UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of report (Date of earliest event reported) June 10, 2011
SARATOGA INVESTMENT CORP.
(Exact Name of Registrant as Specified in Charter)
Maryland |
| 1-33376 |
| 20-8700615 |
(State or Other Jurisdiction |
| (Commission |
| (IRS Employer |
535 Madison Avenue |
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(Address of Principal Executive Offices) |
| (Zip Code) |
Registrant’s telephone number, including area code (212) 750-3343
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Effective June 10, 2011, the Board of Directors of Saratoga Investment Corp. amended and restated its Bylaws. The Second Amended and Restated Bylaws (i) reflect the change of the corporate name from “GSC Investment Corp.” to “Saratoga Investment Corp.”, and (ii) provide the Board of Directors with more flexibility to establish the date and time for the annual meeting of stockholders.
Item 9.01 Financial Statements and Exhibits
(a) | Not Applicable. |
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(b) | Not Applicable. |
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(c) | Not Applicable. |
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(d) | Exhibits |
Exhibit |
| Description |
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3.1 |
| Second Amended and Restated Bylaws of Saratoga Investment Corp. as of June 10, 2011. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| SARATOGA INVESTMENT CORP. | |
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Date: June 14, 2011 |
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| By: | /s/ Richard A. Petrocelli |
| Name: | Richard A. Petrocelli |
| Title: | Chief Financial Officer |