Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Item 1. Proxy Voting Record.
=================ADVISORSHARES DORSEY WRIGHT FSM ALL CAP WORLD ETF=================
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
=====================ADVISORSHARES DORSEY WRIGHT FSM US CORE ETF====================
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
=======================ADVISORSHARES DORSEY WRIGHT SHORT ETF =======================
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
================== ADVISORSHARES FOLIOBEYOND SMART CORE BOND ETF ===================
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
================== ADVISORSHARES NEWFLEET MULTI-SECTOR INCOME ETF ===================
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
======================== ADVISORSHARES Q DYNAMIC GROWTH ETF =========================
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
================= ADVISORSHARES Q PORTFOLIO BLENDED ALLOCATION ETF ==================
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
======================== ADVISORSHARES RANGER EQUITY BEAR ETF =======================
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
======================= ADVISORSHARES SAGE CORE RESERVES ETF =========================
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
====================== ADVISORSHARES STAR GLOBAL BUY-WRITE ETF ======================
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
=================== ADVISORSHARES ALPHA DNA EQUITY SENTIMENT ETF ===================
| Issuer of Portfolio Security | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether Fund Cast Vote on Matter | Fund’s Vote For or Against Proposal, or Abstain; For or Withhold Regarding Election of Directors | Whether Vote Was For or Against Management |
| ADVANCE AUTO PARTS, INC. | AAP | 00751Y106 | 26-May-2021 | Proposal 3. : Ratify the appointment of Deloitte & Touche LLP (Deloitte) as our independent registered public accounting firm for 2021. | Management | Y | F | F |
| ADVANCE AUTO PARTS, INC. | AAP | 00751Y106 | 26-May-2021 | Proposal 4. : Advisory vote on the stockholder proposal, if presented at the Annual Meeting, regarding amending our proxy access rights to remove the shareholder aggregation limit. | Shareholder | Y | F | A |
| ADVANCE AUTO PARTS, INC. | AAP | 00751Y106 | 26-May-2021 | Proposal 1A. : Election of Director: Carla J. Bailo | Management | Y | F | F |
| ADVANCE AUTO PARTS, INC. | AAP | 00751Y106 | 26-May-2021 | Proposal 1B. : Election of Director: John F. Ferraro | Management | Y | F | F |
| ADVANCE AUTO PARTS, INC. | AAP | 00751Y106 | 26-May-2021 | Proposal 1C. : Election of Director: Thomas R. Greco | Management | Y | F | F |
| ADVANCE AUTO PARTS, INC. | AAP | 00751Y106 | 26-May-2021 | Proposal 1D. : Election of Director: Jeffrey J. Jones II | Management | Y | F | F |
| ADVANCE AUTO PARTS, INC. | AAP | 00751Y106 | 26-May-2021 | Proposal 1E. : Election of Director: Eugene I. Lee, Jr. | Management | Y | F | F |
| ADVANCE AUTO PARTS, INC. | AAP | 00751Y106 | 26-May-2021 | Proposal 1F. : Election of Director: Sharon L. McCollam | Management | Y | F | F |
| ADVANCE AUTO PARTS, INC. | AAP | 00751Y106 | 26-May-2021 | Proposal 1G. : Election of Director: Douglas A. Pertz | Management | Y | F | F |
| ADVANCE AUTO PARTS, INC. | AAP | 00751Y106 | 26-May-2021 | Proposal 1H. : Election of Director: Nigel Travis | Management | Y | F | F |
| ADVANCE AUTO PARTS, INC. | AAP | 00751Y106 | 26-May-2021 | Proposal 1I. : Election of Director: Arthur L. Valdez Jr. | Management | Y | F | F |
| ADVANCE AUTO PARTS, INC. | AAP | 00751Y106 | 26-May-2021 | Proposal 2. : Approve, by advisory vote, the compensation of our named executive officers. | Management | Y | F | F |
| AMERICAN EAGLE OUTFITTERS, INC. | AEO | 02553E106 | 03-Jun-2021 | Proposal 2. : Proposal Two. Ratify the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending January 29, 2022. | Management | Y | F | F |
| AMERICAN EAGLE OUTFITTERS, INC. | AEO | 02553E106 | 03-Jun-2021 | Proposal 1.1 : Election of Director: Janice E. Page | Management | Y | F | F |
| AMERICAN EAGLE OUTFITTERS, INC. | AEO | 02553E106 | 03-Jun-2021 | Proposal 1.2 : Election of Director: David M. Sable | Management | Y | F | F |
| AMERICAN EAGLE OUTFITTERS, INC. | AEO | 02553E106 | 03-Jun-2021 | Proposal 1.3 : Election of Director: Noel J. Spiegel | Management | Y | F | F |
| AMERICAN EAGLE OUTFITTERS, INC. | AEO | 02553E106 | 03-Jun-2021 | Proposal 3. : Proposal Three. Hold an advisory vote on the compensation of our named executive officers. | Management | Y | N | A |
| APPLIED MATERIALS, INC. | AMAT | 038222105 | 11-Mar-2021 | Proposal 3. : Ratification of the appointment of KPMG LLP as Applied Materials’ independent registered public accounting firm for fiscal year 2021. | Management | Y | F | F |
| APPLIED MATERIALS, INC. | AMAT | 038222105 | 11-Mar-2021 | Proposal 5. : Approval of the Omnibus Employees’ Stock Purchase Plan. | Management | Y | F | F |
| APPLIED MATERIALS, INC. | AMAT | 038222105 | 11-Mar-2021 | Proposal 4. : Approval of the amended and restated Employee Stock Incentive Plan. | Management | Y | F | F |
| APPLIED MATERIALS, INC. | AMAT | 038222105 | 11-Mar-2021 | Proposal 7. : Shareholder proposal to improve the executive compensation program and policy to include CEO pay ratio and other factors. | Shareholder | Y | F | A |
| APPLIED MATERIALS, INC. | AMAT | 038222105 | 11-Mar-2021 | Proposal 1A. : Election of Director: Rani Borkar | Management | Y | F | F |
| APPLIED MATERIALS, INC. | AMAT | 038222105 | 11-Mar-2021 | Proposal 1B. : Election of Director: Judy Bruner | Management | Y | F | F |
| APPLIED MATERIALS, INC. | AMAT | 038222105 | 11-Mar-2021 | Proposal 1C. : Election of Director: Xun (Eric) Chen | Management | Y | F | F |
| APPLIED MATERIALS, INC. | AMAT | 038222105 | 11-Mar-2021 | Proposal 1D. : Election of Director: Aart J. de Geus | Management | Y | F | F |
| APPLIED MATERIALS, INC. | AMAT | 038222105 | 11-Mar-2021 | Proposal 1E. : Election of Director: Gary E. Dickerson | Management | Y | F | F |
| APPLIED MATERIALS, INC. | AMAT | 038222105 | 11-Mar-2021 | Proposal 1F. : Election of Director: Thomas J. Iannotti | Management | Y | F | F |
| APPLIED MATERIALS, INC. | AMAT | 038222105 | 11-Mar-2021 | Proposal 1G. : Election of Director: Alexander A. Karsner | Management | Y | F | F |
| APPLIED MATERIALS, INC. | AMAT | 038222105 | 11-Mar-2021 | Proposal 1H. : Election of Director: Adrianna C. Ma | Management | Y | F | F |
| APPLIED MATERIALS, INC. | AMAT | 038222105 | 11-Mar-2021 | Proposal 1I. : Election of Director: Yvonne McGill | Management | Y | F | F |
| APPLIED MATERIALS, INC. | AMAT | 038222105 | 11-Mar-2021 | Proposal 1J. : Election of Director: Scott A. McGregor | Management | Y | F | F |
| APPLIED MATERIALS, INC. | AMAT | 038222105 | 11-Mar-2021 | Proposal 6. : Shareholder proposal to adopt a policy, and amend our governing documents as necessary, to require the Chairman of the Board to be independent whenever possible including the next Chairman of the Board transition. | Shareholder | Y | F | A |
| APPLIED MATERIALS, INC. | AMAT | 038222105 | 11-Mar-2021 | Proposal 2. : Approval, on an advisory basis, of the compensation of Applied Materials’ named executive officers for fiscal year 2020. | Management | Y | F | F |
| AMBARELLA, INC. | AMBA | G037AX101 | 17-Jun-2021 | Proposal 4. : Advisory vote to approve the frequency of future advisory votes on the compensation of Ambarella, Inc.’s named executive officers. | Management | Y | 1 | F |
| AMBARELLA, INC. | AMBA | G037AX101 | 17-Jun-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| AMBARELLA, INC. | AMBA | G037AX101 | 17-Jun-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| AMBARELLA, INC. | AMBA | G037AX101 | 17-Jun-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| AMBARELLA, INC. | AMBA | G037AX101 | 17-Jun-2021 | Proposal 2. : Ratification of PricewaterhouseCoopers LLP as the independent registered public accounting firm of Ambarella, Inc. for the fiscal year ending January 31, 2022. | Management | Y | F | F |
| AMBARELLA, INC. | AMBA | G037AX101 | 17-Jun-2021 | Proposal 5. : Approve the Ambarella, Inc. 2021 Equity Incentive Plan. | Management | Y | N | A |
| AMBARELLA, INC. | AMBA | G037AX101 | 17-Jun-2021 | Proposal 3. : Advisory vote to approve the compensation of Ambarella, Inc.’s named executive officers. | Management | Y | N | A |
| ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 19-May-2021 | Proposal 2. : Ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the current fiscal year. | Management | Y | F | F |
| ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 19-May-2021 | Proposal 1A. : Election of Director: John E. Caldwell | Management | Y | F | F |
| ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 19-May-2021 | Proposal 1B. : Election of Director: Nora M. Denzel | Management | Y | F | F |
| ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 19-May-2021 | Proposal 1C. : Election of Director: Mark Durcan | Management | Y | F | F |
| ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 19-May-2021 | Proposal 1D. : Election of Director: Michael P. Gregoire | Management | Y | F | F |
| ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 19-May-2021 | Proposal 1E. : Election of Director: Joseph A. Householder | Management | Y | F | F |
| ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 19-May-2021 | Proposal 1F. : Election of Director: John W. Marren | Management | Y | F | F |
| ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 19-May-2021 | Proposal 1G. : Election of Director: Lisa T. Su | Management | Y | F | F |
| ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 19-May-2021 | Proposal 1H. : Election of Director: Abhi Y. Talwalkar | Management | Y | F | F |
| ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 19-May-2021 | Proposal 3. : Advisory vote to approve the executive compensation of our named executive officers. | Management | Y | F | F |
| AMN HEALTHCARE SERVICES, INC. | AMN | 001744101 | 21-Apr-2021 | Proposal 3. : To recommend, by non-binding vote, the frequency of the advisory vote on the compensation of the Company’s named executive officers. | Management | Y | 1 | F |
| AMN HEALTHCARE SERVICES, INC. | AMN | 001744101 | 21-Apr-2021 | Proposal 4. : To ratify the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | Y | F | F |
| AMN HEALTHCARE SERVICES, INC. | AMN | 001744101 | 21-Apr-2021 | Proposal 1A. : Election of Director: Mark G. Foletta | Management | Y | F | F |
| AMN HEALTHCARE SERVICES, INC. | AMN | 001744101 | 21-Apr-2021 | Proposal 1B. : Election of Director: Teri G. Fontenot | Management | Y | F | F |
| AMN HEALTHCARE SERVICES, INC. | AMN | 001744101 | 21-Apr-2021 | Proposal 1C. : Election of Director: R. Jeffrey Harris | Management | Y | F | F |
| AMN HEALTHCARE SERVICES, INC. | AMN | 001744101 | 21-Apr-2021 | Proposal 1D. : Election of Director: Daphne E. Jones | Management | Y | F | F |
| AMN HEALTHCARE SERVICES, INC. | AMN | 001744101 | 21-Apr-2021 | Proposal 1E. : Election of Director: Martha H. Marsh | Management | Y | F | F |
| AMN HEALTHCARE SERVICES, INC. | AMN | 001744101 | 21-Apr-2021 | Proposal 1F. : Election of Director: Susan R. Salka | Management | Y | F | F |
| AMN HEALTHCARE SERVICES, INC. | AMN | 001744101 | 21-Apr-2021 | Proposal 1G. : Election of Director: Sylvia Trent-Adams | Management | Y | F | F |
| AMN HEALTHCARE SERVICES, INC. | AMN | 001744101 | 21-Apr-2021 | Proposal 1H. : Election of Director: Douglas D. Wheat | Management | Y | F | F |
| AMN HEALTHCARE SERVICES, INC. | AMN | 001744101 | 21-Apr-2021 | Proposal 5. : A shareholder proposal entitled: “Improve Our Catch-22 Proxy Access”. | Shareholder | Y | F | A |
| AMN HEALTHCARE SERVICES, INC. | AMN | 001744101 | 21-Apr-2021 | Proposal 2. : To approve, by non-binding advisory vote, the compensation of the Company’s named executive officers. | Management | Y | F | F |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Proposal 2. : RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. | Management | Y | F | F |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Proposal 7. : SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PROMOTION DATA. | Shareholder | Y | F | A |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Proposal 9. : SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY AND EQUITY AUDIT REPORT. | Shareholder | Y | F | A |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Proposal 12. : SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS. | Shareholder | Y | F | A |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Proposal 1A. : Election of Director: Jeffrey P. Bezos | Management | Y | F | F |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Proposal 1B. : Election of Director: Keith B. Alexander | Management | Y | F | F |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Proposal 1C. : Election of Director: Jamie S. Gorelick | Management | Y | F | F |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Proposal 1D. : Election of Director: Daniel P. Huttenlocher | Management | Y | F | F |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Proposal 1E. : Election of Director: Judith A. McGrath | Management | Y | F | F |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Proposal 1F. : Election of Director: Indra K. Nooyi | Management | Y | F | F |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Proposal 1G. : Election of Director: Jonathan J. Rubinstein | Management | Y | F | F |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Proposal 1H. : Election of Director: Thomas O. Ryder | Management | Y | F | F |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Proposal 1I. : Election of Director: Patricia Q. Stonesifer | Management | Y | F | F |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Proposal 1J. : Election of Director: Wendell P. Weeks | Management | Y | F | F |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Proposal 3. : ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Y | F | F |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Proposal 6. : SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON GENDER/RACIAL PAY. | Shareholder | Y | F | A |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Proposal 14. : SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES. | Shareholder | Y | N | F |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Proposal 13. : SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON LOBBYING. | Shareholder | Y | N | F |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Proposal 4. : SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER DUE DILIGENCE. | Shareholder | Y | N | F |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Proposal 8. : SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING MATERIALS. | Shareholder | Y | N | F |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Proposal 10. : SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE DIRECTOR CANDIDATE POLICY. | Shareholder | Y | N | F |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Proposal 11. : SHAREHOLDER PROPOSAL REQUESTING A REPORT ON COMPETITION STRATEGY AND RISK. | Shareholder | Y | N | F |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Proposal 5. : SHAREHOLDER PROPOSAL REQUESTING A MANDATORY INDEPENDENT BOARD CHAIR POLICY. | Shareholder | Y | N | F |
| BRUNSWICK CORPORATION | BC | 117043109 | 05-May-2021 | Proposal 3. : The ratification of the Audit and Finance Committee’s appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | Y | F | F |
| BRUNSWICK CORPORATION | BC | 117043109 | 05-May-2021 | Proposal 1A. : Election of Director: Nancy E. Cooper | Management | Y | F | F |
| BRUNSWICK CORPORATION | BC | 117043109 | 05-May-2021 | Proposal 1B. : Election of Director: David C. Everitt | Management | Y | F | F |
| BRUNSWICK CORPORATION | BC | 117043109 | 05-May-2021 | Proposal 1C. : Election of Director: Reginald Fils-Aimé | Management | Y | F | F |
| BRUNSWICK CORPORATION | BC | 117043109 | 05-May-2021 | Proposal 1D. : Election of Director: Lauren P. Flaherty | Management | Y | F | F |
| BRUNSWICK CORPORATION | BC | 117043109 | 05-May-2021 | Proposal 1E. : Election of Director: David M. Foulkes | Management | Y | F | F |
| BRUNSWICK CORPORATION | BC | 117043109 | 05-May-2021 | Proposal 1F. : Election of Director: Joseph W. McClanathan | Management | Y | F | F |
| BRUNSWICK CORPORATION | BC | 117043109 | 05-May-2021 | Proposal 1G. : Election of Director: David V. Singer | Management | Y | F | F |
| BRUNSWICK CORPORATION | BC | 117043109 | 05-May-2021 | Proposal 1H. : Election of Director: Jane L. Warner | Management | Y | F | F |
| BRUNSWICK CORPORATION | BC | 117043109 | 05-May-2021 | Proposal 1I. : Election of Director: J. Steven Whisler | Management | Y | F | F |
| BRUNSWICK CORPORATION | BC | 117043109 | 05-May-2021 | Proposal 1J. : Election of Director: Roger J. Wood | Management | Y | F | F |
| BRUNSWICK CORPORATION | BC | 117043109 | 05-May-2021 | Proposal 2. : Advisory vote to approve the compensation of our Named Executive Officers. | Management | Y | F | F |
| B&G FOODS, INC. | BGS | 05508R106 | 18-May-2021 | Proposal 3. : Ratification of appointment of KPMG LLP as independent registered public accounting firm. | Management | Y | F | F |
| B&G FOODS, INC. | BGS | 05508R106 | 18-May-2021 | Proposal 1.1 : Election of Director: DeAnn L. Brunts | Management | Y | F | F |
| B&G FOODS, INC. | BGS | 05508R106 | 18-May-2021 | Proposal 1.2 : Election of Director: Debra Martin Chase | Management | Y | F | F |
| B&G FOODS, INC. | BGS | 05508R106 | 18-May-2021 | Proposal 1.3 : Election of Director: Charles F. Marcy | Management | Y | F | F |
| B&G FOODS, INC. | BGS | 05508R106 | 18-May-2021 | Proposal 1.4 : Election of Director: Robert D. Mills | Management | Y | F | F |
| B&G FOODS, INC. | BGS | 05508R106 | 18-May-2021 | Proposal 1.5 : Election of Director: Dennis M. Mullen | Management | Y | F | F |
| B&G FOODS, INC. | BGS | 05508R106 | 18-May-2021 | Proposal 1.6 : Election of Director: Cheryl M. Palmer | Management | Y | F | F |
| B&G FOODS, INC. | BGS | 05508R106 | 18-May-2021 | Proposal 1.7 : Election of Director: Alfred Poe | Management | Y | F | F |
| B&G FOODS, INC. | BGS | 05508R106 | 18-May-2021 | Proposal 1.8 : Election of Director: Stephen C. Sherrill | Management | Y | F | F |
| B&G FOODS, INC. | BGS | 05508R106 | 18-May-2021 | Proposal 1.9 : Election of Director: David L. Wenner | Management | Y | F | F |
| B&G FOODS, INC. | BGS | 05508R106 | 18-May-2021 | Proposal 2. : Approval, by non-binding advisory vote, of executive compensation. | Management | Y | N | A |
| CALIX, INC. | CALX | 13100M509 | 13-May-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| CALIX, INC. | CALX | 13100M509 | 13-May-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| CALIX, INC. | CALX | 13100M509 | 13-May-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| CALIX, INC. | CALX | 13100M509 | 13-May-2021 | Proposal 6. : Ratification of the selection of KPMG LLP as Calix’s independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | Y | F | F |
| CALIX, INC. | CALX | 13100M509 | 13-May-2021 | Proposal 3. : Approval of the Amended and Restated Employee Stock Purchase Plan. | Management | Y | F | F |
| CALIX, INC. | CALX | 13100M509 | 13-May-2021 | Proposal 4. : Approval of the Amended and Restated 2017 Nonqualified Employee Stock Purchase Plan. | Management | Y | F | F |
| CALIX, INC. | CALX | 13100M509 | 13-May-2021 | Proposal 2. : Approval of the Amended and Restated 2019 Equity Incentive Award Plan. | Management | Y | F | F |
| CALIX, INC. | CALX | 13100M509 | 13-May-2021 | Proposal 5. : Approval, on a non-binding, advisory basis, of the compensation of Calix’s named executive officers. | Management | Y | F | F |
| CAMBIUM NETWORKS CORPORATION | CMBM | G17766109 | 09-Jun-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| CAMBIUM NETWORKS CORPORATION | CMBM | G17766109 | 09-Jun-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| CAMBIUM NETWORKS CORPORATION | CMBM | G17766109 | 09-Jun-2021 | Proposal 2. : Ratification of the appointment of KPMG LLP as our Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2021. | Management | Y | F | F |
| CHIPOTLE MEXICAN GRILL, INC. | CMG | 169656105 | 18-May-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| CHIPOTLE MEXICAN GRILL, INC. | CMG | 169656105 | 18-May-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| CHIPOTLE MEXICAN GRILL, INC. | CMG | 169656105 | 18-May-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| CHIPOTLE MEXICAN GRILL, INC. | CMG | 169656105 | 18-May-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| CHIPOTLE MEXICAN GRILL, INC. | CMG | 169656105 | 18-May-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| CHIPOTLE MEXICAN GRILL, INC. | CMG | 169656105 | 18-May-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| CHIPOTLE MEXICAN GRILL, INC. | CMG | 169656105 | 18-May-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| CHIPOTLE MEXICAN GRILL, INC. | CMG | 169656105 | 18-May-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| CHIPOTLE MEXICAN GRILL, INC. | CMG | 169656105 | 18-May-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| CHIPOTLE MEXICAN GRILL, INC. | CMG | 169656105 | 18-May-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| CHIPOTLE MEXICAN GRILL, INC. | CMG | 169656105 | 18-May-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| CHIPOTLE MEXICAN GRILL, INC. | CMG | 169656105 | 18-May-2021 | Proposal 3. : Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | Y | F | F |
| CHIPOTLE MEXICAN GRILL, INC. | CMG | 169656105 | 18-May-2021 | Proposal 4. : Shareholder Proposal - Written Consent of Shareholders. | Shareholder | Y | F | A |
| CHIPOTLE MEXICAN GRILL, INC. | CMG | 169656105 | 18-May-2021 | Proposal 2. : An advisory vote to approve the compensation of our executive officers as disclosed in the proxy statement (“say-on-pay”). | Management | Y | F | F |
| SALESFORCE.COM, INC. | CRM | 79466L302 | 10-Jun-2021 | Proposal 3. : Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2022. | Management | Y | F | F |
| SALESFORCE.COM, INC. | CRM | 79466L302 | 10-Jun-2021 | Proposal 1A. : Election of Director: Marc Benioff | Management | Y | F | F |
| SALESFORCE.COM, INC. | CRM | 79466L302 | 10-Jun-2021 | Proposal 1B. : Election of Director: Craig Conway | Management | Y | F | F |
| SALESFORCE.COM, INC. | CRM | 79466L302 | 10-Jun-2021 | Proposal 1C. : Election of Director: Parker Harris | Management | Y | F | F |
| SALESFORCE.COM, INC. | CRM | 79466L302 | 10-Jun-2021 | Proposal 1D. : Election of Director: Alan Hassenfeld | Management | Y | F | F |
| SALESFORCE.COM, INC. | CRM | 79466L302 | 10-Jun-2021 | Proposal 1E. : Election of Director: Neelie Kroes | Management | Y | F | F |
| SALESFORCE.COM, INC. | CRM | 79466L302 | 10-Jun-2021 | Proposal 1F. : Election of Director: Colin Powell | Management | Y | F | F |
| SALESFORCE.COM, INC. | CRM | 79466L302 | 10-Jun-2021 | Proposal 1G. : Election of Director: Sanford Robertson | Management | Y | F | F |
| SALESFORCE.COM, INC. | CRM | 79466L302 | 10-Jun-2021 | Proposal 1H. : Election of Director: John V. Roos | Management | Y | F | F |
| SALESFORCE.COM, INC. | CRM | 79466L302 | 10-Jun-2021 | Proposal 1I. : Election of Director: Robin Washington | Management | Y | F | F |
| SALESFORCE.COM, INC. | CRM | 79466L302 | 10-Jun-2021 | Proposal 1J. : Election of Director: Maynard Webb | Management | Y | F | F |
| SALESFORCE.COM, INC. | CRM | 79466L302 | 10-Jun-2021 | Proposal 1K. : Election of Director: Susan Wojcicki | Management | Y | F | F |
| SALESFORCE.COM, INC. | CRM | 79466L302 | 10-Jun-2021 | Proposal 2. : Amendment and restatement of our 2013 Equity Incentive Plan to increase the number of shares reserved for issuance. | Management | Y | F | F |
| SALESFORCE.COM, INC. | CRM | 79466L302 | 10-Jun-2021 | Proposal 5. : A stockholder proposal requesting that the Board of Directors take steps necessary to transition Salesforce to a Public Benefit Corporation, if properly presented at the meeting. | Shareholder | Y | N | F |
| SALESFORCE.COM, INC. | CRM | 79466L302 | 10-Jun-2021 | Proposal 4. : An advisory vote to approve the fiscal 2021 compensation of our named executive officers. | Management | Y | N | A |
| CROCS, INC. | CROX | 227046109 | 09-Jun-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| CROCS, INC. | CROX | 227046109 | 09-Jun-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| CROCS, INC. | CROX | 227046109 | 09-Jun-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| CROCS, INC. | CROX | 227046109 | 09-Jun-2021 | Proposal 2. : Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal year 2021. | Management | Y | F | F |
| CROCS, INC. | CROX | 227046109 | 09-Jun-2021 | Proposal 3. : An advisory vote to approve the compensation of our named executive officers. | Management | Y | F | F |
| CROWDSTRIKE HOLDINGS, INC. | CRWD | 22788C105 | 30-Jun-2021 | Proposal 4. : To approve, on an advisory basis, the frequency of future stockholder advisory votes on the compensation of CrowdStrike’s named executive officers. | Management | Y | 1 | A |
| CROWDSTRIKE HOLDINGS, INC. | CRWD | 22788C105 | 30-Jun-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| CROWDSTRIKE HOLDINGS, INC. | CRWD | 22788C105 | 30-Jun-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| CROWDSTRIKE HOLDINGS, INC. | CRWD | 22788C105 | 30-Jun-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| CROWDSTRIKE HOLDINGS, INC. | CRWD | 22788C105 | 30-Jun-2021 | Proposal 2. : To ratify the selection of PricewaterhouseCoopers LLP as CrowdStrike’s independent registered public accounting firm for its fiscal year ending January 31, 2022. | Management | Y | F | F |
| CROWDSTRIKE HOLDINGS, INC. | CRWD | 22788C105 | 30-Jun-2021 | Proposal 5. : To approve an amendment to CrowdStrike’s 2019 Employee Stock Purchase Plan. | Management | Y | F | F |
| CROWDSTRIKE HOLDINGS, INC. | CRWD | 22788C105 | 30-Jun-2021 | Proposal 3. : To approve, on an advisory basis, the compensation of CrowdStrike’s named executive officers. | Management | Y | N | A |
| DICK’S SPORTING GOODS, INC. | DKS | 253393102 | 09-Jun-2021 | Proposal 4. : Ratification of the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for fiscal 2021. | Management | Y | F | F |
| DICK’S SPORTING GOODS, INC. | DKS | 253393102 | 09-Jun-2021 | Proposal 2. : An amendment to the Company’s Amended and Restated Certificate of Incorporation, as amended, to provide for the annual election of directors and eliminate the classified Board structure. | Management | Y | F | F |
| DICK’S SPORTING GOODS, INC. | DKS | 253393102 | 09-Jun-2021 | Proposal 1A. : Election of Director for a term that expires either in 2022, if Item 2 is approved by the stockholders, or in 2024, if Item 2 is not approved by the stockholders: William J. Colombo | Management | Y | F | F |
| DICK’S SPORTING GOODS, INC. | DKS | 253393102 | 09-Jun-2021 | Proposal 1B. : Election of Director for a term that expires either in 2022, if Item 2 is approved by the stockholders, or in 2024, if Item 2 is not approved by the stockholders: Sandeep Mathrani | Management | Y | F | F |
| DICK’S SPORTING GOODS, INC. | DKS | 253393102 | 09-Jun-2021 | Proposal 1C. : Election of Director for a term that expires either in 2022, if Item 2 is approved by the stockholders, or in 2024, if Item 2 is not approved by the stockholders: Desiree Ralls-Morrison | Management | Y | F | F |
| DICK’S SPORTING GOODS, INC. | DKS | 253393102 | 09-Jun-2021 | Proposal 1D. : Election of Director for a term that expires either in 2022, if Item 2 is approved by the stockholders, or in 2024, if Item 2 is not approved by the stockholders: Larry D. Stone | Management | Y | F | F |
| DICK’S SPORTING GOODS, INC. | DKS | 253393102 | 09-Jun-2021 | Proposal 3. : An amendment to the Company’s Amended and Restated Certificate of Incorporation, as amended, to increase the maximum number of directors to 13. | Management | Y | F | F |
| DICK’S SPORTING GOODS, INC. | DKS | 253393102 | 09-Jun-2021 | Proposal 6. : An amendment and restatement of the Company’s 2012 Stock and Incentive Plan (as Amended and Restated) to increase the number of authorized shares reserved for issuance under the plan and eliminate certain provisions related to performance-based compensation. | Management | Y | F | F |
| DICK’S SPORTING GOODS, INC. | DKS | 253393102 | 09-Jun-2021 | Proposal 5. : Non-binding advisory vote to approve compensation of named executive officers, as disclosed in the Company’s 2021 proxy statement. | Management | Y | F | F |
| EBAY INC. | EBAY | 278642103 | 15-Jun-2021 | Proposal 2. : Ratification of appointment of independent auditors. | Management | Y | F | F |
| EBAY INC. | EBAY | 278642103 | 15-Jun-2021 | Proposal 1A. : Election of Director: Anthony J. Bates | Management | Y | F | F |
| EBAY INC. | EBAY | 278642103 | 15-Jun-2021 | Proposal 1B. : Election of Director: Adriane M. Brown | Management | Y | F | F |
| EBAY INC. | EBAY | 278642103 | 15-Jun-2021 | Proposal 1C. : Election of Director: Diana Farrell | Management | Y | F | F |
| EBAY INC. | EBAY | 278642103 | 15-Jun-2021 | Proposal 1D. : Election of Director: Logan D. Green | Management | Y | F | F |
| EBAY INC. | EBAY | 278642103 | 15-Jun-2021 | Proposal 1E. : Election of Director: Bonnie S. Hammer | Management | Y | F | F |
| EBAY INC. | EBAY | 278642103 | 15-Jun-2021 | Proposal 1F. : Election of Director: E. Carol Hayles | Management | Y | F | F |
| EBAY INC. | EBAY | 278642103 | 15-Jun-2021 | Proposal 1G. : Election of Director: Jamie Iannone | Management | Y | F | F |
| EBAY INC. | EBAY | 278642103 | 15-Jun-2021 | Proposal 1H. : Election of Director: Kathleen C. Mitic | Management | Y | F | F |
| EBAY INC. | EBAY | 278642103 | 15-Jun-2021 | Proposal 1I. : Election of Director: Matthew J. Murphy | Management | Y | F | F |
| EBAY INC. | EBAY | 278642103 | 15-Jun-2021 | Proposal 1J. : Election of Director: Paul S. Pressler | Management | Y | F | F |
| EBAY INC. | EBAY | 278642103 | 15-Jun-2021 | Proposal 1K. : Election of Director: Mohak Shroff | Management | Y | F | F |
| EBAY INC. | EBAY | 278642103 | 15-Jun-2021 | Proposal 1L. : Election of Director: Robert H. Swan | Management | Y | F | F |
| EBAY INC. | EBAY | 278642103 | 15-Jun-2021 | Proposal 1M. : Election of Director: Perry M. Traquina | Management | Y | F | F |
| EBAY INC. | EBAY | 278642103 | 15-Jun-2021 | Proposal 3. : Advisory vote to approve named executive officer compensation. | Management | Y | F | F |
| EBAY INC. | EBAY | 278642103 | 15-Jun-2021 | Proposal 4. : Executive Compensation, if properly presented. | Shareholder | Y | N | F |
| EBAY INC. | EBAY | 278642103 | 15-Jun-2021 | Proposal 5. : Right to Act by Written Consent, if properly presented. | Shareholder | Y | N | F |
| ENTEGRIS, INC. | ENTG | 29362U104 | 29-Apr-2021 | Proposal 3. : Ratify the appointment of KPMG LLP as Entegris, Inc.’s Independent Registered Public Firm for 2021. | Management | Y | F | F |
| ENTEGRIS, INC. | ENTG | 29362U104 | 29-Apr-2021 | Proposal 1A. : Election of Director: Michael A. Bradley | Management | Y | F | F |
| ENTEGRIS, INC. | ENTG | 29362U104 | 29-Apr-2021 | Proposal 1B. : Election of Director: R. Nicholas Burns | Management | Y | F | F |
| ENTEGRIS, INC. | ENTG | 29362U104 | 29-Apr-2021 | Proposal 1C. : Election of Director: Rodney Clark | Management | Y | F | F |
| ENTEGRIS, INC. | ENTG | 29362U104 | 29-Apr-2021 | Proposal 1D. : Election of Director: James F. Gentilcore | Management | Y | F | F |
| ENTEGRIS, INC. | ENTG | 29362U104 | 29-Apr-2021 | Proposal 1E. : Election of Director: Yvette Kanouff | Management | Y | F | F |
| ENTEGRIS, INC. | ENTG | 29362U104 | 29-Apr-2021 | Proposal 1F. : Election of Director: James P. Lederer | Management | Y | F | F |
| ENTEGRIS, INC. | ENTG | 29362U104 | 29-Apr-2021 | Proposal 1G. : Election of Director: Bertrand Loy | Management | Y | F | F |
| ENTEGRIS, INC. | ENTG | 29362U104 | 29-Apr-2021 | Proposal 1H. : Election of Director: Paul L. H. Olson | Management | Y | F | F |
| ENTEGRIS, INC. | ENTG | 29362U104 | 29-Apr-2021 | Proposal 1I. : Election of Director: Azita Saleki-Gerhardt | Management | Y | F | F |
| ENTEGRIS, INC. | ENTG | 29362U104 | 29-Apr-2021 | Proposal 1J. : Election of Director: Brian F. Sullivan | Management | Y | F | F |
| ENTEGRIS, INC. | ENTG | 29362U104 | 29-Apr-2021 | Proposal 2. : Approval, by non-binding vote, of the compensation paid to Entegris, Inc.’s named executive officers (advisory vote). | Management | Y | F | F |
| FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | Proposal 4. : A shareholder proposal regarding dual class capital structure. | Shareholder | Y | F | A |
| FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | Proposal 2. : To ratify the appointment of Ernst & Young LLP as Facebook, Inc.’s independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | Y | F | F |
| FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | Proposal 3. : To approve an amendment to the director compensation policy. | Management | Y | F | F |
| FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | Proposal 6. : A shareholder proposal regarding child exploitation. | Shareholder | Y | F | A |
| FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | Proposal 8. : A shareholder proposal regarding platform misuse. | Shareholder | Y | N | F |
| FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | Proposal 9. : A shareholder proposal regarding public benefit corporation. | Shareholder | Y | N | F |
| FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | Proposal 5. : A shareholder proposal regarding an independent chair. | Shareholder | Y | N | F |
| FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | Proposal 7. : A shareholder proposal regarding human/civil rights expert on board. | Shareholder | Y | N | F |
| FIVE BELOW, INC. | FIVE | 33829M101 | 15-Jun-2021 | Proposal 2. : To ratify the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the current fiscal year ending January 29, 2022. | Management | Y | F | F |
| FIVE BELOW, INC. | FIVE | 33829M101 | 15-Jun-2021 | Proposal 1A. : Election of Director: Dinesh S. Lathi | Management | Y | F | F |
| FIVE BELOW, INC. | FIVE | 33829M101 | 15-Jun-2021 | Proposal 1B. : Election of Director: Richard L. Markee | Management | Y | F | F |
| FIVE BELOW, INC. | FIVE | 33829M101 | 15-Jun-2021 | Proposal 1C. : Election of Director: Thomas G. Vellios | Management | Y | F | F |
| FIVE BELOW, INC. | FIVE | 33829M101 | 15-Jun-2021 | Proposal 1D. : Election of Director: Zuhairah S. Washington | Management | Y | F | F |
| FIVE BELOW, INC. | FIVE | 33829M101 | 15-Jun-2021 | Proposal 3. : To approve, by non-binding advisory vote, the Company’s Named Executive Officer compensation. | Management | Y | F | F |
| FLOOR & DECOR HOLDINGS, INC. | FND | 339750101 | 12-May-2021 | Proposal 2. : Ratify the appointment of Ernst & Young LLP as independent auditors for the Company’s 2021 fiscal year. | Management | Y | F | F |
| FLOOR & DECOR HOLDINGS, INC. | FND | 339750101 | 12-May-2021 | Proposal 5. : To approve the amendment of our Charter to eliminate supermajority voting requirements and other obsolete provisions, including the elimination of Class B Common Stock and Class C Common Stock. | Management | Y | F | F |
| FLOOR & DECOR HOLDINGS, INC. | FND | 339750101 | 12-May-2021 | Proposal 4. : To approve the amendment of our Restated Certificate of Incorporation (our “Charter”) to declassify our board of directors. | Management | Y | F | F |
| FLOOR & DECOR HOLDINGS, INC. | FND | 339750101 | 12-May-2021 | Proposal 1a. : Election of Director: Norman Axelrod | Management | Y | F | F |
| FLOOR & DECOR HOLDINGS, INC. | FND | 339750101 | 12-May-2021 | Proposal 1b. : Election of Director: Ryan Marshall | Management | Y | F | F |
| FLOOR & DECOR HOLDINGS, INC. | FND | 339750101 | 12-May-2021 | Proposal 1c. : Election of Director: Richard Sullivan | Management | Y | F | F |
| FLOOR & DECOR HOLDINGS, INC. | FND | 339750101 | 12-May-2021 | Proposal 1d. : Election of Director: Felicia Thornton | Management | Y | F | F |
| FLOOR & DECOR HOLDINGS, INC. | FND | 339750101 | 12-May-2021 | Proposal 3. : To approve, by non-binding vote, the compensation paid to the Company’s named executive officers. | Management | Y | F | F |
| FORTINET, INC. | FTNT | 34959E109 | 18-Jun-2021 | Proposal 2. : To ratify the appointment of Deloitte & Touche LLP as Fortinet’s independent registered accounting firm for the fiscal year ending December 31, 2021. | Management | Y | F | F |
| FORTINET, INC. | FTNT | 34959E109 | 18-Jun-2021 | Proposal 1.1 : Election of Director to serve for a term of one year until the next annual meeting: Ken Xie | Management | Y | F | F |
| FORTINET, INC. | FTNT | 34959E109 | 18-Jun-2021 | Proposal 1.2 : Election of Director to serve for a term of one year until the next annual meeting: Michael Xie | Management | Y | F | F |
| FORTINET, INC. | FTNT | 34959E109 | 18-Jun-2021 | Proposal 1.3 : Election of Director to serve for a term of one year until the next annual meeting: Kelly Ducourty | Management | Y | F | F |
| FORTINET, INC. | FTNT | 34959E109 | 18-Jun-2021 | Proposal 1.4 : Election of Director to serve for a term of one year until the next annual meeting: Kenneth A. Goldman | Management | Y | F | F |
| FORTINET, INC. | FTNT | 34959E109 | 18-Jun-2021 | Proposal 1.5 : Election of Director to serve for a term of one year until the next annual meeting: Ming Hsieh | Management | Y | F | F |
| FORTINET, INC. | FTNT | 34959E109 | 18-Jun-2021 | Proposal 1.6 : Election of Director to serve for a term of one year until the next annual meeting: Jean Hu | Management | Y | F | F |
| FORTINET, INC. | FTNT | 34959E109 | 18-Jun-2021 | Proposal 1.7 : Election of Director to serve for a term of one year until the next annual meeting: William Neukom | Management | Y | F | F |
| FORTINET, INC. | FTNT | 34959E109 | 18-Jun-2021 | Proposal 1.8 : Election of Director to serve for a term of one year until the next annual meeting: Judith Sim | Management | Y | F | F |
| FORTINET, INC. | FTNT | 34959E109 | 18-Jun-2021 | Proposal 3. : Advisory vote to approve named executive officer compensation, as disclosed in the proxy statement. | Management | Y | F | F |
| GLOBANT S.A. | GLOB | L44385109 | 02-Apr-2021 | Proposal 2. : Approval of the consolidated accounts of the Company prepared under EU IFRS and IFRS as of and for the financial year ended December 31, 2020. | Management | Abstained | A | A |
| GLOBANT S.A. | GLOB | L44385109 | 02-Apr-2021 | Proposal 3. : Approval of the Company’s annual accounts under LUX GAAP as of and for the financial year ended December 31, 2020. | Management | Abstained | A | A |
| GLOBANT S.A. | GLOB | L44385109 | 02-Apr-2021 | Proposal 4. : Allocation of results for the financial year ended December 31, 2020. | Management | Abstained | A | A |
| GLOBANT S.A. | GLOB | L44385109 | 02-Apr-2021 | Proposal 7. : Appointment of PricewaterhouseCoopers, Société coopérative as independent auditor for the annual accounts and the EU IFRS consolidated accounts of the Company for the financial year ending on December 31, 2021. | Management | Y | F | F |
| GLOBANT S.A. | GLOB | L44385109 | 02-Apr-2021 | Proposal 8. : Appointment of Price Waterhouse & Co. S.R.L. as independent auditor for the IFRS consolidated accounts of the Company for the financial year ending on December 31, 2021. | Management | Y | F | F |
| GLOBANT S.A. | GLOB | L44385109 | 02-Apr-2021 | Proposal 6. : Approval of the cash and share based compensation payable to the non-executive members of the Board of Directors for the financial year ending on December 31, 2021. | Management | Y | F | F |
| GLOBANT S.A. | GLOB | L44385109 | 02-Apr-2021 | Proposal 13. : Approval and ratification of the adoption and implementation of the Globant S.A. 2021 Employee Stock Purchase Plan. | Management | Y | F | F |
| GLOBANT S.A. | GLOB | L44385109 | 02-Apr-2021 | Proposal 9. : Re-appointment of Mr. Martín Migoya as member of the Board of Directors for a term ending on the date of the Annual General Meeting of Shareholders of the Company to be held in 2024. | Management | Y | F | F |
| GLOBANT S.A. | GLOB | L44385109 | 02-Apr-2021 | Proposal 10. : Re-appointment of Mr. Philip Odeen as member of the Board of Directors for a term ending on the date of the Annual General Meeting of Shareholders of the Company to be held in 2024. | Management | Y | F | F |
| GLOBANT S.A. | GLOB | L44385109 | 02-Apr-2021 | Proposal 11. : Re-appointment of Mr. Richard Haythornthwaite as member of the Board of Directors for a term ending on the date of the Annual General Meeting of Shareholders of the Company to be held in 2024. | Management | Y | F | F |
| GLOBANT S.A. | GLOB | L44385109 | 02-Apr-2021 | Proposal 12. : Appointment of Ms. Maria Pinelli as member of the Board of Directors for a term ending on the date of the Annual General Meeting of Shareholders of the Company to be held in 2022. | Management | Y | F | F |
| GLOBANT S.A. | GLOB | L44385109 | 02-Apr-2021 | Proposal 5. : Vote on discharge (quitus) of the members of the Board of Directors for the proper exercise of their mandate during the financial year ended December 31, 2020. | Management | Y | N | A |
| GRAY TELEVISION, INC. | GTN | 389375106 | 05-May-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| GRAY TELEVISION, INC. | GTN | 389375106 | 05-May-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| GRAY TELEVISION, INC. | GTN | 389375106 | 05-May-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| GRAY TELEVISION, INC. | GTN | 389375106 | 05-May-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| GRAY TELEVISION, INC. | GTN | 389375106 | 05-May-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| GRAY TELEVISION, INC. | GTN | 389375106 | 05-May-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| GRAY TELEVISION, INC. | GTN | 389375106 | 05-May-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| GRAY TELEVISION, INC. | GTN | 389375106 | 05-May-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| GRAY TELEVISION, INC. | GTN | 389375106 | 05-May-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| GRAY TELEVISION, INC. | GTN | 389375106 | 05-May-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| GRAY TELEVISION, INC. | GTN | 389375106 | 05-May-2021 | Proposal 2. : The ratification of the appointment of RSM US LLP as Gray Television, Inc.’s independent registered public accounting firm for 2021. | Management | Y | F | F |
| HALLIBURTON COMPANY | HAL | 406216101 | 19-May-2021 | Proposal 2. : Ratification of Selection of Principal Independent Public Accountants. | Management | Y | F | F |
| HALLIBURTON COMPANY | HAL | 406216101 | 19-May-2021 | Proposal 5. : Proposal to Amend and Restate the Halliburton Company Employee Stock Purchase Plan. | Management | Y | N | A |
| HALLIBURTON COMPANY | HAL | 406216101 | 19-May-2021 | Proposal 1A. : Election of Director: Abdulaziz F. Al Khayyal | Management | Y | N | A |
| HALLIBURTON COMPANY | HAL | 406216101 | 19-May-2021 | Proposal 1B. : Election of Director: William E. Albrecht | Management | Y | N | A |
| HALLIBURTON COMPANY | HAL | 406216101 | 19-May-2021 | Proposal 1C. : Election of Director: M. Katherine Banks | Management | Y | N | A |
| HALLIBURTON COMPANY | HAL | 406216101 | 19-May-2021 | Proposal 1D. : Election of Director: Alan M. Bennett | Management | Y | N | A |
| HALLIBURTON COMPANY | HAL | 406216101 | 19-May-2021 | Proposal 1E. : Election of Director: Milton Carroll | Management | Y | N | A |
| HALLIBURTON COMPANY | HAL | 406216101 | 19-May-2021 | Proposal 1F. : Election of Director: Murry S. Gerber | Management | Y | N | A |
| HALLIBURTON COMPANY | HAL | 406216101 | 19-May-2021 | Proposal 1G. : Election of Director: Patricia Hemingway Hall | Management | Y | N | A |
| HALLIBURTON COMPANY | HAL | 406216101 | 19-May-2021 | Proposal 1H. : Election of Director: Robert A. Malone | Management | Y | N | A |
| HALLIBURTON COMPANY | HAL | 406216101 | 19-May-2021 | Proposal 1I. : Election of Director: Jeffrey A. Miller | Management | Y | N | A |
| HALLIBURTON COMPANY | HAL | 406216101 | 19-May-2021 | Proposal 1J. : Election of Director: Bhavesh V. Patel | Management | Y | N | A |
| HALLIBURTON COMPANY | HAL | 406216101 | 19-May-2021 | Proposal 4. : Proposal to Amend and Restate the Halliburton Company Stock and Incentive Plan. | Management | Y | N | A |
| HALLIBURTON COMPANY | HAL | 406216101 | 19-May-2021 | Proposal 3. : Advisory Approval of Executive Compensation. | Management | Y | N | A |
| AT HOME GROUP INC. | HOME | 04650Y100 | 16-Jun-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| AT HOME GROUP INC. | HOME | 04650Y100 | 16-Jun-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| AT HOME GROUP INC. | HOME | 04650Y100 | 16-Jun-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| AT HOME GROUP INC. | HOME | 04650Y100 | 16-Jun-2021 | Proposal 3. : Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 29, 2022. | Management | Y | F | F |
| AT HOME GROUP INC. | HOME | 04650Y100 | 16-Jun-2021 | Proposal 4. : Approval of an amendment to the Amended and Restated At Home Group Inc. Equity Incentive Plan. | Management | Y | F | F |
| AT HOME GROUP INC. | HOME | 04650Y100 | 16-Jun-2021 | Proposal 2. : Advisory approval of the compensation of our named executive officers. | Management | Y | F | F |
| ICHOR HOLDINGS LTD | ICHR | G4740B105 | 11-May-2021 | Proposal 2. : The ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | Y | F | F |
| ICHOR HOLDINGS LTD | ICHR | G4740B105 | 11-May-2021 | Proposal 1A. : Election of Director: Jeffrey Andreson | Management | Y | F | F |
| ICHOR HOLDINGS LTD | ICHR | G4740B105 | 11-May-2021 | Proposal 1B. : Election of Director: John Kispert | Management | Y | F | F |
| II-VI INCORPORATED | IIVI | 902104108 | 24-Jun-2021 | Proposal 2. : Proposal to adjourn II-VI Incorporated’s special meeting to a later date or dates, if necessary or appropriate, including to solicit additional proxies in the event there are not sufficient votes at the time of II-VI Incorporated’s special meeting to approve the share issuance proposal described above. | Management | Y | F | F |
| II-VI INCORPORATED | IIVI | 902104108 | 24-Jun-2021 | Proposal 1. : Proposal to approve the issuance of shares of II-VI Incorporated’s common stock, no par value, pursuant to the terms of the Agreement and Plan of Merger, dated as of March 25, 2021, as may be amended from time to time, by and among II-VI Incorporated, a Pennsylvania corporation, Watson Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of II-VI Incorporated, and Coherent, Inc., a Delaware corporation, in the amounts necessary to complete the merger contemplated thereby. | Management | Y | F | F |
| INTEL CORPORATION | INTC | 458140100 | 13-May-2021 | Proposal 2. : Ratification of selection of Ernst & Young LLP as our independent registered public accounting firm for 2021. | Management | Y | F | F |
| INTEL CORPORATION | INTC | 458140100 | 13-May-2021 | Proposal 4. : Stockholder proposal on whether to allow stockholders to act by written consent, if properly presented at the meeting. | Shareholder | Y | F | A |
| INTEL CORPORATION | INTC | 458140100 | 13-May-2021 | Proposal 6. : Stockholder proposal requesting a report on whether written policies or unwritten norms at the company reinforce racism in company culture, if properly presented at the meeting. | Shareholder | Y | F | A |
| INTEL CORPORATION | INTC | 458140100 | 13-May-2021 | Proposal 5. : Stockholder proposal requesting a report on median pay gaps across race and gender, if properly presented at the meeting. | Shareholder | Y | F | A |
| INTEL CORPORATION | INTC | 458140100 | 13-May-2021 | Proposal 1A. : Election of Director: Patrick P. Gelsinger | Management | Y | N | A |
| INTEL CORPORATION | INTC | 458140100 | 13-May-2021 | Proposal 1B. : Election of Director: James J. Goetz | Management | Y | N | A |
| INTEL CORPORATION | INTC | 458140100 | 13-May-2021 | Proposal 1C. : Election of Director: Alyssa Henry | Management | Y | N | A |
| INTEL CORPORATION | INTC | 458140100 | 13-May-2021 | Proposal 1D. : Election of Director: Omar Ishrak | Management | Y | N | A |
| INTEL CORPORATION | INTC | 458140100 | 13-May-2021 | Proposal 1E. : Election of Director: Risa Lavizzo-Mourey | Management | Y | N | A |
| INTEL CORPORATION | INTC | 458140100 | 13-May-2021 | Proposal 1F. : Election of Director: Tsu-Jae King Liu | Management | Y | N | A |
| INTEL CORPORATION | INTC | 458140100 | 13-May-2021 | Proposal 1G. : Election of Director: Gregory D. Smith | Management | Y | N | A |
| INTEL CORPORATION | INTC | 458140100 | 13-May-2021 | Proposal 1H. : Election of Director: Dion J. Weisler | Management | Y | N | A |
| INTEL CORPORATION | INTC | 458140100 | 13-May-2021 | Proposal 1I. : Election of Director: Frank D. Yeary | Management | Y | N | A |
| INTEL CORPORATION | INTC | 458140100 | 13-May-2021 | Proposal 3. : Advisory vote to approve executive compensation of our listed officers. | Management | Y | N | A |
| IPG PHOTONICS CORPORATION | IPGP | 44980X109 | 25-May-2021 | Proposal 2. : Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2021. | Management | Y | F | F |
| IPG PHOTONICS CORPORATION | IPGP | 44980X109 | 25-May-2021 | Proposal 1.1 : Election of Director: Valentin P. Gapontsev, Ph.D. | Management | Y | N | A |
| IPG PHOTONICS CORPORATION | IPGP | 44980X109 | 25-May-2021 | Proposal 1.2 : Election of Director: Eugene A. Scherbakov, Ph.D. | Management | Y | N | A |
| IPG PHOTONICS CORPORATION | IPGP | 44980X109 | 25-May-2021 | Proposal 1.3 : Election of Director: Michael C. Child | Management | Y | N | A |
| IPG PHOTONICS CORPORATION | IPGP | 44980X109 | 25-May-2021 | Proposal 1.4 : Election of Director: Jeanmarie F. Desmond | Management | Y | N | A |
| IPG PHOTONICS CORPORATION | IPGP | 44980X109 | 25-May-2021 | Proposal 1.5 : Election of Director: Gregory P. Dougherty | Management | Y | N | A |
| IPG PHOTONICS CORPORATION | IPGP | 44980X109 | 25-May-2021 | Proposal 1.6 : Election of Director: Eric Meurice | Management | Y | N | A |
| IPG PHOTONICS CORPORATION | IPGP | 44980X109 | 25-May-2021 | Proposal 1.7 : Election of Director: Natalia Pavlova | Management | Y | N | A |
| IPG PHOTONICS CORPORATION | IPGP | 44980X109 | 25-May-2021 | Proposal 1.8 : Election of Director: John R. Peeler | Management | Y | N | A |
| IPG PHOTONICS CORPORATION | IPGP | 44980X109 | 25-May-2021 | Proposal 1.9 : Election of Director: Thomas J. Seifert | Management | Y | N | A |
| L BRANDS, INC. | LB | 501797104 | 20-May-2021 | Proposal 2. : Ratification of the appointment of independent registered public accountants. | Management | Y | F | F |
| L BRANDS, INC. | LB | 501797104 | 20-May-2021 | Proposal 4. : Stockholder proposal regarding stockholder action by written consent. | Shareholder | Y | F | A |
| L BRANDS, INC. | LB | 501797104 | 20-May-2021 | Proposal 1A. : Election of Director: Patricia S. Bellinger | Management | Y | F | F |
| L BRANDS, INC. | LB | 501797104 | 20-May-2021 | Proposal 1B. : Election of Director: Donna A. James | Management | Y | F | F |
| L BRANDS, INC. | LB | 501797104 | 20-May-2021 | Proposal 1C. : Election of Director: Francis A. Hondal | Management | Y | F | F |
| L BRANDS, INC. | LB | 501797104 | 20-May-2021 | Proposal 1D. : Election of Director: Danielle Lee | Management | Y | F | F |
| L BRANDS, INC. | LB | 501797104 | 20-May-2021 | Proposal 1E. : Election of Director: Andrew M. Meslow | Management | Y | F | F |
| L BRANDS, INC. | LB | 501797104 | 20-May-2021 | Proposal 1F. : Election of Director: Michael G. Morris | Management | Y | F | F |
| L BRANDS, INC. | LB | 501797104 | 20-May-2021 | Proposal 1G. : Election of Director: Sarah E. Nash | Management | Y | F | F |
| L BRANDS, INC. | LB | 501797104 | 20-May-2021 | Proposal 1H. : Election of Director: Robert H. Schottenstein | Management | Y | F | F |
| L BRANDS, INC. | LB | 501797104 | 20-May-2021 | Proposal 1I. : Election of Director: Anne Sheehan | Management | Y | F | F |
| L BRANDS, INC. | LB | 501797104 | 20-May-2021 | Proposal 1J. : Election of Director: Stephen D. Steinour | Management | Y | F | F |
| L BRANDS, INC. | LB | 501797104 | 20-May-2021 | Proposal 3. : Advisory vote to approve named executive officer compensation. | Management | Y | F | F |
| LATTICE SEMICONDUCTOR CORPORATION | LSCC | 518415104 | 07-May-2021 | Proposal 2. : To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 1, 2022. | Management | Y | F | F |
| LATTICE SEMICONDUCTOR CORPORATION | LSCC | 518415104 | 07-May-2021 | Proposal 3. : To approve, as an advisory vote, the compensation of the Company’s named executive officers. | Management | Y | N | A |
| LATTICE SEMICONDUCTOR CORPORATION | LSCC | 518415104 | 07-May-2021 | Proposal 1. : DIRECTOR | Management | Y | W | A |
| LATTICE SEMICONDUCTOR CORPORATION | LSCC | 518415104 | 07-May-2021 | Proposal 1. : DIRECTOR | Management | Y | W | A |
| LATTICE SEMICONDUCTOR CORPORATION | LSCC | 518415104 | 07-May-2021 | Proposal 1. : DIRECTOR | Management | Y | W | A |
| LATTICE SEMICONDUCTOR CORPORATION | LSCC | 518415104 | 07-May-2021 | Proposal 1. : DIRECTOR | Management | Y | W | A |
| LATTICE SEMICONDUCTOR CORPORATION | LSCC | 518415104 | 07-May-2021 | Proposal 1. : DIRECTOR | Management | Y | W | A |
| LATTICE SEMICONDUCTOR CORPORATION | LSCC | 518415104 | 07-May-2021 | Proposal 1. : DIRECTOR | Management | Y | W | A |
| LATTICE SEMICONDUCTOR CORPORATION | LSCC | 518415104 | 07-May-2021 | Proposal 1. : DIRECTOR | Management | Y | W | A |
| MOHAWK INDUSTRIES, INC. | MHK | 608190104 | 20-May-2021 | Proposal 2. : The ratification of the selection of KPMG LLP as the Company’s independent registered public accounting firm. | Management | Y | F | F |
| MOHAWK INDUSTRIES, INC. | MHK | 608190104 | 20-May-2021 | Proposal 1A. : Election of Director for a term of three years: Bruce C. Bruckmann | Management | Y | F | F |
| MOHAWK INDUSTRIES, INC. | MHK | 608190104 | 20-May-2021 | Proposal 1B. : Election of Director for a term of three years: John M. Engquist | Management | Y | F | F |
| MOHAWK INDUSTRIES, INC. | MHK | 608190104 | 20-May-2021 | Proposal 3. : Advisory vote to approve executive compensation, as disclosed in the Company’s Proxy Statement for the 2021 Annual Meeting of Stockholders. | Management | Y | F | F |
| MKS INSTRUMENTS, INC. | MKSI | 55306N104 | 11-May-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| MKS INSTRUMENTS, INC. | MKSI | 55306N104 | 11-May-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| MKS INSTRUMENTS, INC. | MKSI | 55306N104 | 11-May-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| MKS INSTRUMENTS, INC. | MKSI | 55306N104 | 11-May-2021 | Proposal 3. : The ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | Y | F | F |
| MKS INSTRUMENTS, INC. | MKSI | 55306N104 | 11-May-2021 | Proposal 2. : The approval, on an advisory basis, of executive compensation. | Management | Y | F | F |
| MORGAN STANLEY | MS | 617446448 | 20-May-2021 | Proposal 2. : To ratify the appointment of Deloitte & Touche LLP as independent auditor. | Management | Y | F | F |
| MORGAN STANLEY | MS | 617446448 | 20-May-2021 | Proposal 1A. : Election of Director: Elizabeth Corley | Management | Y | F | F |
| MORGAN STANLEY | MS | 617446448 | 20-May-2021 | Proposal 1B. : Election of Director: Alistair Darling | Management | Y | F | F |
| MORGAN STANLEY | MS | 617446448 | 20-May-2021 | Proposal 1C. : Election of Director: Thomas H. Glocer | Management | Y | F | F |
| MORGAN STANLEY | MS | 617446448 | 20-May-2021 | Proposal 1D. : Election of Director: James P. Gorman | Management | Y | F | F |
| MORGAN STANLEY | MS | 617446448 | 20-May-2021 | Proposal 1E. : Election of Director: Robert H. Herz | Management | Y | F | F |
| MORGAN STANLEY | MS | 617446448 | 20-May-2021 | Proposal 1F. : Election of Director: Nobuyuki Hirano | Management | Y | F | F |
| MORGAN STANLEY | MS | 617446448 | 20-May-2021 | Proposal 1G. : Election of Director: Hironori Kamezawa | Management | Y | F | F |
| MORGAN STANLEY | MS | 617446448 | 20-May-2021 | Proposal 1H. : Election of Director: Shelley B. Leibowitz | Management | Y | F | F |
| MORGAN STANLEY | MS | 617446448 | 20-May-2021 | Proposal 1I. : Election of Director: Stephen J. Luczo | Management | Y | F | F |
| MORGAN STANLEY | MS | 617446448 | 20-May-2021 | Proposal 1J. : Election of Director: Jami Miscik | Management | Y | F | F |
| MORGAN STANLEY | MS | 617446448 | 20-May-2021 | Proposal 1K. : Election of Director: Dennis M. Nally | Management | Y | F | F |
| MORGAN STANLEY | MS | 617446448 | 20-May-2021 | Proposal 1L. : Election of Director: Mary L. Schapiro | Management | Y | F | F |
| MORGAN STANLEY | MS | 617446448 | 20-May-2021 | Proposal 1M. : Election of Director: Perry M. Traquina | Management | Y | F | F |
| MORGAN STANLEY | MS | 617446448 | 20-May-2021 | Proposal 1N. : Election of Director: Rayford Wilkins, Jr. | Management | Y | F | F |
| MORGAN STANLEY | MS | 617446448 | 20-May-2021 | Proposal 4. : To approve the amended and restated Equity Incentive Compensation Plan. | Management | Y | F | F |
| MORGAN STANLEY | MS | 617446448 | 20-May-2021 | Proposal 3. : To approve the compensation of executives as disclosed in the proxy statement (non-binding advisory vote). | Management | Y | F | F |
| MAXLINEAR, INC. | MXL | 57776J100 | 12-May-2021 | Proposal 3. : To ratify the appointment of Grant Thornton LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | Y | F | F |
| MAXLINEAR, INC. | MXL | 57776J100 | 12-May-2021 | Proposal 1.1 : Election of Class III Director to serve until the 2024 annual meeting: Kishore V. Seendripu, Ph.D. | Management | Y | F | F |
| MAXLINEAR, INC. | MXL | 57776J100 | 12-May-2021 | Proposal 1.2 : Election of Class III Director to serve until the 2024 annual meeting: Thomas E. Pardun | Management | Y | F | F |
| MAXLINEAR, INC. | MXL | 57776J100 | 12-May-2021 | Proposal 1.3 : Election of Class III Director to serve until the 2024 annual meeting: Gregory P. Dougherty | Management | Y | F | F |
| MAXLINEAR, INC. | MXL | 57776J100 | 12-May-2021 | Proposal 2. : Advisory vote to approve named executive officer compensation (say on pay vote). | Management | Y | F | F |
| NASDAQ, INC. | NDAQ | 631103108 | 15-Jun-2021 | Proposal 3. : Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | Y | F | F |
| NASDAQ, INC. | NDAQ | 631103108 | 15-Jun-2021 | Proposal 4. : A Shareholder Proposal entitled “Adopt a Mainstream Shareholder Right-Written Consent”. | Shareholder | Y | F | A |
| NASDAQ, INC. | NDAQ | 631103108 | 15-Jun-2021 | Proposal 1A. : Election of Director: Melissa M. Arnoldi | Management | Y | F | F |
| NASDAQ, INC. | NDAQ | 631103108 | 15-Jun-2021 | Proposal 1B. : Election of Director: Charlene T. Begley | Management | Y | F | F |
| NASDAQ, INC. | NDAQ | 631103108 | 15-Jun-2021 | Proposal 1C. : Election of Director: Steven D. Black | Management | Y | F | F |
| NASDAQ, INC. | NDAQ | 631103108 | 15-Jun-2021 | Proposal 1D. : Election of Director: Adena T. Friedman | Management | Y | F | F |
| NASDAQ, INC. | NDAQ | 631103108 | 15-Jun-2021 | Proposal 1E. : Election of Director: Essa Kazim | Management | Y | F | F |
| NASDAQ, INC. | NDAQ | 631103108 | 15-Jun-2021 | Proposal 1F. : Election of Director: Thomas A. Kloet | Management | Y | F | F |
| NASDAQ, INC. | NDAQ | 631103108 | 15-Jun-2021 | Proposal 1G. : Election of Director: John D. Rainey | Management | Y | F | F |
| NASDAQ, INC. | NDAQ | 631103108 | 15-Jun-2021 | Proposal 1H. : Election of Director: Michael R. Splinter | Management | Y | F | F |
| NASDAQ, INC. | NDAQ | 631103108 | 15-Jun-2021 | Proposal 1I. : Election of Director: Jacob Wallenberg | Management | Y | F | F |
| NASDAQ, INC. | NDAQ | 631103108 | 15-Jun-2021 | Proposal 1J. : Election of Director: Alfred W. Zollar | Management | Y | F | F |
| NASDAQ, INC. | NDAQ | 631103108 | 15-Jun-2021 | Proposal 2. : Advisory vote to approve the company’s executive compensation as presented in the proxy statement. | Management | Y | F | F |
| SERVICENOW, INC. | NOW | 81762P102 | 07-Jun-2021 | Proposal 3. : To ratify PricewaterhouseCoopers LLP as the independent registered public accounting firm for 2021. | Management | Y | F | F |
| SERVICENOW, INC. | NOW | 81762P102 | 07-Jun-2021 | Proposal 6. : To approve the Amended and Restated 2012 Employee Stock Purchase Plan. | Management | Y | F | F |
| SERVICENOW, INC. | NOW | 81762P102 | 07-Jun-2021 | Proposal 1A. : Election of Director: Susan L. Bostrom | Management | Y | F | F |
| SERVICENOW, INC. | NOW | 81762P102 | 07-Jun-2021 | Proposal 1B. : Election of Director: Jonathan C. Chadwick | Management | Y | F | F |
| SERVICENOW, INC. | NOW | 81762P102 | 07-Jun-2021 | Proposal 1C. : Election of Director: Lawrence J. Jackson, Jr. | Management | Y | F | F |
| SERVICENOW, INC. | NOW | 81762P102 | 07-Jun-2021 | Proposal 1D. : Election of Director: Frederic B. Luddy | Management | Y | F | F |
| SERVICENOW, INC. | NOW | 81762P102 | 07-Jun-2021 | Proposal 1E. : Election of Director: Jeffrey A. Miller | Management | Y | F | F |
| SERVICENOW, INC. | NOW | 81762P102 | 07-Jun-2021 | Proposal 4. : To approve an amendment to our Restated Certificate of Incorporation, as amended, to provide shareholders with the right to call a special meeting. | Management | Y | F | F |
| SERVICENOW, INC. | NOW | 81762P102 | 07-Jun-2021 | Proposal 5. : To approve the 2021 Equity Incentive Plan to replace the 2012 Equity Incentive Plan. | Management | Y | F | F |
| SERVICENOW, INC. | NOW | 81762P102 | 07-Jun-2021 | Proposal 2. : To approve, on an advisory basis, the compensation of our Named Executive Officers (“Say-on-Pay”). | Management | Y | F | F |
| NVIDIA CORPORATION | NVDA | 67066G104 | 03-Jun-2021 | Proposal 3. : Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2022. | Management | Y | F | F |
| NVIDIA CORPORATION | NVDA | 67066G104 | 03-Jun-2021 | Proposal 4. : Approval of an amendment to our charter to increase the number of authorized shares of common stock from 2 billion shares to 4 billion shares. | Management | Y | F | F |
| NVIDIA CORPORATION | NVDA | 67066G104 | 03-Jun-2021 | Proposal 1A. : Election of Director: Robert K. Burgess | Management | Y | F | F |
| NVIDIA CORPORATION | NVDA | 67066G104 | 03-Jun-2021 | Proposal 1B. : Election of Director: Tench Coxe | Management | Y | F | F |
| NVIDIA CORPORATION | NVDA | 67066G104 | 03-Jun-2021 | Proposal 1C. : Election of Director: John O. Dabiri | Management | Y | F | F |
| NVIDIA CORPORATION | NVDA | 67066G104 | 03-Jun-2021 | Proposal 1D. : Election of Director: Persis S. Drell | Management | Y | F | F |
| NVIDIA CORPORATION | NVDA | 67066G104 | 03-Jun-2021 | Proposal 1E. : Election of Director: Jen-Hsun Huang | Management | Y | F | F |
| NVIDIA CORPORATION | NVDA | 67066G104 | 03-Jun-2021 | Proposal 1F. : Election of Director: Dawn Hudson | Management | Y | F | F |
| NVIDIA CORPORATION | NVDA | 67066G104 | 03-Jun-2021 | Proposal 1G. : Election of Director: Harvey C. Jones | Management | Y | F | F |
| NVIDIA CORPORATION | NVDA | 67066G104 | 03-Jun-2021 | Proposal 1H. : Election of Director: Michael G. McCaffery | Management | Y | F | F |
| NVIDIA CORPORATION | NVDA | 67066G104 | 03-Jun-2021 | Proposal 1I. : Election of Director: Stephen C. Neal | Management | Y | F | F |
| NVIDIA CORPORATION | NVDA | 67066G104 | 03-Jun-2021 | Proposal 1J. : Election of Director: Mark L. Perry | Management | Y | F | F |
| NVIDIA CORPORATION | NVDA | 67066G104 | 03-Jun-2021 | Proposal 1K. : Election of Director: A. Brooke Seawell | Management | Y | F | F |
| NVIDIA CORPORATION | NVDA | 67066G104 | 03-Jun-2021 | Proposal 1L. : Election of Director: Aarti Shah | Management | Y | F | F |
| NVIDIA CORPORATION | NVDA | 67066G104 | 03-Jun-2021 | Proposal 1M. : Election of Director: Mark A. Stevens | Management | Y | F | F |
| NVIDIA CORPORATION | NVDA | 67066G104 | 03-Jun-2021 | Proposal 2. : Approval of our executive compensation. | Management | Y | F | F |
| ON SEMICONDUCTOR CORPORATION | ON | 682189105 | 20-May-2021 | Proposal 3. : Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | Y | F | F |
| ON SEMICONDUCTOR CORPORATION | ON | 682189105 | 20-May-2021 | Proposal 4. : Approval of an amendment to the ON Semiconductor Corporation 2000 Employee Stock Purchase Plan. | Management | Y | F | F |
| ON SEMICONDUCTOR CORPORATION | ON | 682189105 | 20-May-2021 | Proposal 1A. : Election of Director to serve until 2022 Annual Meeting: Atsushi Abe | Management | Y | F | F |
| ON SEMICONDUCTOR CORPORATION | ON | 682189105 | 20-May-2021 | Proposal 1B. : Election of Director to serve until 2022 Annual Meeting: Alan Campbell | Management | Y | F | F |
| ON SEMICONDUCTOR CORPORATION | ON | 682189105 | 20-May-2021 | Proposal 1C. : Election of Director to serve until 2022 Annual Meeting: Susan K. Carter | Management | Y | F | F |
| ON SEMICONDUCTOR CORPORATION | ON | 682189105 | 20-May-2021 | Proposal 1D. : Election of Director to serve until 2022 Annual Meeting: Thomas L. Deitrich | Management | Y | F | F |
| ON SEMICONDUCTOR CORPORATION | ON | 682189105 | 20-May-2021 | Proposal 1E. : Election of Director to serve until 2022 Annual Meeting: Gilles Delfassy | Management | Y | F | F |
| ON SEMICONDUCTOR CORPORATION | ON | 682189105 | 20-May-2021 | Proposal 1F. : Election of Director to serve until 2022 Annual Meeting: Hassane S. El-Khoury | Management | Y | F | F |
| ON SEMICONDUCTOR CORPORATION | ON | 682189105 | 20-May-2021 | Proposal 1G. : Election of Director to serve until 2022 Annual Meeting: Bruce E. Kiddoo | Management | Y | F | F |
| ON SEMICONDUCTOR CORPORATION | ON | 682189105 | 20-May-2021 | Proposal 1H. : Election of Director to serve until 2022 Annual Meeting: Paul A. Mascarenas | Management | Y | F | F |
| ON SEMICONDUCTOR CORPORATION | ON | 682189105 | 20-May-2021 | Proposal 1I. : Election of Director to serve until 2022 Annual Meeting: Gregory L. Waters | Management | Y | F | F |
| ON SEMICONDUCTOR CORPORATION | ON | 682189105 | 20-May-2021 | Proposal 1J. : Election of Director to serve until 2022 Annual Meeting: Christine Y. Yan | Management | Y | F | F |
| ON SEMICONDUCTOR CORPORATION | ON | 682189105 | 20-May-2021 | Proposal 5. : Approval of amendments to the ON Semiconductor Corporation Amended and Restated Stock Incentive Plan. | Management | Y | F | F |
| ON SEMICONDUCTOR CORPORATION | ON | 682189105 | 20-May-2021 | Proposal 2. : Advisory (non-binding) resolution to approve the compensation of our named executive officers. | Management | Y | N | A |
| POLARIS INC. | PII | 731068102 | 29-Apr-2021 | Proposal 2. : Ratification of the selection of Ernst & Young LLP as our independent registered public accounting firm for fiscal 2021. | Management | Y | F | F |
| POLARIS INC. | PII | 731068102 | 29-Apr-2021 | Proposal 1A. : Election of Director: Kevin M. Farr | Management | Y | F | F |
| POLARIS INC. | PII | 731068102 | 29-Apr-2021 | Proposal 1B. : Election of Director: John P. Wiehoff | Management | Y | F | F |
| POLARIS INC. | PII | 731068102 | 29-Apr-2021 | Proposal 3. : Advisory vote to approve the compensation of our Named Executive Officers. | Management | Y | F | F |
