SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): November 9, 2009
Patriot National Bancorp, Inc.
(Exact name of registrant as specified in its charter)
| Connecticut | 000-29599 | 06-1559137 |
| (State or other jurisdiction of incorporation) | (Commission File Number) | (IRS Employer Identification No.) |
900 Bedford Street, Stamford, Connecticut 06901
(Address of principal executive offices)
(203) 324-7500
(Registrant's telephone number, including area code)
N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
TABLE OF CONTENTS |
| Item 2.02 | Results of Operations and Financial Condition |
| Item 9.01 | Financial Statements and Exhibits |
| SIGNATURES |
| EXHIBIT INDEX |
| EX-99.1 | Press Release |
| Item 2.02 | Results of Operations and Financial Condition |
| | |
| | On November 9, 2009, the Registrant issued a Press Release describing the results of operations for the quarter ended September 30, 2009. This press release is furnished as Exhibit 99.1. |
| | |
| Item 9.01 | Financial Statements and Exhibits |
| (a) | Not applicable. |
| (b) | Not applicable. |
| (c) | Not applicable. |
| (d) | Exhibits. |
| | |
| | |
| Exhibit Number | Description |
| | |
| 99.1 | Press Release dated November 9, 2009. |
| SIGNATURES |
| | |
| Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. |
| | |
| | PATRIOT NATIONAL BANCORP, INC. |
| | Registrant |
| | |
| | |
| | |
| November 9, 2009 | By: /s/ Robert F. O'Connell _____________________ |
| | Robert F. O'Connell |
| | Senior Executive Vice President |
| | and Chief Financial Officer |
EXHIBIT INDEX
| Exhibit Number | Description |
| | |
| 99.1 | Press Release dated November 9, 2009. |
