Please reference conference ID # 13594378 or the Opexa Therapeutics Earnings Call when dialing into the call. A live webcast of the call can also be accessed via the webcast link on the Company’s website (www.opexatherapeutics.com).
Item 9.01. | Financial Statements and Exhibits. |
| (d) Exhibits | |
Exhibit No. | Description |
| 99.1 | Press Release issued by Opexa Therapeutics, Inc. on November 6, 2014 |
The information in Item 2.02 of this Current Report on Form 8-K, including Exhibit 99.1, shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities under that Section, nor be deemed to be incorporated by reference into the filings of the registrant under the Securities Act of 1933.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Dated: | November 6, 2014 | OPEXA THERAPEUTICS, INC. | |
|
| By: | /s/ Neil K. Warma |
Neil K. Warma | |||
President and Chief Executive Officer | |||
EXHIBIT INDEX
Exhibit No. | Description |
99.1 | Press Release issued by Opexa Therapeutics, Inc. on November 6, 2014 |