| PERKINELMER, INC. | PKI | 714046109 | 27-Apr-2021 | Proposal 2. : To ratify the selection of Deloitte & Touche LLP as PerkinElmer’s independent registered public accounting firm for the current fiscal year. | Management | Y | F | F |
| PERKINELMER, INC. | PKI | 714046109 | 27-Apr-2021 | Proposal 1A. : Election of Director for one year term: Peter Barrett, PhD | Management | Y | F | F |
| PERKINELMER, INC. | PKI | 714046109 | 27-Apr-2021 | Proposal 1B. : Election of Director for one year term: Samuel R. Chapin | Management | Y | F | F |
| PERKINELMER, INC. | PKI | 714046109 | 27-Apr-2021 | Proposal 1C. : Election of Director for one year term: Sylvie Grégoire, PharmD | Management | Y | F | F |
| PERKINELMER, INC. | PKI | 714046109 | 27-Apr-2021 | Proposal 1D. : Election of Director for one year term: Alexis P. Michas | Management | Y | F | F |
| PERKINELMER, INC. | PKI | 714046109 | 27-Apr-2021 | Proposal 1E. : Election of Director for one year term: Prahlad R. Singh, PhD | Management | Y | F | F |
| PERKINELMER, INC. | PKI | 714046109 | 27-Apr-2021 | Proposal 1F. : Election of Director for one year term: Michel Vounatsos | Management | Y | F | F |
| PERKINELMER, INC. | PKI | 714046109 | 27-Apr-2021 | Proposal 1G. : Election of Director for one year term: Frank Witney, PhD | Management | Y | F | F |
| PERKINELMER, INC. | PKI | 714046109 | 27-Apr-2021 | Proposal 1H. : Election of Director for one year term: Pascale Witz | Management | Y | F | F |
| PERKINELMER, INC. | PKI | 714046109 | 27-Apr-2021 | Proposal 3. : To approve, by non-binding advisory vote, our executive compensation. | Management | Y | F | F |
| DAVE & BUSTER’S ENTERTAINMENT, INC. | PLAY | 238337109 | 17-Jun-2021 | Proposal 2. : Ratification of Appointment of KPMG LLP Independent Registered Public Accounting Firm. | Management | Y | F | F |
| DAVE & BUSTER’S ENTERTAINMENT, INC. | PLAY | 238337109 | 17-Jun-2021 | Proposal 1.1 : Election of Director: James P. Chambers | Management | Y | F | F |
| DAVE & BUSTER’S ENTERTAINMENT, INC. | PLAY | 238337109 | 17-Jun-2021 | Proposal 1.2 : Election of Director: Hamish A. Dodds | Management | Y | F | F |
| DAVE & BUSTER’S ENTERTAINMENT, INC. | PLAY | 238337109 | 17-Jun-2021 | Proposal 1.3 : Election of Director: Michael J. Griffith | Management | Y | F | F |
| DAVE & BUSTER’S ENTERTAINMENT, INC. | PLAY | 238337109 | 17-Jun-2021 | Proposal 1.4 : Election of Director: John C. Hockin | Management | Y | F | F |
| DAVE & BUSTER’S ENTERTAINMENT, INC. | PLAY | 238337109 | 17-Jun-2021 | Proposal 1.5 : Election of Director: Brian A. Jenkins | Management | Y | F | F |
| DAVE & BUSTER’S ENTERTAINMENT, INC. | PLAY | 238337109 | 17-Jun-2021 | Proposal 1.6 : Election of Director: Patricia H. Mueller | Management | Y | F | F |
| DAVE & BUSTER’S ENTERTAINMENT, INC. | PLAY | 238337109 | 17-Jun-2021 | Proposal 1.7 : Election of Director: Atish Shah | Management | Y | F | F |
| DAVE & BUSTER’S ENTERTAINMENT, INC. | PLAY | 238337109 | 17-Jun-2021 | Proposal 1.8 : Election of Director: Kevin M. Sheehan | Management | Y | F | F |
| DAVE & BUSTER’S ENTERTAINMENT, INC. | PLAY | 238337109 | 17-Jun-2021 | Proposal 1.9 : Election of Director: Jennifer Storms | Management | Y | F | F |
| DAVE & BUSTER’S ENTERTAINMENT, INC. | PLAY | 238337109 | 17-Jun-2021 | Proposal 3. : Advisory Approval of Executive Compensation. | Management | Y | F | F |
| POWER INTEGRATIONS, INC. | POWI | 739276103 | 21-May-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| POWER INTEGRATIONS, INC. | POWI | 739276103 | 21-May-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| POWER INTEGRATIONS, INC. | POWI | 739276103 | 21-May-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| POWER INTEGRATIONS, INC. | POWI | 739276103 | 21-May-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| POWER INTEGRATIONS, INC. | POWI | 739276103 | 21-May-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| POWER INTEGRATIONS, INC. | POWI | 739276103 | 21-May-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| POWER INTEGRATIONS, INC. | POWI | 739276103 | 21-May-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| POWER INTEGRATIONS, INC. | POWI | 739276103 | 21-May-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| POWER INTEGRATIONS, INC. | POWI | 739276103 | 21-May-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| POWER INTEGRATIONS, INC. | POWI | 739276103 | 21-May-2021 | Proposal 5. : To ratify the selection by the Audit Committee of the Board of Directors of Deloitte & Touche LLP as the independent registered public accounting firm of Power Integrations for the fiscal year ending December 31, 2021. | Management | Y | F | F |
| POWER INTEGRATIONS, INC. | POWI | 739276103 | 21-May-2021 | Proposal 4. : To approve the amendment and restatement of the Power Integrations, Inc. 1997 Employee Stock Purchase Plan, as described in the proxy statement. | Management | Y | F | F |
| POWER INTEGRATIONS, INC. | POWI | 739276103 | 21-May-2021 | Proposal 3. : To approve the amendment and restatement of the Power Integrations, Inc. 2016 Incentive Award Plan, as described in the proxy statement. | Management | Y | F | F |
| POWER INTEGRATIONS, INC. | POWI | 739276103 | 21-May-2021 | Proposal 2. : To approve, on an advisory basis, the compensation of Power Integrations’ named executive officers, as disclosed in the proxy statement. | Management | Y | F | F |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 26-May-2021 | Proposal 3. : Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditor for 2021. | Management | Y | F | F |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 26-May-2021 | Proposal 4. : Stockholder proposal - Stockholder right to act by written consent. | Shareholder | Y | F | A |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 26-May-2021 | Proposal 5. : Stockholder Proposal - Assessing Inclusion in the Workplace. | Shareholder | Y | F | A |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 26-May-2021 | Proposal 1A. : Election of Director: Rodney C. Adkins | Management | Y | F | F |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 26-May-2021 | Proposal 1B. : Election of Director: Jonathan Christodoro | Management | Y | F | F |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 26-May-2021 | Proposal 1C. : Election of Director: John J. Donahoe | Management | Y | F | F |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 26-May-2021 | Proposal 1D. : Election of Director: David W. Dorman | Management | Y | F | F |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 26-May-2021 | Proposal 1E. : Election of Director: Belinda J. Johnson | Management | Y | F | F |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 26-May-2021 | Proposal 1F. : Election of Director: Gail J. McGovern | Management | Y | F | F |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 26-May-2021 | Proposal 1G. : Election of Director: Deborah M. Messemer | Management | Y | F | F |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 26-May-2021 | Proposal 1H. : Election of Director: David M. Moffett | Management | Y | F | F |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 26-May-2021 | Proposal 1I. : Election of Director: Ann M. Sarnoff | Management | Y | F | F |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 26-May-2021 | Proposal 1J. : Election of Director: Daniel H. Schulman | Management | Y | F | F |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 26-May-2021 | Proposal 1K. : Election of Director: Frank D. Yeary | Management | Y | F | F |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 26-May-2021 | Proposal 2. : Advisory vote to approve named executive officer compensation. | Management | Y | N | A |
| Q2 HOLDINGS INC. | QTWO | 74736L109 | 08-Jun-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| Q2 HOLDINGS INC. | QTWO | 74736L109 | 08-Jun-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| Q2 HOLDINGS INC. | QTWO | 74736L109 | 08-Jun-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| Q2 HOLDINGS INC. | QTWO | 74736L109 | 08-Jun-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| Q2 HOLDINGS INC. | QTWO | 74736L109 | 08-Jun-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| Q2 HOLDINGS INC. | QTWO | 74736L109 | 08-Jun-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| Q2 HOLDINGS INC. | QTWO | 74736L109 | 08-Jun-2021 | Proposal 2. : To ratify the appointment of Ernst & Young, LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | Y | F | F |
| Q2 HOLDINGS INC. | QTWO | 74736L109 | 08-Jun-2021 | Proposal 3. : Advisory vote to approve the compensation of our named executive officers. | Management | Y | F | F |
| REPLIGEN CORPORATION | RGEN | 759916109 | 13-May-2021 | Proposal 2. : Ratification of the selection of Ernst & Young LLP as Repligen Corporation’s independent registered public accounting firm for fiscal year 2021. | Management | Y | F | F |
| REPLIGEN CORPORATION | RGEN | 759916109 | 13-May-2021 | Proposal 1A. : Election of Director: Tony J. Hunt | Management | Y | F | F |
| REPLIGEN CORPORATION | RGEN | 759916109 | 13-May-2021 | Proposal 1B. : Election of Director: Karen A. Dawes | Management | Y | F | F |
| REPLIGEN CORPORATION | RGEN | 759916109 | 13-May-2021 | Proposal 1C. : Election of Director: Nicolas M. Barthelemy | Management | Y | F | F |
| REPLIGEN CORPORATION | RGEN | 759916109 | 13-May-2021 | Proposal 1D. : Election of Director: Carrie Eglinton Manner | Management | Y | F | F |
| REPLIGEN CORPORATION | RGEN | 759916109 | 13-May-2021 | Proposal 1E. : Election of Director: Rohin Mhatre, Ph.D. | Management | Y | F | F |
| REPLIGEN CORPORATION | RGEN | 759916109 | 13-May-2021 | Proposal 1F. : Election of Director: Glenn P. Muir | Management | Y | F | F |
| REPLIGEN CORPORATION | RGEN | 759916109 | 13-May-2021 | Proposal 1G. : Election of Director: Thomas F. Ryan, Jr. | Management | Y | F | F |
| REPLIGEN CORPORATION | RGEN | 759916109 | 13-May-2021 | Proposal 3. : Advisory vote to approve the compensation paid to Repligen Corporation’s named executive officers. | Management | Y | F | F |
| RINGCENTRAL, INC. | RNG | 76680R206 | 04-Jun-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| RINGCENTRAL, INC. | RNG | 76680R206 | 04-Jun-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| RINGCENTRAL, INC. | RNG | 76680R206 | 04-Jun-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| RINGCENTRAL, INC. | RNG | 76680R206 | 04-Jun-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| RINGCENTRAL, INC. | RNG | 76680R206 | 04-Jun-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| RINGCENTRAL, INC. | RNG | 76680R206 | 04-Jun-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| RINGCENTRAL, INC. | RNG | 76680R206 | 04-Jun-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| RINGCENTRAL, INC. | RNG | 76680R206 | 04-Jun-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| RINGCENTRAL, INC. | RNG | 76680R206 | 04-Jun-2021 | Proposal 2. : Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | Y | F | F |
| RINGCENTRAL, INC. | RNG | 76680R206 | 04-Jun-2021 | Proposal 3. : To approve, on an advisory (non-binding) basis, the named executive officers’ compensation, as disclosed in the Proxy Statement. | Management | Y | F | F |
| REVANCE THERAPEUTICS, INC. | RVNC | 761330109 | 05-May-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| REVANCE THERAPEUTICS, INC. | RVNC | 761330109 | 05-May-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| REVANCE THERAPEUTICS, INC. | RVNC | 761330109 | 05-May-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| REVANCE THERAPEUTICS, INC. | RVNC | 761330109 | 05-May-2021 | Proposal 2. : Ratification of the selection of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | Y | F | F |
| REVANCE THERAPEUTICS, INC. | RVNC | 761330109 | 05-May-2021 | Proposal 4. : Approval of an amendment to the Company’s Amended and Restated Certificate of Incorporation to increase the number of authorized shares of common stock from 95,000,000 to 190,000,000 shares. | Management | Y | F | F |
| REVANCE THERAPEUTICS, INC. | RVNC | 761330109 | 05-May-2021 | Proposal 3. : Approval of, on an advisory basis, the compensation of the Company’s named executive officers as disclosed in the proxy statement. | Management | Y | F | F |
| SHOPIFY INC. | SHOP | 82509L107 | 26-May-2021 | Proposal 02 : Appointment of the Auditors Resolution approving the re-appointment of PricewaterhouseCoopers LLP as auditors of Shopify Inc. and authorizing the Board of Directors to fix their remuneration. | Management | Y | F | F |
| SHOPIFY INC. | SHOP | 82509L107 | 26-May-2021 | Proposal 04 : Approval of Long Term Incentive Plan Resolution approving the second amendment and restatement of Shopify Inc.’s Long Term Incentive Plan and approving all unallocated awards under the Long Term Incentive Plan, as amended, all as disclosed in the Management Information Circular for the Meeting. | Management | Y | F | F |
| SHOPIFY INC. | SHOP | 82509L107 | 26-May-2021 | Proposal 03 : Approval of Stock Option Plan Resolution approving the second amendment and restatement of Shopify Inc.’s Stock Option Plan and approving all unallocated options under the Stock Option Plan, as amended, all as disclosed in the Management Information Circular for the Meeting. | Management | Y | F | F |
| SHOPIFY INC. | SHOP | 82509L107 | 26-May-2021 | Proposal 1A : Election of Director: Tobias Lütke | Management | Y | F | F |
| SHOPIFY INC. | SHOP | 82509L107 | 26-May-2021 | Proposal 1B : Election of Director: Robert Ashe | Management | Y | F | F |
| SHOPIFY INC. | SHOP | 82509L107 | 26-May-2021 | Proposal 1C : Election of Director: Gail Goodman | Management | Y | F | F |
| SHOPIFY INC. | SHOP | 82509L107 | 26-May-2021 | Proposal 1D : Election of Director: Colleen Johnston | Management | Y | F | F |
| SHOPIFY INC. | SHOP | 82509L107 | 26-May-2021 | Proposal 1E : Election of Director: Jeremy Levine | Management | Y | F | F |
| SHOPIFY INC. | SHOP | 82509L107 | 26-May-2021 | Proposal 1F : Election of Director: John Phillips | Management | Y | F | F |
| SHOPIFY INC. | SHOP | 82509L107 | 26-May-2021 | Proposal 05 : Advisory Vote on Executive Compensation Non-binding advisory resolution that the shareholders accept Shopify Inc.’s approach to executive compensation as disclosed in the Management Information Circular for the Meeting. | Management | Y | F | F |
| SITIME CORPORATION | SITM | 82982T106 | 02-Jun-2021 | Proposal 2. : To ratify the appointment of BDO USA, LLP as SiTime’s independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | Y | F | F |
| SITIME CORPORATION | SITM | 82982T106 | 02-Jun-2021 | Proposal 1. : DIRECTOR | Management | Y | W | A |
| SITIME CORPORATION | SITM | 82982T106 | 02-Jun-2021 | Proposal 1. : DIRECTOR | Management | Y | W | A |
| SITIME CORPORATION | SITM | 82982T106 | 02-Jun-2021 | Proposal 1. : DIRECTOR | Management | Y | W | A |
| SILICON LABORATORIES INC. | SLAB | 826919102 | 22-Apr-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| SILICON LABORATORIES INC. | SLAB | 826919102 | 22-Apr-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| SILICON LABORATORIES INC. | SLAB | 826919102 | 22-Apr-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| SILICON LABORATORIES INC. | SLAB | 826919102 | 22-Apr-2021 | Proposal 2. : To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 1, 2022. | Management | Y | F | F |
| SILICON LABORATORIES INC. | SLAB | 826919102 | 22-Apr-2021 | Proposal 5. : To approve amendments to the 2009 Employee Stock Purchase Plan. | Management | Y | F | F |
| SILICON LABORATORIES INC. | SLAB | 826919102 | 22-Apr-2021 | Proposal 4. : To approve amendments to the 2009 Stock Incentive Plan. | Management | Y | F | F |
| SILICON LABORATORIES INC. | SLAB | 826919102 | 22-Apr-2021 | Proposal 3. : To vote on an advisory (non-binding) resolution to approve executive compensation. | Management | Y | F | F |
| STANLEY BLACK & DECKER, INC. | SWK | 854502101 | 10-May-2021 | Proposal 3. : To approve the selection of Ernst & Young LLP as the Company’s independent auditors for the Company’s 2021 fiscal year. | Management | Y | F | F |
| STANLEY BLACK & DECKER, INC. | SWK | 854502101 | 10-May-2021 | Proposal 5. : To consider a management proposal to amend the Certificate of Incorporation to eliminate supermajority vote provisions applicable to the Company under the Connecticut Business Corporation Act. | Management | Y | F | F |
| STANLEY BLACK & DECKER, INC. | SWK | 854502101 | 10-May-2021 | Proposal 6. : To consider a management proposal to amend the Certificate of Incorporation to eliminate supermajority vote provisions of capital stock related to approval of business combinations with interested shareholders and clarify when no shareholder vote is required. | Management | Y | F | F |
| STANLEY BLACK & DECKER, INC. | SWK | 854502101 | 10-May-2021 | Proposal 7. : To consider a management proposal to amend the Certificate of Incorporation to adopt a majority voting standard in an uncontested election of Directors. | Management | Y | F | F |
| STANLEY BLACK & DECKER, INC. | SWK | 854502101 | 10-May-2021 | Proposal 1A. : Election of Director: Andrea J. Ayers | Management | Y | F | F |
| STANLEY BLACK & DECKER, INC. | SWK | 854502101 | 10-May-2021 | Proposal 1B. : Election of Director: George W. Buckley | Management | Y | F | F |
| STANLEY BLACK & DECKER, INC. | SWK | 854502101 | 10-May-2021 | Proposal 1C. : Election of Director: Patrick D. Campbell | Management | Y | F | F |
| STANLEY BLACK & DECKER, INC. | SWK | 854502101 | 10-May-2021 | Proposal 1D. : Election of Director: Carlos M. Cardoso | Management | Y | F | F |
| STANLEY BLACK & DECKER, INC. | SWK | 854502101 | 10-May-2021 | Proposal 1E. : Election of Director: Robert B. Coutts | Management | Y | F | F |
| STANLEY BLACK & DECKER, INC. | SWK | 854502101 | 10-May-2021 | Proposal 1F. : Election of Director: Debra A. Crew | Management | Y | F | F |
| STANLEY BLACK & DECKER, INC. | SWK | 854502101 | 10-May-2021 | Proposal 1G. : Election of Director: Michael D. Hankin | Management | Y | F | F |
| STANLEY BLACK & DECKER, INC. | SWK | 854502101 | 10-May-2021 | Proposal 1H. : Election of Director: James M. Loree | Management | Y | F | F |
| STANLEY BLACK & DECKER, INC. | SWK | 854502101 | 10-May-2021 | Proposal 1I. : Election of Director: Jane M. Palmieri | Management | Y | F | F |
| STANLEY BLACK & DECKER, INC. | SWK | 854502101 | 10-May-2021 | Proposal 1J. : Election of Director: Mojdeh Poul | Management | Y | F | F |
| STANLEY BLACK & DECKER, INC. | SWK | 854502101 | 10-May-2021 | Proposal 1K. : Election of Director: Dmitri L. Stockton | Management | Y | F | F |
| STANLEY BLACK & DECKER, INC. | SWK | 854502101 | 10-May-2021 | Proposal 1L. : Election of Director: Irving Tan | Management | Y | F | F |
| STANLEY BLACK & DECKER, INC. | SWK | 854502101 | 10-May-2021 | Proposal 4. : To consider a management proposal to amend the Certificate of Incorporation to allow shareholders to act by written consent. | Management | Y | F | F |
| STANLEY BLACK & DECKER, INC. | SWK | 854502101 | 10-May-2021 | Proposal 2. : To approve, on an advisory basis, the compensation of the Company’s named executive officers. | Management | Y | F | F |
| SKYWORKS SOLUTIONS, INC. | SWKS | 83088M102 | 12-May-2021 | Proposal 2. : To ratify the selection by the Company’s Audit Committee of KPMG LLP as the independent registered public accounting firm for the Company for fiscal year 2021. | Management | Y | F | F |
| SKYWORKS SOLUTIONS, INC. | SWKS | 83088M102 | 12-May-2021 | Proposal 1a. : Election of Director: Alan S. Batey | Management | Y | F | F |
| SKYWORKS SOLUTIONS, INC. | SWKS | 83088M102 | 12-May-2021 | Proposal 1b. : Election of Director: Kevin L. Beebe | Management | Y | F | F |
| SKYWORKS SOLUTIONS, INC. | SWKS | 83088M102 | 12-May-2021 | Proposal 1c. : Election of Director: Timothy R. Furey | Management | Y | F | F |
| SKYWORKS SOLUTIONS, INC. | SWKS | 83088M102 | 12-May-2021 | Proposal 1d. : Election of Director: Liam K. Griffin | Management | Y | F | F |
| SKYWORKS SOLUTIONS, INC. | SWKS | 83088M102 | 12-May-2021 | Proposal 1e. : Election of Director: Christine King | Management | Y | F | F |
| SKYWORKS SOLUTIONS, INC. | SWKS | 83088M102 | 12-May-2021 | Proposal 1f. : Election of Director: David P. McGlade | Management | Y | F | F |
| SKYWORKS SOLUTIONS, INC. | SWKS | 83088M102 | 12-May-2021 | Proposal 1g. : Election of Director: Robert A. Schriesheim | Management | Y | F | F |
| SKYWORKS SOLUTIONS, INC. | SWKS | 83088M102 | 12-May-2021 | Proposal 1h. : Election of Director: Kimberly S. Stevenson | Management | Y | F | F |
| SKYWORKS SOLUTIONS, INC. | SWKS | 83088M102 | 12-May-2021 | Proposal 4. : To approve the Company’s Amended and Restated 2015 Long-Term Incentive Plan. | Management | Y | F | F |
| SKYWORKS SOLUTIONS, INC. | SWKS | 83088M102 | 12-May-2021 | Proposal 5. : To approve a stockholder proposal regarding supermajority voting provisions. | Shareholder | Y | F | A |
| SKYWORKS SOLUTIONS, INC. | SWKS | 83088M102 | 12-May-2021 | Proposal 3. : To approve, on an advisory basis, the compensation of the Company’s named executive officers, as described in the Company’s Proxy Statement. | Management | Y | F | F |
| TEMPUR SEALY INTERNATIONAL, INC. | TPX | 88023U101 | 06-May-2021 | Proposal 2. : RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2021. | Management | Y | F | F |
| TEMPUR SEALY INTERNATIONAL, INC. | TPX | 88023U101 | 06-May-2021 | Proposal 1A. : Election of Director: Evelyn S. Dilsaver | Management | Y | F | F |
| TEMPUR SEALY INTERNATIONAL, INC. | TPX | 88023U101 | 06-May-2021 | Proposal 1B. : Election of Director: Cathy R. Gates | Management | Y | F | F |
| TEMPUR SEALY INTERNATIONAL, INC. | TPX | 88023U101 | 06-May-2021 | Proposal 1C. : Election of Director: John A. Heil | Management | Y | F | F |
| TEMPUR SEALY INTERNATIONAL, INC. | TPX | 88023U101 | 06-May-2021 | Proposal 1D. : Election of Director: Jon L. Luther | Management | Y | F | F |
| TEMPUR SEALY INTERNATIONAL, INC. | TPX | 88023U101 | 06-May-2021 | Proposal 1E. : Election of Director: Richard W. Neu | Management | Y | F | F |
| TEMPUR SEALY INTERNATIONAL, INC. | TPX | 88023U101 | 06-May-2021 | Proposal 1F. : Election of Director: Scott L. Thompson | Management | Y | F | F |
| TEMPUR SEALY INTERNATIONAL, INC. | TPX | 88023U101 | 06-May-2021 | Proposal 1G. : Election of Director: Robert B. Trussell, Jr. | Management | Y | F | F |
| TEMPUR SEALY INTERNATIONAL, INC. | TPX | 88023U101 | 06-May-2021 | Proposal 3. : ADVISORY VOTE TO APPROVE THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | Y | F | F |
| TEMPUR SEALY INTERNATIONAL, INC. | TPX | 88023U101 | 06-May-2021 | Proposal 4. : APPROVAL OF AN AMENDMENT TO THE COMPANY’S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 300,000,000 TO 500,000,000. | Management | Y | N | A |
| TRADEWEB MARKETS INC | TW | 892672106 | 11-May-2021 | Proposal 4. : To determine, on an advisory basis, the frequency (whether annual, biennial or triennial) with which stockholders of the Company will participate in any advisory vote on executive compensation. | Management | Y | 1 | A |
| TRADEWEB MARKETS INC | TW | 892672106 | 11-May-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| TRADEWEB MARKETS INC | TW | 892672106 | 11-May-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| TRADEWEB MARKETS INC | TW | 892672106 | 11-May-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| TRADEWEB MARKETS INC | TW | 892672106 | 11-May-2021 | Proposal 2. : Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | Y | F | F |
| TRADEWEB MARKETS INC | TW | 892672106 | 11-May-2021 | Proposal 3. : To approve, on an advisory basis, the compensation of the Company’s named executive officers, as described in the 2021 Proxy Statement. | Management | Y | F | F |
| TWILIO INC. | TWLO | 90138F102 | 16-Jun-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| TWILIO INC. | TWLO | 90138F102 | 16-Jun-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| TWILIO INC. | TWLO | 90138F102 | 16-Jun-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| TWILIO INC. | TWLO | 90138F102 | 16-Jun-2021 | Proposal 2. : Ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | Y | F | F |
| TWILIO INC. | TWLO | 90138F102 | 16-Jun-2021 | Proposal 3. : Approval of, on a non-binding advisory basis, the compensation of the Company’s named executive officers. | Management | Y | N | A |
| ULTRA CLEAN HOLDINGS, INC. | UCTT | 90385V107 | 20-May-2021 | Proposal 2. : Ratification of the appointment of Moss Adams LLP as the independent registered public accounting firm of Ultra Clean Holdings, Inc. for fiscal 2021. | Management | Y | F | F |
| ULTRA CLEAN HOLDINGS, INC. | UCTT | 90385V107 | 20-May-2021 | Proposal 1A. : Election of Director: Clarence L. Granger | Management | Y | F | F |
| ULTRA CLEAN HOLDINGS, INC. | UCTT | 90385V107 | 20-May-2021 | Proposal 1B. : Election of Director: James P. Scholhamer | Management | Y | F | F |
| ULTRA CLEAN HOLDINGS, INC. | UCTT | 90385V107 | 20-May-2021 | Proposal 1C. : Election of Director: David T. ibnAle | Management | Y | F | F |
| ULTRA CLEAN HOLDINGS, INC. | UCTT | 90385V107 | 20-May-2021 | Proposal 1D. : Election of Director: Emily M. Liggett | Management | Y | F | F |
| ULTRA CLEAN HOLDINGS, INC. | UCTT | 90385V107 | 20-May-2021 | Proposal 1E. : Election of Director: Thomas T. Edman | Management | Y | F | F |
| ULTRA CLEAN HOLDINGS, INC. | UCTT | 90385V107 | 20-May-2021 | Proposal 1F. : Election of Director: Barbara V. Scherer | Management | Y | F | F |
| ULTRA CLEAN HOLDINGS, INC. | UCTT | 90385V107 | 20-May-2021 | Proposal 1G. : Election of Director: Ernest E. Maddock | Management | Y | F | F |
| ULTRA CLEAN HOLDINGS, INC. | UCTT | 90385V107 | 20-May-2021 | Proposal 1H. : Election of Director: Jacqueline A. Seto | Management | Y | F | F |
| ULTRA CLEAN HOLDINGS, INC. | UCTT | 90385V107 | 20-May-2021 | Proposal 3. : Approval, by an advisory vote, of the compensation of Ultra Clean Holdings, Inc.’s named executive officers for fiscal 2020 as disclosed in our proxy statement for the 2021 Annual Meeting of Stockholders. | Management | Y | F | F |
| VEEVA SYSTEMS INC. | VEEV | 922475108 | 23-Jun-2021 | Proposal 4. : To hold an advisory (non-binding) vote on the frequency of future shareholder advisory votes to approve named executive officer compensation. | Management | Y | 1 | A |
| VEEVA SYSTEMS INC. | VEEV | 922475108 | 23-Jun-2021 | Proposal 2. : To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2022. | Management | Y | F | F |
| VEEVA SYSTEMS INC. | VEEV | 922475108 | 23-Jun-2021 | Proposal 1A. : Election of Director to serve until the 2022 annual meeting: Mark Carges | Management | Y | F | F |
| VEEVA SYSTEMS INC. | VEEV | 922475108 | 23-Jun-2021 | Proposal 1C. : Election of Director to serve until the 2022 annual meeting: Ronald E.F. Codd | Management | Y | F | F |
| VEEVA SYSTEMS INC. | VEEV | 922475108 | 23-Jun-2021 | Proposal 1D. : Election of Director to serve until the 2022 annual meeting: Peter P. Gassner | Management | Y | F | F |
| VEEVA SYSTEMS INC. | VEEV | 922475108 | 23-Jun-2021 | Proposal 1E. : Election of Director to serve until the 2022 annual meeting: Mary Lynne Hedley | Management | Y | F | F |
| VEEVA SYSTEMS INC. | VEEV | 922475108 | 23-Jun-2021 | Proposal 1F. : Election of Director to serve until the 2022 annual meeting: Gordon Ritter | Management | Y | F | F |
| VEEVA SYSTEMS INC. | VEEV | 922475108 | 23-Jun-2021 | Proposal 1G. : Election of Director to serve until the 2022 annual meeting: Paul Sekhri | Management | Y | F | F |
| VEEVA SYSTEMS INC. | VEEV | 922475108 | 23-Jun-2021 | Proposal 1H. : Election of Director to serve until the 2022 annual meeting: Matthew J. Wallach | Management | Y | F | F |
| VEEVA SYSTEMS INC. | VEEV | 922475108 | 23-Jun-2021 | Proposal 1B. : Election of Director to serve until the 2022 annual meeting: Paul E. Chamberlain | Management | Y | F | F |
| VEEVA SYSTEMS INC. | VEEV | 922475108 | 23-Jun-2021 | Proposal 5. : To amend and restate our Restated Certificate of Incorporation to permit shareholders to call special meetings as specified in our amended and restated bylaws, which would allow shareholders holding 25% or more of the voting power of our capital stock for at least one year to call special meetings. | Management | Y | F | F |
| VEEVA SYSTEMS INC. | VEEV | 922475108 | 23-Jun-2021 | Proposal 3. : To hold an advisory (non-binding) vote to approve named executive officer compensation. | Management | Y | F | F |
| VEEVA SYSTEMS INC. | VEEV | 922475108 | 23-Jun-2021 | Proposal 6. : To consider and vote upon a shareholder proposal, if properly presented, to enable shareholders holding 15% or more of our common stock to call special meetings. | Shareholder | Y | N | F |
| VERITONE, INC. | VERI | 92347M100 | 24-Jun-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| VERITONE, INC. | VERI | 92347M100 | 24-Jun-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| VERITONE, INC. | VERI | 92347M100 | 24-Jun-2021 | Proposal 2. : Ratification of appointment of Grant Thornton LLP as Veritone, Inc.’s independent registered public accounting firm for the year ending December 31, 2021. | Management | Y | F | F |
| WILLIAMS-SONOMA, INC. | WSM | 969904101 | 02-Jun-2021 | Proposal 4. : Ratification of the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2022. | Management | Y | F | F |
| WILLIAMS-SONOMA, INC. | WSM | 969904101 | 02-Jun-2021 | Proposal 1.1 : Election of Director: Laura Alber | Management | Y | F | F |
| WILLIAMS-SONOMA, INC. | WSM | 969904101 | 02-Jun-2021 | Proposal 1.2 : Election of Director: Esi Eggleston Bracey | Management | Y | F | F |
| WILLIAMS-SONOMA, INC. | WSM | 969904101 | 02-Jun-2021 | Proposal 1.3 : Election of Director: Scott Dahnke, Chair | Management | Y | F | F |
| WILLIAMS-SONOMA, INC. | WSM | 969904101 | 02-Jun-2021 | Proposal 1.4 : Election of Director: Anne Mulcahy | Management | Y | F | F |
| WILLIAMS-SONOMA, INC. | WSM | 969904101 | 02-Jun-2021 | Proposal 1.5 : Election of Director: William Ready | Management | Y | F | F |
| WILLIAMS-SONOMA, INC. | WSM | 969904101 | 02-Jun-2021 | Proposal 1.6 : Election of Director: Sabrina Simmons | Management | Y | F | F |
| WILLIAMS-SONOMA, INC. | WSM | 969904101 | 02-Jun-2021 | Proposal 1.7 : Election of Director: Frits van Paasschen | Management | Y | F | F |
| WILLIAMS-SONOMA, INC. | WSM | 969904101 | 02-Jun-2021 | Proposal 2. : The amendment of our 2001 Long-Term Incentive Plan. | Management | Y | F | F |
| WILLIAMS-SONOMA, INC. | WSM | 969904101 | 02-Jun-2021 | Proposal 3. : An advisory vote to approve executive compensation. | Management | Y | F | F |
| ZOOM VIDEO COMMUNICATIONS, INC. | ZM | 98980L101 | 17-Jun-2021 | Proposal 4. : To approve, on an advisory non-binding basis, the frequency of future advisory non-binding votes on the compensation of our named executive officers. | Management | Y | 1 | F |
| ZOOM VIDEO COMMUNICATIONS, INC. | ZM | 98980L101 | 17-Jun-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| ZOOM VIDEO COMMUNICATIONS, INC. | ZM | 98980L101 | 17-Jun-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| ZOOM VIDEO COMMUNICATIONS, INC. | ZM | 98980L101 | 17-Jun-2021 | Proposal 1. : DIRECTOR | Management | Y | F | F |
| ZOOM VIDEO COMMUNICATIONS, INC. | ZM | 98980L101 | 17-Jun-2021 | Proposal 2. : Ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending January 31, 2022. | Management | Y | F | F |
| ZOOM VIDEO COMMUNICATIONS, INC. | ZM | 98980L101 | 17-Jun-2021 | Proposal 3. : To approve, on an advisory non-binding basis, the compensation of our named executive officers as disclosed in our proxy statement. | Management | Y | F | F |
================ ADVISORSHARES DORSEY WRIGHT ALPHA EQUAL WEIGHT ETF ================
| Institutional Account Name | | Company Name | | Ticker | | Primary CUSIP | | Meeting Date | | Proposal Text | | Proponent | | Voted | | Management Recommendation | | Vote Instruction |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Helen of Troy Limited | | HELE | | G4388N106 | | 08/26/2020 | | Elect Director Gary B. Abromovitz | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Helen of Troy Limited | | HELE | | G4388N106 | | 08/26/2020 | | Elect Director Krista L. Berry | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Helen of Troy Limited | | HELE | | G4388N106 | | 08/26/2020 | | Elect Director Vincent D. Carson | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Helen of Troy Limited | | HELE | | G4388N106 | | 08/26/2020 | | Elect Director Thurman K. Case | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Helen of Troy Limited | | HELE | | G4388N106 | | 08/26/2020 | | Elect Director Timothy F. Meeker | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Helen of Troy Limited | | HELE | | G4388N106 | | 08/26/2020 | | Elect Director Julien R. Mininberg | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Helen of Troy Limited | | HELE | | G4388N106 | | 08/26/2020 | | Elect Director Beryl B. Raff | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Helen of Troy Limited | | HELE | | G4388N106 | | 08/26/2020 | | Elect Director Darren G. Woody | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Helen of Troy Limited | | HELE | | G4388N106 | | 08/26/2020 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Helen of Troy Limited | | HELE | | G4388N106 | | 08/26/2020 | | Approve Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | NIKE, Inc. | | NKE | | 654106103 | | 09/17/2020 | | Elect Director Alan B. Graf, Jr. | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | NIKE, Inc. | | NKE | | 654106103 | | 09/17/2020 | | Elect Director Peter B. Henry | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | NIKE, Inc. | | NKE | | 654106103 | | 09/17/2020 | | Elect Director Michelle A. Peluso | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | NIKE, Inc. | | NKE | | 654106103 | | 09/17/2020 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | Against |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | NIKE, Inc. | | NKE | | 654106103 | | 09/17/2020 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | NIKE, Inc. | | NKE | | 654106103 | | 09/17/2020 | | Amend Omnibus Stock Plan | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | NIKE, Inc. | | NKE | | 654106103 | | 09/17/2020 | | Report on Political Contributions Disclosure | | Share Holder | | Yes | | Against | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Liberty Broadband Corporation | | LBRDK | | 530307305 | | 12/15/2020 | | Approve Merger Agreement | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Liberty Broadband Corporation | | LBRDK | | 530307305 | | 12/15/2020 | | Issue Shares in Connection with Merger | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Liberty Broadband Corporation | | LBRDK | | 530307305 | | 12/15/2020 | | Adjourn Meeting | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | The Trade Desk, Inc. | | TTD | | 88339J105 | | 12/22/2020 | | Change the Conditions for the Conversion of All Outstanding Shares of Class B Common Stock Into Class A Common Stock | | Management | | Yes | | For | | Against |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | The Trade Desk, Inc. | | TTD | | 88339J105 | | 12/22/2020 | | Provide Right to Act by Written Consent | | Management | | Yes | | For | | Against |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | The Trade Desk, Inc. | | TTD | | 88339J105 | | 12/22/2020 | | Provide Right to Call Special Meeting | | Management | | Yes | | For | | Against |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | The Trade Desk, Inc. | | TTD | | 88339J105 | | 12/22/2020 | | Provide that Class A Common Stock Will Be Entitled to Elect One Director if the Total Number of Directors is Eight or Fewer or Two Directors if the Total Number of Directors is Nine or Greater | | Management | | Yes | | For | | Against |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | The Trade Desk, Inc. | | TTD | | 88339J105 | | 12/22/2020 | | Approve New Bylaws | | Management | | Yes | | For | | Against |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | The Trade Desk, Inc. | | TTD | | 88339J105 | | 12/22/2020 | | Adjourn Meeting | | Management | | Yes | | For | | Against |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Apple Inc. | | AAPL | | 037833100 | | 02/23/2021 | | Elect Director James Bell | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Apple Inc. | | AAPL | | 037833100 | | 02/23/2021 | | Elect Director Tim Cook | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Apple Inc. | | AAPL | | 037833100 | | 02/23/2021 | | Elect Director Al Gore | | Management | �� | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Apple Inc. | | AAPL | | 037833100 | | 02/23/2021 | | Elect Director Andrea Jung | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Apple Inc. | | AAPL | | 037833100 | | 02/23/2021 | | Elect Director Art Levinson | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Apple Inc. | | AAPL | | 037833100 | | 02/23/2021 | | Elect Director Monica Lozano | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Apple Inc. | | AAPL | | 037833100 | | 02/23/2021 | | Elect Director Ron Sugar | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Apple Inc. | | AAPL | | 037833100 | | 02/23/2021 | | Elect Director Sue Wagner | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Apple Inc. | | AAPL | | 037833100 | | 02/23/2021 | | Ratify Ernst & Young LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Apple Inc. | | AAPL | | 037833100 | | 02/23/2021 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Apple Inc. | | AAPL | | 037833100 | | 02/23/2021 | | Proxy Access Amendments | | Share Holder | | Yes | | Against | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Apple Inc. | | AAPL | | 037833100 | | 02/23/2021 | | Improve Principles of Executive Compensation Program | | Share Holder | | Yes | | Against | | Against |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | TransDigm Group Incorporated | | TDG | | 893641100 | | 03/18/2021 | | Elect Director David Barr | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | TransDigm Group Incorporated | | TDG | | 893641100 | | 03/18/2021 | | Elect Director Mervin Dunn | | Management | | Yes | | For | | Withhold |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | TransDigm Group Incorporated | | TDG | | 893641100 | | 03/18/2021 | | Elect Director Michael S. Graff | | Management | | Yes | | For | | Withhold |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | TransDigm Group Incorporated | | TDG | | 893641100 | | 03/18/2021 | | Elect Director Sean P. Hennessy | | Management | | Yes | | For | | Withhold |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | TransDigm Group Incorporated | | TDG | | 893641100 | | 03/18/2021 | | Elect Director W. Nicholas Howley | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | TransDigm Group Incorporated | | TDG | | 893641100 | | 03/18/2021 | | Elect Director Raymond F. Laubenthal | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | TransDigm Group Incorporated | | TDG | | 893641100 | | 03/18/2021 | | Elect Director Gary E. McCullough | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | TransDigm Group Incorporated | | TDG | | 893641100 | | 03/18/2021 | | Elect Director Michele Santana | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | TransDigm Group Incorporated | | TDG | | 893641100 | | 03/18/2021 | | Elect Director Robert J. Small | | Management | | Yes | | For | | Withhold |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | TransDigm Group Incorporated | | TDG | | 893641100 | | 03/18/2021 | | Elect Director John Staer | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | TransDigm Group Incorporated | | TDG | | 893641100 | | 03/18/2021 | | Elect Director Kevin Stein | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | TransDigm Group Incorporated | | TDG | | 893641100 | | 03/18/2021 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | Against |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | TransDigm Group Incorporated | | TDG | | 893641100 | | 03/18/2021 | | Ratify Ernst & Young LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | HEICO Corporation | | HEI | | 422806109 | | 03/19/2021 | | Elect Director Thomas M. Culligan | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | HEICO Corporation | | HEI | | 422806109 | | 03/19/2021 | | Elect Director Adolfo Henriques | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | HEICO Corporation | | HEI | | 422806109 | | 03/19/2021 | | Elect Director Mark H. Hildebrandt | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | HEICO Corporation | | HEI | | 422806109 | | 03/19/2021 | | Elect Director Eric A. Mendelson | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | HEICO Corporation | | HEI | | 422806109 | | 03/19/2021 | | Elect Director Laurans A. Mendelson | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | HEICO Corporation | | HEI | | 422806109 | | 03/19/2021 | | Elect Director Victor H. Mendelson | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | HEICO Corporation | | HEI | | 422806109 | | 03/19/2021 | | Elect Director Julie Neitzel | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | HEICO Corporation | | HEI | | 422806109 | | 03/19/2021 | | Elect Director Alan Schriesheim | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | HEICO Corporation | | HEI | | 422806109 | | 03/19/2021 | | Elect Director Frank J. Schwitter | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | HEICO Corporation | | HEI | | 422806109 | | 03/19/2021 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | HEICO Corporation | | HEI | | 422806109 | | 03/19/2021 | | Ratify Deloitte & Touche LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Broadcom Inc. | | AVGO | | 11135F101 | | 04/05/2021 | | Elect Director Diane M. Bryant | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Broadcom Inc. | | AVGO | | 11135F101 | | 04/05/2021 | | Elect Director Gayla J. Delly | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Broadcom Inc. | | AVGO | | 11135F101 | | 04/05/2021 | | Elect Director Raul J. Fernandez | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Broadcom Inc. | | AVGO | | 11135F101 | | 04/05/2021 | | Elect Director Eddy W. Hartenstein | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Broadcom Inc. | | AVGO | | 11135F101 | | 04/05/2021 | | Elect Director Check Kian Low | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Broadcom Inc. | | AVGO | | 11135F101 | | 04/05/2021 | | Elect Director Justine F. Page | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Broadcom Inc. | | AVGO | | 11135F101 | | 04/05/2021 | | Elect Director Henry Samueli | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Broadcom Inc. | | AVGO | | 11135F101 | | 04/05/2021 | | Elect Director Hock E. Tan | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Broadcom Inc. | | AVGO | | 11135F101 | | 04/05/2021 | | Elect Director Harry L. You | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Broadcom Inc. | | AVGO | | 11135F101 | | 04/05/2021 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Broadcom Inc. | | AVGO | | 11135F101 | | 04/05/2021 | | Amend Omnibus Stock Plan | | Management | | Yes | | For | | Against |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Broadcom Inc. | | AVGO | | 11135F101 | | 04/05/2021 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Advanced Micro Devices, Inc. | | AMD | | 007903107 | | 04/07/2021 | | Issue Shares in Connection with Merger | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Advanced Micro Devices, Inc. | | AMD | | 007903107 | | 04/07/2021 | | Adjourn Meeting | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | DraftKings Inc. | | DKNG | | 26142R104 | | 04/28/2021 | | Elect Director Jason D. Robins | | Management | | Yes | | For | | Withhold |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | DraftKings Inc. | | DKNG | | 26142R104 | | 04/28/2021 | | Elect Director Harry Evans Sloan | | Management | | Yes | | For | | Withhold |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | DraftKings Inc. | | DKNG | | 26142R104 | | 04/28/2021 | | Elect Director Matthew Kalish | | Management | | Yes | | For | | Withhold |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | DraftKings Inc. | | DKNG | | 26142R104 | | 04/28/2021 | | Elect Director Paul Liberman | | Management | | Yes | | For | | Withhold |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | DraftKings Inc. | | DKNG | | 26142R104 | | 04/28/2021 | | Elect Director Woodrow H. Levin | | Management | | Yes | | For | | Withhold |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | DraftKings Inc. | | DKNG | | 26142R104 | | 04/28/2021 | | Elect Director Shalom Meckenzie | | Management | | Yes | | For | | Withhold |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | DraftKings Inc. | | DKNG | | 26142R104 | | 04/28/2021 | | Elect Director Jocelyn Moore | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | DraftKings Inc. | | DKNG | | 26142R104 | | 04/28/2021 | | Elect Director Ryan R. Moore | | Management | | Yes | | For | | Withhold |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | DraftKings Inc. | | DKNG | | 26142R104 | | 04/28/2021 | | Elect Director Valerie Mosley | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | DraftKings Inc. | | DKNG | | 26142R104 | | 04/28/2021 | | Elect Director Steven J. Murray | | Management | | Yes | | For | | Withhold |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | DraftKings Inc. | | DKNG | | 26142R104 | | 04/28/2021 | | Elect Director Hany M. Nada | | Management | | Yes | | For | | Withhold |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | DraftKings Inc. | | DKNG | | 26142R104 | | 04/28/2021 | | Elect Director John S. Salter | | Management | | Yes | | For | | Withhold |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | DraftKings Inc. | | DKNG | | 26142R104 | | 04/28/2021 | | Elect Director Marni M. Walden | | Management | | Yes | | For | | Withhold |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | DraftKings Inc. | | DKNG | | 26142R104 | | 04/28/2021 | | Ratify BDO USA, LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | DraftKings Inc. | | DKNG | | 26142R104 | | 04/28/2021 | | Advisory Vote on Say on Pay Frequency | | Management | | Yes | | One Year | | One Year |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | DraftKings Inc. | | DKNG | | 26142R104 | | 04/28/2021 | | Other Business | | Management | | Yes | | For | | Against |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Carvana Co. | | CVNA | | 146869102 | | 05/03/2021 | | Elect Director Ernest Garcia, III | | Management | | Yes | | For | | Withhold |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Carvana Co. | | CVNA | | 146869102 | | 05/03/2021 | | Elect Director Ira Platt | | Management | | Yes | | For | | Withhold |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Carvana Co. | | CVNA | | 146869102 | | 05/03/2021 | | Approve Qualified Employee Stock Purchase Plan | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Carvana Co. | | CVNA | | 146869102 | | 05/03/2021 | | Ratify Grant Thornton LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Carvana Co. | | CVNA | | 146869102 | | 05/03/2021 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | TopBuild Corp. | | BLD | | 89055F103 | | 05/03/2021 | | Elect Director Alec C. Covington | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | TopBuild Corp. | | BLD | | 89055F103 | | 05/03/2021 | | Elect Director Robert Buck | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | TopBuild Corp. | | BLD | | 89055F103 | | 05/03/2021 | | Elect Director Carl T. Camden | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | TopBuild Corp. | | BLD | | 89055F103 | | 05/03/2021 | | Elect Director Joseph S. Cantie | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | TopBuild Corp. | | BLD | | 89055F103 | | 05/03/2021 | | Elect Director Tina M. Donikowski | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | TopBuild Corp. | | BLD | | 89055F103 | | 05/03/2021 | | Elect Director Mark A. Petrarca | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | TopBuild Corp. | | BLD | | 89055F103 | | 05/03/2021 | | Elect Director Nancy M. Taylor | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | TopBuild Corp. | | BLD | | 89055F103 | | 05/03/2021 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | TopBuild Corp. | | BLD | | 89055F103 | | 05/03/2021 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | MGM Resorts International | | MGM | | 552953101 | | 05/05/2021 | | Elect Director Barry Diller | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | MGM Resorts International | | MGM | | 552953101 | | 05/05/2021 | | Elect Director William W. Grounds | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | MGM Resorts International | | MGM | | 552953101 | | 05/05/2021 | | Elect Director Alexis M. Herman | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | MGM Resorts International | | MGM | | 552953101 | | 05/05/2021 | | Elect Director William J. Hornbuckle | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | MGM Resorts International | | MGM | | 552953101 | | 05/05/2021 | | Elect Director Mary Chris Jammet | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | MGM Resorts International | | MGM | | 552953101 | | 05/05/2021 | | Elect Director John Kilroy | | Management | | Yes | | For | | Against |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | MGM Resorts International | | MGM | | 552953101 | | 05/05/2021 | | Elect Director Joey Levin | | Management | | Yes | | For | | Against |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | MGM Resorts International | | MGM | | 552953101 | | 05/05/2021 | | Elect Director Rose McKinney-James | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | MGM Resorts International | | MGM | | 552953101 | | 05/05/2021 | | Elect Director Keith A. Meister | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | MGM Resorts International | | MGM | | 552953101 | | 05/05/2021 | | Elect Director Paul Salem | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | MGM Resorts International | | MGM | | 552953101 | | 05/05/2021 | | Elect Director Gregory M. Spierkel | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | MGM Resorts International | | MGM | | 552953101 | | 05/05/2021 | | Elect Director Jan G. Swartz | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | MGM Resorts International | | MGM | | 552953101 | | 05/05/2021 | | Elect Director Daniel J. Taylor | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | MGM Resorts International | | MGM | | 552953101 | | 05/05/2021 | | Ratify Deloitte & Touche LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | MGM Resorts International | | MGM | | 552953101 | | 05/05/2021 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | MGM Resorts International | | MGM | | 552953101 | | 05/05/2021 | | Authorize New Class of Preferred Stock | | Management | | Yes | | For | | Against |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | NVR, Inc. | | NVR | | 62944T105 | | 05/05/2021 | | Elect Director Dwight C. Schar | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | NVR, Inc. | | NVR | | 62944T105 | | 05/05/2021 | | Elect Director C. E. Andrews | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | NVR, Inc. | | NVR | | 62944T105 | | 05/05/2021 | | Elect Director Sallie B. Bailey | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | NVR, Inc. | | NVR | | 62944T105 | | 05/05/2021 | | Elect Director Thomas D. Eckert | | Management | | Yes | | For | | Against |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | NVR, Inc. | | NVR | | 62944T105 | | 05/05/2021 | | Elect Director Alfred E. Festa | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | NVR, Inc. | | NVR | | 62944T105 | | 05/05/2021 | | Elect Director Manuel H. Johnson | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | NVR, Inc. | | NVR | | 62944T105 | | 05/05/2021 | | Elect Director Alexandra A. Jung | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | NVR, Inc. | | NVR | | 62944T105 | | 05/05/2021 | | Elect Director Mel Martinez | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | NVR, Inc. | | NVR | | 62944T105 | | 05/05/2021 | | Elect Director William A. Moran | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | NVR, Inc. | | NVR | | 62944T105 | | 05/05/2021 | | Elect Director David A. Preiser | | Management | | Yes | | For | | Against |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | NVR, Inc. | | NVR | | 62944T105 | | 05/05/2021 | | Elect Director W. Grady Rosier | | Management | | Yes | | For | | Against |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | NVR, Inc. | | NVR | | 62944T105 | | 05/05/2021 | | Elect Director Susan Williamson Ross | | Management | | Yes | | For | | Against |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | NVR, Inc. | | NVR | | 62944T105 | | 05/05/2021 | | Ratify KPMG LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | NVR, Inc. | | NVR | | 62944T105 | | 05/05/2021 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Cadence Design Systems, Inc. | | CDNS | | 127387108 | | 05/06/2021 | | Elect Director Mark W. Adams | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Cadence Design Systems, Inc. | | CDNS | | 127387108 | | 05/06/2021 | | Elect Director Ita Brennan | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Cadence Design Systems, Inc. | | CDNS | | 127387108 | | 05/06/2021 | | Elect Director Lewis Chew | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Cadence Design Systems, Inc. | | CDNS | | 127387108 | | 05/06/2021 | | Elect Director Julia Liuson | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Cadence Design Systems, Inc. | | CDNS | | 127387108 | | 05/06/2021 | | Elect Director James D. Plummer | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Cadence Design Systems, Inc. | | CDNS | | 127387108 | | 05/06/2021 | | Elect Director Alberto Sangiovanni-Vincentelli | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Cadence Design Systems, Inc. | | CDNS | | 127387108 | | 05/06/2021 | | Elect Director John B. Shoven | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Cadence Design Systems, Inc. | | CDNS | | 127387108 | | 05/06/2021 | | Elect Director Young K. Sohn | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Cadence Design Systems, Inc. | | CDNS | | 127387108 | | 05/06/2021 | | Elect Director Lip-Bu Tan | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Cadence Design Systems, Inc. | | CDNS | | 127387108 | | 05/06/2021 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Cadence Design Systems, Inc. | | CDNS | | 127387108 | | 05/06/2021 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Cadence Design Systems, Inc. | | CDNS | | 127387108 | | 05/06/2021 | | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | | Share Holder | | Yes | | Against | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Tempur Sealy International, Inc. | | TPX | | 88023U101 | | 05/06/2021 | | Elect Director Evelyn S. Dilsaver | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Tempur Sealy International, Inc. | | TPX | | 88023U101 | | 05/06/2021 | | Elect Director Cathy R. Gates | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Tempur Sealy International, Inc. | | TPX | | 88023U101 | | 05/06/2021 | | Elect Director John A. Heil | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Tempur Sealy International, Inc. | | TPX | | 88023U101 | | 05/06/2021 | | Elect Director Jon L. Luther | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Tempur Sealy International, Inc. | | TPX | | 88023U101 | | 05/06/2021 | | Elect Director Richard W. Neu | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Tempur Sealy International, Inc. | | TPX | | 88023U101 | | 05/06/2021 | | Elect Director Scott L. Thompson | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Tempur Sealy International, Inc. | | TPX | | 88023U101 | | 05/06/2021 | | Elect Director Robert B. Trussell, Jr. | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Tempur Sealy International, Inc. | | TPX | | 88023U101 | | 05/06/2021 | | Ratify Ernst & Young LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Tempur Sealy International, Inc. | | TPX | | 88023U101 | | 05/06/2021 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Tempur Sealy International, Inc. | | TPX | | 88023U101 | | 05/06/2021 | | Increase Authorized Common Stock | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Five9, Inc. | | FIVN | | 338307101 | | 05/12/2021 | | Elect Director Michael Burdiek | | Management | | Yes | | For | | Withhold |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Five9, Inc. | | FIVN | | 338307101 | | 05/12/2021 | | Elect Director David DeWalt | | Management | | Yes | | For | | Withhold |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Five9, Inc. | | FIVN | | 338307101 | | 05/12/2021 | | Elect Director Susan Barsamian | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Five9, Inc. | | FIVN | | 338307101 | | 05/12/2021 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Five9, Inc. | | FIVN | | 338307101 | | 05/12/2021 | | Ratify KPMG LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | ANSYS, Inc. | | ANSS | | 03662Q105 | | 05/14/2021 | | Elect Director Jim Frankola | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | ANSYS, Inc. | | ANSS | | 03662Q105 | | 05/14/2021 | | Elect Director Alec D. Gallimore | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | ANSYS, Inc. | | ANSS | | 03662Q105 | | 05/14/2021 | | Elect Director Ronald W. Hovsepian | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | ANSYS, Inc. | | ANSS | | 03662Q105 | | 05/14/2021 | | Ratify Deloitte & Touche LLP as Auditor | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | ANSYS, Inc. | | ANSS | | 03662Q105 | | 05/14/2021 | | Approve Omnibus Stock Plan | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | ANSYS, Inc. | | ANSS | | 03662Q105 | | 05/14/2021 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | ANSYS, Inc. | | ANSS | | 03662Q105 | | 05/14/2021 | | Adopt Simple Majority Vote | | Share Holder | | Yes | | Against | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Baker Hughes Company | | BKR | | 05722G100 | | 05/14/2021 | | Elect Director W. Geoffrey Beattie | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Baker Hughes Company | | BKR | | 05722G100 | | 05/14/2021 | | Elect Director Gregory D. Brenneman | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Baker Hughes Company | | BKR | | 05722G100 | | 05/14/2021 | | Elect Director Cynthia B. Carroll | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Baker Hughes Company | | BKR | | 05722G100 | | 05/14/2021 | | Elect Director Clarence P. Cazalot, Jr. | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Baker Hughes Company | | BKR | | 05722G100 | | 05/14/2021 | | Elect Director Nelda J. Connors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Baker Hughes Company | | BKR | | 05722G100 | | 05/14/2021 | | Elect Director Gregory L. Ebel | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Baker Hughes Company | | BKR | | 05722G100 | | 05/14/2021 | | Elect Director Lynn L. Elsenhans | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Baker Hughes Company | | BKR | | 05722G100 | | 05/14/2021 | | Elect Director John G. Rice | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Baker Hughes Company | | BKR | | 05722G100 | | 05/14/2021 | | Elect Director Lorenzo Simonelli | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Baker Hughes Company | | BKR | | 05722G100 | | 05/14/2021 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Baker Hughes Company | | BKR | | 05722G100 | | 05/14/2021 | | Ratify KPMG LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Baker Hughes Company | | BKR | | 05722G100 | | 05/14/2021 | | Amend Nonqualified Employee Stock Purchase Plan | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Baker Hughes Company | | BKR | | 05722G100 | | 05/14/2021 | | Approve Omnibus Stock Plan | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Chipotle Mexican Grill, Inc. | | CMG | | 169656105 | | 05/18/2021 | | Elect Director Albert S. Baldocchi | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Chipotle Mexican Grill, Inc. | | CMG | | 169656105 | | 05/18/2021 | | Elect Director Matthew A. Carey | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Chipotle Mexican Grill, Inc. | | CMG | | 169656105 | | 05/18/2021 | | Elect Director Gregg L. Engles | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Chipotle Mexican Grill, Inc. | | CMG | | 169656105 | | 05/18/2021 | | Elect Director Patricia Fili-Krushel | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Chipotle Mexican Grill, Inc. | | CMG | | 169656105 | | 05/18/2021 | | Elect Director Neil W. Flanzraich | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Chipotle Mexican Grill, Inc. | | CMG | | 169656105 | | 05/18/2021 | | Elect Director Mauricio Gutierrez | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Chipotle Mexican Grill, Inc. | | CMG | | 169656105 | | 05/18/2021 | | Elect Director Robin Hickenlooper | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Chipotle Mexican Grill, Inc. | | CMG | | 169656105 | | 05/18/2021 | | Elect Director Scott Maw | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Chipotle Mexican Grill, Inc. | | CMG | | 169656105 | | 05/18/2021 | | Elect Director Ali Namvar | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Chipotle Mexican Grill, Inc. | | CMG | | 169656105 | | 05/18/2021 | | Elect Director Brian Niccol | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Chipotle Mexican Grill, Inc. | | CMG | | 169656105 | | 05/18/2021 | | Elect Director Mary Winston | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Chipotle Mexican Grill, Inc. | | CMG | | 169656105 | | 05/18/2021 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | Against |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Chipotle Mexican Grill, Inc. | | CMG | | 169656105 | | 05/18/2021 | | Ratify Ernst & Young LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Chipotle Mexican Grill, Inc. | | CMG | | 169656105 | | 05/18/2021 | | Provide Right to Act by Written Consent | | Share Holder | | Yes | | Against | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Advanced Micro Devices, Inc. | | AMD | | 007903107 | | 05/19/2021 | | Elect Director John E. Caldwell | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Advanced Micro Devices, Inc. | | AMD | | 007903107 | | 05/19/2021 | | Elect Director Nora M. Denzel | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Advanced Micro Devices, Inc. | | AMD | | 007903107 | | 05/19/2021 | | Elect Director Mark Durcan | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Advanced Micro Devices, Inc. | | AMD | | 007903107 | | 05/19/2021 | | Elect Director Michael P. Gregoire | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Advanced Micro Devices, Inc. | | AMD | | 007903107 | | 05/19/2021 | | Elect Director Joseph A. Householder | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Advanced Micro Devices, Inc. | | AMD | | 007903107 | | 05/19/2021 | | Elect Director John W. Marren | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Advanced Micro Devices, Inc. | | AMD | | 007903107 | | 05/19/2021 | | Elect Director Lisa T. Su | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Advanced Micro Devices, Inc. | | AMD | | 007903107 | | 05/19/2021 | | Elect Director Abhi Y. Talwalkar | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Advanced Micro Devices, Inc. | | AMD | | 007903107 | | 05/19/2021 | | Ratify Ernst & Young LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Advanced Micro Devices, Inc. | | AMD | | 007903107 | | 05/19/2021 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Amphenol Corporation | | APH | | 032095101 | | 05/19/2021 | | Elect Director Stanley L. Clark | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Amphenol Corporation | | APH | | 032095101 | | 05/19/2021 | | Elect Director John D. Craig | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Amphenol Corporation | | APH | | 032095101 | | 05/19/2021 | | Elect Director David P. Falck | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Amphenol Corporation | | APH | | 032095101 | | 05/19/2021 | | Elect Director Edward G. Jepsen | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Amphenol Corporation | | APH | | 032095101 | | 05/19/2021 | | Elect Director Rita S. Lane | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Amphenol Corporation | | APH | | 032095101 | | 05/19/2021 | | Elect Director Robert A. Livingston | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Amphenol Corporation | | APH | | 032095101 | | 05/19/2021 | | Elect Director Martin H. Loeffler | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Amphenol Corporation | | APH | | 032095101 | | 05/19/2021 | | Elect Director R. Adam Norwitt | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Amphenol Corporation | | APH | | 032095101 | | 05/19/2021 | | Elect Director Anne Clarke Wolff | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Amphenol Corporation | | APH | | 032095101 | | 05/19/2021 | | Ratify Deloitte & Touche LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Amphenol Corporation | | APH | | 032095101 | | 05/19/2021 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Amphenol Corporation | | APH | | 032095101 | | 05/19/2021 | | Amend Stock Option Plan | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Amphenol Corporation | | APH | | 032095101 | | 05/19/2021 | | Increase Authorized Common Stock | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Amphenol Corporation | | APH | | 032095101 | | 05/19/2021 | | Amend Proxy Access Right | | Share Holder | | Yes | | Against | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Burlington Stores, Inc. | | BURL | | 122017106 | | 05/19/2021 | | Elect Director Michael Goodwin | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Burlington Stores, Inc. | | BURL | | 122017106 | | 05/19/2021 | | Elect Director William P. McNamara | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Burlington Stores, Inc. | | BURL | | 122017106 | | 05/19/2021 | | Elect Director Michael O’Sullivan | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Burlington Stores, Inc. | | BURL | | 122017106 | | 05/19/2021 | | Elect Director Jessica Rodriguez | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Burlington Stores, Inc. | | BURL | | 122017106 | | 05/19/2021 | | Ratify Deloitte & Touche LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Burlington Stores, Inc. | | BURL | | 122017106 | | 05/19/2021 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Burlington Stores, Inc. | | BURL | | 122017106 | | 05/19/2021 | | Report on Pay Disparity | | Share Holder | | Yes | | Against | | Against |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Halliburton Company | | HAL | | 406216101 | | 05/19/2021 | | Elect Director Abdulaziz F. Al Khayyal | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Halliburton Company | | HAL | | 406216101 | | 05/19/2021 | | Elect Director William E. Albrecht | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Halliburton Company | | HAL | | 406216101 | | 05/19/2021 | | Elect Director M. Katherine Banks | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Halliburton