As filed with the Securities and Exchange Commission on February 11, 2022
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURTIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934
| Trust for Professional Managers | ||
| (Exact name of registrant as specified in its charter) | ||
| Delaware | ||
| (State of incorporation or organization) | ||
| See List Below | ||
| (I.R.S. Employer Identification Number) | ||
| c/o U.S. Bank Global Fund Services | ||
| 615 East Michigan Street | ||
| Milwaukee, WI 53202 | ||
| (Address of registrant’s principal executive offices) | ||
| Title of each class of securities to be registered | Name of each exchange on which each class is to be registered | ||||
| Convergence Long/Short Equity ETF | Cboe BZX Exchange, Inc. | ||||
| If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. | þ | ||||
| If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. | ¨ | ||||
| Securities Act Registration file number to which this form relates: 333-62298 | |||||
| Securities to be registered pursuant to Section 12(g) of the Act: Not applicable | |||||
Item 1. Description of Registrant’s Securities to be Registered.
Reference is made to Post-Effective Amendment No. 797 to the Registrant’s Registration Statement on Form N-1A (File Nos. 333-62298 and 811-10401), as filed with the U.S. Securities and Exchange Commission (“SEC”) via EDGAR (Accession No. 0000894189-22-001149) on February 11, 2022, which is incorporated herein by reference.
The Trust currently consists of 24 separate series. The series to which this filing relates and its IRS Employer Identification Number is as follows:
| Title of Each Class of Securities to be Registered | IRS Employer ID Number | ||||
| Convergence Long/Short Equity ETF | 27-1279944 | ||||
Item 2. Exhibits
| A. | Amended and Restated Certificate of Trust is incorporated herein by reference to Exhibit (a)(1) to the Registrant’s Registration Statement on Form N-1A (File Nos. 333-62298 and 811-10401, as filed with the SEC via EDGAR on April 18, 2008 (Accession No. 0000894189-08-001251). | ||||
| B. | Amended and Restated Declaration of Trust was previously filed with PEA No. 744 on September 25, 2020 and is incorporated herein by reference to Exhibit (a)(2) to the Registrant’s Registration Statement on Form N-1A (File Nos. 333-62298 and 811-10401, as filed with the SEC via EDGAR on September 25, 2020 (Accession No. 0000894189-20-007946). | ||||
| C. | Amended and Restated By-Laws are incorporated herein by reference to Exhibit (b) to the Registrant’s Registration Statement on Form N-1A (File Nos. 333-62298 and 811-10401, as filed with the SEC via EDGAR on June 22, 2009 (Accession No. 0000894189-09-001888). | ||||
SIGNATURES
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized.
| Trust for Professional Managers | ||
| February 11, 2022 | ||
| /s/ John P. Buckel | ||
John P. Buckel President, Trust for Professional Managers | ||