UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
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| Date of Report (Date of Earliest Event Reported): | | November 10, 2006 |
Patriot Capital Funding, Inc.
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(Exact name of registrant as specified in its charter)
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| Delaware | 0-51459 | 74-3068511 |
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(State or other jurisdiction | _____________
(Commission | ______________
(I.R.S. Employer |
| of incorporation) | File Number) | Identification No.) |
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| 274 Riverside Avenue, Westport, Connecticut | | 06880 |
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(Address of principal executive offices) | | ___________
(Zip Code) |
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| Registrant’s telephone number, including area code: | | 203-429-2700 |
Not Applicable
______________________________________________
Former name or former address, if changed since last report
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 2.02 Results of Operations and Financial Condition.
On November 10, 2006, Patriot Capital Funding, Inc. issued a press release announcing that it had declared a dividend for the fourth quarter of 2006. The press release is included as Exhibit 99.1 to this Form 8-K.
On November 13, 2006, Patriot Capital Funding, Inc. issued a press release announcing its financial results for the third quarter ended September 30, 2006. The press release is included as Exhibit 99.2 to this Form 8-K.
Item 9.01 Financial Statements and Exhibits.
(a) Not applicable.
(b) Not applicable.
(c) Not applicable.
(d) Exhibits.
Exhibit No. Description
99.1 Press Release dated November 10, 2006.
99.2 Press Release dated November 13, 2006.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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| | | Patriot Capital Funding, Inc. |
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| November 13, 2006 | | By: | | William E. Alvarez, Jr.
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| | | | | Name: William E. Alvarez, Jr. |
| | | | | Title: Executive Vice President, Chief Financial Officer and Secretary |
Exhibit Index
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| Exhibit No. | | Description |
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|
99.1 | | Press Release dated November 10, 2006. |
99.2 | | Press Release dated November 13, 2006. |