Company | | HAL | | 406216101 | | 05/19/2021 | | Elect Director Alan M. Bennett | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Halliburton Company | | HAL | | 406216101 | | 05/19/2021 | | Elect Director Milton Carroll | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Halliburton Company | | HAL | | 406216101 | | 05/19/2021 | | Elect Director Murry S. Gerber | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Halliburton Company | | HAL | | 406216101 | | 05/19/2021 | | Elect Director Patricia Hemingway Hall | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Halliburton Company | | HAL | | 406216101 | | 05/19/2021 | | Elect Director Robert A. Malone | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Halliburton Company | | HAL | | 406216101 | | 05/19/2021 | | Elect Director Jeffrey A. Miller | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Halliburton Company | | HAL | | 406216101 | | 05/19/2021 | | Elect Director Bhavesh V. (Bob) Patel | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Halliburton Company | | HAL | | 406216101 | | 05/19/2021 | | Ratify KPMG LLP as Auditor | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Halliburton Company | | HAL | | 406216101 | | 05/19/2021 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | Against |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Halliburton Company | | HAL | | 406216101 | | 05/19/2021 | | Amend Omnibus Stock Plan | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Halliburton Company | | HAL | | 406216101 | | 05/19/2021 | | Amend Qualified Employee Stock Purchase Plan | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | L Brands, Inc. | | LB | | 501797104 | | 05/20/2021 | | Elect Director Patricia S. Bellinger | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | L Brands, Inc. | | LB | | 501797104 | | 05/20/2021 | | Elect Director Donna A. James | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | L Brands, Inc. | | LB | | 501797104 | | 05/20/2021 | | Elect Director Francis A. Hondal | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | L Brands, Inc. | | LB | | 501797104 | | 05/20/2021 | | Elect Director Danielle Lee | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | L Brands, Inc. | | LB | | 501797104 | | 05/20/2021 | | Elect Director Andrew M. Meslow | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | L Brands, Inc. | | LB | | 501797104 | | 05/20/2021 | | Elect Director Michael G. Morris | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | L Brands, Inc. | | LB | | 501797104 | | 05/20/2021 | | Elect Director Sarah E. Nash | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | L Brands, Inc. | | LB | | 501797104 | | 05/20/2021 | | Elect Director Robert H. Schottenstein | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | L Brands, Inc. | | LB | | 501797104 | | 05/20/2021 | | Elect Director Anne Sheehan | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | L Brands, Inc. | | LB | | 501797104 | | 05/20/2021 | | Elect Director Stephen D. Steinour | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | L Brands, Inc. | | LB | | 501797104 | | 05/20/2021 | | Ratify Ernst & Young LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | L Brands, Inc. | | LB | | 501797104 | | 05/20/2021 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | L Brands, Inc. | | LB | | 501797104 | | 05/20/2021 | | Provide Right to Act by Written Consent | | Share Holder | | Yes | | Against | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Targa Resources Corp. | | TRGP | | 87612G101 | | 05/25/2021 | | Elect Director Beth A. Bowman | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Targa Resources Corp. | | TRGP | | 87612G101 | | 05/25/2021 | | Elect Director Lindsey M. Cooksen | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Targa Resources Corp. | | TRGP | | 87612G101 | | 05/25/2021 | | Elect Director Robert B. Evans | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Targa Resources Corp. | | TRGP | | 87612G101 | | 05/25/2021 | | Elect Director Joe Bob Perkins | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Targa Resources Corp. | | TRGP | | 87612G101 | | 05/25/2021 | | Elect Director Ershel C. Redd, Jr. | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Targa Resources Corp. | | TRGP | | 87612G101 | | 05/25/2021 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Targa Resources Corp. | | TRGP | | 87612G101 | | 05/25/2021 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Targa Resources Corp. | | TRGP | | 87612G101 | | 05/25/2021 | | Increase Authorized Common Stock | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Coupa Software Incorporated | | COUP | | 22266L106 | | 05/26/2021 | | Elect Director Roger Siboni | | Management | | Yes | | For | | Withhold |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Coupa Software Incorporated | | COUP | | 22266L106 | | 05/26/2021 | | Elect Director Tayloe Stansbury | | Management | | Yes | | For | | Withhold |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Coupa Software Incorporated | | COUP | | 22266L106 | | 05/26/2021 | | Ratify Ernst & Young LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Coupa Software Incorporated | | COUP | | 22266L106 | | 05/26/2021 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Marathon Oil Corporation | | MRO | | 565849106 | | 05/26/2021 | | Elect Director Chadwick C. Deaton | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Marathon Oil Corporation | | MRO | | 565849106 | | 05/26/2021 | | Elect Director Marcela E. Donadio | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Marathon Oil Corporation | | MRO | | 565849106 | | 05/26/2021 | | Elect Director Jason B. Few | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Marathon Oil Corporation | | MRO | | 565849106 | | 05/26/2021 | | Elect Director M. Elise Hyland | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Marathon Oil Corporation | | MRO | | 565849106 | | 05/26/2021 | | Elect Director Holli C. Ladhani | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Marathon Oil Corporation | | MRO | | 565849106 | | 05/26/2021 | | Elect Director Brent J. Smolik | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Marathon Oil Corporation | | MRO | | 565849106 | | 05/26/2021 | | Elect Director Lee M. Tillman | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Marathon Oil Corporation | | MRO | | 565849106 | | 05/26/2021 | | Elect Director J. Kent Wells | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Marathon Oil Corporation | | MRO | | 565849106 | | 05/26/2021 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Marathon Oil Corporation | | MRO | | 565849106 | | 05/26/2021 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | APA Corp. | | APA | | 03743Q108 | | 05/27/2021 | | Elect Director Annell R. Bay | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | APA Corp. | | APA | | 03743Q108 | | 05/27/2021 | | Elect Director John J. Christmann, IV | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | APA Corp. | | APA | | 03743Q108 | | 05/27/2021 | | Elect Director Juliet S. Ellis | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | APA Corp. | | APA | | 03743Q108 | | 05/27/2021 | | Elect Director Chansoo Joung | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | APA Corp. | | APA | | 03743Q108 | | 05/27/2021 | | Elect Director John E. Lowe | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | APA Corp. | | APA | | 03743Q108 | | 05/27/2021 | | Elect Director H. Lamar McKay | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | APA Corp. | | APA | | 03743Q108 | | 05/27/2021 | | Elect Director William C. Montgomery | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | APA Corp. | | APA | | 03743Q108 | | 05/27/2021 | | Elect Director Amy H. Nelson | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | APA Corp. | | APA | | 03743Q108 | | 05/27/2021 | | Elect Director Daniel W. Rabun | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | APA Corp. | | APA | | 03743Q108 | | 05/27/2021 | | Elect Director Peter A. Ragauss | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | APA Corp. | | APA | | 03743Q108 | | 05/27/2021 | | Ratify Ernst & Young LLP as Auditor | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | APA Corp. | | APA | | 03743Q108 | | 05/27/2021 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | APA Corp. | | APA | | 03743Q108 | | 05/27/2021 | | Amend Charter to Remove the Pass-Through Voting Provision | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Pioneer Natural Resources Company | | PXD | | 723787107 | | 05/27/2021 | | Elect Director A.R. Alameddine | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Pioneer Natural Resources Company | | PXD | | 723787107 | | 05/27/2021 | | Elect Director Edison C. Buchanan | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Pioneer Natural Resources Company | | PXD | | 723787107 | | 05/27/2021 | | Elect Director Matt Gallagher | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Pioneer Natural Resources Company | | PXD | | 723787107 | | 05/27/2021 | | Elect Director Phillip A. Gobe | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Pioneer Natural Resources Company | | PXD | | 723787107 | | 05/27/2021 | | Elect Director Larry R. Grillot | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Pioneer Natural Resources Company | | PXD | | 723787107 | | 05/27/2021 | | Elect Director Stacy P. Methvin | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Pioneer Natural Resources Company | | PXD | | 723787107 | | 05/27/2021 | | Elect Director Royce W. Mitchell | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Pioneer Natural Resources Company | | PXD | | 723787107 | | 05/27/2021 | | Elect Director Frank A. Risch | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Pioneer Natural Resources Company | | PXD | | 723787107 | | 05/27/2021 | | Elect Director Scott D. Sheffield | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Pioneer Natural Resources Company | | PXD | | 723787107 | | 05/27/2021 | | Elect Director J. Kenneth Thompson | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Pioneer Natural Resources Company | | PXD | | 723787107 | | 05/27/2021 | | Elect Director Phoebe A. Wood | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Pioneer Natural Resources Company | | PXD | | 723787107 | | 05/27/2021 | | Elect Director Michael D. Wortley | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Pioneer Natural Resources Company | | PXD | | 723787107 | | 05/27/2021 | | Ratify Ernst & Young LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Pioneer Natural Resources Company | | PXD | | 723787107 | | 05/27/2021 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Pioneer Natural Resources Company | | PXD | | 723787107 | | 05/27/2021 | | Amend Qualified Employee Stock Purchase Plan | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Hess Corporation | | HES | | 42809H107 | | 06/02/2021 | | Elect Director Terrence J. Checki | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Hess Corporation | | HES | | 42809H107 | | 06/02/2021 | | Elect Director Leonard S. Coleman, Jr. | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Hess Corporation | | HES | | 42809H107 | | 06/02/2021 | | Elect Director Joaquin Duato | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Hess Corporation | | HES | | 42809H107 | | 06/02/2021 | | Elect Director John B. Hess | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Hess Corporation | | HES | | 42809H107 | | 06/02/2021 | | Elect Director Edith E. Holiday | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Hess Corporation | | HES | | 42809H107 | | 06/02/2021 | | Elect Director Marc S. Lipschultz | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Hess Corporation | | HES | | 42809H107 | | 06/02/2021 | | Elect Director David McManus | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Hess Corporation | | HES | | 42809H107 | | 06/02/2021 | | Elect Director Kevin O. Meyers | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Hess Corporation | | HES | | 42809H107 | | 06/02/2021 | | Elect Director Karyn F. Ovelmen | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Hess Corporation | | HES | | 42809H107 | | 06/02/2021 | | Elect Director James H. Quigley | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Hess Corporation | | HES | | 42809H107 | | 06/02/2021 | | Elect Director William G. Schrader | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Hess Corporation | | HES | | 42809H107 | | 06/02/2021 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Hess Corporation | | HES | | 42809H107 | | 06/02/2021 | | Ratify Ernst & Young LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Hess Corporation | | HES | | 42809H107 | | 06/02/2021 | | Amend Omnibus Stock Plan | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Diamondback Energy, Inc. | | FANG | | 25278X109 | | 06/03/2021 | | Elect Director Steven E. West | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Diamondback Energy, Inc. | | FANG | | 25278X109 | | 06/03/2021 | | Elect Director Travis D. Stice | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Diamondback Energy, Inc. | | FANG | | 25278X109 | | 06/03/2021 | | Elect Director Vincent K. Brooks | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Diamondback Energy, Inc. | | FANG | | 25278X109 | | 06/03/2021 | | Elect Director Michael P. Cross | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Diamondback Energy, Inc. | | FANG | | 25278X109 | | 06/03/2021 | | Elect Director David L. Houston | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Diamondback Energy, Inc. | | FANG | | 25278X109 | | 06/03/2021 | | Elect Director Stephanie K. Mains | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Diamondback Energy, Inc. | | FANG | | 25278X109 | | 06/03/2021 | | Elect Director Mark L. Plaumann | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Diamondback Energy, Inc. | | FANG | | 25278X109 | | 06/03/2021 | | Elect Director Melanie M. Trent | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Diamondback Energy, Inc. | | FANG | | 25278X109 | | 06/03/2021 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Diamondback Energy, Inc. | | FANG | | 25278X109 | | 06/03/2021 | | Increase Authorized Common Stock | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Diamondback Energy, Inc. | | FANG | | 25278X109 | | 06/03/2021 | | Amend Omnibus Stock Plan | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Diamondback Energy, Inc. | | FANG | | 25278X109 | | 06/03/2021 | | Ratify Grant Thornton LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Trane Technologies Plc | | TT | | G8994E103 | | 06/03/2021 | | Elect Director Kirk E. Arnold | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Trane Technologies Plc | | TT | | G8994E103 | | 06/03/2021 | | Elect Director Ann C. Berzin | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Trane Technologies Plc | | TT | | G8994E103 | | 06/03/2021 | | Elect Director John Bruton | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Trane Technologies Plc | | TT | | G8994E103 | | 06/03/2021 | | Elect Director Jared L. Cohon | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Trane Technologies Plc | | TT | | G8994E103 | | 06/03/2021 | | Elect Director Gary D. Forsee | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Trane Technologies Plc | | TT | | G8994E103 | | 06/03/2021 | | Elect Director Linda P. Hudson | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Trane Technologies Plc | | TT | | G8994E103 | | 06/03/2021 | | Elect Director Michael W. Lamach | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Trane Technologies Plc | | TT | | G8994E103 | | 06/03/2021 | | Elect Director Myles P. Lee | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Trane Technologies Plc | | TT | | G8994E103 | | 06/03/2021 | | Elect Director April Miller Boise | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Trane Technologies Plc | | TT | | G8994E103 | | 06/03/2021 | | Elect Director Karen B. Peetz | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Trane Technologies Plc | | TT | | G8994E103 | | 06/03/2021 | | Elect Director John P. Surma | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Trane Technologies Plc | | TT | | G8994E103 | | 06/03/2021 | | Elect Director Tony L. White | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Trane Technologies Plc | | TT | | G8994E103 | | 06/03/2021 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Trane Technologies Plc | | TT | | G8994E103 | | 06/03/2021 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Trane Technologies Plc | | TT | | G8994E103 | | 06/03/2021 | | Authorize Issue of Equity | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Trane Technologies Plc | | TT | | G8994E103 | | 06/03/2021 | | Renew Directors’ Authority to Issue Shares for Cash | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Trane Technologies Plc | | TT | | G8994E103 | | 06/03/2021 | | Authorize Reissuance of Repurchased Shares | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Crocs, Inc. | | CROX | | 227046109 | | 06/09/2021 | | Elect Director Ronald L. Frasch | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Crocs, Inc. | | CROX | | 227046109 | | 06/09/2021 | | Elect Director Andrew Rees | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Crocs, Inc. | | CROX | | 227046109 | | 06/09/2021 | | Elect Director Charisse Ford Hughes | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Crocs, Inc. | | CROX | | 227046109 | | 06/09/2021 | | Ratify Deloitte & Touche LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Crocs, Inc. | | CROX | | 227046109 | | 06/09/2021 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Devon Energy Corporation | | DVN | | 25179M103 | | 06/09/2021 | | Elect Director Barbara M. Baumann | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Devon Energy Corporation | | DVN | | 25179M103 | | 06/09/2021 | | Elect Director John E. Bethancourt | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Devon Energy Corporation | | DVN | | 25179M103 | | 06/09/2021 | | Elect Director Ann G. Fox | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Devon Energy Corporation | | DVN | | 25179M103 | | 06/09/2021 | | Elect Director David A. Hager | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Devon Energy Corporation | | DVN | | 25179M103 | | 06/09/2021 | | Elect Director Kelt Kindick | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Devon Energy Corporation | | DVN | | 25179M103 | | 06/09/2021 | | Elect Director John Krenicki, Jr. | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Devon Energy Corporation | | DVN | | 25179M103 | | 06/09/2021 | | Elect Director Karl F. Kurz | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Devon Energy Corporation | | DVN | | 25179M103 | | 06/09/2021 | | Elect Director Robert A. Mosbacher, Jr. | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Devon Energy Corporation | | DVN | | 25179M103 | | 06/09/2021 | | Elect Director Richard E. Muncrief | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Devon Energy Corporation | | DVN | | 25179M103 | | 06/09/2021 | | Elect Director Duane C. Radtke | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Devon Energy Corporation | | DVN | | 25179M103 | | 06/09/2021 | | Elect Director Valerie M. Williams | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Devon Energy Corporation | | DVN | | 25179M103 | | 06/09/2021 | | Ratify KPMG LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Devon Energy Corporation | | DVN | | 25179M103 | | 06/09/2021 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Caesars Entertainment, Inc. | | CZR | | 12769G100 | | 06/15/2021 | | Elect Director Gary L. Carano | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Caesars Entertainment, Inc. | | CZR | | 12769G100 | | 06/15/2021 | | Elect Director Bonnie S. Biumi | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Caesars Entertainment, Inc. | | CZR | | 12769G100 | | 06/15/2021 | | Elect Director Jan Jones Blackhurst | | Management | | Yes | | For | | Withhold |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Caesars Entertainment, Inc. | | CZR | | 12769G100 | | 06/15/2021 | | Elect Director Frank J. Fahrenkopf | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Caesars Entertainment, Inc. | | CZR | | 12769G100 | | 06/15/2021 | | Elect Director Don R. Kornstein | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Caesars Entertainment, Inc. | | CZR | | 12769G100 | | 06/15/2021 | | Elect Director Courtney R. Mather | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Caesars Entertainment, Inc. | | CZR | | 12769G100 | | 06/15/2021 | | Elect Director Michael E. Pegram | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Caesars Entertainment, Inc. | | CZR | | 12769G100 | | 06/15/2021 | | Elect Director Thomas R. Reeg | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Caesars Entertainment, Inc. | | CZR | | 12769G100 | | 06/15/2021 | | Elect Director David P. Tomick | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Caesars Entertainment, Inc. | | CZR | | 12769G100 | | 06/15/2021 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Caesars Entertainment, Inc. | | CZR | | 12769G100 | | 06/15/2021 | | Advisory Vote on Say on Pay Frequency | | Management | | Yes | | One Year | | One Year |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Caesars Entertainment, Inc. | | CZR | | 12769G100 | | 06/15/2021 | | Ratify Deloitte & Touche LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Caesars Entertainment, Inc. | | CZR | | 12769G100 | | 06/15/2021 | | Increase Authorized Common Stock | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Caesars Entertainment, Inc. | | CZR | | 12769G100 | | 06/15/2021 | | Authorize New Class of Preferred Stock | | Management | | Yes | | For | | Against |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Generac Holdings Inc. | | GNRC | | 368736104 | | 06/17/2021 | | Elect Director Robert D. Dixon | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Generac Holdings Inc. | | GNRC | | 368736104 | | 06/17/2021 | | Elect Director David A. Ramon | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Generac Holdings Inc. | | GNRC | | 368736104 | | 06/17/2021 | | Elect Director William D. Jenkins, Jr. | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Generac Holdings Inc. | | GNRC | | 368736104 | | 06/17/2021 | | Elect Director Kathryn V. Roedel | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Generac Holdings Inc. | | GNRC | | 368736104 | | 06/17/2021 | | Ratify Deloitte & Touche LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Dorsey Wright Alpha Equal Weight ETF | | Generac Holdings Inc. | | GNRC | | 368736104 | | 06/17/2021 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
=========================ADVISORSHARES DORSEY WRIGHT ADR ETF ========================
| Institutional Account Name | | Company Name | | Ticker | | Provider Security ID | | Meeting Date | | Proponent | | Proposal Text | | Management Recommendation | | Vote Instruction | | Voted |
| ADVISORSHARES Dorsey Wright ADR ETF | | ICON plc | | ICLR | | G4705A100 | | 21-Jul-20 | | Management | | Elect Director Mary Pendergast | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ICON plc | | ICLR | | G4705A100 | | 21-Jul-20 | | Management | | Elect Director Hugh Brady | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ICON plc | | ICLR | | G4705A100 | | 21-Jul-20 | | Management | | Elect Director Ronan Murphy | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ICON plc | | ICLR | | G4705A100 | | 21-Jul-20 | | Management | | Elect Director Julie O’Neill | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ICON plc | | ICLR | | G4705A100 | | 21-Jul-20 | | Management | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ICON plc | | ICLR | | G4705A100 | | 21-Jul-20 | | Management | | Authorize Board to Fix Remuneration of Auditors | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ICON plc | | ICLR | | G4705A100 | | 21-Jul-20 | | Management | | Authorize Issue of Equity | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ICON plc | | ICLR | | G4705A100 | | 21-Jul-20 | | Management | | Authorize Issue of Equity without Pre-emptive Rights | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ICON plc | | ICLR | | G4705A100 | | 21-Jul-20 | | Management | | Authorize Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ICON plc | | ICLR | | G4705A100 | | 21-Jul-20 | | Management | | Authorize Share Repurchase Program | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ICON plc | | ICLR | | G4705A100 | | 21-Jul-20 | | Management | | Approve the Price Range for the Reissuance of Shares | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | National Grid Plc | | NG | | 636274409 | | 27-Jul-20 | | Management | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | National Grid Plc | | NG | | 636274409 | | 27-Jul-20 | | Management | | Approve Final Dividend | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | National Grid Plc | | NG | | 636274409 | | 27-Jul-20 | | Management | | Re-elect Sir Peter Gershon as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | National Grid Plc | | NG | | 636274409 | | 27-Jul-20 | | Management | | Re-elect John Pettigrew as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | National Grid Plc | | NG | | 636274409 | | 27-Jul-20 | | Management | | Re-elect Andy Agg as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | National Grid Plc | | NG | | 636274409 | | 27-Jul-20 | | Management | | Re-elect Nicola Shaw as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | National Grid Plc | | NG | | 636274409 | | 27-Jul-20 | | Management | | Re-elect Mark Williamson as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | National Grid Plc | | NG | | 636274409 | | 27-Jul-20 | | Management | | Re-elect Jonathan Dawson as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | National Grid Plc | | NG | | 636274409 | | 27-Jul-20 | | Management | | Re-elect Therese Esperdy as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | National Grid Plc | | NG | | 636274409 | | 27-Jul-20 | | Management | | Re-elect Paul Golby as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | National Grid Plc | | NG | | 636274409 | | 27-Jul-20 | | Management | | Elect Liz Hewitt as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | National Grid Plc | | NG | | 636274409 | | 27-Jul-20 | | Management | | Re-elect Amanda Mesler as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | National Grid Plc | | NG | | 636274409 | | 27-Jul-20 | | Management | | Re-elect Earl Shipp as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | National Grid Plc | | NG | | 636274409 | | 27-Jul-20 | | Management | | Re-elect Jonathan Silver as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | National Grid Plc | | NG | | 636274409 | | 27-Jul-20 | | Management | | Reappoint Deloitte LLP as Auditors | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | National Grid Plc | | NG | | 636274409 | | 27-Jul-20 | | Management | | Authorise the Audit Committee to Fix Remuneration of Auditors | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | National Grid Plc | | NG | | 636274409 | | 27-Jul-20 | | Management | | Approve Remuneration Report | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | National Grid Plc | | NG | | 636274409 | | 27-Jul-20 | | Management | | Authorise EU Political Donations and Expenditure | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | National Grid Plc | | NG | | 636274409 | | 27-Jul-20 | | Management | | Authorise Issue of Equity | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | National Grid Plc | | NG | | 636274409 | | 27-Jul-20 | | Management | | Reapprove Share Incentive Plan | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | National Grid Plc | | NG | | 636274409 | | 27-Jul-20 | | Management | | Reapprove Sharesave Plan | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | National Grid Plc | | NG | | 636274409 | | 27-Jul-20 | | Management | | Approve Increase in Borrowing Limit | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | National Grid Plc | | NG | | 636274409 | | 27-Jul-20 | | Management | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | National Grid Plc | | NG | | 636274409 | | 27-Jul-20 | | Management | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | National Grid Plc | | NG | | 636274409 | | 27-Jul-20 | | Management | | Authorise Market Purchase of Ordinary Shares | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | National Grid Plc | | NG | | 636274409 | | 27-Jul-20 | | Management | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Dr. Reddy’s Laboratories Limited | | 500124 | | 256135203 | | 30-Jul-20 | | Management | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Dr. Reddy’s Laboratories Limited | | 500124 | | 256135203 | | 30-Jul-20 | | Management | | Approve Dividend | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Dr. Reddy’s Laboratories Limited | | 500124 | | 256135203 | | 30-Jul-20 | | Management | | Reelect K Satish Reddy as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Dr. Reddy’s Laboratories Limited | | 500124 | | 256135203 | | 30-Jul-20 | | Management | | Approve Reappointment and Remuneration of G V Prasad as Whole-time Director Designated as Co-Chairman and Managing Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Dr. Reddy’s Laboratories Limited | | 500124 | | 256135203 | | 30-Jul-20 | | Management | | Approve Prasad R Menon to Continue Office as Non-Executive Independent Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Dr. Reddy’s Laboratories Limited | | 500124 | | 256135203 | | 30-Jul-20 | | Management | | Approve Remuneration of Cost Auditors | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Gold Fields Ltd. | | GFI | | 38059T106 | | 20-Aug-20 | | Management | | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Gold Fields Ltd. | | GFI | | 38059T106 | | 20-Aug-20 | | Management | | Re-elect Terence Goodlace as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Gold Fields Ltd. | | GFI | | 38059T106 | | 20-Aug-20 | | Management | | Re-elect Nick Holland as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Gold Fields Ltd. | | GFI | | 38059T106 | | 20-Aug-20 | | Management | | Re-elect Richard Menell as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Gold Fields Ltd. | | GFI | | 38059T106 | | 20-Aug-20 | | Management | | Re-elect Yunus Suleman as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Gold Fields Ltd. | | GFI | | 38059T106 | | 20-Aug-20 | | Management | | Re-elect Yunus Suleman as Chairperson of the Audit Committee | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Gold Fields Ltd. | | GFI | | 38059T106 | | 20-Aug-20 | | Management | | Re-elect Alhassan Andani as Member of the Audit Committee | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Gold Fields Ltd. | | GFI | | 38059T106 | | 20-Aug-20 | | Management | | Re-elect Peter Bacchus as Member of the Audit Committee | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Gold Fields Ltd. | | GFI | | 38059T106 | | 20-Aug-20 | | Management | | Re-elect Richard Menell as Member of the Audit Committee | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Gold Fields Ltd. | | GFI | | 38059T106 | | 20-Aug-20 | | Management | | Place Authorised but Unissued Shares under Control of Directors | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Gold Fields Ltd. | | GFI | | 38059T106 | | 20-Aug-20 | | Management | | Authorise Board to Issue Shares for Cash | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Gold Fields Ltd. | | GFI | | 38059T106 | | 20-Aug-20 | | Management | | Approve Remuneration Policy | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Gold Fields Ltd. | | GFI | | 38059T106 | | 20-Aug-20 | | Management | | Approve Remuneration Implementation Report | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Gold Fields Ltd. | | GFI | | 38059T106 | | 20-Aug-20 | | Management | | Approve Remuneration of Non-Executive Directors | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Gold Fields Ltd. | | GFI | | 38059T106 | | 20-Aug-20 | | Management | | Approve Financial Assistance in Terms of Sections 44 and 45 of the Companies Act | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Gold Fields Ltd. | | GFI | | 38059T106 | | 20-Aug-20 | | Management | | Authorise Repurchase of Issued Share Capital | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Logitech International S.A. | | LOGN | | H50430232 | | 09-Sep-20 | | Management | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Logitech International S.A. | | LOGN | | H50430232 | | 09-Sep-20 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Logitech International S.A. | | LOGN | | H50430232 | | 09-Sep-20 | | Management | | Appropriation of Retained Earnings and Declaration of Dividend | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Logitech International S.A. | | LOGN | | H50430232 | | 09-Sep-20 | | Management | | Approve Creation of CHF 4.3 Million Pool of Authorized Capital without Preemptive Rights | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Logitech International S.A. | | LOGN | | H50430232 | | 09-Sep-20 | | Management | | Approve Discharge of Board and Senior Management | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Logitech International S.A. | | LOGN | | H50430232 | | 09-Sep-20 | | Management | | Elect Director Patrick Aebischer | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Logitech International S.A. | | LOGN | | H50430232 | | 09-Sep-20 | | Management | | Elect Director Wendy Becker | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Logitech International S.A. | | LOGN | | H50430232 | | 09-Sep-20 | | Management | | Elect Director Edouard Bugnion | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Logitech International S.A. | | LOGN | | H50430232 | | 09-Sep-20 | | Management | | Elect Director Bracken Darrell | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Logitech International S.A. | | LOGN | | H50430232 | | 09-Sep-20 | | Management | | Elect Director Guy Gecht | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Logitech International S.A. | | LOGN | | H50430232 | | 09-Sep-20 | | Management | | Elect Director Didier Hirsch | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Logitech International S.A. | | LOGN | | H50430232 | | 09-Sep-20 | | Management | | Elect Director Neil Hunt | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Logitech International S.A. | | LOGN | | H50430232 | | 09-Sep-20 | | Management | | Elect Director Marjorie Lao | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Logitech International S.A. | | LOGN | | H50430232 | | 09-Sep-20 | | Management | | Elect Director Neela Montgomery | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Logitech International S.A. | | LOGN | | H50430232 | | 09-Sep-20 | | Management | | Elect Director Michael Polk | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Logitech International S.A. | | LOGN | | H50430232 | | 09-Sep-20 | | Management | | Elect Director Riet Cadonau | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Logitech International S.A. | | LOGN | | H50430232 | | 09-Sep-20 | | Management | | Elect Director Deborah Thomas | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Logitech International S.A. | | LOGN | | H50430232 | | 09-Sep-20 | | Management | | Elect Wendy Becker as Board Chairman | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Logitech International S.A. | | LOGN | | H50430232 | | 09-Sep-20 | | Management | | Appoint Edouard Bugnion as Member of the Compensation Committee | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Logitech International S.A. | | LOGN | | H50430232 | | 09-Sep-20 | | Management | | Appoint Neil Hunt as Member of the Compensation Committee | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Logitech International S.A. | | LOGN | | H50430232 | | 09-Sep-20 | | Management | | Appoint Michael Polk as Member of the Compensation Committee | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Logitech International S.A. | | LOGN | | H50430232 | | 09-Sep-20 | | Management | | Appoint Riet Cadonau as Member of the Compensation Committee | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Logitech International S.A. | | LOGN | | H50430232 | | 09-Sep-20 | | Management | | Approve Remuneration of Board of Directors in the Amount of CHF 3,500,000 | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Logitech International S.A. | | LOGN | | H50430232 | | 09-Sep-20 | | Management | | Approve Remuneration of the Group Management Team in the Amount of USD 29,400,000 | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Logitech International S.A. | | LOGN | | H50430232 | | 09-Sep-20 | | Management | | Ratify KPMG AG as Auditors and Ratify KPMG LLP as Independent Registered Public Accounting Firm for Fiscal Year 2021 | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Logitech International S.A. | | LOGN | | H50430232 | | 09-Sep-20 | | Management | | Designate Etude Regina Wenger & Sarah Keiser-Wuger as Independent Representative | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Logitech International S.A. | | LOGN | | H50430232 | | 09-Sep-20 | | Management | | Authorize Independent Representative to Vote on Any Amendment to Previous Resolutions | | For | | Against | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | NICE Ltd. (Israel) | | NICE | | 653656108 | | 10-Sep-20 | | Management | | Reelect David Kostman as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | NICE Ltd. (Israel) | | NICE | | 653656108 | | 10-Sep-20 | | Management | | Reelect Rimon Ben-Shaoul as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | NICE Ltd. (Israel) | | NICE | | 653656108 | | 10-Sep-20 | | Management | | Reelect Yehoshua (Shuki) Ehrlich as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | NICE Ltd. (Israel) | | NICE | | 653656108 | | 10-Sep-20 | | Management | | Reelect Leo Apotheker as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | NICE Ltd. (Israel) | | NICE | | 653656108 | | 10-Sep-20 | | Management | | Reelect Joseph (Joe) Cowan as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | NICE Ltd. (Israel) | | NICE | | 653656108 | | 10-Sep-20 | | Management | | Approve Current Liability Insurance Policy and Future Amended Liability Insurance Policy to Directors/Officers | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | NICE Ltd. (Israel) | | NICE | | 653656108 | | 10-Sep-20 | | Management | | Vote FOR if you are a controlling shareholder or have a personal interest in Item 2, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | | None | | Against | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | NICE Ltd. (Israel) | | NICE | | 653656108 | | 10-Sep-20 | | Management | | Approve Extension of Annual Bonus Plan of CEO | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | NICE Ltd. (Israel) | | NICE | | 653656108 | | 10-Sep-20 | | Management | | Vote FOR if you are a controlling shareholder or have a personal interest in Item 3, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | | None | | Against | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | NICE Ltd. (Israel) | | NICE | | 653656108 | | 10-Sep-20 | | Management | | Reappoint Kost Forer Gabay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | NICE Ltd. (Israel) | | NICE | | 653656108 | | 10-Sep-20 | | Management | | Discuss Financial Statements and the Report of the Board for 2016 | | | | | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Mobile TeleSystems PJSC | | MTSS | | 607409109 | | 30-Sep-20 | | Management | | Approve Interim Dividends of RUB 8.93 per Share for First Six Months of Fiscal 2020 | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Mobile TeleSystems PJSC | | MTSS | | 607409109 | | 30-Sep-20 | | Management | | Approve Company’s Membership in Open Network Technologies | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Mobile TeleSystems PJSC | | MTSS | | 607409109 | | 30-Sep-20 | | Management | | Approve New Edition of Regulations on Board of Directors | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Mobile TeleSystems PJSC | | MTSS | | 607409109 | | 30-Sep-20 | | Management | | Approve New Edition of Regulations on Management | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Sibanye Stillwater Ltd. | | SSW | | 82575P107 | | 01-Dec-20 | | Management | | Authorise Implementation of the Odd-lot Offer | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Sibanye Stillwater Ltd. | | SSW | | 82575P107 | | 01-Dec-20 | | Management | | Authorise Ratification of Approved Resolutions | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Sibanye Stillwater Ltd. | | SSW | | 82575P107 | | 01-Dec-20 | | Management | | Amend Memorandum of Incorporation | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Sibanye Stillwater Ltd. | | SSW | | 82575P107 | | 01-Dec-20 | | Management | | Authorise Specific Repurchase of Shares from the Odd-lot Holders | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Sibanye Stillwater Ltd. | | SSW | | 82575P107 | | 01-Dec-20 | | Management | | Authorise Specific Repurchase of Shares from the Specific Holders | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Sociedad Quimica y Minera de Chile SA | | SQM.B | | 833635105 | | 22-Jan-21 | | Management | | Approve Increase in Share Capital via Issuance of up to 22.44 Million New Series B Shares with Preemptive Rights | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Sociedad Quimica y Minera de Chile SA | | SQM.B | | 833635105 | | 22-Jan-21 | | Management | | Authorize Board to Set Price, Form, Time, Procedure and other Conditions for Placement of Shares in Connection with Capital Increase | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Sociedad Quimica y Minera de Chile SA | | SQM.B | | 833635105 | | 22-Jan-21 | | Management | | Amend Articles to Reflect Changes in Capital | | For | | Against | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Sociedad Quimica y Minera de Chile SA | | SQM.B | | 833635105 | | 22-Jan-21 | | Management | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | CRH Plc | | CRH | | 12626K203 | | 09-Feb-21 | | Management | | Approve Migration of the Migrating Shares to Euroclear Bank’s Central Securities Depository | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | CRH Plc | | CRH | | 12626K203 | | 09-Feb-21 | | Management | | Adopt New Articles of Association | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | CRH Plc | | CRH | | 12626K203 | | 09-Feb-21 | | Management | | Authorise Company to Take All Actions to Implement the Migration | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | CRH Plc | | CRH | | 12626K203 | | 09-Feb-21 | | Management | | Adopt New Articles of Association Re: Article 51(d) | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | CRH Plc | | CRH | | 12626K203 | | 09-Feb-21 | | Management | | Approve Capital Reorganisation | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | CRH Plc | | CRH | | 12626K203 | | 09-Feb-21 | | Management | | Amend Articles of Association | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | New Oriental Education & Technology Group, Inc. | | 9901 | | 647581107 | | 08-Mar-21 | | Management | | Approve Share Subdivision | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | New Oriental Education & Technology Group, Inc. | | 9901 | | 647581107 | | 08-Mar-21 | | Management | | Adopt Chinese Name as Dual Foreign Name of the Company | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | New Oriental Education & Technology Group, Inc. | | 9901 | | 647581107 | | 08-Mar-21 | | Management | | Adopt Amended and Restated Memorandum and Articles of Association | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ABB Ltd. | | ABBN | | 000375204 | | 25-Mar-21 | | Management | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ABB Ltd. | | ABBN | | 000375204 | | 25-Mar-21 | | Management | | Approve Remuneration Report (Non-Binding) | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ABB Ltd. | | ABBN | | 000375204 | | 25-Mar-21 | | Management | | Approve Discharge of Board and Senior Management | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ABB Ltd. | | ABBN | | 000375204 | | 25-Mar-21 | | Management | | Approve Allocation of Income and Dividends of CHF 0.80 per Share | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ABB Ltd. | | ABBN | | 000375204 | | 25-Mar-21 | | Management | | Approve CHF 13.8 Million Reduction in Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ABB Ltd. | | ABBN | | 000375204 | | 25-Mar-21 | | Management | | Approve Creation of CHF 24 Million Pool of Capital without Preemptive Rights | | For | | Against | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ABB Ltd. | | ABBN | | 000375204 | | 25-Mar-21 | | Management | | Approve Remuneration of Directors in the Amount of CHF 4.4 Million | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ABB Ltd. | | ABBN | | 000375204 | | 25-Mar-21 | | Management | | Approve Remuneration of Executive Committee in the Amount of CHF 40 Million | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ABB Ltd. | | ABBN | | 000375204 | | 25-Mar-21 | | Management | | Reelect Gunnar Brock as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ABB Ltd. | | ABBN | | 000375204 | | 25-Mar-21 | | Management | | Reelect David Constable as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ABB Ltd. | | ABBN | | 000375204 | | 25-Mar-21 | | Management | | Reelect Frederico Curado as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ABB Ltd. | | ABBN | | 000375204 | | 25-Mar-21 | | Management | | Reelect Lars Foerberg as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ABB Ltd. | | ABBN | | 000375204 | | 25-Mar-21 | | Management | | Reelect Jennifer Xin-Zhe Li as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ABB Ltd. | | ABBN | | 000375204 | | 25-Mar-21 | | Management | | Reelect Geraldine Matchett as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ABB Ltd. | | ABBN | | 000375204 | | 25-Mar-21 | | Management | | Reelect David Meline as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ABB Ltd. | | ABBN | | 000375204 | | 25-Mar-21 | | Management | | Reelect Satish Pai as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ABB Ltd. | | ABBN | | 000375204 | | 25-Mar-21 | | Management | | Reelect Jacob Wallenberg as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ABB Ltd. | | ABBN | | 000375204 | | 25-Mar-21 | | Management | | Reelect Peter Voser as Director and Board Chairman | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ABB Ltd. | | ABBN | | 000375204 | | 25-Mar-21 | | Management | | Appoint David Constable as Member of the Compensation Committee | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ABB Ltd. | | ABBN | | 000375204 | | 25-Mar-21 | | Management | | Appoint Frederico Curado as Member of the Compensation Committee | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ABB Ltd. | | ABBN | | 000375204 | | 25-Mar-21 | | Management | | Appoint Jennifer Xin-Zhe Li as Member of the Compensation Committee | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ABB Ltd. | | ABBN | | 000375204 | | 25-Mar-21 | | Management | | Designate Hans Zehnder as Independent Proxy | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ABB Ltd. | | ABBN | | 000375204 | | 25-Mar-21 | | Management | | Ratify KPMG AG as Auditors | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ABB Ltd. | | ABBN | | 000375204 | | 25-Mar-21 | | Management | | Transact Other Business (Voting) | | For | | Against | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | CEMEX SAB de CV | | CEMEXCPO | | 151290889 | | 25-Mar-21 | | Management | | Approve Financial Statements and Statutory Reports | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | CEMEX SAB de CV | | CEMEXCPO | | 151290889 | | 25-Mar-21 | | Management | | Approve Allocation of Income | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | CEMEX SAB de CV | | CEMEXCPO | | 151290889 | | 25-Mar-21 | | Management | | Present Share Repurchase Report | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | CEMEX SAB de CV | | CEMEXCPO | | 151290889 | | 25-Mar-21 | | Management | | Set Maximum Amount of Share Repurchase Reserve | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | CEMEX SAB de CV | | CEMEXCPO | | 151290889 | | 25-Mar-21 | | Management | | Approve Reduction in Variable Portion of Capital via Cancellation of Repurchased Shares Which were Acquired Through Repurchase Program in 2020 | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | CEMEX SAB de CV | | CEMEXCPO | | 151290889 | | 25-Mar-21 | | Management | | Approve Reduction in Variable Portion of Capital via Cancellation of Treasury Shares Authorized to Support New Issuance of Convertible Notes or for Placement of Such Shares in Public Offering or Private Subscription | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | CEMEX SAB de CV | | CEMEXCPO | | 151290889 | | 25-Mar-21 | | Management | | Elect Directors, Chairman and Secretary of Board, Members and Chairmen of Audit, Corporate Practices and Finance, and Sustainability Committees | | For | | Against | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | CEMEX SAB de CV | | CEMEXCPO | | 151290889 | | 25-Mar-21 | | Management | | Approve Remuneration of Directors and Members of Audit, Corporate Practices and Finance, and Sustainability Committees | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | CEMEX SAB de CV | | CEMEXCPO | | 151290889 | | 25-Mar-21 | | Management | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | CEMEX SAB de CV | | CEMEXCPO | | 151290889 | | 25-Mar-21 | | Management | | Amend Article 2 Re: Corporate Purpose | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | CEMEX SAB de CV | | CEMEXCPO | | 151290889 | | 25-Mar-21 | | Management | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | KB Financial Group, Inc. | | 105560 | | 48241A105 | | 26-Mar-21 | | Management | | Approve Financial Statements and Allocation of Income | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | KB Financial Group, Inc. | | 105560 | | 48241A105 | | 26-Mar-21 | | Management | | Elect Stuart B. Solomon as Outside Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | KB Financial Group, Inc. | | 105560 | | 48241A105 | | 26-Mar-21 | | Management | | Elect Sonu Suk Ho as Outside Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | KB Financial Group, Inc. | | 105560 | | 48241A105 | | 26-Mar-21 | | Management | | Elect Choi Myung Hee as Outside Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | KB Financial Group, Inc. | | 105560 | | 48241A105 | | 26-Mar-21 | | Management | | Elect Jeong Kouwhan as Outside Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | KB Financial Group, Inc. | | 105560 | | 48241A105 | | 26-Mar-21 | | Management | | Elect Kim Kyung Ho as Outside Director to Serve as an Audit Committee Member | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | KB Financial Group, Inc. | | 105560 | | 48241A105 | | 26-Mar-21 | | Management | | Elect Sonu Suk Ho as a Member of Audit Committee | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | KB Financial Group, Inc. | | 105560 | | 48241A105 | | 26-Mar-21 | | Management | | Elect Choi Myung Hee as a Member of Audit Committee | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | KB Financial Group, Inc. | | 105560 | | 48241A105 | | 26-Mar-21 | | Management | | Elect Oh Gyutaeg as a Member of Audit Committee | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | KB Financial Group, Inc. | | 105560 | | 48241A105 | | 26-Mar-21 | | Management | | Approve Total Remuneration of Inside Directors and Outside Directors | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Rio Tinto Plc | | RIO | | 767204100 | | 09-Apr-21 | | Management | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Rio Tinto Plc | | RIO | | 767204100 | | 09-Apr-21 | | Management | | Approve Remuneration Policy | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Rio Tinto Plc | | RIO | | 767204100 | | 09-Apr-21 | | Management | | Approve Remuneration Report for UK Law Purposes | | For | | Against | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Rio Tinto Plc | | RIO | | 767204100 | | 09-Apr-21 | | Management | | Approve Remuneration Report for Australian Law Purposes | | For | | Against | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Rio Tinto Plc | | RIO | | 767204100 | | 09-Apr-21 | | Management | | Re-elect Megan Clark as Director | | For | | Against | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Rio Tinto Plc | | RIO | | 767204100 | | 09-Apr-21 | | Management | | Re-elect Hinda Gharbi as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Rio Tinto Plc | | RIO | | 767204100 | | 09-Apr-21 | | Management | | Re-elect Simon Henry as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Rio Tinto Plc | | RIO | | 767204100 | | 09-Apr-21 | | Management | | Re-elect Sam Laidlaw as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Rio Tinto Plc | | RIO | | 767204100 | | 09-Apr-21 | | Management | | Re-elect Simon McKeon as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Rio Tinto Plc | | RIO | | 767204100 | | 09-Apr-21 | | Management | | Re-elect Jennifer Nason as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Rio Tinto Plc | | RIO | | 767204100 | | 09-Apr-21 | | Management | | Re-elect Jakob Stausholm as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Rio Tinto Plc | | RIO | | 767204100 | | 09-Apr-21 | | Management | | Re-elect Simon Thompson as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Rio Tinto Plc | | RIO | | 767204100 | | 09-Apr-21 | | Management | | Re-elect Ngaire Woods as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Rio Tinto Plc | | RIO | | 767204100 | | 09-Apr-21 | | Management | | Reappoint KPMG LLP as Auditors | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Rio Tinto Plc | | RIO | | 767204100 | | 09-Apr-21 | | Management | | Authorise the Audit Committee to Fix Remuneration of Auditors | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Rio Tinto Plc | | RIO | | 767204100 | | 09-Apr-21 | | Management | | Authorise UK Political Donations and Expenditure | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Rio Tinto Plc | | RIO | | 767204100 | | 09-Apr-21 | | Management | | Approve Global Employee Share Plan | | None | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Rio Tinto Plc | | RIO | | 767204100 | | 09-Apr-21 | | Management | | Approve UK Share Plan | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Rio Tinto Plc | | RIO | | 767204100 | | 09-Apr-21 | | Management | | Authorise Issue of Equity | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Rio Tinto Plc | | RIO | | 767204100 | | 09-Apr-21 | | Management | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Rio Tinto Plc | | RIO | | 767204100 | | 09-Apr-21 | | Management | | Authorise Market Purchase of Ordinary Shares | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Rio Tinto Plc | | RIO | | 767204100 | | 09-Apr-21 | | Management | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Genmab A/S | | GMAB | | 372303206 | | 13-Apr-21 | | Management | | Receive Report of Board | | | | | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Genmab A/S | | GMAB | | 372303206 | | 13-Apr-21 | | Management | | Accept Financial Statements and Statutory Reports; Approve Discharge of Management and Board | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Genmab A/S | | GMAB | | 372303206 | | 13-Apr-21 | | Management | | Approve Allocation of Income and Omission of Dividends | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Genmab A/S | | GMAB | | 372303206 | | 13-Apr-21 | | Management | | Approve Remuneration Report (Advisory Vote) | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Genmab A/S | | GMAB | | 372303206 | | 13-Apr-21 | | Management | | Reelect Deirdre P. Connelly as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Genmab A/S | | GMAB | | 372303206 | | 13-Apr-21 | | Management | | Reelect Pernille Erenbjerg as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Genmab A/S | | GMAB | | 372303206 | | 13-Apr-21 | | Management | | Reelect Rolf Hoffmann as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Genmab A/S | | GMAB | | 372303206 | | 13-Apr-21 | | Management | | Reelect Paolo Paoletti as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Genmab A/S | | GMAB | | 372303206 | | 13-Apr-21 | | Management | | Reelect Jonathan Peacock as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Genmab A/S | | GMAB | | 372303206 | | 13-Apr-21 | | Management | | Reelect Anders Gersel Pedersen as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Genmab A/S | | GMAB | | 372303206 | | 13-Apr-21 | | Management | | Ratify PricewaterhouseCoopers as Auditors | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Genmab A/S | | GMAB | | 372303206 | | 13-Apr-21 | | Management | | Approve Remuneration of Directors in the Amount of DKK 1.2 Million for Chairman, DKK 900,000 for Vice Chairman, and DKK 600,000 for Other Directors (if item 7.b is Approved); Approve Remuneration for Committee Work; Approve Meeting Fees | | For | | Against | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Genmab A/S | | GMAB | | 372303206 | | 13-Apr-21 | | Management | | Amendment to Remuneration Policy for Board of Directors and Executive Management (base fee multiplier for Chair and Deputy Chair) | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Genmab A/S | | GMAB | | 372303206 | | 13-Apr-21 | | Management | | Adoption of amended Remuneration Policy for Board of Directors and Executive Management (certain other changes) | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Genmab A/S | | GMAB | | 372303206 | | 13-Apr-21 | | Management | | Authorize Share Repurchase Program | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Genmab A/S | | GMAB | | 372303206 | | 13-Apr-21 | | Management | | Approve Creation of DKK 5.5 Million Pool of Capital with Preemptive Rights; Approve Creation of DKK 5.5 Million Pool of Capital without Preemptive Rights; Maximum Increase in Share Capital under Both Authorizations up to DKK 5.5 Million | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Genmab A/S | | GMAB | | 372303206 | | 13-Apr-21 | | Management | | Approve Issuance of Warrants without Preemptive Rights; Approve Creation of DKK 750,000 Pool of Capital to Guarantee Conversion Rights | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Genmab A/S | | GMAB | | 372303206 | | 13-Apr-21 | | Management | | Allow Shareholder Meetings to be Held by Electronic Means Only | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Genmab A/S | | GMAB | | 372303206 | | 13-Apr-21 | | Management | | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Genmab A/S | | GMAB | | 372303206 | | 13-Apr-21 | | Management | | Other Business | | | | | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Banco Bilbao Vizcaya Argentaria SA | | BBVA | | 05946K101 | | 19-Apr-21 | | Management | | Approve Consolidated and Standalone Financial Statements | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Banco Bilbao Vizcaya Argentaria SA | | BBVA | | 05946K101 | | 19-Apr-21 | | Management | | Approve Non-Financial Information Statement | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Banco Bilbao Vizcaya Argentaria SA | | BBVA | | 05946K101 | | 19-Apr-21 | | Management | | Approve Treatment of Net Loss | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Banco Bilbao Vizcaya Argentaria SA | | BBVA | | 05946K101 | | 19-Apr-21 | | Management | | Approve Discharge of Board | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Banco Bilbao Vizcaya Argentaria SA | | BBVA | | 05946K101 | | 19-Apr-21 | | Management | | Reelect Jose Miguel Andres Torrecillas as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Banco Bilbao Vizcaya Argentaria SA | | BBVA | | 05946K101 | | 19-Apr-21 | | Management | | Reelect Jaime Felix Caruana Lacorte as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Banco Bilbao Vizcaya Argentaria SA | | BBVA | | 05946K101 | | 19-Apr-21 | | Management | | Reelect Belen Garijo Lopez as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Banco Bilbao Vizcaya Argentaria SA | | BBVA | | 05946K101 | | 19-Apr-21 | | Management | | Reelect Jose Maldonado Ramos as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Banco Bilbao Vizcaya Argentaria SA | | BBVA | | 05946K101 | | 19-Apr-21 | | Management | | Reelect Ana Cristina Peralta Moreno as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Banco Bilbao Vizcaya Argentaria SA | | BBVA | | 05946K101 | | 19-Apr-21 | | Management | | Reelect Juan Pi Llorens as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Banco Bilbao Vizcaya Argentaria SA | | BBVA | | 05946K101 | | 19-Apr-21 | | Management | | Reelect Jan Paul Marie Francis Verplancke as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Banco Bilbao Vizcaya Argentaria SA | | BBVA | | 05946K101 | | 19-Apr-21 | | Management | | Approve Dividends | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Banco Bilbao Vizcaya Argentaria SA | | BBVA | | 05946K101 | | 19-Apr-21 | | Management | | Approve Special Dividends | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Banco Bilbao Vizcaya Argentaria SA | | BBVA | | 05946K101 | | 19-Apr-21 | | Management | | Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 8 Billion | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Banco Bilbao Vizcaya Argentaria SA | | BBVA | | 05946K101 | | 19-Apr-21 | | Management | | Approve Reduction in Share Capital via Amortization of Treasury Shares | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Banco Bilbao Vizcaya Argentaria SA | | BBVA | | 05946K101 | | 19-Apr-21 | | Management | | Approve Remuneration Policy | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Banco Bilbao Vizcaya Argentaria SA | | BBVA | | 05946K101 | | 19-Apr-21 | | Management | | Fix Maximum Variable Compensation Ratio | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Banco Bilbao Vizcaya Argentaria SA | | BBVA | | 05946K101 | | 19-Apr-21 | | Management | | Renew Appointment of KPMG Auditores as Auditor | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Banco Bilbao Vizcaya Argentaria SA | | BBVA | | 05946K101 | | 19-Apr-21 | | Management | | Amend Article 21 Re: Allow Shareholder Meetings to be Held in Virtual-Only Format | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Banco Bilbao Vizcaya Argentaria SA | | BBVA | | 05946K101 | | 19-Apr-21 | | Management | | Amend Article 5 of General Meeting Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Banco Bilbao Vizcaya Argentaria SA | | BBVA | | 05946K101 | | 19-Apr-21 | | Management | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Banco Bilbao Vizcaya Argentaria SA | | BBVA | | 05946K101 | | 19-Apr-21 | | Management | | Advisory Vote on Remuneration Report | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Sociedad Quimica y Minera de Chile SA | | SQM.B | | 833635105 | | 23-Apr-21 | | Management | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Sociedad Quimica y Minera de Chile SA | | SQM.B | | 833635105 | | 23-Apr-21 | | Management | | Designate Auditors | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Sociedad Quimica y Minera de Chile SA | | SQM.B | | 833635105 | | 23-Apr-21 | | Management | | Designate Risk Assessment Companies | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Sociedad Quimica y Minera de Chile SA | | SQM.B | | 833635105 | | 23-Apr-21 | | Management | | Designate Account Inspectors | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Sociedad Quimica y Minera de Chile SA | | SQM.B | | 833635105 | | 23-Apr-21 | | Management | | Approve Investment Policy | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Sociedad Quimica y Minera de Chile SA | | SQM.B | | 833635105 | | 23-Apr-21 | | Management | | Approve Financing Policy | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Sociedad Quimica y Minera de Chile SA | | SQM.B | | 833635105 | | 23-Apr-21 | | Management | | Approve Dividends | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Sociedad Quimica y Minera de Chile SA | | SQM.B | | 833635105 | | 23-Apr-21 | | Management | | Approve Remuneration of Board of Directors and Board Committees | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Sociedad Quimica y Minera de Chile SA | | SQM.B | | 833635105 | | 23-Apr-21 | | Management | | Other Business | | For | | Against | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | NICE Ltd. (Israel) | | NICE | | 653656108 | | 28-Apr-21 | | Management | | Reelect David Kostman as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | NICE Ltd. (Israel) | | NICE | | 653656108 | | 28-Apr-21 | | Management | | Reelect Rimon Ben-Shaoul as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | NICE Ltd. (Israel) | | NICE | | 653656108 | | 28-Apr-21 | | Management | | Reelect Yehoshua (Shuki) Ehrlich as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | NICE Ltd. (Israel) | | NICE | | 653656108 | | 28-Apr-21 | | Management | | Reelect Leo Apotheker as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | NICE Ltd. (Israel) | | NICE | | 653656108 | | 28-Apr-21 | | Management | | Reelect Joseph (Joe) Cowan as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | NICE Ltd. (Israel) | | NICE | | 653656108 | | 28-Apr-21 | | Management | | Reelect Zehava Simon as External Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | NICE Ltd. (Israel) | | NICE | | 653656108 | | 28-Apr-21 | | Management | | Vote FOR if you are a controlling shareholder or have a personal interest in Item 2, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | | None | | Against | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | NICE Ltd. (Israel) | | NICE | | 653656108 | | 28-Apr-21 | | Management | | Reapprove Compensation Policy for the Directors and Officers of the Company | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | NICE Ltd. (Israel) | | NICE | | 653656108 | | 28-Apr-21 | | Management | | Vote FOR if you are a controlling shareholder or have a personal interest in Item 3, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | | None | | Against | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | NICE Ltd. (Israel) | | NICE | | 653656108 | | 28-Apr-21 | | Management | | Approve CEO Equity Plan | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | NICE Ltd. (Israel) | | NICE | | 653656108 | | 28-Apr-21 | | Management | | Vote FOR if you are a controlling shareholder or have a personal interest in Item 4, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | | None | | Against | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | NICE Ltd. (Israel) | | NICE | | 653656108 | | 28-Apr-21 | | Management | | Reappoint Kost Forer Gabbay & Kasierer, a member of Ernst & Young Global, as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | NICE Ltd. (Israel) | | NICE | | 653656108 | | 28-Apr-21 | | Management | | Discuss Financial Statements and the Report of the Board | | | | | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ASML Holding NV | | ASML | | N07059210 | | 29-Apr-21 | | Management | | Open Meeting | | | | | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ASML Holding NV | | ASML | | N07059210 | | 29-Apr-21 | | Management | | Discuss the Company’s Business, Financial Situation and Sustainability | | | | | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ASML Holding NV | | ASML | | N07059210 | | 29-Apr-21 | | Management | | Approve Remuneration Report | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ASML Holding NV | | ASML | | N07059210 | | 29-Apr-21 | | Management | | Adopt Financial Statements and Statutory Reports | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ASML Holding NV | | ASML | | N07059210 | | 29-Apr-21 | | Management | | Receive Clarification on Company’s Reserves and Dividend Policy | | | | | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ASML Holding NV | | ASML | | N07059210 | | 29-Apr-21 | | Management | | Approve Dividends of EUR 2.75 Per Share | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ASML Holding NV | | ASML | | N07059210 | | 29-Apr-21 | | Management | | Approve Discharge of Management Board | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ASML Holding NV | | ASML | | N07059210 | | 29-Apr-21 | | Management | | Approve Discharge of Supervisory Board | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ASML Holding NV | | ASML | | N07059210 | | 29-Apr-21 | | Management | | Approve Number of Shares for Management Board | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ASML Holding NV | | ASML | | N07059210 | | 29-Apr-21 | | Management | | Approve Certain Adjustments to the Remuneration Policy for Management Board | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ASML Holding NV | | ASML | | N07059210 | | 29-Apr-21 | | Management | | Approve Certain Adjustments to the Remuneration Policy for Supervisory Board | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ASML Holding NV | | ASML | | N07059210 | | 29-Apr-21 | | Management | | Receive Information on the Composition of the Management Board | | | | | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ASML Holding NV | | ASML | | N07059210 | | 29-Apr-21 | | Management | | Elect B. Conix to Supervisory Board | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ASML Holding NV | | ASML | | N07059210 | | 29-Apr-21 | | Management | | Receive Information on the Composition of the Supervisory Board | | | | | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ASML Holding NV | | ASML | | N07059210 | | 29-Apr-21 | | Management | | Ratify KPMG Accountants N.V. as Auditors | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ASML Holding NV | | ASML | | N07059210 | | 29-Apr-21 | | Management | | Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital for General Purposes | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ASML Holding NV | | ASML | | N07059210 | | 29-Apr-21 | | Management | | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 11.a | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ASML Holding NV | | ASML | | N07059210 | | 29-Apr-21 | | Management | | Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ASML Holding NV | | ASML | | N07059210 | | 29-Apr-21 | | Management | | Authorize Board to Exclude Preemptive Rights from Share Issuances under 11.c | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ASML Holding NV | | ASML | | N07059210 | | 29-Apr-21 | | Management | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ASML Holding NV | | ASML | | N07059210 | | 29-Apr-21 | | Management | | Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ASML Holding NV | | ASML | | N07059210 | | 29-Apr-21 | | Management | | Authorize Cancellation of Repurchased Shares | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ASML Holding NV | | ASML | | N07059210 | | 29-Apr-21 | | Management | | Other Business (Non-Voting) | | | | | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ASML Holding NV | | ASML | | N07059210 | | 29-Apr-21 | | Management | | Close Meeting | | | | | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | CRH Plc | | CRH | | 12626K203 | | 29-Apr-21 | | Management | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | CRH Plc | | CRH | | 12626K203 | | 29-Apr-21 | | Management | | Approve Final Dividend | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | CRH Plc | | CRH | | 12626K203 | | 29-Apr-21 | | Management | | Approve Remuneration Report | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | CRH Plc | | CRH | | 12626K203 | | 29-Apr-21 | | Management | | Re-elect Richie Boucher as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | CRH Plc | | CRH | | 12626K203 | | 29-Apr-21 | | Management | | Elect Caroline Dowling as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | CRH Plc | | CRH | | 12626K203 | | 29-Apr-21 | | Management | | Elect Richard Fearon as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | CRH Plc | | CRH | | 12626K203 | | 29-Apr-21 | | Management | | Re-elect Johan Karlstrom as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | CRH Plc | | CRH | | 12626K203 | | 29-Apr-21 | | Management | | Re-elect Shaun Kelly as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | CRH Plc | | CRH | | 12626K203 | | 29-Apr-21 | | Management | | Elect Lamar McKay as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | CRH Plc | | CRH | | 12626K203 | | 29-Apr-21 | | Management | | Re-elect Albert Manifold as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | CRH Plc | | CRH | | 12626K203 | | 29-Apr-21 | | Management | | Re-elect Gillian Platt as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | CRH Plc | | CRH | | 12626K203 | | 29-Apr-21 | | Management | | Re-elect Mary Rhinehart as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | CRH Plc | | CRH | | 12626K203 | | 29-Apr-21 | | Management | | Re-elect Siobhan Talbot as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | CRH Plc | | CRH | | 12626K203 | | 29-Apr-21 | | Management | | Authorise Board to Fix Remuneration of Auditors | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | CRH Plc | | CRH | | 12626K203 | | 29-Apr-21 | | Management | | Ratify Deloitte Ireland LLP as Auditors | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | CRH Plc | | CRH | | 12626K203 | | 29-Apr-21 | | Management | | Authorise Issue of Equity | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | CRH Plc | | CRH | | 12626K203 | | 29-Apr-21 | | Management | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | CRH Plc | | CRH | | 12626K203 | | 29-Apr-21 | | Management | | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | CRH Plc | | CRH | | 12626K203 | | 29-Apr-21 | | Management | | Authorise Market Purchase of Ordinary Shares | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | CRH Plc | | CRH | | 12626K203 | | 29-Apr-21 | | Management | | Authorise Reissuance of Treasury Shares | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | CRH Plc | | CRH | | 12626K203 | | 29-Apr-21 | | Management | | Approve Scrip Dividend | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | CRH Plc | | CRH | | 12626K203 | | 29-Apr-21 | | Management | | Approve Savings-Related Share Option Schemes | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | CRH Plc | | CRH | | 12626K203 | | 29-Apr-21 | | Management | | Approve Cancellation of Share Premium Account | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Ternium SA | | TX | | 880890108 | | 03-May-21 | | Management | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Ternium SA | | TX | | 880890108 | | 03-May-21 | | Management | | Approve Financial Statements | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Ternium SA | | TX | | 880890108 | | 03-May-21 | | Management | | Approve Allocation of Income and Dividends | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Ternium SA | | TX | | 880890108 | | 03-May-21 | | Management | | Approve Discharge of Directors | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Ternium SA | | TX | | 880890108 | | 03-May-21 | | Management | | Reelect Directors | | For | | Against | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Ternium SA | | TX | | 880890108 | | 03-May-21 | | Management | | Approve Additional Remuneration of Directors for FY 2020 | | For | | Against | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Ternium SA | | TX | | 880890108 | | 03-May-21 | | Management | | Approve Remuneration of Directors for FY 2021 | | For | | Against | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Ternium SA | | TX | | 880890108 | | 03-May-21 | | Management | | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Ternium SA | | TX | | 880890108 | | 03-May-21 | | Management | | Approve Share Repurchase | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Ternium SA | | TX | | 880890108 | | 03-May-21 | | Management | | Allow Board to Appoint One or More of its Members as Company’s Attorney-in-Fact | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Koninklijke Philips NV | | PHIA | | 500472303 | | 06-May-21 | | Management | | President’s Speech | | | | | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Koninklijke Philips NV | | PHIA | | 500472303 | | 06-May-21 | | Management | | Receive Explanation on Company’s Reserves and Dividend Policy | | | | | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Koninklijke Philips NV | | PHIA | | 500472303 | | 06-May-21 | | Management | | Adopt Financial Statements and Statutory Reports | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Koninklijke Philips NV | | PHIA | | 500472303 | | 06-May-21 | | Management | | Approve Dividends of EUR 0.85 Per Share | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Koninklijke Philips NV | | PHIA | | 500472303 | | 06-May-21 | | Management | | Approve Remuneration Report | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Koninklijke Philips NV | | PHIA | | 500472303 | | 06-May-21 | | Management | | Approve Discharge of Management Board | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Koninklijke Philips NV | | PHIA | | 500472303 | | 06-May-21 | | Management | | Approve Discharge of Supervisory Board | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Koninklijke Philips NV | | PHIA | | 500472303 | | 06-May-21 | | Management | | Reelect Marnix van Ginneken to Management Board | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Koninklijke Philips NV | | PHIA | | 500472303 | | 06-May-21 | | Management | | Elect Chua Sock Koong to Supervisory Board | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Koninklijke Philips NV | | PHIA | | 500472303 | | 06-May-21 | | Management | | Elect Indra Nooyi to Supervisory Board | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Koninklijke Philips NV | | PHIA | | 500472303 | | 06-May-21 | | Management | | Grant Board Authority to Issue Shares | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Koninklijke Philips NV | | PHIA | | 500472303 | | 06-May-21 | | Management | | Authorize Board to Exclude Preemptive Rights from Share Issuances | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Koninklijke Philips NV | | PHIA | | 500472303 | | 06-May-21 | | Management | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Koninklijke Philips NV | | PHIA | | 500472303 | | 06-May-21 | | Management | | Approve Cancellation of Repurchased Shares | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Koninklijke Philips NV | | PHIA | | 500472303 | | 06-May-21 | | Management | | Other Business (Non-Voting) | | | | | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | argenx SE | | ARGX | | 04016X101 | | 11-May-21 | | Management | | Open Meeting | | | | | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | argenx SE | | ARGX | | 04016X101 | | 11-May-21 | | Management | | Receive Report of Management Board (Non-Voting) | | | | | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | argenx SE | | ARGX | | 04016X101 | | 11-May-21 | | Management | | Adopt Remuneration Policy | | For | | Against | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | argenx SE | | ARGX | | 04016X101 | | 11-May-21 | | Management | | Approve Remuneration Report | | For | | Against | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | argenx SE | | ARGX | | 04016X101 | | 11-May-21 | | Management | | Discuss Annual Report for FY 2020 | | | | | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | argenx SE | | ARGX | | 04016X101 | | 11-May-21 | | Management | | Adopt Financial Statements and Statutory Reports | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | argenx SE | | ARGX | | 04016X101 | | 11-May-21 | | Management | | Discussion on Company’s Corporate Governance Structure | | | | | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | argenx SE | | ARGX | | 04016X101 | | 11-May-21 | | Management | | Approve Allocation of Losses to the Retained Earnings of the Company | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | argenx SE | | ARGX | | 04016X101 | | 11-May-21 | | Management | | Approve Discharge of Directors | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | argenx SE | | ARGX | | 04016X101 | | 11-May-21 | | Management | | Elect Yvonne Greenstreet as Non-Executive Director | | For | | Against | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | argenx SE | | ARGX | | 04016X101 | | 11-May-21 | | Management | | Reelect Anthony Rosenberg as Non-Executive Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | argenx SE | | ARGX | | 04016X101 | | 11-May-21 | | Management | | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | argenx SE | | ARGX | | 04016X101 | | 11-May-21 | | Management | | Ratify Deloitte Accountants B.V. as Auditors | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | argenx SE | | ARGX | | 04016X101 | | 11-May-21 | | Management | | Other Business (Non-Voting) | | | | | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | argenx SE | | ARGX | | 04016X101 | | 11-May-21 | | Management | | Close Meeting | | | | | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Sibanye Stillwater Ltd. | | SSW | | 82575P107 | | 25-May-21 | | Management | | Reappoint Ernst & Young Inc as Auditors of the Company with Lance Tomlinson as the Designated Individual Partner | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Sibanye Stillwater Ltd. | | SSW | | 82575P107 | | 25-May-21 | | Management | | Elect Sindiswa Zilwa as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Sibanye Stillwater Ltd. | | SSW | | 82575P107 | | 25-May-21 | | Management | | Re-elect Rick Menell as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Sibanye Stillwater Ltd. | | SSW | | 82575P107 | | 25-May-21 | | Management | | Re-elect Keith Rayner as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Sibanye Stillwater Ltd. | | SSW | | 82575P107 | | 25-May-21 | | Management | | Re-elect Jerry Vilakazi as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Sibanye Stillwater Ltd. | | SSW | | 82575P107 | | 25-May-21 | | Management | | Re-elect Keith Rayner as Chair of the Audit Committee | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Sibanye Stillwater Ltd. | | SSW | | 82575P107 | | 25-May-21 | | Management | | Re-elect Timothy Cumming as Member of the Audit Committee | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Sibanye Stillwater Ltd. | | SSW | | 82575P107 | | 25-May-21 | | Management | | Re-elect Savannah Danson as Member of the Audit Committee | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Sibanye Stillwater Ltd. | | SSW | | 82575P107 | | 25-May-21 | | Management | | Re-elect Rick Menell as Member of the Audit Committee | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Sibanye Stillwater Ltd. | | SSW | | 82575P107 | | 25-May-21 | | Management | | Re-elect Nkosemntu Nika as Member of the Audit Committee | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Sibanye Stillwater Ltd. | | SSW | | 82575P107 | | 25-May-21 | | Management | | Re-elect Susan van der Merwe as Member of the Audit Committee | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Sibanye Stillwater Ltd. | | SSW | | 82575P107 | | 25-May-21 | | Management | | Elect Sindiswa Zilwa as Member of the Audit Committee | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Sibanye Stillwater Ltd. | | SSW | | 82575P107 | | 25-May-21 | | Management | | Place Authorised but Unissued Shares under Control of Directors | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Sibanye Stillwater Ltd. | | SSW | | 82575P107 | | 25-May-21 | | Management | | Authorise Board to Issue Shares for Cash | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Sibanye Stillwater Ltd. | | SSW | | 82575P107 | | 25-May-21 | | Management | | Approve Remuneration Policy | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Sibanye Stillwater Ltd. | | SSW | | 82575P107 | | 25-May-21 | | Management | | Approve Remuneration Implementation Report | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Sibanye Stillwater Ltd. | | SSW | | 82575P107 | | 25-May-21 | | Management | | Approve Remuneration of Non-Executive Directors | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Sibanye Stillwater Ltd. | | SSW | | 82575P107 | | 25-May-21 | | Management | | Approve Fees of Investment Committee Members | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Sibanye Stillwater Ltd. | | SSW | | 82575P107 | | 25-May-21 | | Management | | Approve Per Diem Allowance | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Sibanye Stillwater Ltd. | | SSW | | 82575P107 | | 25-May-21 | | Management | | Approve Financial Assistance in Terms of Sections 44 and 45 of the Companies Act | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Sibanye Stillwater Ltd. | | SSW | | 82575P107 | | 25-May-21 | | Management | | Authorise Repurchase of Issued Share Capital | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | NXP Semiconductors N.V. | | NXPI | | N6596X109 | | 26-May-21 | | Management | | Adopt Financial Statements and Statutory Reports | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | NXP Semiconductors N.V. | | NXPI | | N6596X109 | | 26-May-21 | | Management | | Approve Discharge of Board Members | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | NXP Semiconductors N.V. | | NXPI | | N6596X109 | | 26-May-21 | | Management | | Reelect Kurt Sievers as Executive Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | NXP Semiconductors N.V. | | NXPI | | N6596X109 | | 26-May-21 | | Management | | Reelect Peter Bonfield as Non-Executive Director | | For | | Against | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | NXP Semiconductors N.V. | | NXPI | | N6596X109 | | 26-May-21 | | Management | | Elect Annette Clayton as Non-Executive Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | NXP Semiconductors N.V. | | NXPI | | N6596X109 | | 26-May-21 | | Management | | Elect Anthony Foxx as Non-Executive Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | NXP Semiconductors N.V. | | NXPI | | N6596X109 | | 26-May-21 | | Management | | Reelect Kenneth A. Goldman as Non-Executive Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | NXP Semiconductors N.V. | | NXPI | | N6596X109 | | 26-May-21 | | Management | | Reelect Josef Kaeser as Non-Executive Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | NXP Semiconductors N.V. | | NXPI | | N6596X109 | | 26-May-21 | | Management | | Reelect Lena Olving as Non-Executive Director | | For | | Against | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | NXP Semiconductors N.V. | | NXPI | | N6596X109 | | 26-May-21 | | Management | | Reelect Peter Smitham as Non-Executive Director | | For | | Against | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | NXP Semiconductors N.V. | | NXPI | | N6596X109 | | 26-May-21 | | Management | | Reelect Julie Southern as Non-Executive Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | NXP Semiconductors N.V. | | NXPI | | N6596X109 | | 26-May-21 | | Management | | Reelect Jasmin Staiblin as Non-Executive Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | NXP Semiconductors N.V. | | NXPI | | N6596X109 | | 26-May-21 | | Management | | Reelect Gregory L. Summe as Non-Executive Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | NXP Semiconductors N.V. | | NXPI | | N6596X109 | | 26-May-21 | | Management | | Reelect Karl-Henrik Sundström as Non-Executive Director | | For | | Against | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | NXP Semiconductors N.V. | | NXPI | | N6596X109 | | 26-May-21 | | Management | | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | NXP Semiconductors N.V. | | NXPI | | N6596X109 | | 26-May-21 | | Management | | Authorize Board to Exclude Preemptive Rights from Share Issuances | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | NXP Semiconductors N.V. | | NXPI | | N6596X109 | | 26-May-21 | | Management | | Authorize Share Repurchase Program | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | NXP Semiconductors N.V. | | NXPI | | N6596X109 | | 26-May-21 | | Management | | Approve Cancellation of Ordinary Shares | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | NXP Semiconductors N.V. | | NXPI | | N6596X109 | | 26-May-21 | | Management | | Approve Remuneration of the Non Executive Members of the Board | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | NXP Semiconductors N.V. | | NXPI | | N6596X109 | | 26-May-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ArcelorMittal SA | | MT | | 03938L203 | | 08-Jun-21 | | Management | | Approve Consolidated Financial Statements | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ArcelorMittal SA | | MT | | 03938L203 | | 08-Jun-21 | | Management | | Approve Financial Statements | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ArcelorMittal SA | | MT | | 03938L203 | | 08-Jun-21 | | Management | | Approve Dividends of USD 0.30 Per Share | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ArcelorMittal SA | | MT | | 03938L203 | | 08-Jun-21 | | Management | | Approve Allocation of Income | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ArcelorMittal SA | | MT | | 03938L203 | | 08-Jun-21 | | Management | | Approve Remuneration Policy | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ArcelorMittal SA | | MT | | 03938L203 | | 08-Jun-21 | | Management | | Approve Remuneration Report | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ArcelorMittal SA | | MT | | 03938L203 | | 08-Jun-21 | | Management | | Approve Remuneration of the Directors, Members and Chairs of the Audit and Risk Committee and Members and Chairs of the Other Committee | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ArcelorMittal SA | | MT | | 03938L203 | | 08-Jun-21 | | Management | | Approve Discharge of Directors | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ArcelorMittal SA | | MT | | 03938L203 | | 08-Jun-21 | | Management | | Reelect Karyn Ovelmen as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ArcelorMittal SA | | MT | | 03938L203 | | 08-Jun-21 | | Management | | Reelect Tye Burt as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ArcelorMittal SA | | MT | | 03938L203 | | 08-Jun-21 | | Management | | Elect Clarissa Lins as Director | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ArcelorMittal SA | | MT | | 03938L203 | | 08-Jun-21 | | Management | | Approve Share Repurchase | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ArcelorMittal SA | | MT | | 03938L203 | | 08-Jun-21 | | Management | | Renew Appointment of Deloitte Audit as Auditor | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ArcelorMittal SA | | MT | | 03938L203 | | 08-Jun-21 | | Management | | Approve Share Plan Grant, Restricted Share Unit Plan and Performance Unit Plan under the Executive Office PSU Plan and ArcelorMittal Equity Plan | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | ArcelorMittal SA | | MT | | 03938L203 | | 08-Jun-21 | | Management | | Approve Reduction in Share Capital through Cancellation of Shares and Amend Articles 5.1 and 5.2 of the Articles of Association | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | MercadoLibre, Inc. | | MELI | | 58733R102 | | 08-Jun-21 | | Management | | Elect Director Nicolas Galperin | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | MercadoLibre, Inc. | | MELI | | 58733R102 | | 08-Jun-21 | | Management | | Elect Director Henrique Dubugras | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | MercadoLibre, Inc. | | MELI | | 58733R102 | | 08-Jun-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | MercadoLibre, Inc. | | MELI | | 58733R102 | | 08-Jun-21 | | Management | | Ratify Deloitte & Co. S.A as Auditors | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | BioNTech SE | | BNTX | | 09075V102 | | 22-Jun-21 | | Management | | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | | | | | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | BioNTech SE | | BNTX | | 09075V102 | | 22-Jun-21 | | Management | | Approve Discharge of Management Board for Fiscal Year 2020 | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | BioNTech SE | | BNTX | | 09075V102 | | 22-Jun-21 | | Management | | Approve Discharge of Supervisory Board for Fiscal Year 2020 | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | BioNTech SE | | BNTX | | 09075V102 | | 22-Jun-21 | | Management | | Ratify Ernst & Young GmbH as Auditors for Fiscal Year 2021 | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | BioNTech SE | | BNTX | | 09075V102 | | 22-Jun-21 | | Management | | Approve Creation of EUR 123.2 Million Pool of Capital with Partial Exclusion of Preemptive Rights | | For | | Against | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | BioNTech SE | | BNTX | | 09075V102 | | 22-Jun-21 | | Management | | Amend Stock Option Plan 2017/2019 | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | BioNTech SE | | BNTX | | 09075V102 | | 22-Jun-21 | | Management | | Approve Stock Option Plan for Key Employees; Approve Creation of EUR 8.4 Million Pool of Conditional Capital to Guarantee Conversion Rights | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | BioNTech SE | | BNTX | | 09075V102 | | 22-Jun-21 | | Management | | Amend 2019 Resolution on the Repurchase and Reissuance of Shares | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | BioNTech SE | | BNTX | | 09075V102 | | 22-Jun-21 | | Management | | Amend 2019 Resolution on the Repurchase and Reissuance of Shares | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | BioNTech SE | | BNTX | | 09075V102 | | 22-Jun-21 | | Management | | Approve Remuneration Policy | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | BioNTech SE | | BNTX | | 09075V102 | | 22-Jun-21 | | Management | | Approve Remuneration of Supervisory Board | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | BioNTech SE | | BNTX | | 09075V102 | | 22-Jun-21 | | Management | | Cancel Affiliation Agreement with JPT Peptide Technologies GmbH | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | BioNTech SE | | BNTX | | 09075V102 | | 22-Jun-21 | | Management | | Approve Affiliation Agreements with JPT Peptide Technologies GmbH | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | BioNTech SE | | BNTX | | 09075V102 | | 22-Jun-21 | | Management | | Approve Affiliation Agreements with BioNTech Manufacturing Marburg GmbH | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | BioNTech SE | | BNTX | | 09075V102 | | 22-Jun-21 | | Management | | Approve Affiliation Agreements with reSano GmbH | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Sony Group Corp. | | 6758 | | 835699307 | | 22-Jun-21 | | Management | | Elect Director Yoshida, Kenichiro | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Sony Group Corp. | | 6758 | | 835699307 | | 22-Jun-21 | | Management | | Elect Director Totoki, Hiroki | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Sony Group Corp. | | 6758 | | 835699307 | | 22-Jun-21 | | Management | | Elect Director Sumi, Shuzo | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Sony Group Corp. | | 6758 | | 835699307 | | 22-Jun-21 | | Management | | Elect Director Tim Schaaff | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Sony Group Corp. | | 6758 | | 835699307 | | 22-Jun-21 | | Management | | Elect Director Oka, Toshiko | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Sony Group Corp. | | 6758 | | 835699307 | | 22-Jun-21 | | Management | | Elect Director Akiyama, Sakie | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Sony Group Corp. | | 6758 | | 835699307 | | 22-Jun-21 | | Management | | Elect Director Wendy Becker | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Sony Group Corp. | | 6758 | | 835699307 | | 22-Jun-21 | | Management | | Elect Director Hatanaka, Yoshihiko | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Sony Group Corp. | | 6758 | | 835699307 | | 22-Jun-21 | | Management | | Elect Director Adam Crozier | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Sony Group Corp. | | 6758 | | 835699307 | | 22-Jun-21 | | Management | | Elect Director Kishigami, Keiko | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Sony Group Corp. | | 6758 | | 835699307 | | 22-Jun-21 | | Management | | Elect Director Joseph A. Kraft Jr | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Sony Group Corp. | | 6758 | | 835699307 | | 22-Jun-21 | | Management | | Approve Stock Option Plan | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Huazhu Group Limited | | 1179 | | 44332N106 | | 25-Jun-21 | | Management | | Approve Deloitte Touche Tohmatsu Certified Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Huazhu Group Limited | | 1179 | | 44332N106 | | 25-Jun-21 | | Management | | Approve Share Sub-Division | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Huazhu Group Limited | | 1179 | | 44332N106 | | 25-Jun-21 | | Management | | Amend Articles of Association | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Huazhu Group Limited | | 1179 | | 44332N106 | | 25-Jun-21 | | Management | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Bicycle Therapeutics Plc | | BCYC | | 088786108 | | 28-Jun-21 | | Management | | Elect Director Kevin Lee | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Bicycle Therapeutics Plc | | BCYC | | 088786108 | | 28-Jun-21 | | Management | | Elect Director Jose-Carlos Gutierrez-Ramos | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Bicycle Therapeutics Plc | | BCYC | | 088786108 | | 28-Jun-21 | | Management | | Ratify PricewaterhouseCoopers LLP as U.S. Independent Registered Public Accounting Firm | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Bicycle Therapeutics Plc | | BCYC | | 088786108 | | 28-Jun-21 | | Management | | Ratify PricewaterhouseCoopers LLP as UK Statutory Auditors | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Bicycle Therapeutics Plc | | BCYC | | 088786108 | | 28-Jun-21 | | Management | | Authorise Board to Fix Remuneration of Auditors | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Bicycle Therapeutics Plc | | BCYC | | 088786108 | | 28-Jun-21 | | Management | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Bicycle Therapeutics Plc | | BCYC | | 088786108 | | 28-Jun-21 | | Management | | Approve Remuneration Report | | For | | For | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Bicycle Therapeutics Plc | | BCYC | | 088786108 | | 28-Jun-21 | | Management | | Authorise Issuance of Equity | | For | | Against | | Yes |
| ADVISORSHARES Dorsey Wright ADR ETF | | Bicycle Therapeutics Plc | | BCYC | | 088786108 | | 28-Jun-21 | | Management | | Authorise Issue of Equity without Pre-emptive Rights | | For | | Against | | Yes |
===================== ADVISORSHARES DORSEY WRIGHT MICRO-CAP ETF =====================
| Institutional Account Name | | Company Name | | Ticker | | Provider Security ID | | Meeting Date | | Proponent | | Proposal Text | | Management Recommendation | | Vote Instruction | | Voted |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Camtek Ltd. | | CAMT | | M20791105 | | 07-Jul-20 | | Management | | Approve Special Cash Bonus to CEO | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Camtek Ltd. | | CAMT | | M20791105 | | 07-Jul-20 | | Management | | Approve 2019 Equity Grant to CEO | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Camtek Ltd. | | CAMT | | M20791105 | | 07-Jul-20 | | Management | | Approve Compensation Policy for the Directors and Officers of the Company | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Camtek Ltd. | | CAMT | | M20791105 | | 07-Jul-20 | | Management | | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | | None | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Camtek Ltd. | | CAMT | | M20791105 | | 07-Jul-20 | | Management | | If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. | | None | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Camtek Ltd. | | CAMT | | M20791105 | | 07-Jul-20 | | Management | | If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. | | None | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Camtek Ltd. | | CAMT | | M20791105 | | 07-Jul-20 | | Management | | If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. | | None | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | CRA International, Inc. | | CRAI | | 12618T105 | | 08-Jul-20 | | Management | | Elect Director Richard D. Booth | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | CRA International, Inc. | | CRAI | | 12618T105 | | 08-Jul-20 | | Management | | Elect Director William F. Concannon | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | CRA International, Inc. | | CRAI | | 12618T105 | | 08-Jul-20 | | Management | | Elect Director Christine R. Detrick | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | CRA International, Inc. | | CRAI | | 12618T105 | | 08-Jul-20 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | CRA International, Inc. | | CRAI | | 12618T105 | | 08-Jul-20 | | Management | | Ratify Grant Thornton LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Cue Biopharma, Inc. | | CUE | | 22978P106 | | 09-Jul-20 | | Management | | Elect Director Daniel R. Passeri | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Cue Biopharma, Inc. | | CUE | | 22978P106 | | 09-Jul-20 | | Management | | Elect Director Peter A. Kiener | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Cue Biopharma, Inc. | | CUE | | 22978P106 | | 09-Jul-20 | | Management | | Elect Director Aaron Fletcher | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Cue Biopharma, Inc. | | CUE | | 22978P106 | | 09-Jul-20 | | Management | | Elect Director Cameron Gray | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Cue Biopharma, Inc. | | CUE | | 22978P106 | | 09-Jul-20 | | Management | | Elect Director Barry Simon | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Cue Biopharma, Inc. | | CUE | | 22978P106 | | 09-Jul-20 | | Management | | Elect Director Frederick Driscoll | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Cue Biopharma, Inc. | | CUE | | 22978P106 | | 09-Jul-20 | | Management | | Elect Director Frank Morich | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Cue Biopharma, Inc. | | CUE | | 22978P106 | | 09-Jul-20 | | Management | | Increase Authorized Common Stock | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Cue Biopharma, Inc. | | CUE | | 22978P106 | | 09-Jul-20 | | Management | | Ratify RSM US LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Newtek Business Services Corp. | | NEWT | | 652526203 | | 10-Jul-20 | | Management | | Approve Issuance of Shares Below Net Asset Value (NAV) | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Newtek Business Services Corp. | | NEWT | | 652526203 | | 10-Jul-20 | | Management | | Amend Bylaws | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Newtek Business Services Corp. | | NEWT | | 652526203 | | 10-Jul-20 | | Management | | Adjourn Meeting | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Energy Recovery, Inc. | | ERII | | 29270J100 | | 16-Jul-20 | | Management | | Elect Director Alexander J. Buehler | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Energy Recovery, Inc. | | ERII | | 29270J100 | | 16-Jul-20 | | Management | | Elect Director Robert Yu Lang Mao | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Energy Recovery, Inc. | | ERII | | 29270J100 | | 16-Jul-20 | | Management | | Approve Omnibus Stock Plan | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Energy Recovery, Inc. | | ERII | | 29270J100 | | 16-Jul-20 | | Management | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Energy Recovery, Inc. | | ERII | | 29270J100 | | 16-Jul-20 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Atomera Incorporated | | ATOM | | 04965B100 | | 30-Jul-20 | | Management | | Elect Director John Gerber | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Atomera Incorporated | | ATOM | | 04965B100 | | 30-Jul-20 | | Management | | Elect Director Scott Bibaud | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Atomera Incorporated | | ATOM | | 04965B100 | | 30-Jul-20 | | Management | | Elect Director Erwin Trautmann | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Atomera Incorporated | | ATOM | | 04965B100 | | 30-Jul-20 | | Management | | Elect Director C. Rinn Cleavelin | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Atomera Incorporated | | ATOM | | 04965B100 | | 30-Jul-20 | | Management | | Elect Director Rolf Stadheim | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Atomera Incorporated | | ATOM | | 04965B100 | | 30-Jul-20 | | Management | | Elect Director Steve Shevick | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Atomera Incorporated | | ATOM | | 04965B100 | | 30-Jul-20 | | Management | | Elect Director Duy-Loan T. Le | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Atomera Incorporated | | ATOM | | 04965B100 | | 30-Jul-20 | | Management | | Ratify Marcum LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | PetMed Express, Inc. | | PETS | | 716382106 | | 31-Jul-20 | | Management | | Elect Director Menderes Akdag | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | PetMed Express, Inc. | | PETS | | 716382106 | | 31-Jul-20 | | Management | | Elect Director Leslie C.G. Campbell | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | PetMed Express, Inc. | | PETS | | 716382106 | | 31-Jul-20 | | Management | | Elect Director Frank J. Formica | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | PetMed Express, Inc. | | PETS | | 716382106 | | 31-Jul-20 | | Management | | Elect Director Gian M. Fulgoni | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | PetMed Express, Inc. | | PETS | | 716382106 | | 31-Jul-20 | | Management | | Elect Director Ronald J. Korn | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | PetMed Express, Inc. | | PETS | | 716382106 | | 31-Jul-20 | | Management | | Elect Director Robert C. Schweitzer | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | PetMed Express, Inc. | | PETS | | 716382106 | | 31-Jul-20 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | PetMed Express, Inc. | | PETS | | 716382106 | | 31-Jul-20 | | Management | | Ratify RSM US LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Affimed NV | | AFMD | | N01045108 | | 04-Aug-20 | | Management | | Open Meeting | | | | | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Affimed NV | | AFMD | | N01045108 | | 04-Aug-20 | | Management | | Receive Report of Management Board (Non-Voting) | | | | | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Affimed NV | | AFMD | | N01045108 | | 04-Aug-20 | | Management | | Adopt Financial Statements and Statutory Reports | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Affimed NV | | AFMD | | N01045108 | | 04-Aug-20 | | Management | | Approve Discharge of Management Board | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Affimed NV | | AFMD | | N01045108 | | 04-Aug-20 | | Management | | Approve Discharge of Supervisory Board | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Affimed NV | | AFMD | | N01045108 | | 04-Aug-20 | | Management | | Amend Remuneration Policy for Management Board | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Affimed NV | | AFMD | | N01045108 | | 04-Aug-20 | | Management | | Amend Remuneration Policy for Supervisory Board | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Affimed NV | | AFMD | | N01045108 | | 04-Aug-20 | | Management | | Reelect Adi Hoess to Management Board | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Affimed NV | | AFMD | | N01045108 | | 04-Aug-20 | | Management | | Reelect Wolfgang Fischer to Management Board | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Affimed NV | | AFMD | | N01045108 | | 04-Aug-20 | | Management | | Elect Angus Smith to Management Board | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Affimed NV | | AFMD | | N01045108 | | 04-Aug-20 | | Management | | Elect Arndt Schottelius to Management Board | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Affimed NV | | AFMD | | N01045108 | | 04-Aug-20 | | Management | | Elect Andreas Harstrick to Management Board | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Affimed NV | | AFMD | | N01045108 | | 04-Aug-20 | | Management | | Reelect Thomas Hecht to Supervisory Board | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Affimed NV | | AFMD | | N01045108 | | 04-Aug-20 | | Management | | Reelect Ferdinand Verdonck to Supervisory Board | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Affimed NV | | AFMD | | N01045108 | | 04-Aug-20 | | Management | | Elect Harry Welten to Supervisory Board | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Affimed NV | | AFMD | | N01045108 | | 04-Aug-20 | | Management | | Elect Annalisa Jenkins to Supervisory Board | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Affimed NV | | AFMD | | N01045108 | | 04-Aug-20 | | Management | | Ratify KPMG N.V. as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Affimed NV | | AFMD | | N01045108 | | 04-Aug-20 | | Management | | Approve Abolishment of Cumulative Preference Shares and Amend Articles of Association | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Affimed NV | | AFMD | | N01045108 | | 04-Aug-20 | | Management | | Authorize Repurchase of Shares | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Affimed NV | | AFMD | | N01045108 | | 04-Aug-20 | | Management | | Other Business (Non-Voting) | | | | | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Affimed NV | | AFMD | | N01045108 | | 04-Aug-20 | | Management | | Close Meeting | | | | | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Vista Outdoor Inc. | | VSTO | | 928377100 | | 04-Aug-20 | | Management | | Elect Director Tig H. Krekel | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Vista Outdoor Inc. | | VSTO | | 928377100 | | 04-Aug-20 | | Management | | Elect Director Gary L. McArthur | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Vista Outdoor Inc. | | VSTO | | 928377100 | | 04-Aug-20 | | Management | | Elect Director Mark A. Gottfredson | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Vista Outdoor Inc. | | VSTO | | 928377100 | | 04-Aug-20 | | Management | | Elect Director Christopher T. Metz | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Vista Outdoor Inc. | | VSTO | | 928377100 | | 04-Aug-20 | | Management | | Elect Director Michael D. Robinson | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Vista Outdoor Inc. | | VSTO | | 928377100 | | 04-Aug-20 | | Management | | Elect Director Frances P. Philip | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Vista Outdoor Inc. | | VSTO | | 928377100 | | 04-Aug-20 | | Management | | Elect Director Lynn M. Utter | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Vista Outdoor Inc. | | VSTO | | 928377100 | | 04-Aug-20 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Vista Outdoor Inc. | | VSTO | | 928377100 | | 04-Aug-20 | | Management | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Vista Outdoor Inc. | | VSTO | | 928377100 | | 04-Aug-20 | | Management | | Approve Omnibus Stock Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Orion Energy Systems, Inc. | | OESX | | 686275108 | | 06-Aug-20 | | Management | | Elect Director Ellen B. Richstone | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Orion Energy Systems, Inc. | | OESX | | 686275108 | | 06-Aug-20 | | Management | | Elect Director Michael J. Potts | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Orion Energy Systems, Inc. | | OESX | | 686275108 | | 06-Aug-20 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Orion Energy Systems, Inc. | | OESX | | 686275108 | | 06-Aug-20 | | Management | | Ratify BDO USA, LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Utah Medical Products, Inc. | | UTMD | | 917488108 | | 07-Aug-20 | | Management | | Elect Director Ernst G. Hoyer | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Utah Medical Products, Inc. | | UTMD | | 917488108 | | 07-Aug-20 | | Management | | Elect Director James H. Beeson | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Utah Medical Products, Inc. | | UTMD | | 917488108 | | 07-Aug-20 | | Management | | Ratify Haynie & Company as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Utah Medical Products, Inc. | | UTMD | | 917488108 | | 07-Aug-20 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Kornit Digital Ltd. | | KRNT | | M6372Q113 | | 12-Aug-20 | | Management | | Reelect Ofer Ben Zur as Director | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Kornit Digital Ltd. | | KRNT | | M6372Q113 | | 12-Aug-20 | | Management | | Reelect Lauri Hanover as Director | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Kornit Digital Ltd. | | KRNT | | M6372Q113 | | 12-Aug-20 | | Management | | Reelect Gabi Seligsohn as Director | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Kornit Digital Ltd. | | KRNT | | M6372Q113 | | 12-Aug-20 | | Management | | Relect Yehoshua (Shuki) Nir as Director | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Kornit Digital Ltd. | | KRNT | | M6372Q113 | | 12-Aug-20 | | Management | | Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Kornit Digital Ltd. | | KRNT | | M6372Q113 | | 12-Aug-20 | | Management | | Approve Amended Compensation Policy for the Directors and Officers of the Company | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Kornit Digital Ltd. | | KRNT | | M6372Q113 | | 12-Aug-20 | | Management | | Approve Amended Compensation Package of Ronen Samuel, CEO | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Kornit Digital Ltd. | | KRNT | | M6372Q113 | | 12-Aug-20 | | Management | | Approve Compensation of All Current and Future Directors and Officers | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Kornit Digital Ltd. | | KRNT | | M6372Q113 | | 12-Aug-20 | | Management | | Discuss Financial Statements and the Report of the Board | | | | | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Kornit Digital Ltd. | | KRNT | | M6372Q113 | | 12-Aug-20 | | Management | | Vote FOR if you are NOT a controlling shareholder and do NOT have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. If you vote AGAINST, please provide an explanation to your account manager | | None | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | NeuBase Therapeutics, Inc. | | NBSE | | 64132K102 | | 12-Aug-20 | | Management | | Elect Director Franklyn G. Prendergast | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | NeuBase Therapeutics, Inc. | | NBSE | | 64132K102 | | 12-Aug-20 | | Management | | Ratify Marcum LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | NeuBase Therapeutics, Inc. | | NBSE | | 64132K102 | | 12-Aug-20 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | NeuBase Therapeutics, Inc. | | NBSE | | 64132K102 | | 12-Aug-20 | | Management | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | VOXX International Corporation | | VOXX | | 91829F104 | | 17-Aug-20 | | Management | | Elect Director Peter A. Lesser | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | VOXX International Corporation | | VOXX | | 91829F104 | | 17-Aug-20 | | Management | | Elect Director Denise Waund Gibson | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | VOXX International Corporation | | VOXX | | 91829F104 | | 17-Aug-20 | | Management | | Elect Director John Adamovich, Jr. | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | VOXX International Corporation | | VOXX | | 91829F104 | | 17-Aug-20 | | Management | | Elect Director John J. Shalam | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | VOXX International Corporation | | VOXX | | 91829F104 | | 17-Aug-20 | | Management | | Elect Director Patrick M. Lavelle | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | VOXX International Corporation | | VOXX | | 91829F104 | | 17-Aug-20 | | Management | | Elect Director Charles M. Stoehr | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | VOXX International Corporation | | VOXX | | 91829F104 | | 17-Aug-20 | | Management | | Elect Director Ari M. Shalam | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | VOXX International Corporation | | VOXX | | 91829F104 | | 17-Aug-20 | | Management | | Amend Restricted Stock Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | VOXX International Corporation | | VOXX | | 91829F104 | | 17-Aug-20 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | VOXX International Corporation | | VOXX | | 91829F104 | | 17-Aug-20 | | Management | | Ratify Grant Thornton LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | American Software, Inc. | | AMSWA | | 029683109 | | 19-Aug-20 | | Management | | Elect Director Lizanne Thomas | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | American Software, Inc. | | AMSWA | | 029683109 | | 19-Aug-20 | | Management | | Elect Director James B. Miller, Jr. | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | American Software, Inc. | | AMSWA | | 029683109 | | 19-Aug-20 | | Management | | Ratify KPMG LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | American Software, Inc. | | AMSWA | | 029683109 | | 19-Aug-20 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Collier Creek Holdings | | CCH | | G22707106 | | 27-Aug-20 | | Management | | Change Country of Incorporation [Cayman Islands to Delaware] | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Collier Creek Holdings | | CCH | | G22707106 | | 27-Aug-20 | | Management | | Approve SPAC Transaction | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Collier Creek Holdings | | CCH | | G22707106 | | 27-Aug-20 | | Management | | Approve Omnibus Stock Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Collier Creek Holdings | | CCH | | G22707106 | | 27-Aug-20 | | Management | | Increase Authorized Common Stock and Authorize New Class of Common Stock | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Collier Creek Holdings | | CCH | | G22707106 | | 27-Aug-20 | | Management | | Authorize the Board to Make Future Issuances of Any Preferred Shares | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Collier Creek Holdings | | CCH | | G22707106 | | 27-Aug-20 | | Management | | Amend Certificate of Incorporation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Collier Creek Holdings | | CCH | | G22707106 | | 27-Aug-20 | | Management | | Eliminate Right to Act by Written Consent | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Collier Creek Holdings | | CCH | | G22707106 | | 27-Aug-20 | | Management | | Classify Board | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Collier Creek Holdings | | CCH | | G22707106 | | 27-Aug-20 | | Management | | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Collier Creek Holdings | | CCH | | G22707106 | | 27-Aug-20 | | Management | | Amend Bylaws | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Collier Creek Holdings | | CCH | | G22707106 | | 27-Aug-20 | | Management | | Adjourn Meeting | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | e.l.f. Beauty, Inc. | | ELF | | 26856L103 | | 27-Aug-20 | | Management | | Elect Director Kirk L. Perry | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | e.l.f. Beauty, Inc. | | ELF | | 26856L103 | | 27-Aug-20 | | Management | | Elect Director Sabrina L. Simmons | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | e.l.f. Beauty, Inc. | | ELF | | 26856L103 | | 27-Aug-20 | | Management | | Elect Director Maureen C. Watson | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | e.l.f. Beauty, Inc. | | ELF | | 26856L103 | | 27-Aug-20 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | e.l.f. Beauty, Inc. | | ELF | | 26856L103 | | 27-Aug-20 | | Management | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | e.l.f. Beauty, Inc. | | ELF | | 26856L103 | | 27-Aug-20 | | Management | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Global Medical REIT Inc. | | GMRE | | 37954A204 | | 02-Sep-20 | | Management | | Elect Director Jeffrey M. Busch | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Global Medical REIT Inc. | | GMRE | | 37954A204 | | 02-Sep-20 | | Management | | Elect Director Matthew L. Cypher | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Global Medical REIT Inc. | | GMRE | | 37954A204 | | 02-Sep-20 | | Management | | Elect Director Zhang Jingguo | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Global Medical REIT Inc. | | GMRE | | 37954A204 | | 02-Sep-20 | | Management | | Elect Director Ronald Marston | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Global Medical REIT Inc. | | GMRE | | 37954A204 | | 02-Sep-20 | | Management | | Elect Director Roscoe M. Moore, Jr. | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Global Medical REIT Inc. | | GMRE | | 37954A204 | | 02-Sep-20 | | Management | | Elect Director Henry E. Cole | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Global Medical REIT Inc. | | GMRE | | 37954A204 | | 02-Sep-20 | | Management | | Elect Director Zhang Huiqi | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Global Medical REIT Inc. | | GMRE | | 37954A204 | | 02-Sep-20 | | Management | | Elect Director Paula R. Crowley | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Global Medical REIT Inc. | | GMRE | | 37954A204 | | 02-Sep-20 | | Management | | Elect Director Lori Wittman | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Global Medical REIT Inc. | | GMRE | | 37954A204 | | 02-Sep-20 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Global Medical REIT Inc. | | GMRE | | 37954A204 | | 02-Sep-20 | | Management | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | FutureFuel Corp. | | FF | | 36116M106 | | 03-Sep-20 | | Management | | Elect Director Paul M. Manheim | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | FutureFuel Corp. | | FF | | 36116M106 | | 03-Sep-20 | | Management | | Elect Director Jeffrey L. Schwartz | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | FutureFuel Corp. | | FF | | 36116M106 | | 03-Sep-20 | | Management | | Elect Director Rose M. Sparks | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | FutureFuel Corp. | | FF | | 36116M106 | | 03-Sep-20 | | Management | | Ratify RSM US LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | FutureFuel Corp. | | FF | | 36116M106 | | 03-Sep-20 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | FutureFuel Corp. | | FF | | 36116M106 | | 03-Sep-20 | | Management | | Other Business | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Hamilton Lane Incorporated | | HLNE | | 407497106 | | 03-Sep-20 | | Management | | Elect Director David J. Berkman | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Hamilton Lane Incorporated | | HLNE | | 407497106 | | 03-Sep-20 | | Management | | Elect Director O. Griffith Sexton | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Hamilton Lane Incorporated | | HLNE | | 407497106 | | 03-Sep-20 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Hamilton Lane Incorporated | | HLNE | | 407497106 | | 03-Sep-20 | | Management | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Tucows Inc. | | TCX | | 898697206 | | 08-Sep-20 | | Management | | Elect Director Allen Karp | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Tucows Inc. | | TCX | | 898697206 | | 08-Sep-20 | | Management | | Elect Director Rawleigh H. Ralls | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Tucows Inc. | | TCX | | 898697206 | | 08-Sep-20 | | Management | | Elect Director Jeffrey Schwartz | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Tucows Inc. | | TCX | | 898697206 | | 08-Sep-20 | | Management | | Elect Director Erez Gissin | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Tucows Inc. | | TCX | | 898697206 | | 08-Sep-20 | | Management | | Elect Director Robin Chase | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Tucows Inc. | | TCX | | 898697206 | | 08-Sep-20 | | Management | | Elect Director Elliot Noss | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Tucows Inc. | | TCX | | 898697206 | | 08-Sep-20 | | Management | | Elect Director Brad Burnham | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Tucows Inc. | | TCX | | 898697206 | | 08-Sep-20 | | Management | | Amend Omnibus Stock Plan | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Tucows Inc. | | TCX | | 898697206 | | 08-Sep-20 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Tucows Inc. | | TCX | | 898697206 | | 08-Sep-20 | | Management | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Tucows Inc. | | TCX | | 898697206 | | 08-Sep-20 | | Management | | Ratify KPMG LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | AudioCodes Ltd. | | AUDC | | M15342104 | | 15-Sep-20 | | Management | | Reelect Eyal Kishon as Director | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | AudioCodes Ltd. | | AUDC | | M15342104 | | 15-Sep-20 | | Management | | Reelect Joseph Tenne as Director | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | AudioCodes Ltd. | | AUDC | | M15342104 | | 15-Sep-20 | | Management | | Approve New Articles of Association | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | AudioCodes Ltd. | | AUDC | | M15342104 | | 15-Sep-20 | | Management | | Reappoint Kost, Forer, Gabbay, and Kasierer as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | AudioCodes Ltd. | | AUDC | | M15342104 | | 15-Sep-20 | | Management | | Discuss Financial Statements and the Report of the Board | | | | | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | AudioCodes Ltd. | | AUDC | | M15342104 | | 15-Sep-20 | | Management | | Vote FOR if you are NOT a controlling shareholder and do NOT have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST | | None | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Digital Turbine, Inc. | | APPS | | 25400W102 | | 15-Sep-20 | | Management | | Elect Director Robert Deutschman | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Digital Turbine, Inc. | | APPS | | 25400W102 | | 15-Sep-20 | | Management | | Elect Director Roy H. Chestnutt | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Digital Turbine, Inc. | | APPS | | 25400W102 | | 15-Sep-20 | | Management | | Elect Director Mohan S. Gyani | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Digital Turbine, Inc. | | APPS | | 25400W102 | | 15-Sep-20 | | Management | | Elect Director Jeffrey Karish | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Digital Turbine, Inc. | | APPS | | 25400W102 | | 15-Sep-20 | | Management | | Elect Director Christopher Rogers | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Digital Turbine, Inc. | | APPS | | 25400W102 | | 15-Sep-20 | | Management | | Elect Director Michelle M. Sterling | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Digital Turbine, Inc. | | APPS | | 25400W102 | | 15-Sep-20 | | Management | | Elect Director William G. Stone, III | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Digital Turbine, Inc. | | APPS | | 25400W102 | | 15-Sep-20 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Digital Turbine, Inc. | | APPS | | 25400W102 | | 15-Sep-20 | | Management | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Digital Turbine, Inc. | | APPS | | 25400W102 | | 15-Sep-20 | | Management | | Approve Omnibus Stock Plan | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Digital Turbine, Inc. | | APPS | | 25400W102 | | 15-Sep-20 | | Management | | Ratify SingerLewak LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Compugen Ltd. | | CGEN | | M25722105 | | 16-Sep-20 | | Management | | Reelect Paul Sekhri as Director | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Compugen Ltd. | | CGEN | | M25722105 | | 16-Sep-20 | | Management | | Reelect Anat Cohen-Dayag as Director | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Compugen Ltd. | | CGEN | | M25722105 | | 16-Sep-20 | | Management | | Reelect Eran Perry as Director | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Compugen Ltd. | | CGEN | | M25722105 | | 16-Sep-20 | | Management | | Reelect Gilead Halevy as Director | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Compugen Ltd. | | CGEN | | M25722105 | | 16-Sep-20 | | Management | | Reelect Jean-Pierre Bizzari as Director | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Compugen Ltd. | | CGEN | | M25722105 | | 16-Sep-20 | | Management | | Reelect Kinneret Livnat Savitzky as Director | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Compugen Ltd. | | CGEN | | M25722105 | | 16-Sep-20 | | Management | | Reelect Sanford (Sandy) Zweifach as Director | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Compugen Ltd. | | CGEN | | M25722105 | | 16-Sep-20 | | Management | | Approve Amended Compensation Policy for the Directors and Officers of the Company | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Compugen Ltd. | | CGEN | | M25722105 | | 16-Sep-20 | | Management | | Approve Monthly Compensation of Anat Cohen-Dayag, CEO | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Compugen Ltd. | | CGEN | | M25722105 | | 16-Sep-20 | | Management | | Approve Special Bonus Payment to Anat Cohen-Dayag, CEO | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Compugen Ltd. | | CGEN | | M25722105 | | 16-Sep-20 | | Management | | Approve Annual Bonus Plan for 2021-2023 to Anat Cohen-Dayag, CEO | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Compugen Ltd. | | CGEN | | M25722105 | | 16-Sep-20 | | Management | | Approve Equity Awards to Plan for 2021-2023 to Anat Cohen-Dayag, CEO | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Compugen Ltd. | | CGEN | | M25722105 | | 16-Sep-20 | | Management | | Approve Annual Equity Award Plan to Non-Executive Directors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Compugen Ltd. | | CGEN | | M25722105 | | 16-Sep-20 | | Management | | Reappoint Kost Forer Gabbay & Kasierer as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Compugen Ltd. | | CGEN | | M25722105 | | 16-Sep-20 | | Management | | Discuss Financial Statements and the Report of the Board | | | | | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Compugen Ltd. | | CGEN | | M25722105 | | 16-Sep-20 | | Management | | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | | None | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Camtek Ltd. | | CAMT | | M20791105 | | 24-Sep-20 | | Management | | Elect Orit Stav as Director | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Camtek Ltd. | | CAMT | | M20791105 | | 24-Sep-20 | | Management | | Reelect Rafi Amit as Director | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Camtek Ltd. | | CAMT | | M20791105 | | 24-Sep-20 | | Management | | Reelect Yotam Stern as Director | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Camtek Ltd. | | CAMT | | M20791105 | | 24-Sep-20 | | Management | | Reelect Leo Huang as Director | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Camtek Ltd. | | CAMT | | M20791105 | | 24-Sep-20 | | Management | | Reelect I-Shih Tseng as Director | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Camtek Ltd. | | CAMT | | M20791105 | | 24-Sep-20 | | Management | | Reelect Moty Ben-Arie as Director | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Camtek Ltd. | | CAMT | | M20791105 | | 24-Sep-20 | | Management | | Approve Equity Grant to Rafi Amit, CEO | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Camtek Ltd. | | CAMT | | M20791105 | | 24-Sep-20 | | Management | | Reapprove Issuance of Indemnification and Exemption Agreements to Rafi Amit, Director | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Camtek Ltd. | | CAMT | | M20791105 | | 24-Sep-20 | | Management | | Reapprove Issuance of Indemnification and Exemption Agreements to Yotam Stern, Director | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Camtek Ltd. | | CAMT | | M20791105 | | 24-Sep-20 | | Management | | Reappoint KPMG Somekh Chaikin as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Camtek Ltd. | | CAMT | | M20791105 | | 24-Sep-20 | | Management | | Discuss Financial Statements and the Report of the Board | | | | | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Camtek Ltd. | | CAMT | | M20791105 | | 24-Sep-20 | | Management | | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | | None | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Camtek Ltd. | | CAMT | | M20791105 | | 24-Sep-20 | | Management | | If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. | | None | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Camtek Ltd. | | CAMT | | M20791105 | | 24-Sep-20 | | Management | | If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. | | None | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Camtek Ltd. | | CAMT | | M20791105 | | 24-Sep-20 | | Management | | If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. | | None | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Freedom Holding Corp. | | FRHC | | 356390104 | | 24-Sep-20 | | Management | | Elect Director Boris Cherdabayev | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Freedom Holding Corp. | | FRHC | | 356390104 | | 24-Sep-20 | | Management | | Elect Director Askar Tashtitov | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Freedom Holding Corp. | | FRHC | | 356390104 | | 24-Sep-20 | | Management | | Ratify WSRP, LLC. as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Neonode Inc. | | NEON | | 64051M709 | | 29-Sep-20 | | Management | | Elect Director Peter Lindell | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Neonode Inc. | | NEON | | 64051M709 | | 29-Sep-20 | | Management | | Elect Director Per Lofgren | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Neonode Inc. | | NEON | | 64051M709 | | 29-Sep-20 | | Management | | Ratify KMJ Corbin and Company LLP as Auditor | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Neonode Inc. | | NEON | | 64051M709 | | 29-Sep-20 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Neonode Inc. | | NEON | | 64051M709 | | 29-Sep-20 | | Management | | Approve Omnibus Stock Plan | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Neonode Inc. | | NEON | | 64051M709 | | 29-Sep-20 | | Management | | Approve Issuance of Shares for a Private Placement | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Neonode Inc. | | NEON | | 64051M709 | | 29-Sep-20 | | Management | | Approve Issuance of Shares Sold to Directors and an Officer for a Private Placement | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Neonode Inc. | | NEON | | 64051M709 | | 29-Sep-20 | | Management | | Increase Authorized Common Stock | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Smith & Wesson Brands, Inc. | | SWBI | | 831754106 | | 13-Oct-20 | | Management | | Elect Director Robert L. Scott | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Smith & Wesson Brands, Inc. | | SWBI | | 831754106 | | 13-Oct-20 | | Management | | Elect Director Michael F. Golden | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Smith & Wesson Brands, Inc. | | SWBI | | 831754106 | | 13-Oct-20 | | Management | | Elect Director Anita D. Britt | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Smith & Wesson Brands, Inc. | | SWBI | | 831754106 | | 13-Oct-20 | | Management | | Elect Director John B. Furman | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Smith & Wesson Brands, Inc. | | SWBI | | 831754106 | | 13-Oct-20 | | Management | | Elect Director Barry M. Monheit | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Smith & Wesson Brands, Inc. | | SWBI | | 831754106 | | 13-Oct-20 | | Management | | Elect Director Mitchell A. Saltz | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Smith & Wesson Brands, Inc. | | SWBI | | 831754106 | | 13-Oct-20 | | Management | | Elect Director Mark P. Smith | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Smith & Wesson Brands, Inc. | | SWBI | | 831754106 | | 13-Oct-20 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Smith & Wesson Brands, Inc. | | SWBI | | 831754106 | | 13-Oct-20 | | Management | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Smith & Wesson Brands, Inc. | | SWBI | | 831754106 | | 13-Oct-20 | | Share Holder | | Adopt a Comprehensive Human Rights Policy *Withdrawn Resolution* | | | | | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Avid Bioservices, Inc. | | CDMO | | 05368M106 | | 20-Oct-20 | | Management | | Elect Director Mark R. Bamforth | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Avid Bioservices, Inc. | | CDMO | | 05368M106 | | 20-Oct-20 | | Management | | Elect Director Joseph Carleone | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Avid Bioservices, Inc. | | CDMO | | 05368M106 | | 20-Oct-20 | | Management | | Elect Director Nicholas S. Green | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Avid Bioservices, Inc. | | CDMO | | 05368M106 | | 20-Oct-20 | | Management | | Elect Director Richard B. Hancock | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Avid Bioservices, Inc. | | CDMO | | 05368M106 | | 20-Oct-20 | | Management | | Elect Director Catherine J. Mackey | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Avid Bioservices, Inc. | | CDMO | | 05368M106 | | 20-Oct-20 | | Management | | Elect Director Gregory P. Sargen | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Avid Bioservices, Inc. | | CDMO | | 05368M106 | | 20-Oct-20 | | Management | | Elect Director Patrick D. Walsh | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Avid Bioservices, Inc. | | CDMO | | 05368M106 | | 20-Oct-20 | | Management | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Avid Bioservices, Inc. | | CDMO | | 05368M106 | | 20-Oct-20 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Mastercraft Boat Holdings, Inc. | | MCFT | | 57637H103 | | 21-Oct-20 | | Management | | Elect Director Donald C. Campion | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Mastercraft Boat Holdings, Inc. | | MCFT | | 57637H103 | | 21-Oct-20 | | Management | | Elect Director Tzau-Jin (TJ) Chung | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Mastercraft Boat Holdings, Inc. | | MCFT | | 57637H103 | | 21-Oct-20 | | Management | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Addus HomeCare Corporation | | ADUS | | 006739106 | | 27-Oct-20 | | Management | | Elect Director Michael Earley | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Addus HomeCare Corporation | | ADUS | | 006739106 | | 27-Oct-20 | | Management | | Elect Director Steven I. Geringer | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Addus HomeCare Corporation | | ADUS | | 006739106 | | 27-Oct-20 | | Management | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Addus HomeCare Corporation | | ADUS | | 006739106 | | 27-Oct-20 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | A-Mark Precious Metals, Inc. | | AMRK | | 00181T107 | | 29-Oct-20 | | Management | | Elect Director Jeffrey D. Benjamin | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | A-Mark Precious Metals, Inc. | | AMRK | | 00181T107 | | 29-Oct-20 | | Management | | Elect Director Ellis Landau | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | A-Mark Precious Metals, Inc. | | AMRK | | 00181T107 | | 29-Oct-20 | | Management | | Elect Director Beverley Lepine | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | A-Mark Precious Metals, Inc. | | AMRK | | 00181T107 | | 29-Oct-20 | | Management | | Elect Director John (Jay) U. Moorhead | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | A-Mark Precious Metals, Inc. | | AMRK | | 00181T107 | | 29-Oct-20 | | Management | | Elect Director Jess M. Ravich | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | A-Mark Precious Metals, Inc. | | AMRK | | 00181T107 | | 29-Oct-20 | | Management | | Elect Director Gregory N. Roberts | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | A-Mark Precious Metals, Inc. | | AMRK | | 00181T107 | | 29-Oct-20 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | A-Mark Precious Metals, Inc. | | AMRK | | 00181T107 | | 29-Oct-20 | | Management | | Ratify Grant Thornton LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Akoustis Technologies, Inc. | | AKTS | | 00973N102 | | 29-Oct-20 | | Management | | Elect Director Steven P. DenBaars | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Akoustis Technologies, Inc. | | AKTS | | 00973N102 | | 29-Oct-20 | | Management | | Elect Director Arthur E. Geiss | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Akoustis Technologies, Inc. | | AKTS | | 00973N102 | | 29-Oct-20 | | Management | | Elect Director J. Michael McGuire | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Akoustis Technologies, Inc. | | AKTS | | 00973N102 | | 29-Oct-20 | | Management | | Elect Director Jeffrey K. McMahon | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Akoustis Technologies, Inc. | | AKTS | | 00973N102 | | 29-Oct-20 | | Management | | Elect Director Jerry D. Neal | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Akoustis Technologies, Inc. | | AKTS | | 00973N102 | | 29-Oct-20 | | Management | | Elect Director Suzanne B. Rudy | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Akoustis Technologies, Inc. | | AKTS | | 00973N102 | | 29-Oct-20 | | Management | | Elect Director Jeffrey B. Shealy | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Akoustis Technologies, Inc. | | AKTS | | 00973N102 | | 29-Oct-20 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Akoustis Technologies, Inc. | | AKTS | | 00973N102 | | 29-Oct-20 | | Management | | Ratify Marcum LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Lantronix, Inc. | | LTRX | | 516548203 | | 03-Nov-20 | | Management | | Elect Director Paul Pickle | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Lantronix, Inc. | | LTRX | | 516548203 | | 03-Nov-20 | | Management | | Elect Director Bernhard Bruscha | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Lantronix, Inc. | | LTRX | | 516548203 | | 03-Nov-20 | | Management | | Elect Director Margaret A. Evashenk | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Lantronix, Inc. | | LTRX | | 516548203 | | 03-Nov-20 | | Management | | Elect Director Paul F. Folino | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Lantronix, Inc. | | LTRX | | 516548203 | | 03-Nov-20 | | Management | | Elect Director Hoshi Printer | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Lantronix, Inc. | | LTRX | | 516548203 | | 03-Nov-20 | | Management | | Ratify Squar Milner LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Lantronix, Inc. | | LTRX | | 516548203 | | 03-Nov-20 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Lantronix, Inc. | | LTRX | | 516548203 | | 03-Nov-20 | | Management | | Approve Omnibus Stock Plan | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Brainstorm Cell Therapeutics Inc. | | BCLI | | 10501E201 | | 10-Nov-20 | | Management | | Elect Director Jacob Frenkel | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Brainstorm Cell Therapeutics Inc. | | BCLI | | 10501E201 | | 10-Nov-20 | | Management | | Elect Director Irit Arbel | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Brainstorm Cell Therapeutics Inc. | | BCLI | | 10501E201 | | 10-Nov-20 | | Management | | Elect Director Sankesh Abbhi | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Brainstorm Cell Therapeutics Inc. | | BCLI | | 10501E201 | | 10-Nov-20 | | Management | | Elect Director June S. Almenoff | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Brainstorm Cell Therapeutics Inc. | | BCLI | | 10501E201 | | 10-Nov-20 | | Management | | Elect Director Anthony Polverino | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Brainstorm Cell Therapeutics Inc. | | BCLI | | 10501E201 | | 10-Nov-20 | | Management | | Elect Director Malcolm Taub | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Brainstorm Cell Therapeutics Inc. | | BCLI | | 10501E201 | | 10-Nov-20 | | Management | | Elect Director Uri Yablonka | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Brainstorm Cell Therapeutics Inc. | | BCLI | | 10501E201 | | 10-Nov-20 | | Management | | Amend Omnibus Stock Plan | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Brainstorm Cell Therapeutics Inc. | | BCLI | | 10501E201 | | 10-Nov-20 | | Management | | Ratify Brightman Almagor Zohar & Co. as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | LSI Industries Inc. | | LYTS | | 50216C108 | | 10-Nov-20 | | Management | | Elect Director Robert P. Beech | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | LSI Industries Inc. | | LYTS | | 50216C108 | | 10-Nov-20 | | Management | | Elect Director Ronald D. Brown | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | LSI Industries Inc. | | LYTS | | 50216C108 | | 10-Nov-20 | | Management | | Elect Director James A. Clark | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | LSI Industries Inc. | | LYTS | | 50216C108 | | 10-Nov-20 | | Management | | Elect Director Amy L. Hanson | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | LSI Industries Inc. | | LYTS | | 50216C108 | | 10-Nov-20 | | Management | | Elect Director Chantel E. Lenard | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | LSI Industries Inc. | | LYTS | | 50216C108 | | 10-Nov-20 | | Management | | Elect Director Wilfred T. O’Gara | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | LSI Industries Inc. | | LYTS | | 50216C108 | | 10-Nov-20 | | Management | | Ratify Grant Thornton LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | LSI Industries Inc. | | LYTS | | 50216C108 | | 10-Nov-20 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Aviat Networks, Inc. | | AVNW | | 05366Y201 | | 11-Nov-20 | | Management | | Elect Director John Mutch | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Aviat Networks, Inc. | | AVNW | | 05366Y201 | | 11-Nov-20 | | Management | | Elect Director Dahlia Loeb | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Aviat Networks, Inc. | | AVNW | | 05366Y201 | | 11-Nov-20 | | Management | | Elect Director Kenneth Kong | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Aviat Networks, Inc. | | AVNW | | 05366Y201 | | 11-Nov-20 | | Management | | Elect Director John J. Quicke | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Aviat Networks, Inc. | | AVNW | | 05366Y201 | | 11-Nov-20 | | Management | | Elect Director Peter Smith | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Aviat Networks, Inc. | | AVNW | | 05366Y201 | | 11-Nov-20 | | Management | | Elect Director James C. Stoffel | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Aviat Networks, Inc. | | AVNW | | 05366Y201 | | 11-Nov-20 | | Management | | Ratify BDO USA, LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Aviat Networks, Inc. | | AVNW | | 05366Y201 | | 11-Nov-20 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Aviat Networks, Inc. | | AVNW | | 05366Y201 | | 11-Nov-20 | | Management | | Adopt Tax Benefit Preservation Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | LifeVantage Corporation | | LFVN | | 53222K205 | | 12-Nov-20 | | Management | | Elect Director Michael A. Beindorff | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | LifeVantage Corporation | | LFVN | | 53222K205 | | 12-Nov-20 | | Management | | Elect Director Erin Brockovich | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | LifeVantage Corporation | | LFVN | | 53222K205 | | 12-Nov-20 | | Management | | Elect Director Raymond B. Greer | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | LifeVantage Corporation | | LFVN | | 53222K205 | | 12-Nov-20 | | Management | | Elect Director Vinayak R. Hegde | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | LifeVantage Corporation | | LFVN | | 53222K205 | | 12-Nov-20 | | Management | | Elect Director Darwin K. Lewis | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | LifeVantage Corporation | | LFVN | | 53222K205 | | 12-Nov-20 | | Management | | Elect Director Garry Mauro | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | LifeVantage Corporation | | LFVN | | 53222K205 | | 12-Nov-20 | | Management | | Amend Omnibus Stock Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | LifeVantage Corporation | | LFVN | | 53222K205 | | 12-Nov-20 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | LifeVantage Corporation | | LFVN | | 53222K205 | | 12-Nov-20 | | Management | | Ratify WSRP, LLC as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | OptimizeRx Corp. | | OPRX | | 68401U204 | | 19-Nov-20 | | Management | | Elect Director Will Febbo | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | OptimizeRx Corp. | | OPRX | | 68401U204 | | 19-Nov-20 | | Management | | Elect Director Gus D. Halas | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | OptimizeRx Corp. | | OPRX | | 68401U204 | | 19-Nov-20 | | Management | | Elect Director Lynn Vos | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | OptimizeRx Corp. | | OPRX | | 68401U204 | | 19-Nov-20 | | Management | | Elect Director James Lang | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | OptimizeRx Corp. | | OPRX | | 68401U204 | | 19-Nov-20 | | Management | | Elect Director Patrick Spangler | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | OptimizeRx Corp. | | OPRX | | 68401U204 | | 19-Nov-20 | | Management | | Elect Director Greg Wasson | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | OptimizeRx Corp. | | OPRX | | 68401U204 | | 19-Nov-20 | | Management | | Amend Omnibus Stock Plan | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | OptimizeRx Corp. | | OPRX | | 68401U204 | | 19-Nov-20 | | Management | | Ratify UHY LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | MobileIron, Inc. | | MOBL | | 60739U204 | | 24-Nov-20 | | Management | | Approve Merger Agreement | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | MobileIron, Inc. | | MOBL | | 60739U204 | | 24-Nov-20 | | Management | | Advisory Vote on Golden Parachutes | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | MobileIron, Inc. | | MOBL | | 60739U204 | | 24-Nov-20 | | Management | | Adjourn Meeting | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Sapiens International Corp. NV | | SPNS | | G7T16G103 | | 24-Nov-20 | | Management | | Reelect Guy Bernstein as Director | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Sapiens International Corp. NV | | SPNS | | G7T16G103 | | 24-Nov-20 | | Management | | Reelect Roni Al Dor as Director | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Sapiens International Corp. NV | | SPNS | | G7T16G103 | | 24-Nov-20 | | Management | | Reelect Eyal Ben-Chlouche as Director | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Sapiens International Corp. NV | | SPNS | | G7T16G103 | | 24-Nov-20 | | Management | | Reelect Yacov Elinav as Director | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Sapiens International Corp. NV | | SPNS | | G7T16G103 | | 24-Nov-20 | | Management | | Reelect Uzi Netanel as Director | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Sapiens International Corp. NV | | SPNS | | G7T16G103 | | 24-Nov-20 | | Management | | Reelect Naamit Salomon as Director | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Sapiens International Corp. NV | | SPNS | | G7T16G103 | | 24-Nov-20 | | Management | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Sapiens International Corp. NV | | SPNS | | G7T16G103 | | 24-Nov-20 | | Management | | Approve Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Sapiens International Corp. NV | | SPNS | | G7T16G103 | | 24-Nov-20 | | Management | | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | | None | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | eGain Corporation | | EGAN | | 28225C806 | | 04-Dec-20 | | Management | | Elect Director Ashutosh Roy | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | eGain Corporation | | EGAN | | 28225C806 | | 04-Dec-20 | | Management | | Elect Director Gunjan Sinha | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | eGain Corporation | | EGAN | | 28225C806 | | 04-Dec-20 | | Management | | Elect Director Phiroz P. Darukhanavala | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | eGain Corporation | | EGAN | | 28225C806 | | 04-Dec-20 | | Management | | Elect Director Brett Shockley | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | eGain Corporation | | EGAN | | 28225C806 | | 04-Dec-20 | | Management | | Elect Director Christine Russell | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | eGain Corporation | | EGAN | | 28225C806 | | 04-Dec-20 | | Management | | Amend Omnibus Stock Plan | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | eGain Corporation | | EGAN | | 28225C806 | | 04-Dec-20 | | Management | | Amend Stock Option Plan | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | eGain Corporation | | EGAN | | 28225C806 | | 04-Dec-20 | | Management | | Amend Qualified Employee Stock Purchase Plan | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | eGain Corporation | | EGAN | | 28225C806 | | 04-Dec-20 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | eGain Corporation | | EGAN | | 28225C806 | | 04-Dec-20 | | Management | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | eGain Corporation | | EGAN | | 28225C806 | | 04-Dec-20 | | Management | | Ratify BPM LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Oil-Dri Corporation of America | | ODC | | 677864100 | | 08-Dec-20 | | Management | | Elect Director Ellen-Blair Chube | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Oil-Dri Corporation of America | | ODC | | 677864100 | | 08-Dec-20 | | Management | | Elect Director Paul M. Hindsley | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Oil-Dri Corporation of America | | ODC | | 677864100 | | 08-Dec-20 | | Management | | Elect Director Daniel S. Jaffee | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Oil-Dri Corporation of America | | ODC | | 677864100 | | 08-Dec-20 | | Management | | Elect Director Michael A. Nemeroff | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Oil-Dri Corporation of America | | ODC | | 677864100 | | 08-Dec-20 | | Management | | Elect Director George C. Roeth | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Oil-Dri Corporation of America | | ODC | | 677864100 | | 08-Dec-20 | | Management | | Elect Director Allan H. Selig | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Oil-Dri Corporation of America | | ODC | | 677864100 | | 08-Dec-20 | | Management | | Elect Director Paul E. Suckow | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Oil-Dri Corporation of America | | ODC | | 677864100 | | 08-Dec-20 | | Management | | Elect Director Lawrence E. Washow | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Oil-Dri Corporation of America | | ODC | | 677864100 | | 08-Dec-20 | | Management | | Ratify Grant Thornton LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Oil-Dri Corporation of America | | ODC | | 677864100 | | 08-Dec-20 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Flexsteel Industries, Inc. | | FLXS | | 339382103 | | 09-Dec-20 | | Management | | Elect Director Matthew A. Kaness | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Flexsteel Industries, Inc. | | FLXS | | 339382103 | | 09-Dec-20 | | Management | | Elect Director Thomas M. Levine | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Flexsteel Industries, Inc. | | FLXS | | 339382103 | | 09-Dec-20 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Flexsteel Industries, Inc. | | FLXS | | 339382103 | | 09-Dec-20 | | Management | | Amend Omnibus Stock Plan | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Biomerica, Inc. | | BMRA | | 09061H307 | | 10-Dec-20 | | Management | | Elect Director Zackary S. Irani | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Biomerica, Inc. | | BMRA | | 09061H307 | | 10-Dec-20 | | Management | | Elect Director Allen Barbieri | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Biomerica, Inc. | | BMRA | | 09061H307 | | 10-Dec-20 | | Management | | Elect Director Francis R. Cano | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Biomerica, Inc. | | BMRA | | 09061H307 | | 10-Dec-20 | | Management | | Elect Director Jane Emerson | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Biomerica, Inc. | | BMRA | | 09061H307 | | 10-Dec-20 | | Management | | Elect Director Mark A. Sirgo | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Biomerica, Inc. | | BMRA | | 09061H307 | | 10-Dec-20 | | Management | | Elect Director Catherine Coste | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Biomerica, Inc. | | BMRA | | 09061H307 | | 10-Dec-20 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Biomerica, Inc. | | BMRA | | 09061H307 | | 10-Dec-20 | | Management | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Biomerica, Inc. | | BMRA | | 09061H307 | | 10-Dec-20 | | Management | | Approve Omnibus Stock Plan | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Biomerica, Inc. | | BMRA | | 09061H307 | | 10-Dec-20 | | Management | | Ratify PKF, LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Collectors Universe, Inc. | | CLCT | | 19421R200 | | 10-Dec-20 | | Management | | Elect Director A. J. “Bert” Moyer | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Collectors Universe, Inc. | | CLCT | | 19421R200 | | 10-Dec-20 | | Management | | Elect Director Joseph J. Orlando | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Collectors Universe, Inc. | | CLCT | | 19421R200 | | 10-Dec-20 | | Management | | Elect Director Bruce A. Stevens | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Collectors Universe, Inc. | | CLCT | | 19421R200 | | 10-Dec-20 | | Management | | Elect Director Kate W. Duchene | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Collectors Universe, Inc. | | CLCT | | 19421R200 | | 10-Dec-20 | | Management | | Elect Director Vina M. Leite | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Collectors Universe, Inc. | | CLCT | | 19421R200 | | 10-Dec-20 | | Management | | Elect Director Jon M. Sullivan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Collectors Universe, Inc. | | CLCT | | 19421R200 | | 10-Dec-20 | | Management | | Elect Director Lorraine G. Bardeen | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Collectors Universe, Inc. | | CLCT | | 19421R200 | | 10-Dec-20 | | Management | | Elect Director Jennifer H. Leuer | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Collectors Universe, Inc. | | CLCT | | 19421R200 | | 10-Dec-20 | | Management | | Ratify Grant Thornton LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Collectors Universe, Inc. | | CLCT | | 19421R200 | | 10-Dec-20 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Perion Network Ltd. | | PERI | | M78673114 | | 23-Dec-20 | | Management | | Reelect Michael Vorhaus as Director | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Perion Network Ltd. | | PERI | | M78673114 | | 23-Dec-20 | | Management | | Reelect Joy Marcus as Director | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Perion Network Ltd. | | PERI | | M78673114 | | 23-Dec-20 | | Management | | Approve Amended Compensation of Non-Executive Directors and Chairman | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Perion Network Ltd. | | PERI | | M78673114 | | 23-Dec-20 | | Management | | Approve Employment Terms of Doron Gerstel, CEO | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Perion Network Ltd. | | PERI | | M78673114 | | 23-Dec-20 | | Management | | Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Perion Network Ltd. | | PERI | | M78673114 | | 23-Dec-20 | | Management | | Discuss Financial Statements and the Report of the Board | | | | | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Perion Network Ltd. | | PERI | | M78673114 | | 23-Dec-20 | | Management | | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | | None | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Twist Bioscience Corporation | | TWST | | 90184D100 | | 03-Feb-21 | | Management | | Elect Director Emily M. Leproust | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Twist Bioscience Corporation | | TWST | | 90184D100 | | 03-Feb-21 | | Management | | Elect Director William Banyai | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Twist Bioscience Corporation | | TWST | | 90184D100 | | 03-Feb-21 | | Management | | Elect Director Robert Chess | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Twist Bioscience Corporation | | TWST | | 90184D100 | | 03-Feb-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Twist Bioscience Corporation | | TWST | | 90184D100 | | 03-Feb-21 | | Management | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Twist Bioscience Corporation | | TWST | | 90184D100 | | 03-Feb-21 | | Management | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Clearfield, Inc. | | CLFD | | 18482P103 | | 25-Feb-21 | | Management | | Elect Director Cheryl Beranek | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Clearfield, Inc. | | CLFD | | 18482P103 | | 25-Feb-21 | | Management | | Elect Director Ronald G. Roth | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Clearfield, Inc. | | CLFD | | 18482P103 | | 25-Feb-21 | | Management | | Elect Director Patrick Goepel | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Clearfield, Inc. | | CLFD | | 18482P103 | | 25-Feb-21 | | Management | | Elect Director Roger Harding | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Clearfield, Inc. | | CLFD | | 18482P103 | | 25-Feb-21 | | Management | | Elect Director Charles N. Hayssen | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Clearfield, Inc. | | CLFD | | 18482P103 | | 25-Feb-21 | | Management | | Elect Director Donald R. Hayward | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Clearfield, Inc. | | CLFD | | 18482P103 | | 25-Feb-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Clearfield, Inc. | | CLFD | | 18482P103 | | 25-Feb-21 | | Management | | Ratify Baker Tilly US, LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | IES Holdings, Inc. | | IESC | | 44951W106 | | 25-Feb-21 | | Management | | Elect Director Todd M. Cleveland | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | IES Holdings, Inc. | | IESC | | 44951W106 | | 25-Feb-21 | | Management | | Elect Director Joseph L. Dowling, III | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | IES Holdings, Inc. | | IESC | | 44951W106 | | 25-Feb-21 | | Management | | Elect Director David B. Gendell | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | IES Holdings, Inc. | | IESC | | 44951W106 | | 25-Feb-21 | | Management | | Elect Director Jeffrey L. Gendell | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | IES Holdings, Inc. | | IESC | | 44951W106 | | 25-Feb-21 | | Management | | Elect Director Joe D. Koshkin | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | IES Holdings, Inc. | | IESC | | 44951W106 | | 25-Feb-21 | | Management | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | IES Holdings, Inc. | | IESC | | 44951W106 | | 25-Feb-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Liquidity Services, Inc. | | LQDT | | 53635B107 | | 25-Feb-21 | | Management | | Elect Director Katharin S. Dyer | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Liquidity Services, Inc. | | LQDT | | 53635B107 | | 25-Feb-21 | | Management | | Elect Director Patrick W. Gross | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Liquidity Services, Inc. | | LQDT | | 53635B107 | | 25-Feb-21 | | Management | | Elect Director Beatriz V. Infante | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Liquidity Services, Inc. | | LQDT | | 53635B107 | | 25-Feb-21 | | Management | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Liquidity Services, Inc. | | LQDT | | 53635B107 | | 25-Feb-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Magic Software Enterprises Ltd. | | MGIC | | 559166103 | | 25-Feb-21 | | Management | | Reelect Guy Bernstein as Director | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Magic Software Enterprises Ltd. | | MGIC | | 559166103 | | 25-Feb-21 | | Management | | Reelect Naamit Salomon as Director | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Magic Software Enterprises Ltd. | | MGIC | | 559166103 | | 25-Feb-21 | | Management | | Reelect Avi Zakay as Director | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Magic Software Enterprises Ltd. | | MGIC | | 559166103 | | 25-Feb-21 | | Management | | Reelect Ron Ettlinger as External Director | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Magic Software Enterprises Ltd. | | MGIC | | 559166103 | | 25-Feb-21 | | Management | | Issue Amended Terms of Company?s Renewed Director and Officer Liability, or D&O, Insurance Policy | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Magic Software Enterprises Ltd. | | MGIC | | 559166103 | | 25-Feb-21 | | Management | | Approve Revised Compensation Policy for the Directors and Officers of the Company | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Magic Software Enterprises Ltd. | | MGIC | | 559166103 | | 25-Feb-21 | | Management | | Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Magic Software Enterprises Ltd. | | MGIC | | 559166103 | | 25-Feb-21 | | Management | | Discuss Financial Statements and the Report of the Board | | | | | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Magic Software Enterprises Ltd. | | MGIC | | 559166103 | | 25-Feb-21 | | Management | | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | | None | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Magic Software Enterprises Ltd. | | MGIC | | 559166103 | | 25-Feb-21 | | Management | | If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. | | None | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Magic Software Enterprises Ltd. | | MGIC | | 559166103 | | 25-Feb-21 | | Management | | If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. | | None | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Magic Software Enterprises Ltd. | | MGIC | | 559166103 | | 25-Feb-21 | | Management | | If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. | | None | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | MarineMax, Inc. | | HZO | | 567908108 | | 25-Feb-21 | | Management | | Elect Director William H. McGill, Jr. | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | MarineMax, Inc. | | HZO | | 567908108 | | 25-Feb-21 | | Management | | Elect Director Charles R. Oglesby | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | MarineMax, Inc. | | HZO | | 567908108 | | 25-Feb-21 | | Management | | Elect Director Rebecca White | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | MarineMax, Inc. | | HZO | | 567908108 | | 25-Feb-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | MarineMax, Inc. | | HZO | | 567908108 | | 25-Feb-21 | | Management | | Ratify KPMG LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Bassett Furniture Industries, Incorporated | | BSET | | 070203104 | | 10-Mar-21 | | Management | | Elect Director Emma S. Battle | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Bassett Furniture Industries, Incorporated | | BSET | | 070203104 | | 10-Mar-21 | | Management | | Elect Director John R. Belk | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Bassett Furniture Industries, Incorporated | | BSET | | 070203104 | | 10-Mar-21 | | Management | | Elect Director Kristina Cashman | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Bassett Furniture Industries, Incorporated | | BSET | | 070203104 | | 10-Mar-21 | | Management | | Elect Director Virginia W. Hamlet | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Bassett Furniture Industries, Incorporated | | BSET | | 070203104 | | 10-Mar-21 | | Management | | Elect Director J. Walter McDowell | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Bassett Furniture Industries, Incorporated | | BSET | | 070203104 | | 10-Mar-21 | | Management | | Elect Director Robert H. Spilman, Jr. | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Bassett Furniture Industries, Incorporated | | BSET | | 070203104 | | 10-Mar-21 | | Management | | Elect Director William C. Wampler, Jr. | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Bassett Furniture Industries, Incorporated | | BSET | | 070203104 | | 10-Mar-21 | | Management | | Elect Director William C. Warden, Jr. | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Bassett Furniture Industries, Incorporated | | BSET | | 070203104 | | 10-Mar-21 | | Management | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Bassett Furniture Industries, Incorporated | | BSET | | 070203104 | | 10-Mar-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Bassett Furniture Industries, Incorporated | | BSET | | 070203104 | | 10-Mar-21 | | Management | | Approve Omnibus Stock Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | IEC Electronics Corp. | | IEC | | 44949L105 | | 10-Mar-21 | | Management | | Elect Director Keith M. Butler | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | IEC Electronics Corp. | | IEC | | 44949L105 | | 10-Mar-21 | | Management | | Elect Director Charles P. Hadeed | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | IEC Electronics Corp. | | IEC | | 44949L105 | | 10-Mar-21 | | Management | | Elect Director Andrew M. Laurence | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | IEC Electronics Corp. | | IEC | | 44949L105 | | 10-Mar-21 | | Management | | Elect Director Jeremy R. Nowak | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | IEC Electronics Corp. | | IEC | | 44949L105 | | 10-Mar-21 | | Management | | Elect Director Michael W. Osborne | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | IEC Electronics Corp. | | IEC | | 44949L105 | | 10-Mar-21 | | Management | | Elect Director Jeffrey T. Schlarbaum | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | IEC Electronics Corp. | | IEC | | 44949L105 | | 10-Mar-21 | | Management | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | IEC Electronics Corp. | | IEC | | 44949L105 | | 10-Mar-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Bioanalytical Systems, Inc. | | BASI | | 09058M103 | | 18-Mar-21 | | Management | | Elect Director Gregory C. Davis | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Bioanalytical Systems, Inc. | | BASI | | 09058M103 | | 18-Mar-21 | | Management | | Elect Director John E. Sagartz | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Bioanalytical Systems, Inc. | | BASI | | 09058M103 | | 18-Mar-21 | | Management | | Ratify RSM US LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Bioanalytical Systems, Inc. | | BASI | | 09058M103 | | 18-Mar-21 | | Management | | Change Company Name to Inotiv, Inc. | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | DLH Holdings Corp. | | DLHC | | 23335Q100 | | 18-Mar-21 | | Management | | Elect Director James P. Allen | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | DLH Holdings Corp. | | DLHC | | 23335Q100 | | 18-Mar-21 | | Management | | Elect Director Martin J. Delaney | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | DLH Holdings Corp. | | DLHC | | 23335Q100 | | 18-Mar-21 | | Management | | Elect Director Elder Granger | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | DLH Holdings Corp. | | DLHC | | 23335Q100 | | 18-Mar-21 | | Management | | Elect Director Frances M. Murphy | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | DLH Holdings Corp. | | DLHC | | 23335Q100 | | 18-Mar-21 | | Management | | Elect Director Zachary C. Parker | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | DLH Holdings Corp. | | DLHC | | 23335Q100 | | 18-Mar-21 | | Management | | Elect Director Frederick G. Wasserman | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | DLH Holdings Corp. | | DLHC | | 23335Q100 | | 18-Mar-21 | | Management | | Elect Director Austin J. Yerks, III | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | DLH Holdings Corp. | | DLHC | | 23335Q100 | | 18-Mar-21 | | Management | | Elect Director Stephen J. Zelkowicz | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | DLH Holdings Corp. | | DLHC | | 23335Q100 | | 18-Mar-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | DLH Holdings Corp. | | DLHC | | 23335Q100 | | 18-Mar-21 | | Management | | Amend Omnibus Stock Plan | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | DLH Holdings Corp. | | DLHC | | 23335Q100 | | 18-Mar-21 | | Management | | Ratify WithumSmith+Brown, PC as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Mohawk Group Holdings, Inc. | | MWK | | 608189106 | | 01-Apr-21 | | Management | | Approve Issuance of Shares for a Private Placement Pursuant to the Senior Secured Note Due 2022 | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Mohawk Group Holdings, Inc. | | MWK | | 608189106 | | 01-Apr-21 | | Management | | Approve Issuance of Shares for a Private Placement Pursuant to the Senior Secured Note Due 2023 | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Mohawk Group Holdings, Inc. | | MWK | | 608189106 | | 01-Apr-21 | | Management | | Approve Issuance of Shares for a Private Placement Pursuant to the Warrant to Purchase Common Stock Dated February 2, 2021 | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Mohawk Group Holdings, Inc. | | MWK | | 608189106 | | 01-Apr-21 | | Management | | Approve Issuance of Shares for a Private Placement | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Mohawk Group Holdings, Inc. | | MWK | | 608189106 | | 01-Apr-21 | | Management | | Approve Issuance of Shares for a Private Placement Pursuant to the Warrant to Purchase Common Stock Dated February 9, 2021 | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Mohawk Group Holdings, Inc. | | MWK | | 608189106 | | 01-Apr-21 | | Management | | Approve Issuance of Shares for a Private Placement | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Mohawk Group Holdings, Inc. | | MWK | | 608189106 | | 01-Apr-21 | | Management | | Approve Issuance of Shares for a Private Placement | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Mohawk Group Holdings, Inc. | | MWK | | 608189106 | | 01-Apr-21 | | Management | | Adjourn Meeting | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Lydall, Inc. | | LDL | | 550819106 | | 20-Apr-21 | | Management | | Elect Director David G. Bills | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Lydall, Inc. | | LDL | | 550819106 | | 20-Apr-21 | | Management | | Elect Director James J. Cannon | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Lydall, Inc. | | LDL | | 550819106 | | 20-Apr-21 | | Management | | Elect Director Marc T. Giles | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Lydall, Inc. | | LDL | | 550819106 | | 20-Apr-21 | | Management | | Elect Director Paul W. Graves | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Lydall, Inc. | | LDL | | 550819106 | | 20-Apr-21 | | Management | | Elect Director Sara A. Greenstein | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Lydall, Inc. | | LDL | | 550819106 | | 20-Apr-21 | | Management | | Elect Director Suzanne Hammett | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Lydall, Inc. | | LDL | | 550819106 | | 20-Apr-21 | | Management | | Elect Director Katherine C. Harper | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Lydall, Inc. | | LDL | | 550819106 | | 20-Apr-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Lydall, Inc. | | LDL | | 550819106 | | 20-Apr-21 | | Management | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | ORBCOMM Inc. | | ORBC | | 68555P100 | | 21-Apr-21 | | Management | | Elect Director Jerome B. Eisenberg | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | ORBCOMM Inc. | | ORBC | | 68555P100 | | 21-Apr-21 | | Management | | Elect Director Marco Fuchs | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | ORBCOMM Inc. | | ORBC | | 68555P100 | | 21-Apr-21 | | Management | | Ratify Grant Thornton LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | ORBCOMM Inc. | | ORBC | | 68555P100 | | 21-Apr-21 | | Management | | Amend Omnibus Stock Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | ORBCOMM Inc. | | ORBC | | 68555P100 | | 21-Apr-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | MYR Group Inc. | | MYRG | | 55405W104 | | 22-Apr-21 | | Management | | Elect Director Donald C.I. Lucky | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | MYR Group Inc. | | MYRG | | 55405W104 | | 22-Apr-21 | | Management | | Elect Director Maurice E. Moore | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | MYR Group Inc. | | MYRG | | 55405W104 | | 22-Apr-21 | | Management | | Elect Director Shirin O’Connor | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | MYR Group Inc. | | MYRG | | 55405W104 | | 22-Apr-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | MYR Group Inc. | | MYRG | | 55405W104 | | 22-Apr-21 | | Management | | Ratify Crowe LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | CPS Technologies Corp. | | CPSH | | 12619F104 | | 23-Apr-21 | | Management | | Elect Director Grant C. Bennett | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | CPS Technologies Corp. | | CPSH | | 12619F104 | | 23-Apr-21 | | Management | | Elect Director Francis J. Hughes, Jr. | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | CPS Technologies Corp. | | CPSH | | 12619F104 | | 23-Apr-21 | | Management | | Elect Director Daniel C. Snow | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | CPS Technologies Corp. | | CPSH | | 12619F104 | | 23-Apr-21 | | Management | | Elect Director Thomas M. Culligan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | CPS Technologies Corp. | | CPSH | | 12619F104 | | 23-Apr-21 | | Management | | Elect Director Ralph M. Norwood | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | CPS Technologies Corp. | | CPSH | | 12619F104 | | 23-Apr-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | CPS Technologies Corp. | | CPSH | | 12619F104 | | 23-Apr-21 | | Management | | Ratify Wolf & Company, P.C. as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | ArcBest Corporation | | ARCB | | 03937C105 | | 29-Apr-21 | | Management | | Elect Director Eduardo F. Conrado | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | ArcBest Corporation | | ARCB | | 03937C105 | | 29-Apr-21 | | Management | | Elect Director Fredrik J. Eliasson | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | ArcBest Corporation | | ARCB | | 03937C105 | | 29-Apr-21 | | Management | | Elect Director Stephen E. Gorman | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | ArcBest Corporation | | ARCB | | 03937C105 | | 29-Apr-21 | | Management | | Elect Director Michael P. Hogan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | ArcBest Corporation | | ARCB | | 03937C105 | | 29-Apr-21 | | Management | | Elect Director Kathleen D. McElligott | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | ArcBest Corporation | | ARCB | | 03937C105 | | 29-Apr-21 | | Management | | Elect Director Judy R. McReynolds | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | ArcBest Corporation | | ARCB | | 03937C105 | | 29-Apr-21 | | Management | | Elect Director Craig E. Philip | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | ArcBest Corporation | | ARCB | | 03937C105 | | 29-Apr-21 | | Management | | Elect Director Steven L. Spinner | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | ArcBest Corporation | | ARCB | | 03937C105 | | 29-Apr-21 | | Management | | Elect Director Janice E. Stipp | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | ArcBest Corporation | | ARCB | | 03937C105 | | 29-Apr-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | ArcBest Corporation | | ARCB | | 03937C105 | | 29-Apr-21 | | Management | | Amend Omnibus Stock Plan | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | ArcBest Corporation | | ARCB | | 03937C105 | | 29-Apr-21 | | Management | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Goosehead Insurance, Inc. | | GSHD | | 38267D109 | | 03-May-21 | | Management | | Elect Director Mark E. Jones | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Goosehead Insurance, Inc. | | GSHD | | 38267D109 | | 03-May-21 | | Management | | Elect Director Robyn Jones | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Goosehead Insurance, Inc. | | GSHD | | 38267D109 | | 03-May-21 | | Management | | Elect Director Peter Lane | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Goosehead Insurance, Inc. | | GSHD | | 38267D109 | | 03-May-21 | | Management | | Elect Director Mark Miller | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Goosehead Insurance, Inc. | | GSHD | | 38267D109 | | 03-May-21 | | Management | | Elect Director James Reid | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Goosehead Insurance, Inc. | | GSHD | | 38267D109 | | 03-May-21 | | Management | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Goosehead Insurance, Inc. | | GSHD | | 38267D109 | | 03-May-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Goosehead Insurance, Inc. | | GSHD | | 38267D109 | | 03-May-21 | | Management | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Turning Point Brands, Inc. | | TPB | | 90041L105 | | 04-May-21 | | Management | | Elect Director Gregory H. A. Baxter | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Turning Point Brands, Inc. | | TPB | | 90041L105 | | 04-May-21 | | Management | | Elect Director H.C. Charles Diao | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Turning Point Brands, Inc. | | TPB | | 90041L105 | | 04-May-21 | | Management | | Elect Director Ashley Davis Frushone | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Turning Point Brands, Inc. | | TPB | | 90041L105 | | 04-May-21 | | Management | | Elect Director David Glazek | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Turning Point Brands, Inc. | | TPB | | 90041L105 | | 04-May-21 | | Management | | Elect Director Assia Grazioli-Venier | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Turning Point Brands, Inc. | | TPB | | 90041L105 | | 04-May-21 | | Management | | Elect Director Stephen Usher | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Turning Point Brands, Inc. | | TPB | | 90041L105 | | 04-May-21 | | Management | | Elect Director Lawrence S. Wexler | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Turning Point Brands, Inc. | | TPB | | 90041L105 | | 04-May-21 | | Management | | Elect Director Arnold Zimmerman | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Turning Point Brands, Inc. | | TPB | | 90041L105 | | 04-May-21 | | Management | | Approve Omnibus Stock Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Turning Point Brands, Inc. | | TPB | | 90041L105 | | 04-May-21 | | Management | | Ratify RSM US LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Heska Corporation | | HSKA | | 42805E306 | | 05-May-21 | | Management | | Elect Director Robert L. Antin | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Heska Corporation | | HSKA | | 42805E306 | | 05-May-21 | | Management | | Elect Director Stephen L. Davis | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Heska Corporation | | HSKA | | 42805E306 | | 05-May-21 | | Management | | Elect Director Mark F. Furlong | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Heska Corporation | | HSKA | | 42805E306 | | 05-May-21 | | Management | | Elect Director Joachim A. Hasenmaier | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Heska Corporation | | HSKA | | 42805E306 | | 05-May-21 | | Management | | Elect Director Scott W. Humphrey | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Heska Corporation | | HSKA | | 42805E306 | | 05-May-21 | | Management | | Elect Director Sharon J. Larson | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Heska Corporation | | HSKA | | 42805E306 | | 05-May-21 | | Management | | Elect Director David E. Sveen | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Heska Corporation | | HSKA | | 42805E306 | | 05-May-21 | | Management | | Elect Director Kevin S. Wilson | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Heska Corporation | | HSKA | | 42805E306 | | 05-May-21 | | Management | | Ratify Grant Thornton LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Heska Corporation | | HSKA | | 42805E306 | | 05-May-21 | | Management | | Approve Omnibus Stock Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Heska Corporation | | HSKA | | 42805E306 | | 05-May-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Intellicheck, Inc. | | IDN | | 45817G201 | | 05-May-21 | | Management | | Elect Director Guy L. Smith | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Intellicheck, Inc. | | IDN | | 45817G201 | | 05-May-21 | | Management | | Elect Director Emil R. “Buck” Bedard | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Intellicheck, Inc. | | IDN | | 45817G201 | | 05-May-21 | | Management | | Elect Director Jack A. Davis | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Intellicheck, Inc. | | IDN | | 45817G201 | | 05-May-21 | | Management | | Elect Director William P. Georges | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Intellicheck, Inc. | | IDN | | 45817G201 | | 05-May-21 | | Management | | Elect Director Dylan Glenn | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Intellicheck, Inc. | | IDN | | 45817G201 | | 05-May-21 | | Management | | Elect Director Amelia L. Ruzzo | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Intellicheck, Inc. | | IDN | | 45817G201 | | 05-May-21 | | Management | | Elect Director David E. Ullman | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Intellicheck, Inc. | | IDN | | 45817G201 | | 05-May-21 | | Management | | Elect Director Bryan Lewis | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Intellicheck, Inc. | | IDN | | 45817G201 | | 05-May-21 | | Management | | Ratify EisnerAmper LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Intellicheck, Inc. | | IDN | | 45817G201 | | 05-May-21 | | Management | | Amend Omnibus Stock Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Intellicheck, Inc. | | IDN | | 45817G201 | | 05-May-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Intellicheck, Inc. | | IDN | | 45817G201 | | 05-May-21 | | Management | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Nature’s Sunshine Products, Inc. | | NATR | | 639027101 | | 05-May-21 | | Management | | Elect Director Robert B. Mercer | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Nature’s Sunshine Products, Inc. | | NATR | | 639027101 | | 05-May-21 | | Management | | Elect Director Terrence O. Moorehead | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Nature’s Sunshine Products, Inc. | | NATR | | 639027101 | | 05-May-21 | | Management | | Elect Director Richard D. Moss | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Nature’s Sunshine Products, Inc. | | NATR | | 639027101 | | 05-May-21 | | Management | | Elect Director Mary Beth Springer | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Nature’s Sunshine Products, Inc. | | NATR | | 639027101 | | 05-May-21 | | Management | | Elect Director Robert D. Straus | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Nature’s Sunshine Products, Inc. | | NATR | | 639027101 | | 05-May-21 | | Management | | Elect Director J. Christopher Teets | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Nature’s Sunshine Products, Inc. | | NATR | | 639027101 | | 05-May-21 | | Management | | Elect Director Heidi Wissmiller | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Nature’s Sunshine Products, Inc. | | NATR | | 639027101 | | 05-May-21 | | Management | | Elect Director Lily Zou | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Nature’s Sunshine Products, Inc. | | NATR | | 639027101 | | 05-May-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Nature’s Sunshine Products, Inc. | | NATR | | 639027101 | | 05-May-21 | | Management | | Amend Omnibus Stock Plan | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Nature’s Sunshine Products, Inc. | | NATR | | 639027101 | | 05-May-21 | | Management | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Qumu Corporation | | QUMU | | 749063103 | | 06-May-21 | | Management | | Elect Director TJ Kennedy | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Qumu Corporation | | QUMU | | 749063103 | | 06-May-21 | | Management | | Elect Director Neil E. Cox | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Qumu Corporation | | QUMU | | 749063103 | | 06-May-21 | | Management | | Elect Director Mary E. Chowning | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Qumu Corporation | | QUMU | | 749063103 | | 06-May-21 | | Management | | Elect Director Daniel R. Fishback | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Qumu Corporation | | QUMU | | 749063103 | | 06-May-21 | | Management | | Elect Director Edward D. Horowitz | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Qumu Corporation | | QUMU | | 749063103 | | 06-May-21 | | Management | | Elect Director Kenan Lucas | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Qumu Corporation | | QUMU | | 749063103 | | 06-May-21 | | Management | | Elect Director Robert F. Olson | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Qumu Corporation | | QUMU | | 749063103 | | 06-May-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Qumu Corporation | | QUMU | | 749063103 | | 06-May-21 | | Management | | Amend Omnibus Stock Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Qumu Corporation | | QUMU | | 749063103 | | 06-May-21 | | Management | | Ratify KPMG LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Farmland Partners Inc. | | FPI | | 31154R109 | | 07-May-21 | | Management | | Elect Director Chris A. Downey | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Farmland Partners Inc. | | FPI | | 31154R109 | | 07-May-21 | | Management | | Elect Director Joseph W. Glauber | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Farmland Partners Inc. | | FPI | | 31154R109 | | 07-May-21 | | Management | | Elect Director John A. Good | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Farmland Partners Inc. | | FPI | | 31154R109 | | 07-May-21 | | Management | | Elect Director Thomas P. Heneghan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Farmland Partners Inc. | | FPI | | 31154R109 | | 07-May-21 | | Management | | Elect Director Toby L. O’Rourke | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Farmland Partners Inc. | | FPI | | 31154R109 | | 07-May-21 | | Management | | Elect Director Paul A. Pittman | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Farmland Partners Inc. | | FPI | | 31154R109 | | 07-May-21 | | Management | | Ratify Plante & Moran, PLLC as Auditor | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Farmland Partners Inc. | | FPI | | 31154R109 | | 07-May-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Farmland Partners Inc. | | FPI | | 31154R109 | | 07-May-21 | | Management | | Amend Omnibus Stock Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Haverty Furniture Companies, Inc. | | HVT | | 419596101 | | 10-May-21 | | Management | | Elect Director L. Allison Dukes | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Haverty Furniture Companies, Inc. | | HVT | | 419596101 | | 10-May-21 | | Management | | Elect Director G. Thomas Hough | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Haverty Furniture Companies, Inc. | | HVT | | 419596101 | | 10-May-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Haverty Furniture Companies, Inc. | | HVT | | 419596101 | | 10-May-21 | | Management | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Haverty Furniture Companies, Inc. | | HVT | | 419596101 | | 10-May-21 | | Management | | Approve Omnibus Stock Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Haverty Furniture Companies, Inc. | | HVT | | 419596101 | | 10-May-21 | | Management | | Ratify Grant Thornton LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Brightcove Inc. | | BCOV | | 10921T101 | | 11-May-21 | | Management | | Elect Director Gary E. Haroian | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Brightcove Inc. | | BCOV | | 10921T101 | | 11-May-21 | | Management | | Elect Director Diane Hessan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Brightcove Inc. | | BCOV | | 10921T101 | | 11-May-21 | | Management | | Elect Director Ritcha Ranjan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Brightcove Inc. | | BCOV | | 10921T101 | | 11-May-21 | | Management | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Brightcove Inc. | | BCOV | | 10921T101 | | 11-May-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Brightcove Inc. | | BCOV | | 10921T101 | | 11-May-21 | | Management | | Approve Omnibus Stock Plan | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Luna Innovations Incorporated | | LUNA | | 550351100 | | 11-May-21 | | Management | | Elect Director Scott A. Graeff | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Luna Innovations Incorporated | | LUNA | | 550351100 | | 11-May-21 | | Management | | Elect Director N. Leigh Anderson | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Luna Innovations Incorporated | | LUNA | | 550351100 | | 11-May-21 | | Management | | Elect Director Pamela Coe | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Luna Innovations Incorporated | | LUNA | | 550351100 | | 11-May-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Luna Innovations Incorporated | | LUNA | | 550351100 | | 11-May-21 | | Management | | Ratify Grant Thornton LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | EMCORE Corporation | | EMKR | | 290846203 | | 12-May-21 | | Management | | Increase Authorized Common Stock | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | EMCORE Corporation | | EMKR | | 290846203 | | 12-May-21 | | Management | | Adjourn Meeting | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Ampco-Pittsburgh Corporation | | AP | | 032037103 | | 13-May-21 | | Management | | Elect Director Michael I. German | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Ampco-Pittsburgh Corporation | | AP | | 032037103 | | 13-May-21 | | Management | | Elect Director J. Brett McBrayer | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Ampco-Pittsburgh Corporation | | AP | | 032037103 | | 13-May-21 | | Management | | Elect Director Carl H. Pforzheimer, III | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Ampco-Pittsburgh Corporation | | AP | | 032037103 | | 13-May-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Ampco-Pittsburgh Corporation | | AP | | 032037103 | | 13-May-21 | | Management | | Amend Omnibus Stock Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Ampco-Pittsburgh Corporation | | AP | | 032037103 | | 13-May-21 | | Management | | Ratify BDO USA, LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Atlanticus Holdings Corporation | | ATLC | | 04914Y102 | | 13-May-21 | | Management | | Elect Director David G. Hanna | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Atlanticus Holdings Corporation | | ATLC | | 04914Y102 | | 13-May-21 | | Management | | Elect Director Denise M. Harrod | �� | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Atlanticus Holdings Corporation | | ATLC | | 04914Y102 | | 13-May-21 | | Management | | Elect Director Jeffrey A. Howard | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Atlanticus Holdings Corporation | | ATLC | | 04914Y102 | | 13-May-21 | | Management | | Elect Director Deal W. Hudson | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Atlanticus Holdings Corporation | | ATLC | | 04914Y102 | | 13-May-21 | | Management | | Elect Director Joann G. Jones | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Atlanticus Holdings Corporation | | ATLC | | 04914Y102 | | 13-May-21 | | Management | | Elect Director Mack F. Mattingly | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Atlanticus Holdings Corporation | | ATLC | | 04914Y102 | | 13-May-21 | | Management | | Elect Director Thomas G. Rosencrants | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Calix, Inc. | | CALX | | 13100M509 | | 13-May-21 | | Management | | Elect Director Don Listwin | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Calix, Inc. | | CALX | | 13100M509 | | 13-May-21 | | Management | | Elect Director Kevin Peters | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Calix, Inc. | | CALX | | 13100M509 | | 13-May-21 | | Management | | Elect Director J. Daniel Plants | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Calix, Inc. | | CALX | | 13100M509 | | 13-May-21 | | Management | | Amend Omnibus Stock Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Calix, Inc. | | CALX | | 13100M509 | | 13-May-21 | | Management | | Amend Qualified Employee Stock Purchase Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Calix, Inc. | | CALX | | 13100M509 | | 13-May-21 | | Management | | Amend Nonqualified Employee Stock Purchase Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Calix, Inc. | | CALX | | 13100M509 | | 13-May-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Calix, Inc. | | CALX | | 13100M509 | | 13-May-21 | | Management | | Ratify KPMG LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Donnelley Financial Solutions, Inc. | | DFIN | | 25787G100 | | 13-May-21 | | Management | | Elect Director Luis A. Aguilar | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Donnelley Financial Solutions, Inc. | | DFIN | | 25787G100 | | 13-May-21 | | Management | | Elect Director Richard L. Crandall | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Donnelley Financial Solutions, Inc. | | DFIN | | 25787G100 | | 13-May-21 | | Management | | Elect Director Charles D. Drucker | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Donnelley Financial Solutions, Inc. | | DFIN | | 25787G100 | | 13-May-21 | | Management | | Elect Director Juliet S. Ellis | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Donnelley Financial Solutions, Inc. | | DFIN | | 25787G100 | | 13-May-21 | | Management | | Elect Director Gary G. Greenfield | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Donnelley Financial Solutions, Inc. | | DFIN | | 25787G100 | | 13-May-21 | | Management | | Elect Director Jeffrey Jacobowitz | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Donnelley Financial Solutions, Inc. | | DFIN | | 25787G100 | | 13-May-21 | | Management | | Elect Director Daniel N. Leib | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Donnelley Financial Solutions, Inc. | | DFIN | | 25787G100 | | 13-May-21 | | Management | | Elect Director Lois M. Martin | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Donnelley Financial Solutions, Inc. | | DFIN | | 25787G100 | | 13-May-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Donnelley Financial Solutions, Inc. | | DFIN | | 25787G100 | | 13-May-21 | | Management | | Amend Omnibus Stock Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Donnelley Financial Solutions, Inc. | | DFIN | | 25787G100 | | 13-May-21 | | Management | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Infrastructure and Energy Alternatives, Inc. | | IEA | | 45686J104 | | 13-May-21 | | Management | | Elect Director Charles Garner | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Infrastructure and Energy Alternatives, Inc. | | IEA | | 45686J104 | | 13-May-21 | | Management | | Elect Director Michael Della Rocca | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Infrastructure and Energy Alternatives, Inc. | | IEA | | 45686J104 | | 13-May-21 | | Management | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Infrastructure and Energy Alternatives, Inc. | | IEA | | 45686J104 | | 13-May-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Infrastructure and Energy Alternatives, Inc. | | IEA | | 45686J104 | | 13-May-21 | | Management | | Amend Omnibus Stock Plan | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Infrastructure and Energy Alternatives, Inc. | | IEA | | 45686J104 | | 13-May-21 | | Management | | Approve Qualified Employee Stock Purchase Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Lands’ End, Inc. | | LE | | 51509F105 | | 13-May-21 | | Management | | Elect Director Robert Galvin | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Lands’ End, Inc. | | LE | | 51509F105 | | 13-May-21 | | Management | | Elect Director Jerome Griffith | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Lands’ End, Inc. | | LE | | 51509F105 | | 13-May-21 | | Management | | Elect Director Elizabeth Leykum | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Lands’ End, Inc. | | LE | | 51509F105 | | 13-May-21 | | Management | | Elect Director Josephine Linden | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Lands’ End, Inc. | | LE | | 51509F105 | | 13-May-21 | | Management | | Elect Director John T. McClain | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Lands’ End, Inc. | | LE | | 51509F105 | | 13-May-21 | | Management | | Elect Director Maureen Mullen Murphy | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Lands’ End, Inc. | | LE | | 51509F105 | | 13-May-21 | | Management | | Elect Director Jignesh Patel | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Lands’ End, Inc. | | LE | | 51509F105 | | 13-May-21 | | Management | | Elect Director Jonah Staw | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Lands’ End, Inc. | | LE | | 51509F105 | | 13-May-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Lands’ End, Inc. | | LE | | 51509F105 | | 13-May-21 | | Management | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Syndax Pharmaceuticals, Inc. | | SNDX | | 87164F105 | | 13-May-21 | | Management | | Elect Director Jennifer Jarrett | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Syndax Pharmaceuticals, Inc. | | SNDX | | 87164F105 | | 13-May-21 | | Management | | Elect Director William Meury | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Syndax Pharmaceuticals, Inc. | | SNDX | | 87164F105 | | 13-May-21 | | Management | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Audacy, Inc. | | AUD | | 293639100 | | 14-May-21 | | Management | | Elect Director David Levy | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Audacy, Inc. | | AUD | | 293639100 | | 14-May-21 | | Management | | Elect Director Louise C. Kramer | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Audacy, Inc. | | AUD | | 293639100 | | 14-May-21 | | Management | | Elect Director Susan K. Neely | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Audacy, Inc. | | AUD | | 293639100 | | 14-May-21 | | Management | | Ratify Grant Thornton LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | LSB Industries, Inc. | | LXU | | 502160104 | | 14-May-21 | | Management | | Elect Director Barry H. Golsen | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | LSB Industries, Inc. | | LXU | | 502160104 | | 14-May-21 | | Management | | Elect Director Kanna Kitamura | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | LSB Industries, Inc. | | LXU | | 502160104 | | 14-May-21 | | Management | | Elect Director Richard W. Roedel | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | LSB Industries, Inc. | | LXU | | 502160104 | | 14-May-21 | | Management | | Amend Omnibus Stock Plan | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | LSB Industries, Inc. | | LXU | | 502160104 | | 14-May-21 | | Management | | Ratify Section 382 Rights Agreement | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | LSB Industries, Inc. | | LXU | | 502160104 | | 14-May-21 | | Management | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | LSB Industries, Inc. | | LXU | | 502160104 | | 14-May-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Avid Technology, Inc. | | AVID | | 05367P100 | | 17-May-21 | | Management | | Elect Director Christian A. Asmar | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Avid Technology, Inc. | | AVID | | 05367P100 | | 17-May-21 | | Management | | Elect Director Elizabeth M. Daley | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Avid Technology, Inc. | | AVID | | 05367P100 | | 17-May-21 | | Management | | Elect Director Nancy Hawthorne | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Avid Technology, Inc. | | AVID | | 05367P100 | | 17-May-21 | | Management | | Elect Director Michelle Munson | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Avid Technology, Inc. | | AVID | | 05367P100 | | 17-May-21 | | Management | | Elect Director Daniel B. Silvers | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Avid Technology, Inc. | | AVID | | 05367P100 | | 17-May-21 | | Management | | Elect Director John P. Wallace | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Avid Technology, Inc. | | AVID | | 05367P100 | | 17-May-21 | | Management | | Elect Director Peter Westley | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Avid Technology, Inc. | | AVID | | 05367P100 | | 17-May-21 | | Management | | Ratify BDO USA, LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Avid Technology, Inc. | | AVID | | 05367P100 | | 17-May-21 | | Management | | Amend Omnibus Stock Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Avid Technology, Inc. | | AVID | | 05367P100 | | 17-May-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Rayonier Advanced Materials Inc. | | RYAM | | 75508B104 | | 17-May-21 | | Management | | Elect Director Charles E. Adair | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Rayonier Advanced Materials Inc. | | RYAM | | 75508B104 | | 17-May-21 | | Management | | Elect Director Julie A. Dill | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Rayonier Advanced Materials Inc. | | RYAM | | 75508B104 | | 17-May-21 | | Management | | Elect Director James F. Kirsch | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Rayonier Advanced Materials Inc. | | RYAM | | 75508B104 | | 17-May-21 | | Management | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Rayonier Advanced Materials Inc. | | RYAM | | 75508B104 | | 17-May-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Rayonier Advanced Materials Inc. | | RYAM | | 75508B104 | | 17-May-21 | | Management | | Approve Omnibus Stock Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Rayonier Advanced Materials Inc. | | RYAM | | 75508B104 | | 17-May-21 | | Management | | Ratify Grant Thornton LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Intrusion Inc. | | INTZ | | 46121E205 | | 18-May-21 | | Management | | Elect Director Jack B. Blount | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Intrusion Inc. | | INTZ | | 46121E205 | | 18-May-21 | | Management | | Elect Director Anthony J. LeVecchio | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Intrusion Inc. | | INTZ | | 46121E205 | | 18-May-21 | | Management | | Elect Director James F. Gero | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Intrusion Inc. | | INTZ | | 46121E205 | | 18-May-21 | | Management | | Elect Director Katrinka B. McCallum | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Intrusion Inc. | | INTZ | | 46121E205 | | 18-May-21 | | Management | | Elect Director Jamie M. Schnur | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Intrusion Inc. | | INTZ | | 46121E205 | | 18-May-21 | | Management | | Elect Director Gregory K. Wilson | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Intrusion Inc. | | INTZ | | 46121E205 | | 18-May-21 | | Management | | Approve Omnibus Stock Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Intrusion Inc. | | INTZ | | 46121E205 | | 18-May-21 | | Management | | Ratify Whitley Penn LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Full House Resorts, Inc. | | FLL | | 359678109 | | 19-May-21 | | Management | | Elect Director Kenneth R. Adams | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Full House Resorts, Inc. | | FLL | | 359678109 | | 19-May-21 | | Management | | Elect Director Carl G. Braunlich | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Full House Resorts, Inc. | | FLL | | 359678109 | | 19-May-21 | | Management | | Elect Director Lewis A. Fanger | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Full House Resorts, Inc. | | FLL | | 359678109 | | 19-May-21 | | Management | | Elect Director Eric J. Green | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Full House Resorts, Inc. | | FLL | | 359678109 | | 19-May-21 | | Management | | Elect Director Michael A. Hartmeier | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Full House Resorts, Inc. | | FLL | | 359678109 | | 19-May-21 | | Management | | Elect Director Daniel R. Lee | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Full House Resorts, Inc. | | FLL | | 359678109 | | 19-May-21 | | Management | | Elect Director Kathleen M. Marshall | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Full House Resorts, Inc. | | FLL | | 359678109 | | 19-May-21 | | Management | | Elect Director Michael P. Shaunnessy | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Full House Resorts, Inc. | | FLL | | 359678109 | | 19-May-21 | | Management | | Amend Omnibus Stock Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Full House Resorts, Inc. | | FLL | | 359678109 | | 19-May-21 | | Management | | Ratify Deloitte & Touche LLP as Auditor | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Full House Resorts, Inc. | | FLL | | 359678109 | | 19-May-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Intrepid Potash, Inc. | | IPI | | 46121Y201 | | 19-May-21 | | Management | | Elect Director Terry Considine | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Intrepid Potash, Inc. | | IPI | | 46121Y201 | | 19-May-21 | | Management | | Elect Director Chris A. Elliott | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Intrepid Potash, Inc. | | IPI | | 46121Y201 | | 19-May-21 | | Management | | Ratify KPMG LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Intrepid Potash, Inc. | | IPI | | 46121Y201 | | 19-May-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | The Shyft Group, Inc. | | SHYF | | 825698103 | | 19-May-21 | | Management | | Elect Director Daryl M. Adams | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | The Shyft Group, Inc. | | SHYF | | 825698103 | | 19-May-21 | | Management | | Elect Director Thomas R. Clevinger | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | The Shyft Group, Inc. | | SHYF | | 825698103 | | 19-May-21 | | Management | | Elect Director Paul A. Mascarenas | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | The Shyft Group, Inc. | | SHYF | | 825698103 | | 19-May-21 | | Management | | Ratify BDO USA, LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | The Shyft Group, Inc. | | SHYF | | 825698103 | | 19-May-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | AXT, Inc. | | AXTI | | 00246W103 | | 20-May-21 | | Management | | Elect Director Jesse Chen | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | AXT, Inc. | | AXTI | | 00246W103 | | 20-May-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | AXT, Inc. | | AXTI | | 00246W103 | | 20-May-21 | | Management | | Amend Omnibus Stock Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | AXT, Inc. | | AXTI | | 00246W103 | | 20-May-21 | | Management | | Ratify BPM LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Babcock & Wilcox Enterprises, Inc. | | BW | | 05614L209 | | 20-May-21 | | Management | | Declassify the Board of Directors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Babcock & Wilcox Enterprises, Inc. | | BW | | 05614L209 | | 20-May-21 | | Management | | Elect Director Henry E. Bartoli | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Babcock & Wilcox Enterprises, Inc. | | BW | | 05614L209 | | 20-May-21 | | Management | | Elect Director Philip D. Moeller | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Babcock & Wilcox Enterprises, Inc. | | BW | | 05614L209 | | 20-May-21 | | Management | | Elect Director Henry E. Bartoli | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Babcock & Wilcox Enterprises, Inc. | | BW | | 05614L209 | | 20-May-21 | | Management | | Elect Director Philip D. Moeller | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Babcock & Wilcox Enterprises, Inc. | | BW | | 05614L209 | | 20-May-21 | | Management | | Eliminate Supermajority Vote Requirement to Amend Bylaws | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Babcock & Wilcox Enterprises, Inc. | | BW | | 05614L209 | | 20-May-21 | | Management | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Babcock & Wilcox Enterprises, Inc. | | BW | | 05614L209 | | 20-May-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Babcock & Wilcox Enterprises, Inc. | | BW | | 05614L209 | | 20-May-21 | | Management | | Approve Omnibus Stock Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Merchants Bancorp | | MBIN | | 58844R108 | | 20-May-21 | | Management | | Elect Director Michael F. Petrie | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Merchants Bancorp | | MBIN | | 58844R108 | | 20-May-21 | | Management | | Elect Director Randall D. Rogers | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Merchants Bancorp | | MBIN | | 58844R108 | | 20-May-21 | | Management | | Elect Director Michael J. Dunlap | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Merchants Bancorp | | MBIN | | 58844R108 | | 20-May-21 | | Management | | Elect Director Scott A. Evans | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Merchants Bancorp | | MBIN | | 58844R108 | | 20-May-21 | | Management | | Elect Director Sue Anne Gilroy | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Merchants Bancorp | | MBIN | | 58844R108 | | 20-May-21 | | Management | | Elect Director Andrew A. Juster | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Merchants Bancorp | | MBIN | | 58844R108 | | 20-May-21 | | Management | | Elect Director Patrick D. O’Brien | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Merchants Bancorp | | MBIN | | 58844R108 | | 20-May-21 | | Management | | Elect Director Anne E. Sellers | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Merchants Bancorp | | MBIN | | 58844R108 | | 20-May-21 | | Management | | Elect Director David N. Shane | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Merchants Bancorp | | MBIN | | 58844R108 | | 20-May-21 | | Management | | Ratify BKD, LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Orion Group Holdings Inc. | | ORN | | 68628V308 | | 20-May-21 | | Management | | Elect Director Michael J. Caliel | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Orion Group Holdings Inc. | | ORN | | 68628V308 | | 20-May-21 | | Management | | Elect Director Richard L. Daerr, Jr. | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Orion Group Holdings Inc. | | ORN | | 68628V308 | | 20-May-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Orion Group Holdings Inc. | | ORN | | 68628V308 | | 20-May-21 | | Management | | Ratify KPMG LLP as Auditor | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | R1 RCM Inc. | | RCM | | 749397105 | | 20-May-21 | | Management | | Elect Director Michael C. Feiner | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | R1 RCM Inc. | | RCM | | 749397105 | | 20-May-21 | | Management | | Elect Director Joseph Flanagan | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | R1 RCM Inc. | | RCM | | 749397105 | | 20-May-21 | | Management | | Elect Director John B. Henneman, III | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | R1 RCM Inc. | | RCM | | 749397105 | | 20-May-21 | | Management | | Elect Director Alex J. Mandl | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | R1 RCM Inc. | | RCM | | 749397105 | | 20-May-21 | | Management | | Elect Director Neal Moszkowski | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | R1 RCM Inc. | | RCM | | 749397105 | | 20-May-21 | | Management | | Elect Director Ian Sacks | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | R1 RCM Inc. | | RCM | | 749397105 | | 20-May-21 | | Management | | Elect Director Jill Smith | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | R1 RCM Inc. | | RCM | | 749397105 | | 20-May-21 | | Management | | Elect Director Anthony J. Speranzo | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | R1 RCM Inc. | | RCM | | 749397105 | | 20-May-21 | | Management | | Elect Director Anthony R. Tersigni | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | R1 RCM Inc. | | RCM | | 749397105 | | 20-May-21 | | Management | | Elect Director Albert (Bert) R. Zimmerli | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | R1 RCM Inc. | | RCM | | 749397105 | | 20-May-21 | | Management | | Amend Omnibus Stock Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | R1 RCM Inc. | | RCM | | 749397105 | | 20-May-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | R1 RCM Inc. | | RCM | | 749397105 | | 20-May-21 | | Management | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | R1 RCM Inc. | | RCM | | 749397105 | | 20-May-21 | | Management | | Elect Director David M. Dill | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Regional Management Corp. | | RM | | 75902K106 | | 20-May-21 | | Management | | Elect Director Robert W. Beck | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Regional Management Corp. | | RM | | 75902K106 | | 20-May-21 | | Management | | Elect Director Jonathan D. Brown | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Regional Management Corp. | | RM | | 75902K106 | | 20-May-21 | | Management | | Elect Director Roel C. Campos | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Regional Management Corp. | | RM | | 75902K106 | | 20-May-21 | | Management | | Elect Director Maria Contreras-Sweet | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Regional Management Corp. | | RM | | 75902K106 | | 20-May-21 | | Management | | Elect Director Michael R. Dunn | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Regional Management Corp. | | RM | | 75902K106 | | 20-May-21 | | Management | | Elect Director Steven J. Freiberg | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Regional Management Corp. | | RM | | 75902K106 | | 20-May-21 | | Management | | Elect Director Sandra K. Johnson | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Regional Management Corp. | | RM | | 75902K106 | | 20-May-21 | | Management | | Elect Director Carlos Palomares | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Regional Management Corp. | | RM | | 75902K106 | | 20-May-21 | | Management | | Ratify RSM US LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Regional Management Corp. | | RM | | 75902K106 | | 20-May-21 | | Management | | Amend Omnibus Stock Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Regional Management Corp. | | RM | | 75902K106 | | 20-May-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Utz Brands, Inc. | | UTZ | | 918090101 | | 20-May-21 | | Management | | Elect Director John W. Altmeyer | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Utz Brands, Inc. | | UTZ | | 918090101 | | 20-May-21 | | Management | | Elect Director Jason K. Giordano | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Utz Brands, Inc. | | UTZ | | 918090101 | | 20-May-21 | | Management | | Elect Director B. John Lindeman | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Utz Brands, Inc. | | UTZ | | 918090101 | | 20-May-21 | | Management | | Approve Qualified Employee Stock Purchase Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Utz Brands, Inc. | | UTZ | | 918090101 | | 20-May-21 | | Management | | Ratify Grant Thornton, LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Anixa Biosciences, Inc. | | ANIX | | 03528H109 | | 21-May-21 | | Management | | Elect Director Amit Kumar | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Anixa Biosciences, Inc. | | ANIX | | 03528H109 | | 21-May-21 | | Management | | Elect Director Arnold Baskies | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Anixa Biosciences, Inc. | | ANIX | | 03528H109 | | 21-May-21 | | Management | | Elect Director Emily Gottschalk | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Anixa Biosciences, Inc. | | ANIX | | 03528H109 | | 21-May-21 | | Management | | Elect Director Lewis H. Titterton, Jr. | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Anixa Biosciences, Inc. | | ANIX | | 03528H109 | | 21-May-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Anixa Biosciences, Inc. | | ANIX | | 03528H109 | | 21-May-21 | | Management | | Ratify Haskell & White LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Anixa Biosciences, Inc. | | ANIX | | 03528H109 | | 21-May-21 | | Management | | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Anixa Biosciences, Inc. | | ANIX | | 03528H109 | | 21-May-21 | | Management | | Amend Articles of Incorporation To Add Exculpatory And Indemnification Provisions For Directors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Resolute Forest Products Inc. | | RFP | | 76117W109 | | 21-May-21 | | Management | | Elect Director Randall C. Benson | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Resolute Forest Products Inc. | | RFP | | 76117W109 | | 21-May-21 | | Management | | Elect Director Suzanne Blanchet | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Resolute Forest Products Inc. | | RFP | | 76117W109 | | 21-May-21 | | Management | | Elect Director Jennifer C. Dolan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Resolute Forest Products Inc. | | RFP | | 76117W109 | | 21-May-21 | | Management | | Elect Director Remi G. Lalonde | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Resolute Forest Products Inc. | | RFP | | 76117W109 | | 21-May-21 | | Management | | Elect Director Bradley P. Martin | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Resolute Forest Products Inc. | | RFP | | 76117W109 | | 21-May-21 | | Management | | Elect Director Alain Rheaume | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Resolute Forest Products Inc. | | RFP | | 76117W109 | | 21-May-21 | | Management | | Elect Director Michael S. Rousseau | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Resolute Forest Products Inc. | | RFP | | 76117W109 | | 21-May-21 | | Management | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Resolute Forest Products Inc. | | RFP | | 76117W109 | | 21-May-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Seelos Therapeutics, Inc. | | SEEL | | 81577F109 | | 21-May-21 | | Management | | Elect Director Raj Mehra | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Seelos Therapeutics, Inc. | | SEEL | | 81577F109 | | 21-May-21 | | Management | | Elect Director Brian Lian | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Seelos Therapeutics, Inc. | | SEEL | | 81577F109 | | 21-May-21 | | Management | | Ratify KPMG LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Seelos Therapeutics, Inc. | | SEEL | | 81577F109 | | 21-May-21 | | Management | | Change State of Incorporation from Nevada to Delaware | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Seelos Therapeutics, Inc. | | SEEL | | 81577F109 | | 21-May-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Seelos Therapeutics, Inc. | | SEEL | | 81577F109 | | 21-May-21 | | Management | | Increase Authorized Common Stock | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | First Foundation Inc. | | FFWM | | 32026V104 | | 25-May-21 | | Management | | Elect Director Max Briggs | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | First Foundation Inc. | | FFWM | | 32026V104 | | 25-May-21 | | Management | | Elect Director John Hakopian | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | First Foundation Inc. | | FFWM | | 32026V104 | | 25-May-21 | | Management | | Elect Director Scott F. Kavanaugh | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | First Foundation Inc. | | FFWM | | 32026V104 | | 25-May-21 | | Management | | Elect Director Ulrich E. Keller, Jr. | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | First Foundation Inc. | | FFWM | | 32026V104 | | 25-May-21 | | Management | | Elect Director David Lake | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | First Foundation Inc. | | FFWM | | 32026V104 | | 25-May-21 | | Management | | Elect Director Elizabeth A. Pagliarini | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | First Foundation Inc. | | FFWM | | 32026V104 | | 25-May-21 | | Management | | Elect Director Mitchell M. Rosenberg | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | First Foundation Inc. | | FFWM | | 32026V104 | | 25-May-21 | | Management | | Elect Director Diane M. Rubin | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | First Foundation Inc. | | FFWM | | 32026V104 | | 25-May-21 | | Management | | Elect Director Jacob Sonenshine | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | First Foundation Inc. | | FFWM | | 32026V104 | | 25-May-21 | | Management | | Ratify Eide Bailly LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | First Foundation Inc. | | FFWM | | 32026V104 | | 25-May-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | SandRidge Energy, Inc. | | SD | | 80007P869 | | 25-May-21 | | Management | | Elect Director Patricia Agnello | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | SandRidge Energy, Inc. | | SD | | 80007P869 | | 25-May-21 | | Management | | Elect Director Jaffery (Jay) A. Firestone | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | SandRidge Energy, Inc. | | SD | | 80007P869 | | 25-May-21 | | Management | | Elect Director Jonathan Frates | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | SandRidge Energy, Inc. | | SD | | 80007P869 | | 25-May-21 | | Management | | Elect Director Carl F. Giesler, Jr. | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | SandRidge Energy, Inc. | | SD | | 80007P869 | | 25-May-21 | | Management | | Elect Director John “Jack” Lipinski | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | SandRidge Energy, Inc. | | SD | | 80007P869 | | 25-May-21 | | Management | | Elect Director Randolph C. Read | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | SandRidge Energy, Inc. | | SD | | 80007P869 | | 25-May-21 | | Management | | Ratify Deloitte as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | SandRidge Energy, Inc. | | SD | | 80007P869 | | 25-May-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | SandRidge Energy, Inc. | | SD | | 80007P869 | | 25-May-21 | | Management | | Approve Tax Benefits Preservation Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Superior Industries International, Inc. | | SUP | | 868168105 | | 25-May-21 | | Management | | Elect Director Majdi B. Abulaban | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Superior Industries International, Inc. | | SUP | | 868168105 | | 25-May-21 | | Management | | Elect Director Raynard D. Benvenuti | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Superior Industries International, Inc. | | SUP | | 868168105 | | 25-May-21 | | Management | | Elect Director Michael R. Bruynesteyn | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Superior Industries International, Inc. | | SUP | | 868168105 | | 25-May-21 | | Management | | Elect Director Richard J. Giromini | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Superior Industries International, Inc. | | SUP | | 868168105 | | 25-May-21 | | Management | | Elect Director Paul J. Humphries | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Superior Industries International, Inc. | | SUP | | 868168105 | | 25-May-21 | | Management | | Elect Director Ransom A. Langford | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Superior Industries International, Inc. | | SUP | | 868168105 | | 25-May-21 | | Management | | Elect Director Timothy C. McQuay | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Superior Industries International, Inc. | | SUP | | 868168105 | | 25-May-21 | | Management | | Elect Director Ellen B. Richstone | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Superior Industries International, Inc. | | SUP | | 868168105 | | 25-May-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Superior Industries International, Inc. | | SUP | | 868168105 | | 25-May-21 | | Management | | Amend Omnibus Stock Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Superior Industries International, Inc. | | SUP | | 868168105 | | 25-May-21 | | Management | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Commercial Vehicle Group, Inc. | | CVGI | | 202608105 | | 26-May-21 | | Management | | Elect Director Harold C. Bevis | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Commercial Vehicle Group, Inc. | | CVGI | | 202608105 | | 26-May-21 | | Management | | Elect Director Roger L. Fix | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Commercial Vehicle Group, Inc. | | CVGI | | 202608105 | | 26-May-21 | | Management | | Elect Director Robert C. Griffin | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Commercial Vehicle Group, Inc. | | CVGI | | 202608105 | | 26-May-21 | | Management | | Elect Director Wayne M. Rancourt | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Commercial Vehicle Group, Inc. | | CVGI | | 202608105 | | 26-May-21 | | Management | | Elect Director James R. Ray | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Commercial Vehicle Group, Inc. | | CVGI | | 202608105 | | 26-May-21 | | Management | | Elect Director Janice E. Stipp | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Commercial Vehicle Group, Inc. | | CVGI | | 202608105 | | 26-May-21 | | Management | | Amend Exclusive Forum Bylaw | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Commercial Vehicle Group, Inc. | | CVGI | | 202608105 | | 26-May-21 | | Management | | Ratify KPMG LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Commercial Vehicle Group, Inc. | | CVGI | | 202608105 | | 26-May-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Identiv, Inc. | | INVE | | 45170X205 | | 26-May-21 | | Management | | Elect Director Gary Kremen | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Identiv, Inc. | | INVE | | 45170X205 | | 26-May-21 | | Management | | Ratify BPM LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Identiv, Inc. | | INVE | | 45170X205 | | 26-May-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Kopin Corporation | | KOPN | | 500600101 | | 26-May-21 | | Management | | Elect Director John C.C. Fan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Kopin Corporation | | KOPN | | 500600101 | | 26-May-21 | | Management | | Elect Director Scott L. Anchin | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Kopin Corporation | | KOPN | | 500600101 | | 26-May-21 | | Management | | Elect Director James K. Brewington | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Kopin Corporation | | KOPN | | 500600101 | | 26-May-21 | | Management | | Elect Director David E. Brook | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Kopin Corporation | | KOPN | | 500600101 | | 26-May-21 | | Management | | Elect Director Morton Collins | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Kopin Corporation | | KOPN | | 500600101 | | 26-May-21 | | Management | | Elect Director Chi Chia Hsieh | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Kopin Corporation | | KOPN | | 500600101 | | 26-May-21 | | Management | | Elect Director Jill Avery | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Kopin Corporation | | KOPN | | 500600101 | | 26-May-21 | | Management | | Amend Omnibus Stock Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Kopin Corporation | | KOPN | | 500600101 | | 26-May-21 | | Management | | Increase Authorized Common Stock | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Kopin Corporation | | KOPN | | 500600101 | | 26-May-21 | | Management | | Ratify RSM US LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Kopin Corporation | | KOPN | | 500600101 | | 26-May-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Ranpak Holdings Corp. | | PACK | | 75321W103 | | 26-May-21 | | Management | | Elect Director Thomas F. Corley | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Ranpak Holdings Corp. | | PACK | | 75321W103 | | 26-May-21 | | Management | | Elect Director Michael A. Jones | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Ranpak Holdings Corp. | | PACK | | 75321W103 | | 26-May-21 | | Management | | Elect Director Robert C. King | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Ranpak Holdings Corp. | | PACK | | 75321W103 | | 26-May-21 | | Management | | Amend Omnibus Stock Plan | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Ranpak Holdings Corp. | | PACK | | 75321W103 | | 26-May-21 | | Management | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Surgery Partners, Inc. | | SGRY | | 86881A100 | | 26-May-21 | | Management | | Elect Director Clifford G. Adlerz | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Surgery Partners, Inc. | | SGRY | | 86881A100 | | 26-May-21 | | Management | | Elect Director J. Eric Evans | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Surgery Partners, Inc. | | SGRY | | 86881A100 | | 26-May-21 | | Management | | Elect Director Andrew T. Kaplan | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Surgery Partners, Inc. | | SGRY | | 86881A100 | | 26-May-21 | | Management | | Elect Director Blair E. Hendrix | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Surgery Partners, Inc. | | SGRY | | 86881A100 | | 26-May-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Surgery Partners, Inc. | | SGRY | | 86881A100 | | 26-May-21 | | Management | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Surgery Partners, Inc. | | SGRY | | 86881A100 | | 26-May-21 | | Management | | Amend Omnibus Stock Plan | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Textainer Group Holdings Limited | | TGH | | G8766E109 | | 26-May-21 | | Management | | Elect Director Olivier Ghesquiere | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Textainer Group Holdings Limited | | TGH | | G8766E109 | | 26-May-21 | | Management | | Elect Director James Earl | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Textainer Group Holdings Limited | | TGH | | G8766E109 | | 26-May-21 | | Management | | Elect Director Cynthia Hostetler | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Textainer Group Holdings Limited | | TGH | | G8766E109 | | 26-May-21 | | Management | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Textainer Group Holdings Limited | | TGH | | G8766E109 | | 26-May-21 | | Management | | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | B. Riley Financial, Inc. | | RILY | | 05580M108 | | 27-May-21 | | Management | | Elect Director Bryant R. Riley | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | B. Riley Financial, Inc. | | RILY | | 05580M108 | | 27-May-21 | | Management | | Elect Director Thomas J. Kelleher | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | B. Riley Financial, Inc. | | RILY | | 05580M108 | | 27-May-21 | | Management | | Elect Director Robert L. Antin | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | B. Riley Financial, Inc. | | RILY | | 05580M108 | | 27-May-21 | | Management | | Elect Director Robert D’Agostino | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | B. Riley Financial, Inc. | | RILY | | 05580M108 | | 27-May-21 | | Management | | Elect Director Randall E. Paulson | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | B. Riley Financial, Inc. | | RILY | | 05580M108 | | 27-May-21 | | Management | | Elect Director Michael J. Sheldon | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | B. Riley Financial, Inc. | | RILY | | 05580M108 | | 27-May-21 | | Management | | Elect Director Mimi K. Walters | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | B. Riley Financial, Inc. | | RILY | | 05580M108 | | 27-May-21 | | Management | | Elect Director Mikel H. Williams | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | B. Riley Financial, Inc. | | RILY | | 05580M108 | | 27-May-21 | | Management | | Ratify Marcum LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | B. Riley Financial, Inc. | | RILY | | 05580M108 | | 27-May-21 | | Management | | Approve Omnibus Stock Plan | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | CEVA, Inc. | | CEVA | | 157210105 | | 27-May-21 | | Management | | Elect Director Bernadette Andrietti | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | CEVA, Inc. | | CEVA | | 157210105 | | 27-May-21 | | Management | | Elect Director Eliyahu Ayalon | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | CEVA, Inc. | | CEVA | | 157210105 | | 27-May-21 | | Management | | Elect Director Zvi Limon | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | CEVA, Inc. | | CEVA | | 157210105 | | 27-May-21 | | Management | | Elect Director Jaclyn Liu | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | CEVA, Inc. | | CEVA | | 157210105 | | 27-May-21 | | Management | | Elect Director Maria Marced | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | CEVA, Inc. | | CEVA | | 157210105 | | 27-May-21 | | Management | | Elect Director Peter McManamon | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | CEVA, Inc. | | CEVA | | 157210105 | | 27-May-21 | | Management | | Elect Director Sven-Christer Nilsson | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | CEVA, Inc. | | CEVA | | 157210105 | | 27-May-21 | | Management | | Elect Director Louis Silver | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | CEVA, Inc. | | CEVA | | 157210105 | | 27-May-21 | | Management | | Elect Director Gideon Wertheizer | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | CEVA, Inc. | | CEVA | | 157210105 | | 27-May-21 | | Management | | Ratify Kost Forer Gabbay & Kasierer as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | CEVA, Inc. | | CEVA | | 157210105 | | 27-May-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | DZS Inc. | | DZSI | | 268211109 | | 27-May-21 | | Management | | Elect Director Matt W. Bross | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | DZS Inc. | | DZSI | | 268211109 | | 27-May-21 | | Management | | Elect Director David Schopp | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | DZS Inc. | | DZSI | | 268211109 | | 27-May-21 | | Management | | Elect Director Choon Yul Yoo | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | DZS Inc. | | DZSI | | 268211109 | | 27-May-21 | | Management | | Ratify Grant Thornton LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | XPEL, Inc. | | XPEL | | 98379L100 | | 27-May-21 | | Management | | Elect Director Ryan L. Pape | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | XPEL, Inc. | | XPEL | | 98379L100 | | 27-May-21 | | Management | | Elect Director Mark E. Adams | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | XPEL, Inc. | | XPEL | | 98379L100 | | 27-May-21 | | Management | | Elect Director John A. Constantine | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | XPEL, Inc. | | XPEL | | 98379L100 | | 27-May-21 | | Management | | Elect Director Richard K. Crumly | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | XPEL, Inc. | | XPEL | | 98379L100 | | 27-May-21 | | Management | | Elect Director Michael A. Klonne | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | XPEL, Inc. | | XPEL | | 98379L100 | | 27-May-21 | | Management | | Ratify Baker Tilly US, LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Horizon Global Corporation | | HZN | | 44052W104 | | 28-May-21 | | Management | | Elect Director John F. Barrett | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Horizon Global Corporation | | HZN | | 44052W104 | | 28-May-21 | | Management | | Elect Director Terrence G. Gohl | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Horizon Global Corporation | | HZN | | 44052W104 | | 28-May-21 | | Management | | Elect Director Frederick A. Henderson | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Horizon Global Corporation | | HZN | | 44052W104 | | 28-May-21 | | Management | | Elect Director John C. Kennedy | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Horizon Global Corporation | | HZN | | 44052W104 | | 28-May-21 | | Management | | Elect Director Ryan L. Langdon | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Horizon Global Corporation | | HZN | | 44052W104 | | 28-May-21 | | Management | | Elect Director Brett N. Milgrim | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Horizon Global Corporation | | HZN | | 44052W104 | | 28-May-21 | | Management | | Elect Director Debra S. Oler | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Horizon Global Corporation | | HZN | | 44052W104 | | 28-May-21 | | Management | | Elect Director Mark D. Weber | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Horizon Global Corporation | | HZN | | 44052W104 | | 28-May-21 | | Management | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Horizon Global Corporation | | HZN | | 44052W104 | | 28-May-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Horizon Global Corporation | | HZN | | 44052W104 | | 28-May-21 | | Management | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | The Joint Corp. | | JYNT | | 47973J102 | | 28-May-21 | | Management | | Elect Director Matthew E. Rubel | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | The Joint Corp. | | JYNT | | 47973J102 | | 28-May-21 | | Management | | Elect Director James H. Amos, Jr. | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | The Joint Corp. | | JYNT | | 47973J102 | | 28-May-21 | | Management | | Elect Director Ronald V. DaVella | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | The Joint Corp. | | JYNT | | 47973J102 | | 28-May-21 | | Management | | Elect Director Suzanne M. Decker | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | The Joint Corp. | | JYNT | | 47973J102 | | 28-May-21 | | Management | | Elect Director Peter D. Holt | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | The Joint Corp. | | JYNT | | 47973J102 | | 28-May-21 | | Management | | Elect Director Abe Hong | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | The Joint Corp. | | JYNT | | 47973J102 | | 28-May-21 | | Management | | Elect Director Glenn J. Krevlin | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | The Joint Corp. | | JYNT | | 47973J102 | | 28-May-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | The Joint Corp. | | JYNT | | 47973J102 | | 28-May-21 | | Management | | Ratify BDO USA, LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Atento S.A. | | ATTO | | L0427L204 | | 31-May-21 | | Management | | Approve Financial Statements | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Atento S.A. | | ATTO | | L0427L204 | | 31-May-21 | | Management | | Receive and Approve Board’s Report on Financial Statements | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Atento S.A. | | ATTO | | L0427L204 | | 31-May-21 | | Management | | Receive and Approve Auditor’s Report on Financial Statements | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Atento S.A. | | ATTO | | L0427L204 | | 31-May-21 | | Management | | Approve Allocation of Income | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Atento S.A. | | ATTO | | L0427L204 | | 31-May-21 | | Management | | Approve Discharge of Directors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Atento S.A. | | ATTO | | L0427L204 | | 31-May-21 | | Management | | Approve Consolidated Financial Statements | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Atento S.A. | | ATTO | | L0427L204 | | 31-May-21 | | Management | | Receive and Approve Board’s Report on Consolidated Financial Statements | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Atento S.A. | | ATTO | | L0427L204 | | 31-May-21 | | Management | | Receive and Approve Auditor’s Report on Consolidated Financial Statements | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Atento S.A. | | ATTO | | L0427L204 | | 31-May-21 | | Management | | Reelect David Garner as Class I Director | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Atento S.A. | | ATTO | | L0427L204 | | 31-May-21 | | Management | | Approve Co-optation of Robert William Payne as Class II Director | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Atento S.A. | | ATTO | | L0427L204 | | 31-May-21 | | Management | | Approve Remuneration of Directors | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Atento S.A. | | ATTO | | L0427L204 | | 31-May-21 | | Management | | Authorize Board to Ratify and Execute Approved Resolutions | | | | | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Aspen Aerogels, Inc. | | ASPN | | 04523Y105 | | 01-Jun-21 | | Management | | Elect Director Rebecca B. Blalock | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Aspen Aerogels, Inc. | | ASPN | | 04523Y105 | | 01-Jun-21 | | Management | | Elect Director Robert M. Gervis | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Aspen Aerogels, Inc. | | ASPN | | 04523Y105 | | 01-Jun-21 | | Management | | Ratify KPMG LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Aspen Aerogels, Inc. | | ASPN | | 04523Y105 | | 01-Jun-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Travelzoo | | TZOO | | 89421Q205 | | 01-Jun-21 | | Management | | Elect Director Ralph Bartel | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Travelzoo | | TZOO | | 89421Q205 | | 01-Jun-21 | | Management | | Elect Director Christina Sindoni Ciocca | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Travelzoo | | TZOO | | 89421Q205 | | 01-Jun-21 | | Management | | Elect Director Carrie Liqun Liu | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Travelzoo | | TZOO | | 89421Q205 | | 01-Jun-21 | | Management | | Elect Director Mary Reilly | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Travelzoo | | TZOO | | 89421Q205 | | 01-Jun-21 | | Management | | Elect Director Beatrice Tarka | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Travelzoo | | TZOO | | 89421Q205 | | 01-Jun-21 | | Management | | Approve Stock Option Plan Grant | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Citi Trends, Inc. | | CTRN | | 17306X102 | | 02-Jun-21 | | Management | | Elect Director Brian P. Carney | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Citi Trends, Inc. | | CTRN | | 17306X102 | | 02-Jun-21 | | Management | | Elect Director Jonathan Duskin | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Citi Trends, Inc. | | CTRN | | 17306X102 | | 02-Jun-21 | | Management | | Elect Director Laurens M. Goff | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Citi Trends, Inc. | | CTRN | | 17306X102 | | 02-Jun-21 | | Management | | Elect Director Margaret L. Jenkins | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Citi Trends, Inc. | | CTRN | | 17306X102 | | 02-Jun-21 | | Management | | Elect Director David N. Makuen | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Citi Trends, Inc. | | CTRN | | 17306X102 | | 02-Jun-21 | | Management | | Elect Director Peter R. Sachse | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Citi Trends, Inc. | | CTRN | | 17306X102 | | 02-Jun-21 | | Management | | Elect Director Kenneth D. Seipel | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Citi Trends, Inc. | | CTRN | | 17306X102 | | 02-Jun-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Citi Trends, Inc. | | CTRN | | 17306X102 | | 02-Jun-21 | | Management | | Approve Omnibus Stock Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Citi Trends, Inc. | | CTRN | | 17306X102 | | 02-Jun-21 | | Management | | Ratify KPMG LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Mammoth Energy Services, Inc. | | TUSK | | 56155L108 | | 02-Jun-21 | | Management | | Elect Director Arthur Amron | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Mammoth Energy Services, Inc. | | TUSK | | 56155L108 | | 02-Jun-21 | | Management | | Elect Director Corey Booker | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Mammoth Energy Services, Inc. | | TUSK | | 56155L108 | | 02-Jun-21 | | Management | | Elect Director Paul Jacobi | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Mammoth Energy Services, Inc. | | TUSK | | 56155L108 | | 02-Jun-21 | | Management | | Elect Director James Palm | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Mammoth Energy Services, Inc. | | TUSK | | 56155L108 | | 02-Jun-21 | | Management | | Elect Director Arthur Smith | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Mammoth Energy Services, Inc. | | TUSK | | 56155L108 | | 02-Jun-21 | | Management | | Elect Director Arty Straehla | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Mammoth Energy Services, Inc. | | TUSK | | 56155L108 | | 02-Jun-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Mammoth Energy Services, Inc. | | TUSK | | 56155L108 | | 02-Jun-21 | | Management | | Ratify Grant Thornton LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Aclaris Therapeutics, Inc. | | ACRS | | 00461U105 | | 03-Jun-21 | | Management | | Elect Director Christopher Molineaux | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Aclaris Therapeutics, Inc. | | ACRS | | 00461U105 | | 03-Jun-21 | | Management | | Elect Director Bryan Reasons | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Aclaris Therapeutics, Inc. | | ACRS | | 00461U105 | | 03-Jun-21 | | Management | | Elect Director Vincent Milano | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Aclaris Therapeutics, Inc. | | ACRS | | 00461U105 | | 03-Jun-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Aclaris Therapeutics, Inc. | | ACRS | | 00461U105 | | 03-Jun-21 | | Management | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Aclaris Therapeutics, Inc. | | ACRS | | 00461U105 | | 03-Jun-21 | | Management | | Ratify PricewaterhouseCoopers LLP as Auditor | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Altus Midstream Company | | ALTM | | 02215L209 | | 03-Jun-21 | | Management | | Elect Director Mark Borer | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Altus Midstream Company | | ALTM | | 02215L209 | | 03-Jun-21 | | Management | | Elect Director Clay Bretches | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Altus Midstream Company | | ALTM | | 02215L209 | | 03-Jun-21 | | Management | | Elect Director Staci L. Burns | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Altus Midstream Company | | ALTM | | 02215L209 | | 03-Jun-21 | | Management | | Elect Director Joe C. Frana | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Altus Midstream Company | | ALTM | | 02215L209 | | 03-Jun-21 | | Management | | Elect Director D. Mark Leland | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Altus Midstream Company | | ALTM | | 02215L209 | | 03-Jun-21 | | Management | | Elect Director Kevin S. McCarthy | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Altus Midstream Company | | ALTM | | 02215L209 | | 03-Jun-21 | | Management | | Elect Director Christopher J. Monk | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Altus Midstream Company | | ALTM | | 02215L209 | | 03-Jun-21 | | Management | | Elect Director Stephen P. Noe | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Altus Midstream Company | | ALTM | | 02215L209 | | 03-Jun-21 | | Management | | Elect Director Robert S. Purgason | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Altus Midstream Company | | ALTM | | 02215L209 | | 03-Jun-21 | | Management | | Elect Director Ben C. Rodgers | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Altus Midstream Company | | ALTM | | 02215L209 | | 03-Jun-21 | | Management | | Elect Director Jon W. Sauer | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Altus Midstream Company | | ALTM | | 02215L209 | | 03-Jun-21 | | Management | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Clearpoint Neuro, Inc. | | CLPT | | 18507C103 | | 03-Jun-21 | | Management | | Elect Director Joseph M. Burnett | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Clearpoint Neuro, Inc. | | CLPT | | 18507C103 | | 03-Jun-21 | | Management | | Elect Director R. John Fletcher | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Clearpoint Neuro, Inc. | | CLPT | | 18507C103 | | 03-Jun-21 | | Management | | Elect Director Pascal E.R. Girin | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Clearpoint Neuro, Inc. | | CLPT | | 18507C103 | | 03-Jun-21 | | Management | | Elect Director B. Kristine Johnson | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Clearpoint Neuro, Inc. | | CLPT | | 18507C103 | | 03-Jun-21 | | Management | | Elect Director Matthew B. Klein | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Clearpoint Neuro, Inc. | | CLPT | | 18507C103 | | 03-Jun-21 | | Management | | Elect Director Timothy T. Richards | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Clearpoint Neuro, Inc. | | CLPT | | 18507C103 | | 03-Jun-21 | | Management | | Ratify Cherry Bekaert LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Clearpoint Neuro, Inc. | | CLPT | | 18507C103 | | 03-Jun-21 | | Management | | Approve Qualified Employee Stock Purchase Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Clearpoint Neuro, Inc. | | CLPT | | 18507C103 | | 03-Jun-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Sutro Biopharma, Inc. | | STRO | | 869367102 | | 03-Jun-21 | | Management | | Elect Director Joseph M. Lobacki | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Sutro Biopharma, Inc. | | STRO | | 869367102 | | 03-Jun-21 | | Management | | Elect Director Daniel H. Petree | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Sutro Biopharma, Inc. | | STRO | | 869367102 | | 03-Jun-21 | | Management | | Elect Director Shalini Sharp | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Sutro Biopharma, Inc. | | STRO | | 869367102 | | 03-Jun-21 | | Management | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | CAI International, Inc. | | CAI | | 12477X106 | | 04-Jun-21 | | Management | | Elect Director Kathryn G. Jackson | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | CAI International, Inc. | | CAI | | 12477X106 | | 04-Jun-21 | | Management | | Elect Director Andrew S. Ogawa | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | CAI International, Inc. | | CAI | | 12477X106 | | 04-Jun-21 | | Management | | Ratify KPMG LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | CAI International, Inc. | | CAI | | 12477X106 | | 04-Jun-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Golden Entertainment, Inc. | | GDEN | | 381013101 | | 04-Jun-21 | | Management | | Elect Director Blake L. Sartini | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Golden Entertainment, Inc. | | GDEN | | 381013101 | | 04-Jun-21 | | Management | | Elect Director Lyle A. Berman | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Golden Entertainment, Inc. | | GDEN | | 381013101 | | 04-Jun-21 | | Management | | Elect Director Ann D. Dozier | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Golden Entertainment, Inc. | | GDEN | | 381013101 | | 04-Jun-21 | | Management | | Elect Director Mark A. Lipparelli | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Golden Entertainment, Inc. | | GDEN | | 381013101 | | 04-Jun-21 | | Management | | Elect Director Anthony A. Marnell, III | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Golden Entertainment, Inc. | | GDEN | | 381013101 | | 04-Jun-21 | | Management | | Elect Director Robert L. Miodunski | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Golden Entertainment, Inc. | | GDEN | | 381013101 | | 04-Jun-21 | | Management | | Elect Director Terrence L. Wright | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Golden Entertainment, Inc. | | GDEN | | 381013101 | | 04-Jun-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Golden Entertainment, Inc. | | GDEN | | 381013101 | | 04-Jun-21 | | Management | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | PAR Technology Corporation | | PAR | | 698884103 | | 04-Jun-21 | | Management | | Elect Director Savneet Singh | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | PAR Technology Corporation | | PAR | | 698884103 | | 04-Jun-21 | | Management | | Elect Director Keith E. Pascal | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | PAR Technology Corporation | | PAR | | 698884103 | | 04-Jun-21 | | Management | | Elect Director Douglas G. Rauch | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | PAR Technology Corporation | | PAR | | 698884103 | | 04-Jun-21 | | Management | | Elect Director Cynthia A. Russo | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | PAR Technology Corporation | | PAR | | 698884103 | | 04-Jun-21 | | Management | | Elect Director Narinder Singh | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | PAR Technology Corporation | | PAR | | 698884103 | | 04-Jun-21 | | Management | | Elect Director James C. Stoffel | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | PAR Technology Corporation | | PAR | | 698884103 | | 04-Jun-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | PAR Technology Corporation | | PAR | | 698884103 | | 04-Jun-21 | | Management | | Approve Qualified Employee Stock Purchase Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | PAR Technology Corporation | | PAR | | 698884103 | | 04-Jun-21 | | Management | | Approve Issuance of Shares for a Private Placement Upon Exercise of the Assumed Unvested Options | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | PAR Technology Corporation | | PAR | | 698884103 | | 04-Jun-21 | | Management | | Approve Issuance of Shares for a Private Placement Upon Exercise of the Warrant | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | PAR Technology Corporation | | PAR | | 698884103 | | 04-Jun-21 | | Management | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Turtle Beach Corporation | | HEAR | | 900450206 | | 04-Jun-21 | | Management | | Elect Director Juergen Stark | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Turtle Beach Corporation | | HEAR | | 900450206 | | 04-Jun-21 | | Management | | Elect Director William E. Keitel | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Turtle Beach Corporation | | HEAR | | 900450206 | | 04-Jun-21 | | Management | | Elect Director L. Gregory Ballard | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Turtle Beach Corporation | | HEAR | | 900450206 | | 04-Jun-21 | | Management | | Elect Director Yie-Hsin Hung | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Turtle Beach Corporation | | HEAR | | 900450206 | | 04-Jun-21 | | Management | | Elect Director Kelly A. Thompson | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Turtle Beach Corporation | | HEAR | | 900450206 | | 04-Jun-21 | | Management | | Elect Director Andrew Wolfe | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Turtle Beach Corporation | | HEAR | | 900450206 | | 04-Jun-21 | | Management | | Ratify BDO USA, LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Turtle Beach Corporation | | HEAR | | 900450206 | | 04-Jun-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Turtle Beach Corporation | | HEAR | | 900450206 | | 04-Jun-21 | | Management | | Amend Omnibus Stock Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Gannett Co., Inc. | | GCI | | 36472T109 | | 07-Jun-21 | | Management | | Elect Director Vinayak R. Hegde | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Gannett Co., Inc. | | GCI | | 36472T109 | | 07-Jun-21 | | Management | | Elect Director Theodore P. Janulis | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Gannett Co., Inc. | | GCI | | 36472T109 | | 07-Jun-21 | | Management | | Elect Director John Jeffry Louis, III | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Gannett Co., Inc. | | GCI | | 36472T109 | | 07-Jun-21 | | Management | | Elect Director Maria Miller | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Gannett Co., Inc. | | GCI | | 36472T109 | | 07-Jun-21 | | Management | | Elect Director Michael E. Reed | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Gannett Co., Inc. | | GCI | | 36472T109 | | 07-Jun-21 | | Management | | Elect Director Debra Sandler | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Gannett Co., Inc. | | GCI | | 36472T109 | | 07-Jun-21 | | Management | | Elect Director Kevin M. Sheehan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Gannett Co., Inc. | | GCI | | 36472T109 | | 07-Jun-21 | | Management | | Elect Director Laurence Tarica | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Gannett Co., Inc. | | GCI | | 36472T109 | | 07-Jun-21 | | Management | | Elect Director Barbara Wall | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Gannett Co., Inc. | | GCI | | 36472T109 | | 07-Jun-21 | | Management | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Gannett Co., Inc. | | GCI | | 36472T109 | | 07-Jun-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Gannett Co., Inc. | | GCI | | 36472T109 | | 07-Jun-21 | | Management | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Gannett Co., Inc. | | GCI | | 36472T109 | | 07-Jun-21 | | Management | | Adopt Majority Voting for Uncontested Election of Directors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Gannett Co., Inc. | | GCI | | 36472T109 | | 07-Jun-21 | | Management | | Eliminate Supermajority Vote Requirement to Amend Certificate of Incorporation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Gannett Co., Inc. | | GCI | | 36472T109 | | 07-Jun-21 | | Management | | Eliminate Supermajority Vote Requirement to Amend Bylaws | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Gannett Co., Inc. | | GCI | | 36472T109 | | 07-Jun-21 | | Management | | Eliminate Supermajority Vote Requirement for Removal of Directors and Appointment of Directors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Gannett Co., Inc. | | GCI | | 36472T109 | | 07-Jun-21 | | Management | | Adopt NOL Rights Plan (NOL Pill) | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Titan Machinery Inc. | | TITN | | 88830R101 | | 07-Jun-21 | | Management | | Elect Director Stan Erickson | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Titan Machinery Inc. | | TITN | | 88830R101 | | 07-Jun-21 | | Management | | Elect Director Jody Horner | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Titan Machinery Inc. | | TITN | | 88830R101 | | 07-Jun-21 | | Management | | Elect Director Richard Mack | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Titan Machinery Inc. | | TITN | | 88830R101 | | 07-Jun-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Titan Machinery Inc. | | TITN | | 88830R101 | | 07-Jun-21 | | Management | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Evelo Biosciences, Inc. | | EVLO | | 299734103 | | 08-Jun-21 | | Management | | Elect Director David R. Epstein | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Evelo Biosciences, Inc. | | EVLO | | 299734103 | | 08-Jun-21 | | Management | | Elect Director Balkrishan (Simba) Gill | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Evelo Biosciences, Inc. | | EVLO | | 299734103 | | 08-Jun-21 | | Management | | Elect Director John A. Hohneker | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Evelo Biosciences, Inc. | | EVLO | | 299734103 | | 08-Jun-21 | | Management | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Innodata Inc. | | INOD | | 457642205 | | 08-Jun-21 | | Management | | Elect Director Jack S. Abuhoff | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Innodata Inc. | | INOD | | 457642205 | | 08-Jun-21 | | Management | | Elect Director Louise C. Forlenza | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Innodata Inc. | | INOD | | 457642205 | | 08-Jun-21 | | Management | | Elect Director Stewart R. Massey | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Innodata Inc. | | INOD | | 457642205 | | 08-Jun-21 | | Management | | Elect Director Nauman (Nick) Toor | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Innodata Inc. | | INOD | | 457642205 | | 08-Jun-21 | | Management | | Ratify BDO India LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Innodata Inc. | | INOD | | 457642205 | | 08-Jun-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Innodata Inc. | | INOD | | 457642205 | | 08-Jun-21 | | Management | | Approve Omnibus Stock Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | TechTarget, Inc. | | TTGT | | 87874R100 | | 08-Jun-21 | | Management | | Elect Director Robert D. Burke | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | TechTarget, Inc. | | TTGT | | 87874R100 | | 08-Jun-21 | | Management | | Elect Director Bruce Levenson | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | TechTarget, Inc. | | TTGT | | 87874R100 | | 08-Jun-21 | | Management | | Ratify Stowe & Degon, LLC as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | TechTarget, Inc. | | TTGT | | 87874R100 | | 08-Jun-21 | | Management | | Amend Omnibus Stock Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Alpine Immune Sciences, Inc. | | ALPN | | 02083G100 | | 09-Jun-21 | | Management | | Elect Director Robert Conway | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Alpine Immune Sciences, Inc. | | ALPN | | 02083G100 | | 09-Jun-21 | | Management | | Elect Director James N. Topper | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Alpine Immune Sciences, Inc. | | ALPN | | 02083G100 | | 09-Jun-21 | | Management | | Elect Director Christopher Peetz | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Alpine Immune Sciences, Inc. | | ALPN | | 02083G100 | | 09-Jun-21 | | Management | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Alpine Immune Sciences, Inc. | | ALPN | | 02083G100 | | 09-Jun-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Alpine Immune Sciences, Inc. | | ALPN | | 02083G100 | | 09-Jun-21 | | Management | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Cambium Networks Corporation | | CMBM | | G17766109 | | 09-Jun-21 | | Management | | Elect Director Robert Amen | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Cambium Networks Corporation | | CMBM | | G17766109 | | 09-Jun-21 | | Management | | Elect Director Vikram Verma | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Cambium Networks Corporation | | CMBM | | G17766109 | | 09-Jun-21 | | Management | | Ratify KPMG LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Lazydays Holdings, Inc. | | LAZY | | 52110H100 | | 09-Jun-21 | | Management | | Elect Director William P. Murnane | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Lazydays Holdings, Inc. | | LAZY | | 52110H100 | | 09-Jun-21 | | Management | | Elect Director James J. Fredlake | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Lazydays Holdings, Inc. | | LAZY | | 52110H100 | | 09-Jun-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Lazydays Holdings, Inc. | | LAZY | | 52110H100 | | 09-Jun-21 | | Management | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Lazydays Holdings, Inc. | | LAZY | | 52110H100 | | 09-Jun-21 | | Management | | Ratify RSM US LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Priority Technology Holdings, Inc. | | PRTH | | 74275G107 | | 09-Jun-21 | | Management | | Elect Director Thomas C. Priore | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Priority Technology Holdings, Inc. | | PRTH | | 74275G107 | | 09-Jun-21 | | Management | | Elect Director John Priore | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Priority Technology Holdings, Inc. | | PRTH | | 74275G107 | | 09-Jun-21 | | Management | | Elect Director Marietta Davis | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Priority Technology Holdings, Inc. | | PRTH | | 74275G107 | | 09-Jun-21 | | Management | | Elect Director Christina Favilla | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Priority Technology Holdings, Inc. | | PRTH | | 74275G107 | | 09-Jun-21 | | Management | | Elect Director Stephen P. Hipp | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Priority Technology Holdings, Inc. | | PRTH | | 74275G107 | | 09-Jun-21 | | Management | | Elect Director Michael Passilla | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Priority Technology Holdings, Inc. | | PRTH | | 74275G107 | | 09-Jun-21 | | Management | | Approve Qualified Employee Stock Purchase Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Priority Technology Holdings, Inc. | | PRTH | | 74275G107 | | 09-Jun-21 | | Management | | Eliminate Supermajority Vote Requirement | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Priority Technology Holdings, Inc. | | PRTH | | 74275G107 | | 09-Jun-21 | | Management | | Ratify Ernst and Young LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Steel Partners Holdings L.P. | | SPLP | | 85814R107 | | 09-Jun-21 | | Management | | Elect Director John P. McNiff | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Steel Partners Holdings L.P. | | SPLP | | 85814R107 | | 09-Jun-21 | | Management | | Elect Director Richard I. Neal | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Steel Partners Holdings L.P. | | SPLP | | 85814R107 | | 09-Jun-21 | | Management | | Elect Director Lon Rosen | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Steel Partners Holdings L.P. | | SPLP | | 85814R107 | | 09-Jun-21 | | Management | | Elect Director Eric P. Karros | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Steel Partners Holdings L.P. | | SPLP | | 85814R107 | | 09-Jun-21 | | Management | | Elect Director James Benenson, III | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Steel Partners Holdings L.P. | | SPLP | | 85814R107 | | 09-Jun-21 | | Management | | Elect Director Rory H. Tahari | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Steel Partners Holdings L.P. | | SPLP | | 85814R107 | | 09-Jun-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Steel Partners Holdings L.P. | | SPLP | | 85814R107 | | 09-Jun-21 | | Management | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Steel Partners Holdings L.P. | | SPLP | | 85814R107 | | 09-Jun-21 | | Management | | Amend Omnibus Stock Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Big 5 Sporting Goods Corporation | | BGFV | | 08915P101 | | 10-Jun-21 | | Management | | Elect Director Colleen B. Brown | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Big 5 Sporting Goods Corporation | | BGFV | | 08915P101 | | 10-Jun-21 | | Management | | Elect Director Stephen E. Carley | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Big 5 Sporting Goods Corporation | | BGFV | | 08915P101 | | 10-Jun-21 | | Management | | Elect Director David R. Jessick | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Big 5 Sporting Goods Corporation | | BGFV | | 08915P101 | | 10-Jun-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Big 5 Sporting Goods Corporation | | BGFV | | 08915P101 | | 10-Jun-21 | | Management | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Castle Biosciences, Inc. | | CSTL | | 14843C105 | | 10-Jun-21 | | Management | | Elect Director Mara G. Aspinall | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Castle Biosciences, Inc. | | CSTL | | 14843C105 | | 10-Jun-21 | | Management | | Elect Director Daniel M. Bradbury | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Castle Biosciences, Inc. | | CSTL | | 14843C105 | | 10-Jun-21 | | Management | | Ratify KPMG LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | IDEAYA Biosciences, Inc. | | IDYA | | 45166A102 | | 10-Jun-21 | | Management | | Elect Director Timothy M. Shannon | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | IDEAYA Biosciences, Inc. | | IDYA | | 45166A102 | | 10-Jun-21 | | Management | | Elect Director Terry J. Rosen | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | IDEAYA Biosciences, Inc. | | IDYA | | 45166A102 | | 10-Jun-21 | | Management | | Elect Director Wendy L. Yarno | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | IDEAYA Biosciences, Inc. | | IDYA | | 45166A102 | | 10-Jun-21 | | Management | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | SI-BONE, Inc. | | SIBN | | 825704109 | | 10-Jun-21 | | Management | | Elect Director Helen Loh | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | SI-BONE, Inc. | | SIBN | | 825704109 | | 10-Jun-21 | | Management | | Elect Director Mika Nishimura | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | SI-BONE, Inc. | | SIBN | | 825704109 | | 10-Jun-21 | | Management | | Elect Director Keith C. Valentine | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | SI-BONE, Inc. | | SIBN | | 825704109 | | 10-Jun-21 | | Management | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Titan International, Inc. | | TWI | | 88830M102 | | 10-Jun-21 | | Management | | Elect Director Richard M. Cashin, Jr. | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Titan International, Inc. | | TWI | | 88830M102 | | 10-Jun-21 | | Management | | Elect Director Gary L. Cowger | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Titan International, Inc. | | TWI | | 88830M102 | | 10-Jun-21 | | Management | | Elect Director Max A. Guinn | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Titan International, Inc. | | TWI | | 88830M102 | | 10-Jun-21 | | Management | | Elect Director Mark H. Rachesky | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Titan International, Inc. | | TWI | | 88830M102 | | 10-Jun-21 | | Management | | Elect Director Paul G. Reitz | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Titan International, Inc. | | TWI | | 88830M102 | | 10-Jun-21 | | Management | | Elect Director Anthony L. Soave | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Titan International, Inc. | | TWI | | 88830M102 | | 10-Jun-21 | | Management | | Elect Director Maurice M. Taylor, Jr. | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Titan International, Inc. | | TWI | | 88830M102 | | 10-Jun-21 | | Management | | Elect Director Laura K. Thompson | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Titan International, Inc. | | TWI | | 88830M102 | | 10-Jun-21 | | Management | | Ratify Grant Thornton LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Titan International, Inc. | | TWI | | 88830M102 | | 10-Jun-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Titan International, Inc. | | TWI | | 88830M102 | | 10-Jun-21 | | Management | | Approve Omnibus Stock Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Usio, Inc. | | USIO | | 917313108 | | 10-Jun-21 | | Management | | Elect Director Louis A. Hoch | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Usio, Inc. | | USIO | | 917313108 | | 10-Jun-21 | | Management | | Elect Director Blaise C. Bender | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Usio, Inc. | | USIO | | 917313108 | | 10-Jun-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Usio, Inc. | | USIO | | 917313108 | | 10-Jun-21 | | Management | | Ratify ADKF, P.C. as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Venator Materials Plc | | VNTR | | G9329Z100 | | 10-Jun-21 | | Management | | Elect Director Barry B. Siadat | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Venator Materials Plc | | VNTR | | G9329Z100 | | 10-Jun-21 | | Management | | Elect Director Simon Turner | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Venator Materials Plc | | VNTR | | G9329Z100 | | 10-Jun-21 | | Management | | Elect Director Aaron C. Davenport | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Venator Materials Plc | | VNTR | | G9329Z100 | | 10-Jun-21 | | Management | | Elect Director Daniele Ferrari | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Venator Materials Plc | | VNTR | | G9329Z100 | | 10-Jun-21 | | Management | | Elect Director Peter R. Huntsman | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Venator Materials Plc | | VNTR | | G9329Z100 | | 10-Jun-21 | | Management | | Elect Director Heike van de Kerkhof | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Venator Materials Plc | | VNTR | | G9329Z100 | | 10-Jun-21 | | Management | | Elect Director Vir Lakshman | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Venator Materials Plc | | VNTR | | G9329Z100 | | 10-Jun-21 | | Management | | Elect Director Kathy D. Patrick | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Venator Materials Plc | | VNTR | | G9329Z100 | | 10-Jun-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Venator Materials Plc | | VNTR | | G9329Z100 | | 10-Jun-21 | | Management | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Venator Materials Plc | | VNTR | | G9329Z100 | | 10-Jun-21 | | Management | | Approve Remuneration Report | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Venator Materials Plc | | VNTR | | G9329Z100 | | 10-Jun-21 | | Management | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Venator Materials Plc | | VNTR | | G9329Z100 | | 10-Jun-21 | | Management | | Reappoint Deloitte LLP as U.K. Statutory Auditor | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Venator Materials Plc | | VNTR | | G9329Z100 | | 10-Jun-21 | | Management | | Authorise Directors or the Audit Committee to Fix Remuneration of Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Venator Materials Plc | | VNTR | | G9329Z100 | | 10-Jun-21 | | Management | | Authorise UK Political Donations and Expenditure | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Silvergate Capital Corporation | | SI | | 82837P408 | | 11-Jun-21 | | Management | | Elect Director Paul D. Colucci | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Silvergate Capital Corporation | | SI | | 82837P408 | | 11-Jun-21 | | Management | | Elect Director Thomas C. Dircks | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Silvergate Capital Corporation | | SI | | 82837P408 | | 11-Jun-21 | | Management | | Elect Director Colleen Sullivan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Silvergate Capital Corporation | | SI | | 82837P408 | | 11-Jun-21 | | Management | | Ratify Crowe LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | PAVmed Inc. | | PAVM | | 70387R106 | | 15-Jun-21 | | Management | | Elect Director James L. Cox | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | PAVmed Inc. | | PAVM | | 70387R106 | | 15-Jun-21 | | Management | | Elect Director Debra J. White | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | PAVmed Inc. | | PAVM | | 70387R106 | | 15-Jun-21 | | Management | | Amend Omnibus Stock Plan | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | PAVmed Inc. | | PAVM | | 70387R106 | | 15-Jun-21 | | Management | | Amend Qualified Employee Stock Purchase Plan | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | PAVmed Inc. | | PAVM | | 70387R106 | | 15-Jun-21 | | Management | | Ratify Marcum LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Alphatec Holdings, Inc. | | ATEC | | 02081G201 | | 16-Jun-21 | | Management | | Elect Director Evan Bakst | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Alphatec Holdings, Inc. | | ATEC | | 02081G201 | | 16-Jun-21 | | Management | | Elect Director Mortimer Berkowitz, III | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Alphatec Holdings, Inc. | | ATEC | | 02081G201 | | 16-Jun-21 | | Management | | Elect Director Quentin Blackford | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Alphatec Holdings, Inc. | | ATEC | | 02081G201 | | 16-Jun-21 | | Management | | Elect Director Jason Hochberg | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Alphatec Holdings, Inc. | | ATEC | | 02081G201 | | 16-Jun-21 | | Management | | Elect Director Karen K. McGinnis | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Alphatec Holdings, Inc. | | ATEC | | 02081G201 | | 16-Jun-21 | | Management | | Elect Director Patrick S. Miles | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Alphatec Holdings, Inc. | | ATEC | | 02081G201 | | 16-Jun-21 | | Management | | Elect Director David H. Mowry | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Alphatec Holdings, Inc. | | ATEC | | 02081G201 | | 16-Jun-21 | | Management | | Elect Director David R. Pelizzon | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Alphatec Holdings, Inc. | | ATEC | | 02081G201 | | 16-Jun-21 | | Management | | Elect Director Jeffrey P. Rydin | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Alphatec Holdings, Inc. | | ATEC | | 02081G201 | | 16-Jun-21 | | Management | | Elect Director James L.L. Tullis | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Alphatec Holdings, Inc. | | ATEC | | 02081G201 | | 16-Jun-21 | | Management | | Elect Director Donald A. Williams | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Alphatec Holdings, Inc. | | ATEC | | 02081G201 | | 16-Jun-21 | | Management | | Elect Director Ward W. Woods | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Alphatec Holdings, Inc. | | ATEC | | 02081G201 | | 16-Jun-21 | | Management | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Alphatec Holdings, Inc. | | ATEC | | 02081G201 | | 16-Jun-21 | | Management | | Amend Qualified Employee Stock Purchase Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Alphatec Holdings, Inc. | | ATEC | | 02081G201 | | 16-Jun-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Apollo Endosurgery, Inc. | | APEN | | 03767D108 | | 17-Jun-21 | | Management | | Elect Director David C. Pacitti | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Apollo Endosurgery, Inc. | | APEN | | 03767D108 | | 17-Jun-21 | | Management | | Elect Director William D. McClellan, Jr. | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Apollo Endosurgery, Inc. | | APEN | | 03767D108 | | 17-Jun-21 | | Management | | Elect Director Julie Shimer | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Apollo Endosurgery, Inc. | | APEN | | 03767D108 | | 17-Jun-21 | | Management | | Ratify Moss Adams LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | ClearSign Technologies Corporation | | CLIR | | 185064102 | | 17-Jun-21 | | Management | | Elect Director Robert T. Hoffman, Sr. | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | ClearSign Technologies Corporation | | CLIR | | 185064102 | | 17-Jun-21 | | Management | | Elect Director Susanne L. Meline | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | ClearSign Technologies Corporation | | CLIR | | 185064102 | | 17-Jun-21 | | Management | | Elect Director Colin James Deller | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | ClearSign Technologies Corporation | | CLIR | | 185064102 | | 17-Jun-21 | | Management | | Elect Director Bruce A. Pate | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | ClearSign Technologies Corporation | | CLIR | | 185064102 | | 17-Jun-21 | | Management | | Elect Director Judith S. Schrecker | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | ClearSign Technologies Corporation | | CLIR | | 185064102 | | 17-Jun-21 | | Management | | Ratify Gumbiner Savett Inc. as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | ClearSign Technologies Corporation | | CLIR | | 185064102 | | 17-Jun-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | ClearSign Technologies Corporation | | CLIR | | 185064102 | | 17-Jun-21 | | Management | | Approve Omnibus Stock Plan | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | ClearSign Technologies Corporation | | CLIR | | 185064102 | | 17-Jun-21 | | Management | | Adjourn Meeting | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Chicken Soup for the Soul Entertainment Inc. | | CSSE | | 16842Q100 | | 22-Jun-21 | | Management | | Elect Director William J. Rouhana, Jr. | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Chicken Soup for the Soul Entertainment Inc. | | CSSE | | 16842Q100 | | 22-Jun-21 | | Management | | Elect Director Christopher Mitchell | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Chicken Soup for the Soul Entertainment Inc. | | CSSE | | 16842Q100 | | 22-Jun-21 | | Management | | Elect Director Amy L. Newmark | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Chicken Soup for the Soul Entertainment Inc. | | CSSE | | 16842Q100 | | 22-Jun-21 | | Management | | Elect Director Fred M. Cohen | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Chicken Soup for the Soul Entertainment Inc. | | CSSE | | 16842Q100 | | 22-Jun-21 | | Management | | Elect Director Cosmo DeNicola | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Chicken Soup for the Soul Entertainment Inc. | | CSSE | | 16842Q100 | | 22-Jun-21 | | Management | | Elect Director Martin Pompadur | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Chicken Soup for the Soul Entertainment Inc. | | CSSE | | 16842Q100 | | 22-Jun-21 | | Management | | Elect Director Christina Weiss Lurie | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Chicken Soup for the Soul Entertainment Inc. | | CSSE | | 16842Q100 | | 22-Jun-21 | | Management | | Elect Director Diana Wilkin | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Chicken Soup for the Soul Entertainment Inc. | | CSSE | | 16842Q100 | | 22-Jun-21 | | Management | | Amend Omnibus Stock Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Chicken Soup for the Soul Entertainment Inc. | | CSSE | | 16842Q100 | | 22-Jun-21 | | Management | | Approve Qualified Employee Stock Purchase Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Chicken Soup for the Soul Entertainment Inc. | | CSSE | | 16842Q100 | | 22-Jun-21 | | Management | | Ratify Rosenfield and Company, PLLC as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | GTY Technology Holdings Inc. | | GTYH | | 362409104 | | 22-Jun-21 | | Management | | Elect Director William D. Green | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | GTY Technology Holdings Inc. | | GTYH | | 362409104 | | 22-Jun-21 | | Management | | Elect Director Charles Wert | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | GTY Technology Holdings Inc. | | GTYH | | 362409104 | | 22-Jun-21 | | Management | | Ratify WithumSmith+Brown, PC as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Kirkland’s, Inc. | | KIRK | | 497498105 | | 22-Jun-21 | | Management | | Elect Director Steven J. Collins | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Kirkland’s, Inc. | | KIRK | | 497498105 | | 22-Jun-21 | | Management | | Elect Director Ann E. Joyce | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Kirkland’s, Inc. | | KIRK | | 497498105 | | 22-Jun-21 | | Management | | Elect Director R. Wilson Orr, III | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Kirkland’s, Inc. | | KIRK | | 497498105 | | 22-Jun-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Kirkland’s, Inc. | | KIRK | | 497498105 | | 22-Jun-21 | | Management | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Airgain, Inc. | | AIRG | | 00938A104 | | 23-Jun-21 | | Management | | Elect Director Joan H. Gillman | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Airgain, Inc. | | AIRG | | 00938A104 | | 23-Jun-21 | | Management | | Elect Director Arthur M. Toscanini | | For | | Withhold | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Airgain, Inc. | | AIRG | | 00938A104 | | 23-Jun-21 | | Management | | Ratify KPMG LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Chimerix, Inc. | | CMRX | | 16934W106 | | 23-Jun-21 | | Management | | Elect Director Martha J. Demski | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Chimerix, Inc. | | CMRX | | 16934W106 | | 23-Jun-21 | | Management | | Elect Director Pratik S. Multani | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Chimerix, Inc. | | CMRX | | 16934W106 | | 23-Jun-21 | | Management | | Elect Director Vicki Vakiener | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Chimerix, Inc. | | CMRX | | 16934W106 | | 23-Jun-21 | | Management | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Chimerix, Inc. | | CMRX | | 16934W106 | | 23-Jun-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Rada Electronic Industries Ltd. | | RADA | | M81863124 | | 23-Jun-21 | | Management | | Reelect Yossi Ben Shalom as Director | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Rada Electronic Industries Ltd. | | RADA | | M81863124 | | 23-Jun-21 | | Management | | Reelect Joseph Weiss as Director | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Rada Electronic Industries Ltd. | | RADA | | M81863124 | | 23-Jun-21 | | Management | | Reelect Alon Dumanis as Director | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Rada Electronic Industries Ltd. | | RADA | | M81863124 | | 23-Jun-21 | | Management | | Reelect Guy Zur as Director | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Rada Electronic Industries Ltd. | | RADA | | M81863124 | | 23-Jun-21 | | Management | | Reelect Haim Regev as Director | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Rada Electronic Industries Ltd. | | RADA | | M81863124 | | 23-Jun-21 | | Management | | Approve Amendments to Company’s Existing Articles of Association | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Rada Electronic Industries Ltd. | | RADA | | M81863124 | | 23-Jun-21 | | Management | | Approve Certain amendments to Compensation Policy for the Directors and Officers of the Company | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Rada Electronic Industries Ltd. | | RADA | | M81863124 | | 23-Jun-21 | | Management | | Approve Employment Terms Including Grant of Options to All Company?s directors (Except External Directors). | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Rada Electronic Industries Ltd. | | RADA | | M81863124 | | 23-Jun-21 | | Management | | Approve Amended Employment Terms of Dov Sella, CEO | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Rada Electronic Industries Ltd. | | RADA | | M81863124 | | 23-Jun-21 | | Management | | Approve Reservation of Additional Ordinary Shares to Company’s 2015 Share Option Plan | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Rada Electronic Industries Ltd. | | RADA | | M81863124 | | 23-Jun-21 | | Management | | Ratify and Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Rada Electronic Industries Ltd. | | RADA | | M81863124 | | 23-Jun-21 | | Management | | Discuss Financial Statements and the Report of the Board | | | | | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Rada Electronic Industries Ltd. | | RADA | | M81863124 | | 23-Jun-21 | | Management | | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | | None | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Cowen Inc. | | COWN | | 223622606 | | 24-Jun-21 | | Management | | Elect Director Brett H. Barth | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Cowen Inc. | | COWN | | 223622606 | | 24-Jun-21 | | Management | | Elect Director Katherine E. Dietze | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Cowen Inc. | | COWN | | 223622606 | | 24-Jun-21 | | Management | | Elect Director Gregg A. Gonsalves | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Cowen Inc. | | COWN | | 223622606 | | 24-Jun-21 | | Management | | Elect Director Steven Kotler | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Cowen Inc. | | COWN | | 223622606 | | 24-Jun-21 | | Management | | Elect Director Lawrence E. Leibowitz | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Cowen Inc. | | COWN | | 223622606 | | 24-Jun-21 | | Management | | Elect Director Margaret L. Poster | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Cowen Inc. | | COWN | | 223622606 | | 24-Jun-21 | | Management | | Elect Director Douglas A. Rediker | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Cowen Inc. | | COWN | | 223622606 | | 24-Jun-21 | | Management | | Elect Director Jeffrey M. Solomon | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Cowen Inc. | | COWN | | 223622606 | | 24-Jun-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Cowen Inc. | | COWN | | 223622606 | | 24-Jun-21 | | Management | | Ratify KPMG LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Cowen Inc. | | COWN | | 223622606 | | 24-Jun-21 | | Management | | Amend Omnibus Stock Plan | | For | | Against | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Cowen Inc. | | COWN | | 223622606 | | 24-Jun-21 | | Share Holder | | Provide Right to Act by Written Consent | | Against | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Movado Group, Inc. | | MOV | | 624580106 | | 24-Jun-21 | | Management | | Elect Director Peter A. Bridgman | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Movado Group, Inc. | | MOV | | 624580106 | | 24-Jun-21 | | Management | | Elect Director Alex Grinberg | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Movado Group, Inc. | | MOV | | 624580106 | | 24-Jun-21 | | Management | | Elect Director Efraim Grinberg | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Movado Group, Inc. | | MOV | | 624580106 | | 24-Jun-21 | | Management | | Elect Director Alan H. Howard | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Movado Group, Inc. | | MOV | | 624580106 | | 24-Jun-21 | | Management | | Elect Director Richard Isserman | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Movado Group, Inc. | | MOV | | 624580106 | | 24-Jun-21 | | Management | | Elect Director Ann Kirschner | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Movado Group, Inc. | | MOV | | 624580106 | | 24-Jun-21 | | Management | | Elect Director Stephen Sadove | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Movado Group, Inc. | | MOV | | 624580106 | | 24-Jun-21 | | Management | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Yes |
| AdvisorShares Dorsey Wright Micro-Cap ETF | | Movado Group, Inc. | | MOV | | 624580106 | | 24-Jun-21 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Yes |
======================ADVISORSHARES DOUBLELINE VALUE EQUITY ETF=====================
| Company Name | | Meeting Date | | Ticker | | Security ID | | Agenda Item Description | | Management or Shareholder Proposal | | Management Recommendation | | Fund Vote |
| Company Name as it appeared on the ballot | | ISO Date Format (yyyymmdd) | | | | Cusip, isin, or sedol as it appears on the ballot. | | As it appears on the ballot | | Identify MGMT or Sharehold - any item not defined will be assumed management | | As it appears on the ballot | | FOR, AGAINST, ABSTAIN, WITHHOLD, etc |
| Air Products and Chemicals, Inc. | | 20210128 | | APD | | 009158106 | | Elect Susan K. Carter | | MGMT | | For | | For |
| Air Products and Chemicals, Inc. | | 20210128 | | APD | | 009158106 | | Elect Charles I. Cogut | | MGMT | | For | | For |
| Air Products and Chemicals, Inc. | | 20210128 | | APD | | 009158106 | | Elect Lisa Davis | | MGMT | | For | | For |
| Air Products and Chemicals, Inc. | | 20210128 | | APD | | 009158106 | | Elect Chadwick C. Deaton | | MGMT | | For | | For |
| Air Products and Chemicals, Inc. | | 20210128 | | APD | | 009158106 | | Elect Seifi Ghasemi | | MGMT | | For | | For |
| Air Products and Chemicals, Inc. | | 20210128 | | APD | | 009158106 | | Elect David H. Y. Ho | | MGMT | | For | | For |
| Air Products and Chemicals, Inc. | | 20210128 | | APD | | 009158106 | | Elect Edward L. Monser | | MGMT | | For | | For |
| Air Products and Chemicals, Inc. | | 20210128 | | APD | | 009158106 | | Elect Matthew H. Paull | | MGMT | | For | | For |
| Air Products and Chemicals, Inc. | | 20210128 | | APD | | 009158106 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For |
| Air Products and Chemicals, Inc. | | 20210128 | | APD | | 009158106 | | 2021 Long-Term Incentive Plan | | MGMT | | For | | For |
| Air Products and Chemicals, Inc. | | 20210128 | | APD | | 009158106 | | Ratification of Auditor | | MGMT | | For | | For |
| Alcon AG | | 20210428 | | ALC | | H01301128 | | Accounts and Reports | | MGMT | | For | | TNA |
| Alcon AG | | 20210428 | | ALC | | H01301128 | | Ratification of Board and Management Acts | | MGMT | | For | | TNA |
| Alcon AG | | 20210428 | | ALC | | H01301128 | | Allocation of Profits/Dividends | | MGMT | | For | | TNA |
| Alcon AG | | 20210428 | | ALC | | H01301128 | | Compensation Report | | MGMT | | For | | TNA |
| Alcon AG | | 20210428 | | ALC | | H01301128 | | Board Compensation | | MGMT | | For | | TNA |
| Alcon AG | | 20210428 | | ALC | | H01301128 | | Executive Compensation | | MGMT | | For | | TNA |
| Alcon AG | | 20210428 | | ALC | | H01301128 | | Elect F. Michael Ball | | MGMT | | For | | TNA |
| Alcon AG | | 20210428 | | ALC | | H01301128 | | Elect Lynn Dorsey Bleil | | MGMT | | For | | TNA |
| Alcon AG | | 20210428 | | ALC | | H01301128 | | Elect Arthur Cummings | | MGMT | | For | | TNA |
| Alcon AG | | 20210428 | | ALC | | H01301128 | | Elect David J. Endicott | | MGMT | | For | | TNA |
| Alcon AG | | 20210428 | | ALC | | H01301128 | | Elect Thomas Glanzmann | | MGMT | | For | | TNA |
| Alcon AG | | 20210428 | | ALC | | H01301128 | | Elect D. Keith Grossman | | MGMT | | For | | TNA |
| Alcon AG | | 20210428 | | ALC | | H01301128 | | Elect Scott H. Maw | | MGMT | | For | | TNA |
| Alcon AG | | 20210428 | | ALC | | H01301128 | | Elect Karen J. May | | MGMT | | For | | TNA |
| Alcon AG | | 20210428 | | ALC | | H01301128 | | Elect Ines Poschel | | MGMT | | For | | TNA |
| Alcon AG | | 20210428 | | ALC | | H01301128 | | Elect Dieter Spalti | | MGMT | | For | | TNA |
| Alcon AG | | 20210428 | | ALC | | H01301128 | | Elect Thomas Glanzmann as Compensation Committee Member | | MGMT | | For | | TNA |
| Alcon AG | | 20210428 | | ALC | | H01301128 | | Elect D. Keith Grossman as Compensation Committee Member | | MGMT | | For | | TNA |
| Alcon AG | | 20210428 | | ALC | | H01301128 | | Elect Karen J. May as Compensation Committee Member | | MGMT | | For | | TNA |
| Alcon AG | | 20210428 | | ALC | | H01301128 | | Elect Ines Poschel as Compensation Committee Member | | MGMT | | For | | TNA |
| Alcon AG | | 20210428 | | ALC | | H01301128 | | Appointment of Independent Proxy | | MGMT | | For | | TNA |
| Alcon AG | | 20210428 | | ALC | | H01301128 | | Appointment of Auditor | | MGMT | | For | | TNA |
| Alcon AG | | 20210428 | | ALC | | H01301128 | | Additional or Amended Proposals | | Sharehold | | N/A | | TNA |
| Alphabet Inc. | | 20210602 | | GOOGL | | 02079K305 | | Elect Larry Page | | MGMT | | For | | For |
| Alphabet Inc. | | 20210602 | | GOOGL | | 02079K305 | | Elect Sergey Brin | | MGMT | | For | | For |
| Alphabet Inc. | | 20210602 | | GOOGL | | 02079K305 | | Elect Sundar Pichai | | MGMT | | For | | For |
| Alphabet Inc. | | 20210602 | | GOOGL | | 02079K305 | | Elect John L. Hennessy | | MGMT | | For | | For |
| Alphabet Inc. | | 20210602 | | GOOGL | | 02079K305 | | Elect Frances H. Arnold | | MGMT | | For | | For |
| Alphabet Inc. | | 20210602 | | GOOGL | | 02079K305 | | Elect L. John Doerr | | MGMT | | For | | For |
| Alphabet Inc. | | 20210602 | | GOOGL | | 02079K305 | | Elect Roger W. Ferguson, Jr. | | MGMT | | For | | For |
| Alphabet Inc. | | 20210602 | | GOOGL | | 02079K305 | | Elect Ann Mather | | MGMT | | For | | For |
| Alphabet Inc. | | 20210602 | | GOOGL | | 02079K305 | | Elect Alan R. Mulally | | MGMT | | For | | For |
| Alphabet Inc. | | 20210602 | | GOOGL | | 02079K305 | | Elect K. Ram Shriram | | MGMT | | For | | For |
| Alphabet Inc. | | 20210602 | | GOOGL | | 02079K305 | | Elect Robin L. Washington | | MGMT | | For | | For |
| Alphabet Inc. | | 20210602 | | GOOGL | | 02079K305 | | Ratification of Auditor | | MGMT | | For | | For |
| Alphabet Inc. | | 20210602 | | GOOGL | | 02079K305 | | Approval of the 2021 Stock Plan | | MGMT | | For | | For |
| Alphabet Inc. | | 20210602 | | GOOGL | | 02079K305 | | Shareholder Proposal Regarding Recapitalization | | Sharehold | | Against | | For |
| Alphabet Inc. | | 20210602 | | GOOGL | | 02079K305 | | Shareholder Proposal Regarding Human Rights/Civil Rights Expertise on Board | | Sharehold | | Against | | Against |
| Alphabet Inc. | | 20210602 | | GOOGL | | 02079K305 | | Shareholder Proposal Regarding Linking Executive Pay to Sustainability and Diversity | | Sharehold | | Against | | Against |
| Alphabet Inc. | | 20210602 | | GOOGL | | 02079K305 | | Shareholder Proposal Regarding Report on Government Takedown Requests | | Sharehold | | Against | | For |
| Alphabet Inc. | | 20210602 | | GOOGL | | 02079K305 | | Shareholder Proposal Regarding Third-Party Review and Report on Whistleblower Policies | | Sharehold | | Against | | For |
| Alphabet Inc. | | 20210602 | | GOOGL | | 02079K305 | | Shareholder Proposal Regarding Charitable Contributions Disclosure | | Sharehold | | Against | | Against |
| Alphabet Inc. | | 20210602 | | GOOGL | | 02079K305 | | Shareholder Proposal Regarding Anticompetitive Practices | | Sharehold | | Against | | Against |
| Alphabet Inc. | | 20210602 | | GOOGL | | 02079K305 | | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | | Sharehold | | Against | | Against |
| Amazon.com, Inc. | | 20210526 | | AMZN | | 023135106 | | Elect Jeffrey P. Bezos | | MGMT | | For | | For |
| Amazon.com, Inc. | | 20210526 | | AMZN | | 023135106 | | Elect Keith B. Alexander | | MGMT | | For | | For |
| Amazon.com, Inc. | | 20210526 | | AMZN | | 023135106 | | Elect Jamie S. Gorelick | | MGMT | | For | | For |
| Amazon.com, Inc. | | 20210526 | | AMZN | | 023135106 | | Elect Daniel P. Huttenlocher | | MGMT | | For | | For |
| Amazon.com, Inc. | | 20210526 | | AMZN | | 023135106 | | Elect Judith A. McGrath | | MGMT | | For | | For |
| Amazon.com, Inc. | | 20210526 | | AMZN | | 023135106 | | Elect Indra K. Nooyi | | MGMT | | For | | For |
| Amazon.com, Inc. | | 20210526 | | AMZN | | 023135106 | | Elect Jonathan J. Rubinstein | | MGMT | | For | | For |
| Amazon.com, Inc. | | 20210526 | | AMZN | | 023135106 | | Elect Thomas O. Ryder | | MGMT | | For | | For |
| Amazon.com, Inc. | | 20210526 | | AMZN | | 023135106 | | Elect Patricia Q. Stonesifer | | MGMT | | For | | For |
| Amazon.com, Inc. | | 20210526 | | AMZN | | 023135106 | | Elect Wendell P. Weeks | | MGMT | | For | | For |
| Amazon.com, Inc. | | 20210526 | | AMZN | | 023135106 | | Ratification of Auditor | | MGMT | | For | | For |
| Amazon.com, Inc. | | 20210526 | | AMZN | | 023135106 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For |
| Amazon.com, Inc. | | 20210526 | | AMZN | | 023135106 | | Shareholder Proposal Regarding Report on Customer Due Diligence | | Sharehold | | Against | | Against |
| Amazon.com, Inc. | | 20210526 | | AMZN | | 023135106 | | Shareholder Proposal Regarding Independent Chair | | Sharehold | | Against | | Against |
| Amazon.com, Inc. | | 20210526 | | AMZN | | 023135106 | | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | | Sharehold | | Against | | For |
| Amazon.com, Inc. | | 20210526 | | AMZN | | 023135106 | | Shareholder Proposal Regarding Report on Promotion Data | | Sharehold | | Against | | Against |
| Amazon.com, Inc. | | 20210526 | | AMZN | | 023135106 | | Shareholder Proposal Regarding Report on Plastic Packaging | | Sharehold | | Against | | For |
| Amazon.com, Inc. | | 20210526 | | AMZN | | 023135106 | | Shareholder Proposal Regarding Racial Equity Audit | | Sharehold | | Against | | For |
| Amazon.com, Inc. | | 20210526 | | AMZN | | 023135106 | | Shareholder Proposal Regarding Hourly Associate Representation on the Board | | Sharehold | | Against | | Against |
| Amazon.com, Inc. | | 20210526 | | AMZN | | 023135106 | | Shareholder Proposal Regarding Anticompetitive Practices | | Sharehold | | Against | | For |
| Amazon.com, Inc. | | 20210526 | | AMZN | | 023135106 | | Shareholder Proposal Regarding Right to Call Special Meetings | | Sharehold | | Against | | For |
| Amazon.com, Inc. | | 20210526 | | AMZN | | 023135106 | | Shareholder Proposal Regarding Lobbying Report | | Sharehold | | Against | | For |
| Amazon.com, Inc. | | 20210526 | | AMZN | | 023135106 | | Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology | | Sharehold | | Against | | Against |
| Ameren Corporation | | 20210506 | | AEE | | 023608102 | | Elect Warner L. Baxter | | MGMT | | For | | For |
| Ameren Corporation | | 20210506 | | AEE | | 023608102 | | Elect Cynthia J. Brinkley | | MGMT | | For | | For |
| Ameren Corporation | | 20210506 | | AEE | | 023608102 | | Elect Catherine S. Brune | | MGMT | | For | | For |
| Ameren Corporation | | 20210506 | | AEE | | 023608102 | | Elect J. Edward Coleman | | MGMT | | For | | For |
| Ameren Corporation | | 20210506 | | AEE | | 023608102 | | Elect Ward H. Dickson | | MGMT | | For | | For |
| Ameren Corporation | | 20210506 | | AEE | | 023608102 | | Elect Noelle K. Eder | | MGMT | | For | | For |
| Ameren Corporation | | 20210506 | | AEE | | 023608102 | | Elect Ellen M. Fitzsimmons | | MGMT | | For | | For |
| Ameren Corporation | | 20210506 | | AEE | | 023608102 | | Elect Rafael Flores | | MGMT | | For | | For |
| Ameren Corporation | | 20210506 | | AEE | | 023608102 | | Elect Richard J. Harshman | | MGMT | | For | | For |
| Ameren Corporation | | 20210506 | | AEE | | 023608102 | | Elect Craig S. Ivey | | MGMT | | For | | For |
| Ameren Corporation | | 20210506 | | AEE | | 023608102 | | Elect James C. Johnson | | MGMT | | For | | For |
| Ameren Corporation | | 20210506 | | AEE | | 023608102 | | Elect Steven H. Lipstein | | MGMT | | For | | For |
| Ameren Corporation | | 20210506 | | AEE | | 023608102 | | Elect Leo S. Mackay, Jr. | | MGMT | | For | | For |
| Ameren Corporation | | 20210506 | | AEE | | 023608102 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For |
| Ameren Corporation | | 20210506 | | AEE | | 023608102 | | Ratification of Auditor | | MGMT | | For | | For |
| American Tower Corporation | | 20210526 | | AMT | | 03027X100 | | Elect Thomas Bartlett | | MGMT | | For | | For |
| American Tower Corporation | | 20210526 | | AMT | | 03027X100 | | Elect Raymond P. Dolan | | MGMT | | For | | For |
| American Tower Corporation | | 20210526 | | AMT | | 03027X100 | | Elect Kenneth R. Frank | | MGMT | | For | | For |
| American Tower Corporation | | 20210526 | | AMT | | 03027X100 | | Elect Robert D. Hormats | | MGMT | | For | | For |
| American Tower Corporation | | 20210526 | | AMT | | 03027X100 | | Elect Gustavo Lara Cantu | | MGMT | | For | | For |
| American Tower Corporation | | 20210526 | | AMT | | 03027X100 | | Elect Grace D. Lieblein | | MGMT | | For | | For |
| American Tower Corporation | | 20210526 | | AMT | | 03027X100 | | Elect Craig Macnab | | MGMT | | For | | For |
| American Tower Corporation | | 20210526 | | AMT | | 03027X100 | | Elect JoAnn A. Reed | | MGMT | | For | | For |
| American Tower Corporation | | 20210526 | | AMT | | 03027X100 | | Elect Pamela D.A. Reeve | | MGMT | | For | | For |
| American Tower Corporation | | 20210526 | | AMT | | 03027X100 | | Elect David E. Sharbutt | | MGMT | | For | | For |
| American Tower Corporation | | 20210526 | | AMT | | 03027X100 | | Elect Bruce L. Tanner | | MGMT | | For | | For |
| American Tower Corporation | | 20210526 | | AMT | | 03027X100 | | Elect Samme L. Thompson | | MGMT | | For | | For |
| American Tower Corporation | | 20210526 | | AMT | | 03027X100 | | Ratification of Auditor | | MGMT | | For | | For |
| American Tower Corporation | | 20210526 | | AMT | | 03027X100 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For |
| American Tower Corporation | | 20210526 | | AMT | | 03027X100 | | Shareholder Proposal Regarding Right to Call Special Meetings | | Sharehold | | Against | | For |
| American Tower Corporation | | 20210526 | | AMT | | 03027X100 | | Shareholder Proposal Regarding Formation of a Human Rights Risk Oversight Committee | | Sharehold | | Against | | Against |
| Anthem, Inc. | | 20210526 | | ANTM | | 036752103 | | Elect Lewis Hay III | | MGMT | | For | | For |
| Anthem, Inc. | | 20210526 | | ANTM | | 036752103 | | Elect Antonio F. Neri | | MGMT | | For | | For |
| Anthem, Inc. | | 20210526 | | ANTM | | 036752103 | | Elect Ramiro G. Peru | | MGMT | | For | | For |
| Anthem, Inc. | | 20210526 | | ANTM | | 036752103 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For |
| Anthem, Inc. | | 20210526 | | ANTM | | 036752103 | | Ratification of Auditor | | MGMT | | For | | For |
| Astrazeneca plc | | 20210511 | | AZN | | 046353108 | | Accounts and Reports | | MGMT | | For | | For |
| Astrazeneca plc | | 20210511 | | AZN | | 046353108 | | Final Dividend | | MGMT | | For | | For |
| Astrazeneca plc | | 20210511 | | AZN | | 046353108 | | Appointment of Auditor | | MGMT | | For | | For |
| Astrazeneca plc | | 20210511 | | AZN | | 046353108 | | Authority to Set Auditor’s Fees | | MGMT | | For | | For |
| Astrazeneca plc | | 20210511 | | AZN | | 046353108 | | Elect Leif Johansson | | MGMT | | For | | For |
| Astrazeneca plc | | 20210511 | | AZN | | 046353108 | | Elect Pascal Soriot | | MGMT | | For | | For |
| Astrazeneca plc | | 20210511 | | AZN | | 046353108 | | Elect Marc Dunoyer | | MGMT | | For | | For |
| Astrazeneca plc | | 20210511 | | AZN | | 046353108 | | Elect Philip Broadley | | MGMT | | For | | For |
| Astrazeneca plc | | 20210511 | | AZN | | 046353108 | | Elect Euan Ashley | | MGMT | | For | | For |
| Astrazeneca plc | | 20210511 | | AZN | | 046353108 | | Elect Michel Demare | | MGMT | | For | | For |
| Astrazeneca plc | | 20210511 | | AZN | | 046353108 | | Elect Deborah DiSanzo | | MGMT | | For | | For |
| Astrazeneca plc | | 20210511 | | AZN | | 046353108 | | Elect Diana Layfield | | MGMT | | For | | For |
| Astrazeneca plc | | 20210511 | | AZN | | 046353108 | | Elect Sheri McCoy | | MGMT | | For | | For |
| Astrazeneca plc | | 20210511 | | AZN | | 046353108 | | Elect Tony SK MOK | | MGMT | | For | | For |
| Astrazeneca plc | | 20210511 | | AZN | | 046353108 | | Elect Nazneen Rahman | | MGMT | | For | | For |
| Astrazeneca plc | | 20210511 | | AZN | | 046353108 | | Elect Marcus Wallenberg | | MGMT | | For | | For |
| Astrazeneca plc | | 20210511 | | AZN | | 046353108 | | Remuneration Report (Advisory) | | MGMT | | For | | For |
| Astrazeneca plc | | 20210511 | | AZN | | 046353108 | | Remuneration Policy (Binding) | | MGMT | | For | | For |
| Astrazeneca plc | | 20210511 | | AZN | | 046353108 | | Authorisation of Political Donations | | MGMT | | For | | For |
| Astrazeneca plc | | 20210511 | | AZN | | 046353108 | | Authority to Issue Shares w/ Preemptive Rights | | MGMT | | For | | For |
| Astrazeneca plc | | 20210511 | | AZN | | 046353108 | | Authority to Issue Shares w/o Preemptive Rights | | MGMT | | For | | For |
| Astrazeneca plc | | 20210511 | | AZN | | 046353108 | | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | | MGMT | | For | | For |
| Astrazeneca plc | | 20210511 | | AZN | | 046353108 | | Authority to Repurchase Shares | | MGMT | | For | | For |
| Astrazeneca plc | | 20210511 | | AZN | | 046353108 | | Authority to Set General Meeting Notice Period at 14 Days | | MGMT | | For | | For |
| Astrazeneca plc | | 20210511 | | AZN | | 046353108 | | AstraZeneca Performance Share Plan 2020 | | MGMT | | For | | For |
| Astrazeneca plc | | 20210511 | | AZN | | 046353108 | | Alexion Transaction | | MGMT | | For | | For |
| Bank of America Corporation | | 20210420 | | BAC | | 060505104 | | Elect Sharon L. Allen | | MGMT | | For | | For |
| Bank of America Corporation | | 20210420 | | BAC | | 060505104 | | Elect Susan S. Bies | | MGMT | | For | | For |
| Bank of America Corporation | | 20210420 | | BAC | | 060505104 | | Elect Frank P. Bramble, Sr. | | MGMT | | For | | For |
| Bank of America Corporation | | 20210420 | | BAC | | 060505104 | | Elect Pierre J. P. de Weck | | MGMT | | For | | For |
| Bank of America Corporation | | 20210420 | | BAC | | 060505104 | | Elect Arnold W. Donald | | MGMT | | For | | For |
| Bank of America Corporation | | 20210420 | | BAC | | 060505104 | | Elect Linda P. Hudson | | MGMT | | For | | For |
| Bank of America Corporation | | 20210420 | | BAC | | 060505104 | | Elect Monica C. Lozano | | MGMT | | For | | For |
| Bank of America Corporation | | 20210420 | | BAC | | 060505104 | | Elect Thomas J. May | | MGMT | | For | | For |
| Bank of America Corporation | | 20210420 | | BAC | | 060505104 | | Elect Brian T. Moynihan | | MGMT | | For | | For |
| Bank of America Corporation | | 20210420 | | BAC | | 060505104 | | Elect Lionel L. Nowell, III | | MGMT | | For | | For |
| Bank of America Corporation | | 20210420 | | BAC | | 060505104 | | Elect Denise L. Ramos | | MGMT | | For | | For |
| Bank of America Corporation | | 20210420 | | BAC | | 060505104 | | Elect Clayton S. Rose | | MGMT | | For | | For |
| Bank of America Corporation | | 20210420 | | BAC | | 060505104 | | Elect Michael D. White | | MGMT | | For | | For |
| Bank of America Corporation | | 20210420 | | BAC | | 060505104 | | Elect Thomas D. Woods | | MGMT | | For | | For |
| Bank of America Corporation | | 20210420 | | BAC | | 060505104 | | Elect R. David Yost | | MGMT | | For | | For |
| Bank of America Corporation | | 20210420 | | BAC | | 060505104 | | Elect Maria T. Zuber | | MGMT | | For | | For |
| Bank of America Corporation | | 20210420 | | BAC | | 060505104 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For |
| Bank of America Corporation | | 20210420 | | BAC | | 060505104 | | Ratification of Auditor | | MGMT | | For | | For |
| Bank of America Corporation | | 20210420 | | BAC | | 060505104 | | Amendment to the Key Employee Equity Plan | | MGMT | | For | | For |
| Bank of America Corporation | | 20210420 | | BAC | | 060505104 | | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | | Sharehold | | Against | | For |
| Bank of America Corporation | | 20210420 | | BAC | | 060505104 | | Shareholder Proposal Regarding Right to Act by Written Consent | | Sharehold | | Against | | For |
| Bank of America Corporation | | 20210420 | | BAC | | 060505104 | | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | | Sharehold | | Against | | Against |
| Bank of America Corporation | | 20210420 | | BAC | | 060505104 | | Shareholder Proposal Regarding Racial Equity Audit | | Sharehold | | Against | | For |
| Boston Properties, Inc. | | 20210520 | | BXP | | 101121101 | | Elect Joel I. Klein | | MGMT | | For | | For |
| Boston Properties, Inc. | | 20210520 | | BXP | | 101121101 | | Elect Kelly A. Ayotte | | MGMT | | For | | For |
| Boston Properties, Inc. | | 20210520 | | BXP | | 101121101 | | Elect Bruce W. Duncan | | MGMT | | For | | For |
| Boston Properties, Inc. | | 20210520 | | BXP | | 101121101 | | Elect Karen E. Dykstra | | MGMT | | For | | For |
| Boston Properties, Inc. | | 20210520 | | BXP | | 101121101 | | Elect Carol B. Einiger | | MGMT | | For | | For |
| Boston Properties, Inc. | | 20210520 | | BXP | | 101121101 | | Elect Diane J. Hoskins | | MGMT | | For | | For |
| Boston Properties, Inc. | | 20210520 | | BXP | | 101121101 | | Elect Douglas T. Linde | | MGMT | | For | | For |
| Boston Properties, Inc. | | 20210520 | | BXP | | 101121101 | | Elect Matthew J. Lustig | | MGMT | | For | | For |
| Boston Properties, Inc. | | 20210520 | | BXP | | 101121101 | | Elect Owen D. Thomas | | MGMT | | For | | For |
| Boston Properties, Inc. | | 20210520 | | BXP | | 101121101 | | Elect David A. Twardock | | MGMT | | For | | For |
| Boston Properties, Inc. | | 20210520 | | BXP | | 101121101 | | Elect William H. Walton, III | | MGMT | | For | | For |
| Boston Properties, Inc. | | 20210520 | | BXP | | 101121101 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For |
| Boston Properties, Inc. | | 20210520 | | BXP | | 101121101 | | Approval of the 2021 Stock Incentive Plan | | MGMT | | For | | For |
| Boston Properties, Inc. | | 20210520 | | BXP | | 101121101 | | Ratification of Auditor | | MGMT | | For | | For |
| Capital One Financial Corporation | | 20210506 | | COF | | 14040H105 | | Elect Richard D. Fairbank | | MGMT | | For | | For |
| Capital One Financial Corporation | | 20210506 | | COF | | 14040H105 | | Elect Ime Archibong | | MGMT | | For | | For |
| Capital One Financial Corporation | | 20210506 | | COF | | 14040H105 | | Elect Ann Fritz Hackett | | MGMT | | For | | For |
| Capital One Financial Corporation | | 20210506 | | COF | | 14040H105 | | Elect Peter Thomas Killalea | | MGMT | | For | | For |
| Capital One Financial Corporation | | 20210506 | | COF | | 14040H105 | | Elect Eli Leenaars | | MGMT | | For | | For |
| Capital One Financial Corporation | | 20210506 | | COF | | 14040H105 | | Elect Francois Locoh-Donou | | MGMT | | For | | For |
| Capital One Financial Corporation | | 20210506 | | COF | | 14040H105 | | Elect Peter E. Raskind | | MGMT | | For | | For |
| Capital One Financial Corporation | | 20210506 | | COF | | 14040H105 | | Elect Eileen Serra | | MGMT | | For | | For |
| Capital One Financial Corporation | | 20210506 | | COF | | 14040H105 | | Elect Mayo A. Shattuck III | | MGMT | | For | | For |
| Capital One Financial Corporation | | 20210506 | | COF | | 14040H105 | | Elect Bradford H. Warner | | MGMT | | For | | For |
| Capital One Financial Corporation | | 20210506 | | COF | | 14040H105 | | Elect Catherine G. West | | MGMT | | For | | For |
| Capital One Financial Corporation | | 20210506 | | COF | | 14040H105 | | Elect Craig Anthony Williams | | MGMT | | For | | For |
| Capital One Financial Corporation | | 20210506 | | COF | | 14040H105 | | Ratification of Auditor | | MGMT | | For | | For |
| Capital One Financial Corporation | | 20210506 | | COF | | 14040H105 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For |
| Capital One Financial Corporation | | 20210506 | | COF | | 14040H105 | | Amendment to the 2004 Stock Incentive Plan | | MGMT | | For | | For |
| Chevron Corporation | | 20210526 | | CVX | | 166764100 | | Elect Wanda M. Austin | | MGMT | | For | | For |
| Chevron Corporation | | 20210526 | | CVX | | 166764100 | | Elect John B. Frank | | MGMT | | For | | For |
| Chevron Corporation | | 20210526 | | CVX | | 166764100 | | Elect Alice P. Gast | | MGMT | | For | | For |
| Chevron Corporation | | 20210526 | | CVX | | 166764100 | | Elect Enrique Hernandez, Jr. | | MGMT | | For | | For |
| Chevron Corporation | | 20210526 | | CVX | | 166764100 | | Elect Marillyn A. Hewson | | MGMT | | For | | For |
| Chevron Corporation | | 20210526 | | CVX | | 166764100 | | Elect Jon M. Huntsman, Jr. | | MGMT | | For | | For |
| Chevron Corporation | | 20210526 | | CVX | | 166764100 | | Elect Charles W. Moorman IV | | MGMT | | For | | For |
| Chevron Corporation | | 20210526 | | CVX | | 166764100 | | Elect Dambisa F. Moyo | | MGMT | | For | | For |
| Chevron Corporation | | 20210526 | | CVX | | 166764100 | | Elect Debra L. Reed-Klages | | MGMT | | For | | For |
| Chevron Corporation | | 20210526 | | CVX | | 166764100 | | Elect Ronald D. Sugar | | MGMT | | For | | For |
| Chevron Corporation | | 20210526 | | CVX | | 166764100 | | Elect D. James Umpleby III | | MGMT | | For | | For |
| Chevron Corporation | | 20210526 | | CVX | | 166764100 | | Elect Michael K. Wirth | | MGMT | | For | | For |
| Chevron Corporation | | 20210526 | | CVX | | 166764100 | | Ratification of Auditor | | MGMT | | For | | For |
| Chevron Corporation | | 20210526 | | CVX | | 166764100 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For |
| Chevron Corporation | | 20210526 | | CVX | | 166764100 | | Shareholder Proposal Regarding Scope 3 GHG Emissions Reduction | | Sharehold | | Against | | Against |
| Chevron Corporation | | 20210526 | | CVX | | 166764100 | | Shareholder Proposal Regarding Audited Report on Net Zero Emissions by 2050 Scenario Analysis | | Sharehold | | Against | | For |
| Chevron Corporation | | 20210526 | | CVX | | 166764100 | | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | | Sharehold | | Against | | Against |
| Chevron Corporation | | 20210526 | | CVX | | 166764100 | | Shareholder Proposal Regarding Lobbying Report | | Sharehold | | Against | | For |
| Chevron Corporation | | 20210526 | | CVX | | 166764100 | | Shareholder Proposal Regarding Independent Chair | | Sharehold | | Against | | Against |
| Chevron Corporation | | 20210526 | | CVX | | 166764100 | | Shareholder Proposal Regarding Right to Call Special Meetings | | Sharehold | | Against | | For |
| Cigna Corporation | | 20210428 | | CI | | 125523100 | | Elect David M. Cordani | | MGMT | | For | | For |
| Cigna Corporation | | 20210428 | | CI | | 125523100 | | Elect William J. DeLaney | | MGMT | | For | | For |
| Cigna Corporation | | 20210428 | | CI | | 125523100 | | Elect Eric J. Foss | | MGMT | | For | | For |
| Cigna Corporation | | 20210428 | | CI | | 125523100 | | Elect Elder Granger | | MGMT | | For | | For |
| Cigna Corporation | | 20210428 | | CI | | 125523100 | | Elect Isaiah Harris, Jr. | | MGMT | | For | | For |
| Cigna Corporation | | 20210428 | | CI | | 125523100 | | Elect George Kurian | | MGMT | | For | | For |
| Cigna Corporation | | 20210428 | | CI | | 125523100 | | Elect Kathleen M. Mazzarella | | MGMT | | For | | For |
| Cigna Corporation | | 20210428 | | CI | | 125523100 | | Elect Mark B. McClellan | | MGMT | | For | | For |
| Cigna Corporation | | 20210428 | | CI | | 125523100 | | Elect John M. Partridge | | MGMT | | For | | For |
| Cigna Corporation | | 20210428 | | CI | | 125523100 | | Elect Kimberly A. Ross | | MGMT | | For | | For |
| Cigna Corporation | | 20210428 | | CI | | 125523100 | | Elect Eric C. Wiseman | | MGMT | | For | | For |
| Cigna Corporation | | 20210428 | | CI | | 125523100 | | Elect Donna F. Zarcone | | MGMT | | For | | For |
| Cigna Corporation | | 20210428 | | CI | | 125523100 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For |
| Cigna Corporation | | 20210428 | | CI | | 125523100 | | Amendment to the Long-Term Incentive Plan | | MGMT | | For | | For |
| Cigna Corporation | | 20210428 | | CI | | 125523100 | | Ratification of Auditor | | MGMT | | For | | For |
| Cigna Corporation | | 20210428 | | CI | | 125523100 | | Shareholder Proposal Regarding Right to Act by Written Consent | | Sharehold | | Against | | For |
| Cigna Corporation | | 20210428 | | CI | | 125523100 | | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | | Sharehold | | Against | | Against |
| Cigna Corporation | | 20210428 | | CI | | 125523100 | | Shareholder Proposal Regarding Disclosure of Board Qualifications | | Sharehold | | Against | | Against |
| Citizens Financial Group, Inc. | | 20210422 | | CFG | | 174610105 | | Elect Bruce Van Saun | | MGMT | | For | | For |
| Citizens Financial Group, Inc. | | 20210422 | | CFG | | 174610105 | | Elect Lee Alexander | | MGMT | | For | | For |
| Citizens Financial Group, Inc. | | 20210422 | | CFG | | 174610105 | | Elect Christine M. Cumming | | MGMT | | For | | For |
| Citizens Financial Group, Inc. | | 20210422 | | CFG | | 174610105 | | Elect William P. Hankowsky | | MGMT | | For | | For |
| Citizens Financial Group, Inc. | | 20210422 | | CFG | | 174610105 | | Elect Leo I. Higdon, Jr. | | MGMT | | For | | For |
| Citizens Financial Group, Inc. | | 20210422 | | CFG | | 174610105 | | Elect Edward J. Kelly, III | | MGMT | | For | | For |
| Citizens Financial Group, Inc. | | 20210422 | | CFG | | 174610105 | | Elect Charles J. Koch | | MGMT | | For | | For |
| Citizens Financial Group, Inc. | | 20210422 | | CFG | | 174610105 | | Elect Robert G. Leary | | MGMT | | For | | For |
| Citizens Financial Group, Inc. | | 20210422 | | CFG | | 174610105 | | Elect Terrance J. Lillis | | MGMT | | For | | For |
| Citizens Financial Group, Inc. | | 20210422 | | CFG | | 174610105 | | Elect Shivan S. Subramaniam | | MGMT | | For | | For |
| Citizens Financial Group, Inc. | | 20210422 | | CFG | | 174610105 | | Elect Christopher J. Swift | | MGMT | | For | | For |
| Citizens Financial Group, Inc. | | 20210422 | | CFG | | 174610105 | | Elect Wendy A. Watson | | MGMT | | For | | For |
| Citizens Financial Group, Inc. | | 20210422 | | CFG | | 174610105 | | Elect Marita Zuraitis | | MGMT | | For | | For |
| Citizens Financial Group, Inc. | | 20210422 | | CFG | | 174610105 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For |
| Citizens Financial Group, Inc. | | 20210422 | | CFG | | 174610105 | | Frequency of Advisory Vote on Executive Compensation | | MGMT | | 1 Year | | 1 Year |
| Citizens Financial Group, Inc. | | 20210422 | | CFG | | 174610105 | | Ratification of Auditor | | MGMT | | For | | For |
| Comcast Corporation | | 20210602 | | CMCSA | | 20030N101 | | Elect Kenneth J. Bacon | | MGMT | | For | | For |
| Comcast Corporation | | 20210602 | | CMCSA | | 20030N101 | | Elect Madeline S. Bell | | MGMT | | For | | For |
| Comcast Corporation | | 20210602 | | CMCSA | | 20030N101 | | Elect Naomi M. Bergman | | MGMT | | For | | For |
| Comcast Corporation | | 20210602 | | CMCSA | | 20030N101 | | Elect Edward D. Breen | | MGMT | | For | | For |
| Comcast Corporation | | 20210602 | | CMCSA | | 20030N101 | | Elect Gerald L. Hassell | | MGMT | | For | | For |
| Comcast Corporation | | 20210602 | | CMCSA | | 20030N101 | | Elect Jeffrey A. Honickman | | MGMT | | For | | For |
| Comcast Corporation | | 20210602 | | CMCSA | | 20030N101 | | Elect Maritza Gomez Montiel | | MGMT | | For | | For |
| Comcast Corporation | | 20210602 | | CMCSA | | 20030N101 | | Elect Asuka Nakahara | | MGMT | | For | | For |
| Comcast Corporation | | 20210602 | | CMCSA | | 20030N101 | | Elect David C. Novak | | MGMT | | For | | For |
| Comcast Corporation | | 20210602 | | CMCSA | | 20030N101 | | Elect Brian L. Roberts | | MGMT | | For | | For |
| Comcast Corporation | | 20210602 | | CMCSA | | 20030N101 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For |
| Comcast Corporation | | 20210602 | | CMCSA | | 20030N101 | | Ratification of Auditor | | MGMT | | For | | For |
| Comcast Corporation | | 20210602 | | CMCSA | | 20030N101 | | Shareholder Proposal Regarding Independent Investigation and Report on Sexual Harassment | | Sharehold | | Against | | Against |
| CVS Health Corporation | | 20210513 | | CVS | | 126650100 | | Elect Fernando Aguirre | | MGMT | | For | | For |
| CVS Health Corporation | | 20210513 | | CVS | | 126650100 | | Elect C. David Brown II | | MGMT | | For | | For |
| CVS Health Corporation | | 20210513 | | CVS | | 126650100 | | Elect Alecia A. DeCoudreaux | | MGMT | | For | | For |
| CVS Health Corporation | | 20210513 | | CVS | | 126650100 | | Elect Nancy-Ann M. DeParle | | MGMT | | For | | For |
| CVS Health Corporation | | 20210513 | | CVS | | 126650100 | | Elect David W. Dorman | | MGMT | | For | | For |
| CVS Health Corporation | | 20210513 | | CVS | | 126650100 | | Elect Roger N. Farah | | MGMT | | For | | For |
| CVS Health Corporation | | 20210513 | | CVS | | 126650100 | | Elect Anne M. Finucane | | MGMT | | For | | For |
| CVS Health Corporation | | 20210513 | | CVS | | 126650100 | | Elect Edward J. Ludwig | | MGMT | | For | | For |
| CVS Health Corporation | | 20210513 | | CVS | | 126650100 | | Elect Karen S. Lynch | | MGMT | | For | | For |
| CVS Health Corporation | | 20210513 | | CVS | | 126650100 | | Elect Jean-Pierre Millon | | MGMT | | For | | For |
| CVS Health Corporation | | 20210513 | | CVS | | 126650100 | | Elect Mary L. Schapiro | | MGMT | | For | | For |
| CVS Health Corporation | | 20210513 | | CVS | | 126650100 | | Elect William C. Weldon | | MGMT | | For | | For |
| CVS Health Corporation | | 20210513 | | CVS | | 126650100 | | Elect Tony L. White | | MGMT | | For | | For |
| CVS Health Corporation | | 20210513 | | CVS | | 126650100 | | Ratification of Auditor | | MGMT | | For | | For |
| CVS Health Corporation | | 20210513 | | CVS | | 126650100 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For |
| CVS Health Corporation | | 20210513 | | CVS | | 126650100 | | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | | Sharehold | | Against | | For |
| CVS Health Corporation | | 20210513 | | CVS | | 126650100 | | Shareholder Proposal Regarding Independent Chair | | Sharehold | | Against | | Against |
| Discovery, Inc. | | 20210610 | | DISCA | | 25470F104 | | Elect Robert R. Beck | | MGMT | | For | | For |
| Discovery, Inc. | | 20210610 | | DISCA | | 25470F104 | | Elect Robert L. Johnson | | MGMT | | For | | For |
| Discovery, Inc. | | 20210610 | | DISCA | | 25470F104 | | Elect J. David Wargo | | MGMT | | For | | For |
| Discovery, Inc. | | 20210610 | | DISCA | | 25470F104 | | Ratification of Auditor | | MGMT | | For | | For |
| Dollar General Corporation | | 20210526 | | DG | | 256677105 | | Elect Warren F. Bryant | | MGMT | | For | | For |
| Dollar General Corporation | | 20210526 | | DG | | 256677105 | | Elect Michael M. Calbert | | MGMT | | For | | For |
| Dollar General Corporation | | 20210526 | | DG | | 256677105 | | Elect Patricia D. Fili-Krushel | | MGMT | | For | | For |
| Dollar General Corporation | | 20210526 | | DG | | 256677105 | | Elect Timothy I. McGuire | | MGMT | | For | | For |
| Dollar General Corporation | | 20210526 | | DG | | 256677105 | | Elect William C. Rhodes, III | | MGMT | | For | | For |
| Dollar General Corporation | | 20210526 | | DG | | 256677105 | | Elect Debra A. Sandler | | MGMT | | For | | For |
| Dollar General Corporation | | 20210526 | | DG | | 256677105 | | Elect Ralph E. Santana | | MGMT | | For | | For |
| Dollar General Corporation | | 20210526 | | DG | | 256677105 | | Elect Todd J. Vasos | | MGMT | | For | | For |
| Dollar General Corporation | | 20210526 | | DG | | 256677105 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For |
| Dollar General Corporation | | 20210526 | | DG | | 256677105 | | Ratification of Auditor | | MGMT | | For | | For |
| Dollar General Corporation | | 20210526 | | DG | | 256677105 | | Approval of the 2021 Stock Incentive Plan | | MGMT | | For | | For |
| Dollar General Corporation | | 20210526 | | DG | | 256677105 | | Charter Amendment to Allow Shareholders to Call Special Meetings | | MGMT | | For | | For |
| Dollar General Corporation | | 20210526 | | DG | | 256677105 | | Shareholder Proposal Regarding Right to Call Special Meetings | | Sharehold | | Against | | For |
| DuPont de Nemours, Inc. | | 20210428 | | DD | | 26614N102 | | Elect Amy G. Brady | | MGMT | | For | | For |
| DuPont de Nemours, Inc. | | 20210428 | | DD | | 26614N102 | | Elect Edward D. Breen | | MGMT | | For | | For |
| DuPont de Nemours, Inc. | | 20210428 | | DD | | 26614N102 | | Elect Ruby R. Chandy | | MGMT | | For | | For |
| DuPont de Nemours, Inc. | | 20210428 | | DD | | 26614N102 | | Elect Franklin K. Clyburn, Jr. | | MGMT | | For | | For |
| DuPont de Nemours, Inc. | | 20210428 | | DD | | 26614N102 | | Elect Terrence R. Curtin | | MGMT | | For | | For |
| DuPont de Nemours, Inc. | | 20210428 | | DD | | 26614N102 | | Elect Alexander M. Cutler | | MGMT | | For | | For |
| DuPont de Nemours, Inc. | | 20210428 | | DD | | 26614N102 | | Elect Eleuthere I. du Pont | | MGMT | | For | | For |
| DuPont de Nemours, Inc. | | 20210428 | | DD | | 26614N102 | | Elect Luther C. Kissam IV | | MGMT | | For | | For |
| DuPont de Nemours, Inc. | | 20210428 | | DD | | 26614N102 | | Elect Frederick M. Lowery | | MGMT | | For | | For |
| DuPont de Nemours, Inc. | | 20210428 | | DD | | 26614N102 | | Elect Raymond J. Milchovich | | MGMT | | For | | For |
| DuPont de Nemours, Inc. | | 20210428 | | DD | | 26614N102 | | Elect Deanna M. Mulligan | | MGMT | | For | | For |
| DuPont de Nemours, Inc. | | 20210428 | | DD | | 26614N102 | | Elect Steven M. Sterin | | MGMT | | For | | For |
| DuPont de Nemours, Inc. | | 20210428 | | DD | | 26614N102 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For |
| DuPont de Nemours, Inc. | | 20210428 | | DD | | 26614N102 | | Ratification of Auditor | | MGMT | | For | | For |
| DuPont de Nemours, Inc. | | 20210428 | | DD | | 26614N102 | | Reduce Ownership Threshold for Shareholders to Call Special Meetings | | MGMT | | For | | For |
| DuPont de Nemours, Inc. | | 20210428 | | DD | | 26614N102 | | Shareholder Proposal Regarding Right to Act by Written Consent | | Sharehold | | Against | | For |
| DuPont de Nemours, Inc. | | 20210428 | | DD | | 26614N102 | | Shareholder Proposal Regarding Diversity Reporting | | Sharehold | | Against | | For |
| DuPont de Nemours, Inc. | | 20210428 | | DD | | 26614N102 | | Shareholder Proposal Regarding Report on Plastic Pollution | | Sharehold | | Against | | For |
| EOG Resources, Inc. | | 20210429 | | EOG | | 26875P101 | | Elect Janet F. Clark | | MGMT | | For | | For |
| EOG Resources, Inc. | | 20210429 | | EOG | | 26875P101 | | Elect Charles R. Crisp | | MGMT | | For | | For |
| EOG Resources, Inc. | | 20210429 | | EOG | | 26875P101 | | Elect Robert P. Daniels | | MGMT | | For | | For |
| EOG Resources, Inc. | | 20210429 | | EOG | | 26875P101 | | Elect James C. Day | | MGMT | | For | | For |
| EOG Resources, Inc. | | 20210429 | | EOG | | 26875P101 | | Elect C. Christopher Gaut | | MGMT | | For | | For |
| EOG Resources, Inc. | | 20210429 | | EOG | | 26875P101 | | Elect Michael T. Kerr | | MGMT | | For | | For |
| EOG Resources, Inc. | | 20210429 | | EOG | | 26875P101 | | Elect Julie J. Robertson | | MGMT | | For | | For |
| EOG Resources, Inc. | | 20210429 | | EOG | | 26875P101 | | Elect Donald F. Textor | | MGMT | | For | | For |
| EOG Resources, Inc. | | 20210429 | | EOG | | 26875P101 | | Elect William R. Thomas | | MGMT | | For | | For |
| EOG Resources, Inc. | | 20210429 | | EOG | | 26875P101 | | Ratification of Auditor | | MGMT | | For | | For |
| EOG Resources, Inc. | | 20210429 | | EOG | | 26875P101 | | Approval of the 2021 Omnibus Equity Compensation Plan | | MGMT | | For | | For |
| EOG Resources, Inc. | | 20210429 | | EOG | | 26875P101 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For |
| Fifth Third Bancorp | | 20210413 | | FITB | | 316773100 | | Elect Nicholas K. Akins | | MGMT | | For | | For |
| Fifth Third Bancorp | | 20210413 | | FITB | | 316773100 | | Elect B. Evan Bayh III | | MGMT | | For | | For |
| Fifth Third Bancorp | | 20210413 | | FITB | | 316773100 | | Elect Jorge L. Benitez | | MGMT | | For | | For |
| Fifth Third Bancorp | | 20210413 | | FITB | | 316773100 | | Elect Katherine B. Blackburn | | MGMT | | For | | For |
| Fifth Third Bancorp | | 20210413 | | FITB | | 316773100 | | Elect Emerson L. Brumback | | MGMT | | For | | For |
| Fifth Third Bancorp | | 20210413 | | FITB | | 316773100 | | Elect Greg D. Carmichael | | MGMT | | For | | For |
| Fifth Third Bancorp | | 20210413 | | FITB | | 316773100 | | Elect Linda W. Clement-Holmes | | MGMT | | For | | For |
| Fifth Third Bancorp | | 20210413 | | FITB | | 316773100 | | Elect C. Bryan Daniels | | MGMT | | For | | For |
| Fifth Third Bancorp | | 20210413 | | FITB | | 316773100 | | Elect Mitchell S. Feiger | | MGMT | | For | | For |
| Fifth Third Bancorp | | 20210413 | | FITB | | 316773100 | | Elect Thomas H. Harvey | | MGMT | | For | | For |
| Fifth Third Bancorp | | 20210413 | | FITB | | 316773100 | | Elect Gary R. Heminger | | MGMT | | For | | For |
| Fifth Third Bancorp | | 20210413 | | FITB | | 316773100 | | Elect Jewell D. Hoover | | MGMT | | For | | For |
| Fifth Third Bancorp | | 20210413 | | FITB | | 316773100 | | Elect Eileen A. Mallesch | | MGMT | | For | | For |
| Fifth Third Bancorp | | 20210413 | | FITB | | 316773100 | | Elect Michael B. McCallister | | MGMT | | For | | For |
| Fifth Third Bancorp | | 20210413 | | FITB | | 316773100 | | Elect Marsha C. Williams | | MGMT | | For | | For |
| Fifth Third Bancorp | | 20210413 | | FITB | | 316773100 | | Ratification of Auditor | | MGMT | | For | | For |
| Fifth Third Bancorp | | 20210413 | | FITB | | 316773100 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For |
| Fifth Third Bancorp | | 20210413 | | FITB | | 316773100 | | Frequency of Advisory Vote on Executive Compensation | | MGMT | | 1 Year | | 1 Year |
| Fifth Third Bancorp | | 20210413 | | FITB | | 316773100 | | Approval of the 2021 Incentive Compensation Plan | | MGMT | | For | | For |
| Fifth Third Bancorp | | 20210413 | | FITB | | 316773100 | | Elimination of Supermajority Requirement | | MGMT | | For | | For |
| Fifth Third Bancorp | | 20210413 | | FITB | | 316773100 | | Elimination of Cumulative Voting | | MGMT | | For | | Against |
| Flex Ltd. | | 20200807 | | FLEX | | Y2573F102 | | Elect Revathi Advaithi | | MGMT | | For | | For |
| Flex Ltd. | | 20200807 | | FLEX | | Y2573F102 | | Elect Michael D. Capellas | | MGMT | | For | | For |
| Flex Ltd. | | 20200807 | | FLEX | | Y2573F102 | | Elect Jennifer Xin-Zhe Li | | MGMT | | For | | For |
| Flex Ltd. | | 20200807 | | FLEX | | Y2573F102 | | Elect Marc A. Onetto | | MGMT | | For | | For |
| Flex Ltd. | | 20200807 | | FLEX | | Y2573F102 | | Elect Erin L. McSweeney | | MGMT | | For | | For |
| Flex Ltd. | | 20200807 | | FLEX | | Y2573F102 | | Elect Willy C. Shih | | MGMT | | For | | For |
| Flex Ltd. | | 20200807 | | FLEX | | Y2573F102 | | Elect Charles K. Stevens III | | MGMT | | For | | For |
| Flex Ltd. | | 20200807 | | FLEX | | Y2573F102 | | Elect Lay Koon Tan | | MGMT | | For | | For |
| Flex Ltd. | | 20200807 | | FLEX | | Y2573F102 | | Elect William D. Watkins | | MGMT | | For | | For |
| Flex Ltd. | | 20200807 | | FLEX | | Y2573F102 | | Elect Lawrence A. Zimmerman | | MGMT | | For | | For |
| Flex Ltd. | | 20200807 | | FLEX | | Y2573F102 | | Ratification of Auditor | | MGMT | | For | | For |
| Flex Ltd. | | 20200807 | | FLEX | | Y2573F102 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For |
| Flex Ltd. | | 20200807 | | FLEX | | Y2573F102 | | Amendment to the 2017 Equity Incentive Plan | | MGMT | | For | | For |
| Flex Ltd. | | 20200807 | | FLEX | | Y2573F102 | | Authority to Issue Ordinary Shares | | MGMT | | For | | For |
| Flex Ltd. | | 20200807 | | FLEX | | Y2573F102 | | Renewal of Share Purchase Mandate | | MGMT | | For | | For |
| Honeywell International Inc. | | 20210521 | | HON | | 438516106 | | Elect Darius Adamczyk | | MGMT | | For | | For |
| Honeywell International Inc. | | 20210521 | | HON | | 438516106 | | Elect Duncan B. Angove | | MGMT | | For | | For |
| Honeywell International Inc. | | 20210521 | | HON | | 438516106 | | Elect William S. Ayer | | MGMT | | For | | For |
| Honeywell International Inc. | | 20210521 | | HON | | 438516106 | | Elect Kevin Burke | | MGMT | | For | | For |
| Honeywell International Inc. | | 20210521 | | HON | | 438516106 | | Elect D. Scott Davis | | MGMT | | For | | For |
| Honeywell International Inc. | | 20210521 | | HON | | 438516106 | | Elect Deborah Flint | | MGMT | | For | | For |
| Honeywell International Inc. | | 20210521 | | HON | | 438516106 | | Elect Judd Gregg | | MGMT | | For | | For |
| Honeywell International Inc. | | 20210521 | | HON | | 438516106 | | Elect Grace D. Lieblein | | MGMT | | For | | For |
| Honeywell International Inc. | | 20210521 | | HON | | 438516106 | | Elect Raymond T. Odierno | | MGMT | | For | | For |
| Honeywell International Inc. | | 20210521 | | HON | | 438516106 | | Elect George Paz | | MGMT | | For | | For |
| Honeywell International Inc. | | 20210521 | | HON | | 438516106 | | Elect Robin L. Washington | | MGMT | | For | | For |
| Honeywell International Inc. | | 20210521 | | HON | | 438516106 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For |
| Honeywell International Inc. | | 20210521 | | HON | | 438516106 | | Ratification of Auditor | | MGMT | | For | | For |
| Honeywell International Inc. | | 20210521 | | HON | | 438516106 | | Shareholder Proposal Regarding Right to Act by Written Consent | | Sharehold | | Against | | For |
| IHS Markit Ltd. | | 20210311 | | INFO | | G47567105 | | Merger with S&P Global | | MGMT | | For | | For |
| IHS Markit Ltd. | | 20210311 | | INFO | | G47567105 | | Advisory Vote on Golden Parachutes | | MGMT | | For | | Against |
| IHS Markit Ltd. | | 20210505 | | INFO | | G47567105 | | Elect Lance Uggla | | MGMT | | For | | For |
| IHS Markit Ltd. | | 20210505 | | INFO | | G47567105 | | Elect John Browne | | MGMT | | For | | For |
| IHS Markit Ltd. | | 20210505 | | INFO | | G47567105 | | Elect Dinyar S. Devitre | | MGMT | | For | | For |
| IHS Markit Ltd. | | 20210505 | | INFO | | G47567105 | | Elect Ruann F. Ernst | | MGMT | | For | | For |
| IHS Markit Ltd. | | 20210505 | | INFO | | G47567105 | | Elect Jacques Esculier | | MGMT | | For | | For |
| IHS Markit Ltd. | | 20210505 | | INFO | | G47567105 | | Elect Gay Huey Evans | | MGMT | | For | | For |
| IHS Markit Ltd. | | 20210505 | | INFO | | G47567105 | | Elect William E. Ford | | MGMT | | For | | For |
| IHS Markit Ltd. | | 20210505 | | INFO | | G47567105 | | Elect Nicoletta Giadrossi | | MGMT | | For | | For |
| IHS Markit Ltd. | | 20210505 | | INFO | | G47567105 | | Elect Robert P. Kelly | | MGMT | | For | | For |
| IHS Markit Ltd. | | 20210505 | | INFO | | G47567105 | | Elect Deborah D. McWhinney | | MGMT | | For | | For |
| IHS Markit Ltd. | | 20210505 | | INFO | | G47567105 | | Elect Jean-Paul L. Montupet | | MGMT | | For | | For |
| IHS Markit Ltd. | | 20210505 | | INFO | | G47567105 | | Elect Deborah Keiko Orida | | MGMT | | For | | For |
| IHS Markit Ltd. | | 20210505 | | INFO | | G47567105 | | Elect James A. Rosenthal | | MGMT | | For | | For |
| IHS Markit Ltd. | | 20210505 | | INFO | | G47567105 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For |
| IHS Markit Ltd. | | 20210505 | | INFO | | G47567105 | | Ratification of Auditor | | MGMT | | For | | For |
| Intercontinental Exchange, Inc. | | 20210514 | | ICE | | 45866F104 | | Elect Sharon Y. Bowen | | MGMT | | For | | For |
| Intercontinental Exchange, Inc. | | 20210514 | | ICE | | 45866F104 | | Elect Shantella E. Cooper | | MGMT | | For | | For |
| Intercontinental Exchange, Inc. | | 20210514 | | ICE | | 45866F104 | | Elect Charles R. Crisp | | MGMT | | For | | For |
| Intercontinental Exchange, Inc. | | 20210514 | | ICE | | 45866F104 | | Elect Duriya M. Farooqui | | MGMT | | For | | For |
| Intercontinental Exchange, Inc. | | 20210514 | | ICE | | 45866F104 | | Elect Lord Hague of Richmond | | MGMT | | For | | For |
| Intercontinental Exchange, Inc. | | 20210514 | | ICE | | 45866F104 | | Elect Mark F. Mulhern | | MGMT | | For | | For |
| Intercontinental Exchange, Inc. | | 20210514 | | ICE | | 45866F104 | | Elect Thomas E. Noonan | | MGMT | | For | | For |
| Intercontinental Exchange, Inc. | | 20210514 | | ICE | | 45866F104 | | Elect Frederic V. Salerno | | MGMT | | For | | For |
| Intercontinental Exchange, Inc. | | 20210514 | | ICE | | 45866F104 | | Elect Caroline Silver | | MGMT | | For | | For |
| Intercontinental Exchange, Inc. | | 20210514 | | ICE | | 45866F104 | | Elect Jeffrey C. Sprecher | | MGMT | | For | | For |
| Intercontinental Exchange, Inc. | | 20210514 | | ICE | | 45866F104 | | Elect Judith A. Sprieser | | MGMT | | For | | For |
| Intercontinental Exchange, Inc. | | 20210514 | | ICE | | 45866F104 | | Elect Vincent S. Tese | | MGMT | | For | | For |
| Intercontinental Exchange, Inc. | | 20210514 | | ICE | | 45866F104 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For |
| Intercontinental Exchange, Inc. | | 20210514 | | ICE | | 45866F104 | | Ratification of Auditor | | MGMT | | For | | For |
| Intercontinental Exchange, Inc. | | 20210514 | | ICE | | 45866F104 | | Shareholder Proposal Regarding Simple Majority Vote | | Sharehold | | Against | | For |
| International Flavors & Fragrances Inc. | | 20210505 | | IFF | | 459506101 | | Elect Kathryn J. Boor | | MGMT | | For | | For |
| International Flavors & Fragrances Inc. | | 20210505 | | IFF | | 459506101 | | Elect Edward D. Breen | | MGMT | | For | | For |
| International Flavors & Fragrances Inc. | | 20210505 | | IFF | | 459506101 | | Elect Carol A. Davidson | | MGMT | | For | | For |
| International Flavors & Fragrances Inc. | | 20210505 | | IFF | | 459506101 | | Elect Michael L. Ducker | | MGMT | | For | | For |
| International Flavors & Fragrances Inc. | | 20210505 | | IFF | | 459506101 | | Elect Roger W. Ferguson, Jr. | | MGMT | | For | | For |
| International Flavors & Fragrances Inc. | | 20210505 | | IFF | | 459506101 | | Elect John F. Ferraro | | MGMT | | For | | For |
| International Flavors & Fragrances Inc. | | 20210505 | | IFF | | 459506101 | | Elect Andreas Fibig | | MGMT | | For | | For |
| International Flavors & Fragrances Inc. | | 20210505 | | IFF | | 459506101 | | Elect Christina A. Gold | | MGMT | | For | | For |
| International Flavors & Fragrances Inc. | | 20210505 | | IFF | | 459506101 | | Elect Ilene S. Gordon | | MGMT | | For | | For |
| International Flavors & Fragrances Inc. | | 20210505 | | IFF | | 459506101 | | Elect Matthias Heinzel | | MGMT | | For | | For |
| International Flavors & Fragrances Inc. | | 20210505 | | IFF | | 459506101 | | Elect Dale F. Morrison | | MGMT | | For | | For |
| International Flavors & Fragrances Inc. | | 20210505 | | IFF | | 459506101 | | Elect Kare Schultz | | MGMT | | For | | For |
| International Flavors & Fragrances Inc. | | 20210505 | | IFF | | 459506101 | | Elect Stephen Williamson | | MGMT | | For | | For |
| International Flavors & Fragrances Inc. | | 20210505 | | IFF | | 459506101 | | Ratification of Auditor | | MGMT | | For | | For |
| International Flavors & Fragrances Inc. | | 20210505 | | IFF | | 459506101 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For |
| International Flavors & Fragrances Inc. | | 20210505 | | IFF | | 459506101 | | Approval of the 2021 Stock Award and Incentive Plan | | MGMT | | For | | For |
| JPMorgan Chase & Co. | | 20210518 | | JPM | | 46625H100 | | Elect Linda B. Bammann | | MGMT | | For | | For |
| JPMorgan Chase & Co. | | 20210518 | | JPM | | 46625H100 | | Elect Stephen B. Burke | | MGMT | | For | | For |
| JPMorgan Chase & Co. | | 20210518 | | JPM | | 46625H100 | | Elect Todd A. Combs | | MGMT | | For | | For |
| JPMorgan Chase & Co. | | 20210518 | | JPM | | 46625H100 | | Elect James S. Crown | | MGMT | | For | | For |
| JPMorgan Chase & Co. | | 20210518 | | JPM | | 46625H100 | | Elect James Dimon | | MGMT | | For | | For |
| JPMorgan Chase & Co. | | 20210518 | | JPM | | 46625H100 | | Elect Timothy P. Flynn | | MGMT | | For | | For |
| JPMorgan Chase & Co. | | 20210518 | | JPM | | 46625H100 | | Elect Mellody Hobson | | MGMT | | For | | For |
| JPMorgan Chase & Co. | | 20210518 | | JPM | | 46625H100 | | Elect Michael A. Neal | | MGMT | | For | | For |
| JPMorgan Chase & Co. | | 20210518 | | JPM | | 46625H100 | | Elect Phebe N. Novakovic | | MGMT | | For | | For |
| JPMorgan Chase & Co. | | 20210518 | | JPM | | 46625H100 | | Elect Virginia M. Rometty | | MGMT | | For | | For |
| JPMorgan Chase & Co. | | 20210518 | | JPM | | 46625H100 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For |
| JPMorgan Chase & Co. | | 20210518 | | JPM | | 46625H100 | | Amendment to the Long-Term Incentive Plan | | MGMT | | For | | For |
| JPMorgan Chase & Co. | | 20210518 | | JPM | | 46625H100 | | Ratification of Auditor | | MGMT | | For | | For |
| JPMorgan Chase & Co. | | 20210518 | | JPM | | 46625H100 | | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | | Sharehold | | Against | | For |
| JPMorgan Chase & Co. | | 20210518 | | JPM | | 46625H100 | | Shareholder Proposal Regarding Racial Equity Audit | | Sharehold | | Against | | For |
| JPMorgan Chase & Co. | | 20210518 | | JPM | | 46625H100 | | Shareholder Proposal Regarding Independent Chair | | Sharehold | | Against | | Against |
| JPMorgan Chase & Co. | | 20210518 | | JPM | | 46625H100 | | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | | Sharehold | | Against | | For |
| KBR, Inc. | | 20210519 | | KBR | | 48242W106 | | Elect Mark E. Baldwin | | MGMT | | For | | For |
| KBR, Inc. | | 20210519 | | KBR | | 48242W106 | | Elect Stuart J. B. Bradie | | MGMT | | For | | For |
| KBR, Inc. | | 20210519 | | KBR | | 48242W106 | | Elect Lynn A. Dugle | | MGMT | | For | | For |
| KBR, Inc. | | 20210519 | | KBR | | 48242W106 | | Elect Lester L. Lyles | | MGMT | | For | | For |
| KBR, Inc. | | 20210519 | | KBR | | 48242W106 | | Elect Wendy M. Masiello | | MGMT | | For | | For |
| KBR, Inc. | | 20210519 | | KBR | | 48242W106 | | Elect Jack B. Moore | | MGMT | | For | | For |
| KBR, Inc. | | 20210519 | | KBR | | 48242W106 | | Elect Ann D. Pickard | | MGMT | | For | | For |
| KBR, Inc. | | 20210519 | | KBR | | 48242W106 | | Elect Umberto della Sala | | MGMT | | For | | For |
| KBR, Inc. | | 20210519 | | KBR | | 48242W106 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For |
| KBR, Inc. | | 20210519 | | KBR | | 48242W106 | | Ratification of Auditor | | MGMT | | For | | For |
| KBR, Inc. | | 20210519 | | KBR | | 48242W106 | | Amendment to the 2006 Stock and Incentive Plan | | MGMT | | For | | For |
| KLA Corp. | | 20201104 | | KLAC | | 482480100 | | Elect Edward W. Barnholt | | MGMT | | For | | For |
| KLA Corp. | | 20201104 | | KLAC | | 482480100 | | Elect Robert M. Calderoni | | MGMT | | For | | For |
| KLA Corp. | | 20201104 | | KLAC | | 482480100 | | Elect Jeneanne Hanley | | MGMT | | For | | For |
| KLA Corp. | | 20201104 | | KLAC | | 482480100 | | Elect Emiko Higashi | | MGMT | | For | | For |
| KLA Corp. | | 20201104 | | KLAC | | 482480100 | | Elect Kevin J. Kennedy | | MGMT | | For | | For |
| KLA Corp. | | 20201104 | | KLAC | | 482480100 | | Elect Gary B. Moore | | MGMT | | For | | For |
| KLA Corp. | | 20201104 | | KLAC | | 482480100 | | Elect Marie E. Myers | | MGMT | | For | | For |
| KLA Corp. | | 20201104 | | KLAC | | 482480100 | | Elect Kiran M. Patel | | MGMT | | For | | For |
| KLA Corp. | | 20201104 | | KLAC | | 482480100 | | Elect Victor Peng | | MGMT | | For | | For |
| KLA Corp. | | 20201104 | | KLAC | | 482480100 | | Elect Robert A. Rango | | MGMT | | For | | For |
| KLA Corp. | | 20201104 | | KLAC | | 482480100 | | Elect Richard P. Wallace | | MGMT | | For | | For |
| KLA Corp. | | 20201104 | | KLAC | | 482480100 | | Ratification of Auditor | | MGMT | | For | | For |
| KLA Corp. | | 20201104 | | KLAC | | 482480100 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For |
| KLA Corp. | | 20201104 | | KLAC | | 482480100 | | Shareholder Proposal Regarding Proxy Access | | Sharehold | | Against | | For |
| Lam Research Corp. | | 20201103 | | LRCX | | 512807108 | | Elect Sohail U. Ahmed | | MGMT | | For | | For |
| Lam Research Corp. | | 20201103 | | LRCX | | 512807108 | | Elect Timothy M. Archer | | MGMT | | For | | For |
| Lam Research Corp. | | 20201103 | | LRCX | | 512807108 | | Elect Eric K. Brandt | | MGMT | | For | | For |
| Lam Research Corp. | | 20201103 | | LRCX | | 512807108 | | Elect Michael R. Cannon | | MGMT | | For | | For |
| Lam Research Corp. | | 20201103 | | LRCX | | 512807108 | | Elect Catherine P. Lego | | MGMT | | For | | For |
| Lam Research Corp. | | 20201103 | | LRCX | | 512807108 | | Elect Bethany J. Mayer | | MGMT | | For | | For |
| Lam Research Corp. | | 20201103 | | LRCX | | 512807108 | | Elect Abhijit Y. Talwalkar | | MGMT | | For | | For |
| Lam Research Corp. | | 20201103 | | LRCX | | 512807108 | | Elect Lih-Shyng (Rick L.) Tsai | | MGMT | | For | | For |
| Lam Research Corp. | | 20201103 | | LRCX | | 512807108 | | Elect Leslie F. Varon | | MGMT | | For | | For |
| Lam Research Corp. | | 20201103 | | LRCX | | 512807108 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For |
| Lam Research Corp. | | 20201103 | | LRCX | | 512807108 | | Ratification of Auditor | | MGMT | | For | | For |
| Medtronic Plc | | 20201211 | | MDT | | G5960L103 | | Elect Richard H. Anderson | | MGMT | | For | | For |
| Medtronic Plc | | 20201211 | | MDT | | G5960L103 | | Elect Craig Arnold | | MGMT | | For | | For |
| Medtronic Plc | | 20201211 | | MDT | | G5960L103 | | Elect Scott C. Donnelly | | MGMT | | For | | For |
| Medtronic Plc | | 20201211 | | MDT | | G5960L103 | | Elect Andrea J. Goldsmith | | MGMT | | For | | For |
| Medtronic Plc | | 20201211 | | MDT | | G5960L103 | | Elect Randall J. Hogan, III | | MGMT | | For | | For |
| Medtronic Plc | | 20201211 | | MDT | | G5960L103 | | Elect Michael O. Leavitt | | MGMT | | For | | For |
| Medtronic Plc | | 20201211 | | MDT | | G5960L103 | | Elect James T. Lenehan | | MGMT | | For | | For |
| Medtronic Plc | | 20201211 | | MDT | | G5960L103 | | Elect Kevin E. Lofton | | MGMT | | For | | For |
| Medtronic Plc | | 20201211 | | MDT | | G5960L103 | | Elect Geoffrey S. Martha | | MGMT | | For | | For |
| Medtronic Plc | | 20201211 | | MDT | | G5960L103 | | Elect Elizabeth G. Nabel | | MGMT | | For | | For |
| Medtronic Plc | | 20201211 | | MDT | | G5960L103 | | Elect Denise M. O’Leary | | MGMT | | For | | For |
| Medtronic Plc | | 20201211 | | MDT | | G5960L103 | | Elect Kendall J. Powell | | MGMT | | For | | For |
| Medtronic Plc | | 20201211 | | MDT | | G5960L103 | | Appointment of Auditor and Authority to Set Fees | | MGMT | | For | | For |
| Medtronic Plc | | 20201211 | | MDT | | G5960L103 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For |
| Medtronic Plc | | 20201211 | | MDT | | G5960L103 | | Authority to Issue Shares w/ Preemptive Rights | | MGMT | | For | | For |
| Medtronic Plc | | 20201211 | | MDT | | G5960L103 | | Authority to Issue Shares w/o Preemptive Rights | | MGMT | | For | | For |
| Medtronic Plc | | 20201211 | | MDT | | G5960L103 | | Authority to Repurchase Shares | | MGMT | | For | | For |
| Microchip Technology Incorporated | | 20200818 | | MCHP | | 595017104 | | Elect Steve Sanghi | | MGMT | | For | | For |
| Microchip Technology Incorporated | | 20200818 | | MCHP | | 595017104 | | Elect Matthew W. Chapman | | MGMT | | For | | For |
| Microchip Technology Incorporated | | 20200818 | | MCHP | | 595017104 | | Elect L. B. Day | | MGMT | | For | | For |
| Microchip Technology Incorporated | | 20200818 | | MCHP | | 595017104 | | Elect Esther L. Johnson | | MGMT | | For | | For |
| Microchip Technology Incorporated | | 20200818 | | MCHP | | 595017104 | | Elect Wade F. Meyercord | | MGMT | | For | | For |
| Microchip Technology Incorporated | | 20200818 | | MCHP | | 595017104 | | Ratification of Auditor | | MGMT | | For | | For |
| Microchip Technology Incorporated | | 20200818 | | MCHP | | 595017104 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For |
| Microsoft Corporation | | 20201202 | | MSFT | | 594918104 | | Elect Reid G. Hoffman | | MGMT | | For | | For |
| Microsoft Corporation | | 20201202 | | MSFT | | 594918104 | | Elect Hugh F. Johnston | | MGMT | | For | | For |
| Microsoft Corporation | | 20201202 | | MSFT | | 594918104 | | Elect Teri L. List-Stoll | | MGMT | | For | | For |
| Microsoft Corporation | | 20201202 | | MSFT | | 594918104 | | Elect Satya Nadella | | MGMT | | For | | For |
| Microsoft Corporation | | 20201202 | | MSFT | | 594918104 | | Elect Sandra E. Peterson | | MGMT | | For | | For |
| Microsoft Corporation | | 20201202 | | MSFT | | 594918104 | | Elect Penny S. Pritzker | | MGMT | | For | | For |
| Microsoft Corporation | | 20201202 | | MSFT | | 594918104 | | Elect Charles W. Scharf | | MGMT | | For | | For |
| Microsoft Corporation | | 20201202 | | MSFT | | 594918104 | | Elect Arne M. Sorenson | | MGMT | | For | | For |
| Microsoft Corporation | | 20201202 | | MSFT | | 594918104 | | Elect John W. Stanton | | MGMT | | For | | For |
| Microsoft Corporation | | 20201202 | | MSFT | | 594918104 | | Elect John W. Thompson | | MGMT | | For | | For |
| Microsoft Corporation | | 20201202 | | MSFT | | 594918104 | | Elect Emma N. Walmsley | | MGMT | | For | | For |
| Microsoft Corporation | | 20201202 | | MSFT | | 594918104 | | Elect Padmasree Warrior | | MGMT | | For | | For |
| Microsoft Corporation | | 20201202 | | MSFT | | 594918104 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For |
| Microsoft Corporation | | 20201202 | | MSFT | | 594918104 | | Ratification of Auditor | | MGMT | | For | | For |
| Microsoft Corporation | | 20201202 | | MSFT | | 594918104 | | Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board | | Sharehold | | Against | | Against |
| Mondelez International, Inc. | | 20210519 | | MDLZ | | 609207105 | | Elect Lewis W.K. Booth | | MGMT | | For | | For |
| Mondelez International, Inc. | | 20210519 | | MDLZ | | 609207105 | | Elect Charles E. Bunch | | MGMT | | For | | For |
| Mondelez International, Inc. | | 20210519 | | MDLZ | | 609207105 | | Elect Lois D. Juliber | | MGMT | | For | | For |
| Mondelez International, Inc. | | 20210519 | | MDLZ | | 609207105 | | Elect Peter W. May | | MGMT | | For | | For |
| Mondelez International, Inc. | | 20210519 | | MDLZ | | 609207105 | | Elect Jorge S. Mesquita | | MGMT | | For | | For |
| Mondelez International, Inc. | | 20210519 | | MDLZ | | 609207105 | | Elect Jane Hamilton Nielsen | | MGMT | | For | | For |
| Mondelez International, Inc. | | 20210519 | | MDLZ | | 609207105 | | Elect Fredric G. Reynolds | | MGMT | | For | | For |
| Mondelez International, Inc. | | 20210519 | | MDLZ | | 609207105 | | Elect Christiana Smith Shi | | MGMT | | For | | For |
| Mondelez International, Inc. | | 20210519 | | MDLZ | | 609207105 | | Elect Patrick T. Siewert | | MGMT | | For | | For |
| Mondelez International, Inc. | | 20210519 | | MDLZ | | 609207105 | | Elect Michael A. Todman | | MGMT | | For | | For |
| Mondelez International, Inc. | | 20210519 | | MDLZ | | 609207105 | | Elect Jean-Francois M. L. van Boxmeer | | MGMT | | For | | For |
| Mondelez International, Inc. | | 20210519 | | MDLZ | | 609207105 | | Elect Dirk Van de Put | | MGMT | | For | | For |
| Mondelez International, Inc. | | 20210519 | | MDLZ | | 609207105 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For |
| Mondelez International, Inc. | | 20210519 | | MDLZ | | 609207105 | | Ratification of Auditor | | MGMT | | For | | For |
| Mondelez International, Inc. | | 20210519 | | MDLZ | | 609207105 | | Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation | | Sharehold | | Against | | Against |
| Norfolk Southern Corporation | | 20210513 | | NSC | | 655844108 | | Elect Thomas D. Bell Jr. | | MGMT | | For | | For |
| Norfolk Southern Corporation | | 20210513 | | NSC | | 655844108 | | Elect Mitchell E. Daniels, Jr. | | MGMT | | For | | For |
| Norfolk Southern Corporation | | 20210513 | | NSC | | 655844108 | | Elect Marcela E. Donadio | | MGMT | | For | | For |
| Norfolk Southern Corporation | | 20210513 | | NSC | | 655844108 | | Elect John C. Huffard, Jr. | | MGMT | | For | | For |
| Norfolk Southern Corporation | | 20210513 | | NSC | | 655844108 | | Elect Christopher T. Jones | | MGMT | | For | | For |
| Norfolk Southern Corporation | | 20210513 | | NSC | | 655844108 | | Elect Thomas C. Kelleher | | MGMT | | For | | For |
| Norfolk Southern Corporation | | 20210513 | | NSC | | 655844108 | | Elect Steven F. Leer | | MGMT | | For | | For |
| Norfolk Southern Corporation | | 20210513 | | NSC | | 655844108 | | Elect Michael D. Lockhart | | MGMT | | For | | For |
| Norfolk Southern Corporation | | 20210513 | | NSC | | 655844108 | | Elect Amy E. Miles | | MGMT | | For | | For |
| Norfolk Southern Corporation | | 20210513 | | NSC | | 655844108 | | Elect Claude Mongeau | | MGMT | | For | | For |
| Norfolk Southern Corporation | | 20210513 | | NSC | | 655844108 | | Elect Jennifer F. Scanlon | | MGMT | | For | | For |
| Norfolk Southern Corporation | | 20210513 | | NSC | | 655844108 | | Elect James A. Squires | | MGMT | | For | | For |
| Norfolk Southern Corporation | | 20210513 | | NSC | | 655844108 | | Elect John R. Thompson | | MGMT | | For | | For |
| Norfolk Southern Corporation | | 20210513 | | NSC | | 655844108 | | Ratification of Auditor | | MGMT | | For | | For |
| Norfolk Southern Corporation | | 20210513 | | NSC | | 655844108 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For |
| Norfolk Southern Corporation | | 20210513 | | NSC | | 655844108 | | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | | Sharehold | | Against | | For |
| Norfolk Southern Corporation | | 20210513 | | NSC | | 655844108 | | Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement | | Sharehold | | Against | | For |
| Parker-Hannifin Corp. | | 20201028 | | PH | | 701094104 | | Elect Lee C. Banks | | MGMT | | For | | For |
| Parker-Hannifin Corp. | | 20201028 | | PH | | 701094104 | | Elect Robert G. Bohn | | MGMT | | For | | For |
| Parker-Hannifin Corp. | | 20201028 | | PH | | 701094104 | | Elect Linda A. Harty | | MGMT | | For | | For |
| Parker-Hannifin Corp. | | 20201028 | | PH | | 701094104 | | Elect Kevin A. Lobo | | MGMT | | For | | For |
| Parker-Hannifin Corp. | | 20201028 | | PH | | 701094104 | | Elect Candy M. Obourn | | MGMT | | For | | For |
| Parker-Hannifin Corp. | | 20201028 | | PH | | 701094104 | | Elect Joseph Scaminace | | MGMT | | For | | For |
| Parker-Hannifin Corp. | | 20201028 | | PH | | 701094104 | | Elect Ake Svensson | | MGMT | | For | | For |
| Parker-Hannifin Corp. | | 20201028 | | PH | | 701094104 | | Elect Laura K. Thompson | | MGMT | | For | | For |
| Parker-Hannifin Corp. | | 20201028 | | PH | | 701094104 | | Elect James R. Verrier | | MGMT | | For | | For |
| Parker-Hannifin Corp. | | 20201028 | | PH | | 701094104 | | Elect James L. Wainscott | | MGMT | | For | | For |
| Parker-Hannifin Corp. | | 20201028 | | PH | | 701094104 | | Elect Thomas L. Williams | | MGMT | | For | | For |
| Parker-Hannifin Corp. | | 20201028 | | PH | | 701094104 | | Ratification of Auditor | | MGMT | | For | | For |
| Parker-Hannifin Corp. | | 20201028 | | PH | | 701094104 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For |
| PepsiCo, Inc. | | 20210505 | | PEP | | 713448108 | | Elect Segun Agbaje | | MGMT | | For | | For |
| PepsiCo, Inc. | | 20210505 | | PEP | | 713448108 | | Elect Shona L. Brown | | MGMT | | For | | For |
| PepsiCo, Inc. | | 20210505 | | PEP | | 713448108 | | Elect Cesar Conde | | MGMT | | For | | For |
| PepsiCo, Inc. | | 20210505 | | PEP | | 713448108 | | Elect Ian M. Cook | | MGMT | | For | | For |
| PepsiCo, Inc. | | 20210505 | | PEP | | 713448108 | | Elect Dina Dublon | | MGMT | | For | | For |
| PepsiCo, Inc. | | 20210505 | | PEP | | 713448108 | | Elect Michelle D. Gass | | MGMT | | For | | For |
| PepsiCo, Inc. | | 20210505 | | PEP | | 713448108 | | Elect Ramon L. Laguarta | | MGMT | | For | | For |
| PepsiCo, Inc. | | 20210505 | | PEP | | 713448108 | | Elect Dave Lewis | | MGMT | | For | | For |
| PepsiCo, Inc. | | 20210505 | | PEP | | 713448108 | | Elect David C. Page | | MGMT | | For | | For |
| PepsiCo, Inc. | | 20210505 | | PEP | | 713448108 | | Elect Robert C. Pohlad | | MGMT | | For | | For |
| PepsiCo, Inc. | | 20210505 | | PEP | | 713448108 | | Elect Daniel L. Vasella | | MGMT | | For | | For |
| PepsiCo, Inc. | | 20210505 | | PEP | | 713448108 | | Elect Darren Walker | | MGMT | | For | | For |
| PepsiCo, Inc. | | 20210505 | | PEP | | 713448108 | | Elect Alberto Weisser | | MGMT | | For | | For |
| PepsiCo, Inc. | | 20210505 | | PEP | | 713448108 | | Ratification of Auditor | | MGMT | | For | | For |
| PepsiCo, Inc. | | 20210505 | | PEP | | 713448108 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For |
| PepsiCo, Inc. | | 20210505 | | PEP | | 713448108 | | Shareholder Proposal Regarding Right to Call Special Meetings | | Sharehold | | Against | | For |
| PepsiCo, Inc. | | 20210505 | | PEP | | 713448108 | | Shareholder Proposal Regarding Report on Sugar and Public Health | | Sharehold | | Against | | Against |
| PepsiCo, Inc. | | 20210505 | | PEP | | 713448108 | | Shareholder Proposal Regarding Report on External Public Health Costs | | Sharehold | | Against | | Against |
| Philip Morris International Inc. | | 20210505 | | PM | | 718172109 | | Elect Brant (Bonin) Bough | | MGMT | | For | | For |
| Philip Morris International Inc. | | 20210505 | | PM | | 718172109 | | Elect Andre Calantzopoulos | | MGMT | | For | | For |
| Philip Morris International Inc. | | 20210505 | | PM | | 718172109 | | Elect Michel Combes | | MGMT | | For | | For |
| Philip Morris International Inc. | | 20210505 | | PM | | 718172109 | | Elect Juan Jose Daboub | | MGMT | | For | | For |
| Philip Morris International Inc. | | 20210505 | | PM | | 718172109 | | Elect Werner Geissler | | MGMT | | For | | For |
| Philip Morris International Inc. | | 20210505 | | PM | | 718172109 | | Elect Lisa A. Hook | | MGMT | | For | | For |
| Philip Morris International Inc. | | 20210505 | | PM | | 718172109 | | Elect Jun Makihara | | MGMT | | For | | For |
| Philip Morris International Inc. | | 20210505 | | PM | | 718172109 | | Elect Kalpana Morparia | | MGMT | | For | | For |
| Philip Morris International Inc. | | 20210505 | | PM | | 718172109 | | Elect Lucio A. Noto | | MGMT | | For | | For |
| Philip Morris International Inc. | | 20210505 | | PM | | 718172109 | | Elect Jacek Olczak | | MGMT | | For | | For |
| Philip Morris International Inc. | | 20210505 | | PM | | 718172109 | | Elect Frederik Paulsen | | MGMT | | For | | For |
| Philip Morris International Inc. | | 20210505 | | PM | | 718172109 | | Elect Robert B. Polet | | MGMT | | For | | For |
| Philip Morris International Inc. | | 20210505 | | PM | | 718172109 | | Elect Shlomo Yanai | | MGMT | | For | | For |
| Philip Morris International Inc. | | 20210505 | | PM | | 718172109 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For |
| Philip Morris International Inc. | | 20210505 | | PM | | 718172109 | | Ratification of Auditor | | MGMT | | For | | For |
| Prudential Financial, Inc. | | 20210511 | | PRU | | 744320102 | | Elect Thomas J. Baltimore, Jr. | | MGMT | | For | | For |
| Prudential Financial, Inc. | | 20210511 | | PRU | | 744320102 | | Elect Gilbert F. Casellas | | MGMT | | For | | For |
| Prudential Financial, Inc. | | 20210511 | | PRU | | 744320102 | | Elect Robert M. Falzon | | MGMT | | For | | For |
| Prudential Financial, Inc. | | 20210511 | | PRU | | 744320102 | | Elect Martina Hund-Mejean | | MGMT | | For | | For |
| Prudential Financial, Inc. | | 20210511 | | PRU | | 744320102 | | Elect Wendy E. Jones | | MGMT | | For | | For |
| Prudential Financial, Inc. | | 20210511 | | PRU | | 744320102 | | Elect Karl J. Krapek | | MGMT | | For | | For |
| Prudential Financial, Inc. | | 20210511 | | PRU | | 744320102 | | Elect Peter R. Lighte | | MGMT | | For | | For |
| Prudential Financial, Inc. | | 20210511 | | PRU | | 744320102 | | Elect Charles F. Lowrey | | MGMT | | For | | For |
| Prudential Financial, Inc. | | 20210511 | | PRU | | 744320102 | | Elect George Paz | | MGMT | | For | | For |
| Prudential Financial, Inc. | | 20210511 | | PRU | | 744320102 | | Elect Sandra Pianalto | | MGMT | | For | | For |
| Prudential Financial, Inc. | | 20210511 | | PRU | | 744320102 | | Elect Christine A. Poon | | MGMT | | For | | For |
| Prudential Financial, Inc. | | 20210511 | | PRU | | 744320102 | | Elect Douglas A. Scovanner | | MGMT | | For | | For |
| Prudential Financial, Inc. | | 20210511 | | PRU | | 744320102 | | Elect Michael A. Todman | | MGMT | | For | | For |
| Prudential Financial, Inc. | | 20210511 | | PRU | | 744320102 | | Ratification of Auditor | | MGMT | | For | | For |
| Prudential Financial, Inc. | | 20210511 | | PRU | | 744320102 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For |
| Prudential Financial, Inc. | | 20210511 | | PRU | | 744320102 | | Approval of the 2021 Omnibus Incentive Plan | | MGMT | | For | | For |
| Prudential Financial, Inc. | | 20210511 | | PRU | | 744320102 | | Shareholder Proposal Regarding Independent Chair | | Sharehold | | Against | | Against |
| Raytheon Technologies Corporation | | 20210426 | | RTX | | 75513E101 | | Elect Tracy A. Atkinson | | MGMT | | For | | For |
| Raytheon Technologies Corporation | | 20210426 | | RTX | | 75513E101 | | Elect Gregory J. Hayes | | MGMT | | For | | For |
| Raytheon Technologies Corporation | | 20210426 | | RTX | | 75513E101 | | Elect Thomas A. Kennedy | | MGMT | | For | | For |
| Raytheon Technologies Corporation | | 20210426 | | RTX | | 75513E101 | | Elect Marshall O. Larsen | | MGMT | | For | | For |
| Raytheon Technologies Corporation | | 20210426 | | RTX | | 75513E101 | | Elect George R. Oliver | | MGMT | | For | | For |
| Raytheon Technologies Corporation | | 20210426 | | RTX | | 75513E101 | | Elect Robert K. Ortberg | | MGMT | | For | | For |
| Raytheon Technologies Corporation | | 20210426 | | RTX | | 75513E101 | | Elect Margaret L. O’Sullivan | | MGMT | | For | | For |
| Raytheon Technologies Corporation | | 20210426 | | RTX | | 75513E101 | | Elect Dinesh C. Paliwal | | MGMT | | For | | For |
| Raytheon Technologies Corporation | | 20210426 | | RTX | | 75513E101 | | Elect Ellen M. Pawlikowski | | MGMT | | For | | For |
| Raytheon Technologies Corporation | | 20210426 | | RTX | | 75513E101 | | Elect Denise L. Ramos | | MGMT | | For | | For |
| Raytheon Technologies Corporation | | 20210426 | | RTX | | 75513E101 | | Elect Fredric G. Reynolds | | MGMT | | For | | For |
| Raytheon Technologies Corporation | | 20210426 | | RTX | | 75513E101 | | Elect Brian C. Rogers | | MGMT | | For | | For |
| Raytheon Technologies Corporation | | 20210426 | | RTX | | 75513E101 | | Elect James A. Winnefeld, Jr. | | MGMT | | For | | For |
| Raytheon Technologies Corporation | | 20210426 | | RTX | | 75513E101 | | Elect Robert O. Work | | MGMT | | For | | For |
| Raytheon Technologies Corporation | | 20210426 | | RTX | | 75513E101 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For |
| Raytheon Technologies Corporation | | 20210426 | | RTX | | 75513E101 | | Ratification of Auditor | | MGMT | | For | | For |
| Raytheon Technologies Corporation | | 20210426 | | RTX | | 75513E101 | | Approval of the Executive Annual Incentive Plan | | MGMT | | For | | For |
| Raytheon Technologies Corporation | | 20210426 | | RTX | | 75513E101 | | Amendment to the 2018 Long-Term Incentive Plan | | MGMT | | For | | For |
| Raytheon Technologies Corporation | | 20210426 | | RTX | | 75513E101 | | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | | Sharehold | | Against | | For |
| Reynolds Consumer Products Inc. | | 20210525 | | REYN | | 76171L106 | | Elect Thomas Degnan | | MGMT | | For | | For |
| Reynolds Consumer Products Inc. | | 20210525 | | REYN | | 76171L106 | | Elect Helen Golding | | MGMT | | For | | For |
| Reynolds Consumer Products Inc. | | 20210525 | | REYN | | 76171L106 | | Elect Allen Hugli | | MGMT | | For | | For |
| Reynolds Consumer Products Inc. | | 20210525 | | REYN | | 76171L106 | | Ratification of Auditor | | MGMT | | For | | For |
| Reynolds Consumer Products Inc. | | 20210525 | | REYN | | 76171L106 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For |
| Reynolds Consumer Products Inc. | | 20210525 | | REYN | | 76171L106 | | Frequency of Advisory Vote on Executive Compensation | | MGMT | | 1 Year | | 1 Year |
| Sanofi | | 20210430 | | SAN | | 80105N105 | | Accounts and Reports; Non Tax-Deductible Expenses | | MGMT | | For | | For |
| Sanofi | | 20210430 | | SAN | | 80105N105 | | Consolidated Accounts and Reports | | MGMT | | For | | For |
| Sanofi | | 20210430 | | SAN | | 80105N105 | | Allocation of Profits/Dividends | | MGMT | | For | | For |
| Sanofi | | 20210430 | | SAN | | 80105N105 | | Ratification of Co-Option of Gilles Schnepp | | MGMT | | For | | For |
| Sanofi | | 20210430 | | SAN | | 80105N105 | | Elect Fabienne Lecorvaisier | | MGMT | | For | | For |
| Sanofi | | 20210430 | | SAN | | 80105N105 | | Elect Melanie G Lee | | MGMT | | For | | For |
| Sanofi | | 20210430 | | SAN | | 80105N105 | | Elect Barbara Lavernos | | MGMT | | For | | For |
| Sanofi | | 20210430 | | SAN | | 80105N105 | | 2020 Remuneration Report | | MGMT | | For | | For |
| Sanofi | | 20210430 | | SAN | | 80105N105 | | 2020 Remuneration of Serge Weinberg, Chair | | MGMT | | For | | For |
| Sanofi | | 20210430 | | SAN | | 80105N105 | | 2020 Remuneration of Paul Hudson, CEO | | MGMT | | For | | For |
| Sanofi | | 20210430 | | SAN | | 80105N105 | | 2021 Remuneration Policy (Board) | | MGMT | | For | | For |
| Sanofi | | 20210430 | | SAN | | 80105N105 | | 2021 Remuneration Policy (Chair) | | MGMT | | For | | For |
| Sanofi | | 20210430 | | SAN | | 80105N105 | | 2021 Remuneration Policy (CEO) | | MGMT | | For | | For |
| Sanofi | | 20210430 | | SAN | | 80105N105 | | Authority to Repurchase and Reissue Shares | | MGMT | | For | | For |
| Sanofi | | 20210430 | | SAN | | 80105N105 | | Authority to Cancel Shares and Reduce Capital | | MGMT | | For | | For |
| Sanofi | | 20210430 | | SAN | | 80105N105 | | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | | MGMT | | For | | For |
| Sanofi | | 20210430 | | SAN | | 80105N105 | | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | | MGMT | | For | | For |
| Sanofi | | 20210430 | | SAN | | 80105N105 | | Authority to Issue Shares and Convertible Debt Through Private Placement | | MGMT | | For | | For |
| Sanofi | | 20210430 | | SAN | | 80105N105 | | Authority to Issue Debt Instruments | | MGMT | | For | | For |
| Sanofi | | 20210430 | | SAN | | 80105N105 | | Greenshoe | | MGMT | | For | | For |
| Sanofi | | 20210430 | | SAN | | 80105N105 | | Authority to Increase Capital in Consideration for Contributions In Kind | | MGMT | | For | | For |
| Sanofi | | 20210430 | | SAN | | 80105N105 | | Authority to Increase Capital Through Capitalisations | | MGMT | | For | | For |
| Sanofi | | 20210430 | | SAN | | 80105N105 | | Employee Stock Purchase Plan | | MGMT | | For | | Against |
| Sanofi | | 20210430 | | SAN | | 80105N105 | | Authority to Issue Performance Shares | | MGMT | | For | | For |
| Sanofi | | 20210430 | | SAN | | 80105N105 | | Amendments to Articles Regarding Written Consultations | | MGMT | | For | | For |
| Sanofi | | 20210430 | | SAN | | 80105N105 | | Amendments to Articles to Comply with “PACTE” Law | | MGMT | | For | | For |
| Sanofi | | 20210430 | | SAN | | 80105N105 | | Authorisation of Legal Formalities | | MGMT | | For | | For |
| Target Corporation | | 20210609 | | TGT | | 87612E106 | | Elect Douglas M. Baker, Jr. | | MGMT | | For | | For |
| Target Corporation | | 20210609 | | TGT | | 87612E106 | | Elect George S. Barrett | | MGMT | | For | | For |
| Target Corporation | | 20210609 | | TGT | | 87612E106 | | Elect Brian C. Cornell | | MGMT | | For | | For |
| Target Corporation | | 20210609 | | TGT | | 87612E106 | | Elect Robert L. Edwards | | MGMT | | For | | For |
| Target Corporation | | 20210609 | | TGT | | 87612E106 | | Elect Melanie L. Healey | | MGMT | | For | | For |
| Target Corporation | | 20210609 | | TGT | | 87612E106 | | Elect Donald R. Knauss | | MGMT | | For | | For |
| Target Corporation | | 20210609 | | TGT | | 87612E106 | | Elect Christine A. Leahy | | MGMT | | For | | For |
| Target Corporation | | 20210609 | | TGT | | 87612E106 | | Elect Monica C. Lozano | | MGMT | | For | | For |
| Target Corporation | | 20210609 | | TGT | | 87612E106 | | Elect Mary E. Minnick | | MGMT | | For | | For |
| Target Corporation | | 20210609 | | TGT | | 87612E106 | | Elect Derica W. Rice | | MGMT | | For | | For |
| Target Corporation | | 20210609 | | TGT | | 87612E106 | | Elect Kenneth L. Salazar | | MGMT | | For | | For |
| Target Corporation | | 20210609 | | TGT | | 87612E106 | | Elect Dmitri L. Stockton | | MGMT | | For | | For |
| Target Corporation | | 20210609 | | TGT | | 87612E106 | | Ratification of Auditor | | MGMT | | For | | For |
| Target Corporation | | 20210609 | | TGT | | 87612E106 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For |
| Target Corporation | | 20210609 | | TGT | | 87612E106 | | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | | Sharehold | | Against | | For |
| The Boeing Company | | 20210420 | | BA | | 097023105 | | Elect Robert A. Bradway | | MGMT | | For | | For |
| The Boeing Company | | 20210420 | | BA | | 097023105 | | Elect David L. Calhoun | | MGMT | | For | | For |
| The Boeing Company | | 20210420 | | BA | | 097023105 | | Elect Lynne M. Doughtie | | MGMT | | For | | For |
| The Boeing Company | | 20210420 | | BA | | 097023105 | | Elect Edmund P. Giambastiani, Jr. | | MGMT | | For | | For |
| The Boeing Company | | 20210420 | | BA | | 097023105 | | Elect Lynn J. Good | | MGMT | | For | | For |
| The Boeing Company | | 20210420 | | BA | | 097023105 | | Elect Akhil Johri | | MGMT | | For | | For |
| The Boeing Company | | 20210420 | | BA | | 097023105 | | Elect Lawrence W. Kellner | | MGMT | | For | | For |
| The Boeing Company | | 20210420 | | BA | | 097023105 | | Elect Steven M. Mollenkopf | | MGMT | | For | | For |
| The Boeing Company | | 20210420 | | BA | | 097023105 | | Elect John M. Richardson | | MGMT | | For | | For |
| The Boeing Company | | 20210420 | | BA | | 097023105 | | Elect Ronald A. Williams | | MGMT | | For | | For |
| The Boeing Company | | 20210420 | | BA | | 097023105 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For |
| The Boeing Company | | 20210420 | | BA | | 097023105 | | Ratification of Auditor | | MGMT | | For | | For |
| The Boeing Company | | 20210420 | | BA | | 097023105 | | Shareholder Proposal Regarding Lobbying Report | | Sharehold | | Against | | For |
| The Boeing Company | | 20210420 | | BA | | 097023105 | | Shareholder Proposal Regarding Right to Act by Written Consent | | Sharehold | | Against | | For |
| The PNC Financial Services Group, Inc. | | 20210427 | | PNC | | 693475105 | | Elect Joseph Alvarado | | MGMT | | For | | For |
| The PNC Financial Services Group, Inc. | | 20210427 | | PNC | | 693475105 | | Elect Charles E. Bunch | | MGMT | | For | | For |
| The PNC Financial Services Group, Inc. | | 20210427 | | PNC | | 693475105 | | Elect Debra A. Cafaro | | MGMT | | For | | For |
| The PNC Financial Services Group, Inc. | | 20210427 | | PNC | | 693475105 | | Elect Marjorie Rodgers Cheshire | | MGMT | | For | | For |
| The PNC Financial Services Group, Inc. | | 20210427 | | PNC | | 693475105 | | Elect David L. Cohen | | MGMT | | For | | For |
| The PNC Financial Services Group, Inc. | | 20210427 | | PNC | | 693475105 | | Elect William S. Demchak | | MGMT | | For | | For |
| The PNC Financial Services Group, Inc. | | 20210427 | | PNC | | 693475105 | | Elect Andrew T. Feldstein | | MGMT | | For | | For |
| The PNC Financial Services Group, Inc. | | 20210427 | | PNC | | 693475105 | | Elect Richard J. Harshman | | MGMT | | For | | For |
| The PNC Financial Services Group, Inc. | | 20210427 | | PNC | | 693475105 | | Elect Daniel R. Hesse | | MGMT | | For | | For |
| The PNC Financial Services Group, Inc. | | 20210427 | | PNC | | 693475105 | | Elect Linda R. Medler | | MGMT | | For | | For |
| The PNC Financial Services Group, Inc. | | 20210427 | | PNC | | 693475105 | | Elect Martin Pfinsgraff | | MGMT | | For | | For |
| The PNC Financial Services Group, Inc. | | 20210427 | | PNC | | 693475105 | | Elect Toni Townes-Whitley | | MGMT | | For | | For |
| The PNC Financial Services Group, Inc. | | 20210427 | | PNC | | 693475105 | | Elect Michael J. Ward | | MGMT | | For | | For |
| The PNC Financial Services Group, Inc. | | 20210427 | | PNC | | 693475105 | | Ratification of Auditor | | MGMT | | For | | For |
| The PNC Financial Services Group, Inc. | | 20210427 | | PNC | | 693475105 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For |
| The PNC Financial Services Group, Inc. | | 20210427 | | PNC | | 693475105 | | Shareholder Proposal Regarding Report on Risks Associated with Nuclear Weapons Financing | | Sharehold | | Against | | Against |
| The TJX Companies, Inc. | | 20210608 | | TJX | | 872540109 | | Elect Zein Abdalla | | MGMT | | For | | For |
| The TJX Companies, Inc. | | 20210608 | | TJX | | 872540109 | | Elect Jose B Alvarez | | MGMT | | For | | For |
| The TJX Companies, Inc. | | 20210608 | | TJX | | 872540109 | | Elect Alan M. Bennett | | MGMT | | For | | For |
| The TJX Companies, Inc. | | 20210608 | | TJX | | 872540109 | | Elect Rosemary T. Berkery | | MGMT | | For | | For |
| The TJX Companies, Inc. | | 20210608 | | TJX | | 872540109 | | Elect David T. Ching | | MGMT | | For | | For |
| The TJX Companies, Inc. | | 20210608 | | TJX | | 872540109 | | Elect C. Kim Goodwin | | MGMT | | For | | For |
| The TJX Companies, Inc. | | 20210608 | | TJX | | 872540109 | | Elect Ernie Herrman | | MGMT | | For | | For |
| The TJX Companies, Inc. | | 20210608 | | TJX | | 872540109 | | Elect Michael F. Hines | | MGMT | | For | | For |
| The TJX Companies, Inc. | | 20210608 | | TJX | | 872540109 | | Elect Amy B. Lane | | MGMT | | For | | For |
| The TJX Companies, Inc. | | 20210608 | | TJX | | 872540109 | | Elect Carol Meyrowitz | | MGMT | | For | | For |
| The TJX Companies, Inc. | | 20210608 | | TJX | | 872540109 | | Elect Jackwyn L. Nemerov | | MGMT | | For | | For |
| The TJX Companies, Inc. | | 20210608 | | TJX | | 872540109 | | Elect John F. O’Brien | | MGMT | | For | | For |
| The TJX Companies, Inc. | | 20210608 | | TJX | | 872540109 | | Ratification of Auditor | | MGMT | | For | | For |
| The TJX Companies, Inc. | | 20210608 | | TJX | | 872540109 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For |
| The TJX Companies, Inc. | | 20210608 | | TJX | | 872540109 | | Shareholder Proposal Regarding Report on Animal Welfare | | Sharehold | | Against | | Against |
| The TJX Companies, Inc. | | 20210608 | | TJX | | 872540109 | | Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation | | Sharehold | | Against | | Against |
| US Foods Holding Corp. | | 20210520 | | USFD | | 912008109 | | Elect Cheryl A. Bachelder | | MGMT | | For | | For |
| US Foods Holding Corp. | | 20210520 | | USFD | | 912008109 | | Elect Court D. Carruthers | | MGMT | | For | | For |
| US Foods Holding Corp. | | 20210520 | | USFD | | 912008109 | | Elect John A. Lederer | | MGMT | | For | | For |
| US Foods Holding Corp. | | 20210520 | | USFD | | 912008109 | | Elect Carl A. Pforzheimer | | MGMT | | For | | For |
| US Foods Holding Corp. | | 20210520 | | USFD | | 912008109 | | Elect David M. Tehle | | MGMT | | For | | For |
| US Foods Holding Corp. | | 20210520 | | USFD | | 912008109 | | Elect Ann E. Ziegler | | MGMT | | For | | For |
| US Foods Holding Corp. | | 20210520 | | USFD | | 912008109 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For |
| US Foods Holding Corp. | | 20210520 | | USFD | | 912008109 | | Ratification of Auditor | | MGMT | | For | | For |
| Valero Energy Corporation | | 20210429 | | VLO | | 91913Y100 | | Elect H. Paulett Eberhart | | MGMT | | For | | For |
| Valero Energy Corporation | | 20210429 | | VLO | | 91913Y100 | | Elect Joseph W. Gorder | | MGMT | | For | | For |
| Valero Energy Corporation | | 20210429 | | VLO | | 91913Y100 | | Elect Kimberly S. Greene | | MGMT | | For | | For |
| Valero Energy Corporation | | 20210429 | | VLO | | 91913Y100 | | Elect Deborah P. Majoras | | MGMT | | For | | For |
| Valero Energy Corporation | | 20210429 | | VLO | | 91913Y100 | | Elect Eric D. Mullins | | MGMT | | For | | For |
| Valero Energy Corporation | | 20210429 | | VLO | | 91913Y100 | | Elect Donald L. Nickles | | MGMT | | For | | For |
| Valero Energy Corporation | | 20210429 | | VLO | | 91913Y100 | | Elect Philip J. Pfeiffer | | MGMT | | For | | For |
| Valero Energy Corporation | | 20210429 | | VLO | | 91913Y100 | | Elect Robert A. Profusek | | MGMT | | For | | For |
| Valero Energy Corporation | | 20210429 | | VLO | | 91913Y100 | | Elect Stephen M. Waters | | MGMT | | For | | For |
| Valero Energy Corporation | | 20210429 | | VLO | | 91913Y100 | | Elect Randall J. Weisenburger | | MGMT | | For | | For |
| Valero Energy Corporation | | 20210429 | | VLO | | 91913Y100 | | Elect Rayford Wilkins Jr. | | MGMT | | For | | For |
| Valero Energy Corporation | | 20210429 | | VLO | | 91913Y100 | | Ratification of Auditor | | MGMT | | For | | For |
| Valero Energy Corporation | | 20210429 | | VLO | | 91913Y100 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For |
| Verizon Communications Inc. | | 20210513 | | VZ | | 92343V104 | | Elect Shellye L. Archambeau | | MGMT | | For | | For |
| Verizon Communications Inc. | | 20210513 | | VZ | | 92343V104 | | Elect Roxanne S. Austin | | MGMT | | For | | For |
| Verizon Communications Inc. | | 20210513 | | VZ | | 92343V104 | | Elect Mark T. Bertolini | | MGMT | | For | | For |
| Verizon Communications Inc. | | 20210513 | | VZ | | 92343V104 | | Elect Melanie L. Healey | | MGMT | | For | | For |
| Verizon Communications Inc. | | 20210513 | | VZ | | 92343V104 | | Elect Clarence Otis, Jr. | | MGMT | | For | | For |
| Verizon Communications Inc. | | 20210513 | | VZ | | 92343V104 | | Elect Daniel H. Schulman | | MGMT | | For | | For |
| Verizon Communications Inc. | | 20210513 | | VZ | | 92343V104 | | Elect Rodney E. Slater | | MGMT | | For | | For |
| Verizon Communications Inc. | | 20210513 | | VZ | | 92343V104 | | Elect Hans Vestberg | | MGMT | | For | | For |
| Verizon Communications Inc. | | 20210513 | | VZ | | 92343V104 | | Elect Gregory G. Weaver | | MGMT | | For | | For |
| Verizon Communications Inc. | | 20210513 | | VZ | | 92343V104 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For |
| Verizon Communications Inc. | | 20210513 | | VZ | | 92343V104 | | Ratification of Auditor | | MGMT | | For | | For |
| Verizon Communications Inc. | | 20210513 | | VZ | | 92343V104 | | Shareholder Proposal Regarding Right to Act by Written Consent | | Sharehold | | Against | | For |
| Verizon Communications Inc. | | 20210513 | | VZ | | 92343V104 | | Shareholder Proposal Regarding Amendment to Clawback Policy | | Sharehold | | Against | | Against |
| Verizon Communications Inc. | | 20210513 | | VZ | | 92343V104 | | Shareholder Proposal Regarding Severance Approval Policy | | Sharehold | | Against | | For |
| Vontier Corporation | | 20210519 | | VNT | | 928881101 | | Elect Karen C. Francis | | MGMT | | For | | For |
| Vontier Corporation | | 20210519 | | VNT | | 928881101 | | Elect Mark D. Morelli | | MGMT | | For | | For |
| Vontier Corporation | | 20210519 | | VNT | | 928881101 | | Ratification of Auditor | | MGMT | | For | | For |
| Vontier Corporation | | 20210519 | | VNT | | 928881101 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For |
| Vontier Corporation | | 20210519 | | VNT | | 928881101 | | Frequency of Advisory Vote on Executive Compensation | | MGMT | | 1 Year | | 1 Year |
| Wells Fargo & Company | | 20210427 | | WFC | | 949746101 | | Elect Steven D. Black | | MGMT | | For | | For |
| Wells Fargo & Company | | 20210427 | | WFC | | 949746101 | | Elect Mark A. Chancy | | MGMT | | For | | For |
| Wells Fargo & Company | | 20210427 | | WFC | | 949746101 | | Elect Celeste A. Clark | | MGMT | | For | | For |
| Wells Fargo & Company | | 20210427 | | WFC | | 949746101 | | Elect Theodore F. Craver, Jr. | | MGMT | | For | | For |
| Wells Fargo & Company | | 20210427 | | WFC | | 949746101 | | Elect Wayne M. Hewett | | MGMT | | For | | For |
| Wells Fargo & Company | | 20210427 | | WFC | | 949746101 | | Elect Maria R. Morris | | MGMT | | For | | For |
| Wells Fargo & Company | | 20210427 | | WFC | | 949746101 | | Elect Charles H. Noski | | MGMT | | For | | For |
| Wells Fargo & Company | | 20210427 | | WFC | | 949746101 | | Elect Richard B. Payne, Jr. | | MGMT | | For | | For |
| Wells Fargo & Company | | 20210427 | | WFC | | 949746101 | | Elect Juan A. Pujadas | | MGMT | | For | | For |
| Wells Fargo & Company | | 20210427 | | WFC | | 949746101 | | Elect Ronald L. Sargent | | MGMT | | For | | For |
| Wells Fargo & Company | | 20210427 | | WFC | | 949746101 | | Elect Charles W. Scharf | | MGMT | | For | | For |
| Wells Fargo & Company | | 20210427 | | WFC | | 949746101 | | Elect Suzanne M. Vautrinot | | MGMT | | For | | For |
| Wells Fargo & Company | | 20210427 | | WFC | | 949746101 | | Advisory Vote on Executive Compensation | | MGMT | | For | | For |
| Wells Fargo & Company | | 20210427 | | WFC | | 949746101 | | Ratification of Auditor | | MGMT | | For | | For |
| Wells Fargo & Company | | 20210427 | | WFC | | 949746101 | | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | | Sharehold | | Against | | For |
| Wells Fargo & Company | | 20210427 | | WFC | | 949746101 | | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | | Sharehold | | Against | | Against |
| Wells Fargo & Company | | 20210427 | | WFC | | 949746101 | | Shareholder Proposal Regarding Incentive Compensation Report | | Sharehold | | Against | | Against |
===========================ADVISORSHARES FOCUSED EQUITY ETF==========================
| Institutional Account Name | | Company Name | | Ticker | | Primary CUSIP | | Meeting Date | | Proposal Text | | Proponent | | Voted | | Management Recommendation | | Vote Instruction |
| AdvisorShares Focused Equity ETF | | Check Point Software Technologies Ltd. | | CHKP | | M22465104 | | 08/03/2020 | | Elect Gil Shwed as Director | | Management | | No | | For | | |
| AdvisorShares Focused Equity ETF | | Check Point Software Technologies Ltd. | | CHKP | | M22465104 | | 08/03/2020 | | Elect Jerry Ungerman as Director | | Management | | No | | For | | |
| AdvisorShares Focused Equity ETF | | Check Point Software Technologies Ltd. | | CHKP | | M22465104 | | 08/03/2020 | | Elect Dan Propper as Director | | Management | | No | | For | | |
| AdvisorShares Focused Equity ETF | | Check Point Software Technologies Ltd. | | CHKP | | M22465104 | | 08/03/2020 | | Elect Tal Shavit as Director | | Management | | No | | For | | |
| AdvisorShares Focused Equity ETF | | Check Point Software Technologies Ltd. | | CHKP | | M22465104 | | 08/03/2020 | | Elect Eyal Waldman as Director | | Management | | No | | For | | |
| AdvisorShares Focused Equity ETF | | Check Point Software Technologies Ltd. | | CHKP | | M22465104 | | 08/03/2020 | | Elect Shai Weiss as Director | | Management | | No | | For | | |
| AdvisorShares Focused Equity ETF | | Check Point Software Technologies Ltd. | | CHKP | | M22465104 | | 08/03/2020 | | Elect Irwin Federman as External Director | | Management | | No | | For | | |
| AdvisorShares Focused Equity ETF | | Check Point Software Technologies Ltd. | | CHKP | | M22465104 | | 08/03/2020 | | Elect Ray Rothrock as External Director | | Management | | No | | For | | |
| AdvisorShares Focused Equity ETF | | Check Point Software Technologies Ltd. | | CHKP | | M22465104 | | 08/03/2020 | | Reappoint Kost, Forer, Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | | Management | | No | | For | | |
| AdvisorShares Focused Equity ETF | | Check Point Software Technologies Ltd. | | CHKP | | M22465104 | | 08/03/2020 | | Approve Compensation Terms of Check Point’s CEO | | Management | | No | | For | | |
| AdvisorShares Focused Equity ETF | | Check Point Software Technologies Ltd. | | CHKP | | M22465104 | | 08/03/2020 | | Approve Amended Compensation of Non- Executive Directors | | Management | | No | | For | | |
| AdvisorShares Focused Equity ETF | | Check Point Software Technologies Ltd. | | CHKP | | M22465104 | | 08/03/2020 | | Vote FOR if you are NOT a controlling shareholder and do NOT have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. If you vote AGAINST, please provide an explanation to your account manager | | Management | | No | | None | | |
| AdvisorShares Focused Equity ETF | | RPM International Inc. | | RPM | | 749685103 | | 10/08/2020 | | Elect Director Julie A. Lagacy | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | RPM International Inc. | | RPM | | 749685103 | | 10/08/2020 | | Elect Director Robert A. Livingston | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | RPM International Inc. | | RPM | | 749685103 | | 10/08/2020 | | Elect Director Frederick R. Nance | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | RPM International Inc. | | RPM | | 749685103 | | 10/08/2020 | | Elect Director William B. Summers, Jr. | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | RPM International Inc. | | RPM | | 749685103 | | 10/08/2020 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | RPM International Inc. | | RPM | | 749685103 | | 10/08/2020 | | Ratify Deloitte & Touche LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Broadridge Financial Solutions, Inc. | | BR | | 11133T103 | | 11/19/2020 | | Elect Director Leslie A. Brun | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Broadridge Financial Solutions, Inc. | | BR | | 11133T103 | | 11/19/2020 | | Elect Director Pamela L. Carter | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Broadridge Financial Solutions, Inc. | | BR | | 11133T103 | | 11/19/2020 | | Elect Director Richard J. Daly | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Broadridge Financial Solutions, Inc. | | BR | | 11133T103 | | 11/19/2020 | | Elect Director Robert N. Duelks | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Broadridge Financial Solutions, Inc. | | BR | | 11133T103 | | 11/19/2020 | | Elect Director Timothy C. Gokey | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Broadridge Financial Solutions, Inc. | | BR | | 11133T103 | | 11/19/2020 | | Elect Director Brett A. Keller | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Broadridge Financial Solutions, Inc. | | BR | | 11133T103 | | 11/19/2020 | | Elect Director Maura A. Markus | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Broadridge Financial Solutions, Inc. | | BR | | 11133T103 | | 11/19/2020 | | Elect Director Thomas J. Perna | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Broadridge Financial Solutions, Inc. | | BR | | 11133T103 | | 11/19/2020 | | Elect Director Alan J. Weber | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Broadridge Financial Solutions, Inc. | | BR | | 11133T103 | | 11/19/2020 | | Elect Director Amit K. Zavery | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Broadridge Financial Solutions, Inc. | | BR | | 11133T103 | | 11/19/2020 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Broadridge Financial Solutions, Inc. | | BR | | 11133T103 | | 11/19/2020 | | Ratify Deloitte & Touche LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Broadridge Financial Solutions, Inc. | | BR | | 11133T103 | | 11/19/2020 | | Report on Political Contributions Disclosure | | Share Holder | | Yes | | Against | | Against |
| AdvisorShares Focused Equity ETF | | FactSet Research Systems Inc. | | FDS | | 303075105 | | 12/17/2020 | | Elect Director Robin A. Abrams | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | FactSet Research Systems Inc. | | FDS | | 303075105 | | 12/17/2020 | | Elect Director Laurie Siegel | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | FactSet Research Systems Inc. | | FDS | | 303075105 | | 12/17/2020 | | Elect Director Malcolm Frank | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | FactSet Research Systems Inc. | | FDS | | 303075105 | | 12/17/2020 | | Elect Director Siew Kai Choy | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | FactSet Research Systems Inc. | | FDS | | 303075105 | | 12/17/2020 | | Elect Director Lee Shavel | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | FactSet Research Systems Inc. | | FDS | | 303075105 | | 12/17/2020 | | Ratify Ernst & Young LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | FactSet Research Systems Inc. | | FDS | | 303075105 | | 12/17/2020 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Becton, Dickinson and Company | | BDX | | 075887109 | | 01/26/2021 | | Elect Director Catherine M. Burzik | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Becton, Dickinson and Company | | BDX | | 075887109 | | 01/26/2021 | | Elect Director R. Andrew Eckert | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Becton, Dickinson and Company | | BDX | | 075887109 | | 01/26/2021 | | Elect Director Vincent A. Forlenza | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Becton, Dickinson and Company | | BDX | | 075887109 | | 01/26/2021 | | Elect Director Claire M. Fraser | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Becton, Dickinson and Company | | BDX | | 075887109 | | 01/26/2021 | | Elect Director Jeffrey W. Henderson | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Becton, Dickinson and Company | | BDX | | 075887109 | | 01/26/2021 | | Elect Director Christopher Jones | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Becton, Dickinson and Company | | BDX | | 075887109 | | 01/26/2021 | | Elect Director Marshall O. Larsen | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Becton, Dickinson and Company | | BDX | | 075887109 | | 01/26/2021 | | Elect Director David F. Melcher | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Becton, Dickinson and Company | | BDX | | 075887109 | | 01/26/2021 | | Elect Director Thomas E. Polen | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Becton, Dickinson and Company | | BDX | | 075887109 | | 01/26/2021 | | Elect Director Claire Pomeroy | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Becton, Dickinson and Company | | BDX | | 075887109 | | 01/26/2021 | | Elect Director Rebecca W. Rimel | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Becton, Dickinson and Company | | BDX | | 075887109 | | 01/26/2021 | | Elect Director Timothy M. Ring | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Becton, Dickinson and Company | | BDX | | 075887109 | | 01/26/2021 | | Elect Director Bertram L. Scott | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Becton, Dickinson and Company | | BDX | | 075887109 | | 01/26/2021 | | Ratify Ernst & Young LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Becton, Dickinson and Company | | BDX | | 075887109 | | 01/26/2021 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | Against |
| AdvisorShares Focused Equity ETF | | Becton, Dickinson and Company | | BDX | | 075887109 | | 01/26/2021 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | Share Holder | | Yes | | Against | | For |
| AdvisorShares Focused Equity ETF | | Hormel Foods Corporation | | HRL | | 440452100 | | 01/26/2021 | | Elect Director Prama Bhatt | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Hormel Foods Corporation | | HRL | | 440452100 | | 01/26/2021 | | Elect Director Gary C. Bhojwani | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Hormel Foods Corporation | | HRL | | 440452100 | | 01/26/2021 | | Elect Director Terrell K. Crews | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Hormel Foods Corporation | | HRL | | 440452100 | | 01/26/2021 | | Elect Director Stephen M. Lacy | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Hormel Foods Corporation | | HRL | | 440452100 | | 01/26/2021 | | Elect Director Elsa A. Murano | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Hormel Foods Corporation | | HRL | | 440452100 | | 01/26/2021 | | Elect Director Susan K. Nestegard | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Hormel Foods Corporation | | HRL | | 440452100 | | 01/26/2021 | | Elect Director William A. Newlands | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Hormel Foods Corporation | | HRL | | 440452100 | | 01/26/2021 | | Elect Director Christopher J. Policinski | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Hormel Foods Corporation | | HRL | | 440452100 | | 01/26/2021 | | Elect Director Jose Luis Prado | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Hormel Foods Corporation | | HRL | | 440452100 | | 01/26/2021 | | Elect Director Sally J. Smith | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Hormel Foods Corporation | | HRL | | 440452100 | | 01/26/2021 | | Elect Director James P. Snee | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Hormel Foods Corporation | | HRL | | 440452100 | | 01/26/2021 | | Elect Director Steven A. White | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Hormel Foods Corporation | | HRL | | 440452100 | | 01/26/2021 | | Ratify Ernst & Young LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Hormel Foods Corporation | | HRL | | 440452100 | | 01/26/2021 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Walt Disney Company | | DIS | | 254687106 | | 03/09/2021 | | Elect Director Susan E. Arnold | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Walt Disney Company | | DIS | | 254687106 | | 03/09/2021 | | Elect Director Mary T. Barra | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Walt Disney Company | | DIS | | 254687106 | | 03/09/2021 | | Elect Director Safra A. Catz | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Walt Disney Company | | DIS | | 254687106 | | 03/09/2021 | | Elect Director Robert A. Chapek | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Walt Disney Company | | DIS | | 254687106 | | 03/09/2021 | | Elect Director Francis A. deSouza | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Walt Disney Company | | DIS | | 254687106 | | 03/09/2021 | | Elect Director Michael B.G. Froman | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Walt Disney Company | | DIS | | 254687106 | | 03/09/2021 | | Elect Director Robert A. Iger | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Walt Disney Company | | DIS | | 254687106 | | 03/09/2021 | | Elect Director Maria Elena Lagomasino | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Walt Disney Company | | DIS | | 254687106 | | 03/09/2021 | | Elect Director Mark G. Parker | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Walt Disney Company | | DIS | | 254687106 | | 03/09/2021 | | Elect Director Derica W. Rice | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Walt Disney Company | | DIS | | 254687106 | | 03/09/2021 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Walt Disney Company | | DIS | | 254687106 | | 03/09/2021 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | Against |
| AdvisorShares Focused Equity ETF | | The Walt Disney Company | | DIS | | 254687106 | | 03/09/2021 | | Report on Lobbying Payments and Policy | | Share Holder | | Yes | | Against | | For |
| AdvisorShares Focused Equity ETF | | The Walt Disney Company | | DIS | | 254687106 | | 03/09/2021 | | Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | | Share Holder | | Yes | | Against | | Against |
| AdvisorShares Focused Equity ETF | | HEICO Corporation | | HEI | | 422806109 | | 03/19/2021 | | Elect Director Thomas M. Culligan | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | HEICO Corporation | | HEI | | 422806109 | | 03/19/2021 | | Elect Director Adolfo Henriques | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | HEICO Corporation | | HEI | | 422806109 | | 03/19/2021 | | Elect Director Mark H. Hildebrandt | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | HEICO Corporation | | HEI | | 422806109 | | 03/19/2021 | | Elect Director Eric A. Mendelson | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | HEICO Corporation | | HEI | | 422806109 | | 03/19/2021 | | Elect Director Laurans A. Mendelson | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | HEICO Corporation | | HEI | | 422806109 | | 03/19/2021 | | Elect Director Victor H. Mendelson | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | HEICO Corporation | | HEI | | 422806109 | | 03/19/2021 | | Elect Director Julie Neitzel | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | HEICO Corporation | | HEI | | 422806109 | | 03/19/2021 | | Elect Director Alan Schriesheim | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | HEICO Corporation | | HEI | | 422806109 | | 03/19/2021 | | Elect Director Frank J. Schwitter | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | HEICO Corporation | | HEI | | 422806109 | | 03/19/2021 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | HEICO Corporation | | HEI | | 422806109 | | 03/19/2021 | | Ratify Deloitte & Touche LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Moody’s Corporation | | MCO | | 615369105 | | 04/20/2021 | | Elect Director Jorge A. Bermudez | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Moody’s Corporation | | MCO | | 615369105 | | 04/20/2021 | | Elect Director Therese Esperdy | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Moody’s Corporation | | MCO | | 615369105 | | 04/20/2021 | | Elect Director Robert Fauber | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Moody’s Corporation | | MCO | | 615369105 | | 04/20/2021 | | Elect Director Vincent A. Forlenza | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Moody’s Corporation | | MCO | | 615369105 | | 04/20/2021 | | Elect Director Kathryn M. Hill | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Moody’s Corporation | | MCO | | 615369105 | | 04/20/2021 | | Elect Director Lloyd W. Howell, Jr. | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Moody’s Corporation | | MCO | | 615369105 | | 04/20/2021 | | Elect Director Raymond W. McDaniel, Jr. | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Moody’s Corporation | | MCO | | 615369105 | | 04/20/2021 | | Elect Director Leslie F. Seidman | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Moody’s Corporation | | MCO | | 615369105 | | 04/20/2021 | | Elect Director Bruce Van Saun | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Moody’s Corporation | | MCO | | 615369105 | | 04/20/2021 | | Ratify KPMG LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Moody’s Corporation | | MCO | | 615369105 | | 04/20/2021 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Moody’s Corporation | | MCO | | 615369105 | | 04/20/2021 | | Approve 2020 Decarbonization Plan | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Sherwin-Williams Company | | SHW | | 824348106 | | 04/21/2021 | | Elect Director Kerrii B. Anderson | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Sherwin-Williams Company | | SHW | | 824348106 | | 04/21/2021 | | Elect Director Arthur F. Anton | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Sherwin-Williams Company | | SHW | | 824348106 | | 04/21/2021 | | Elect Director Jeff M. Fettig | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Sherwin-Williams Company | | SHW | | 824348106 | | 04/21/2021 | | Elect Director Richard J. Kramer | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Sherwin-Williams Company | | SHW | | 824348106 | | 04/21/2021 | | Elect Director John G. Morikis | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Sherwin-Williams Company | | SHW | | 824348106 | | 04/21/2021 | | Elect Director Christine A. Poon | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Sherwin-Williams Company | | SHW | | 824348106 | | 04/21/2021 | | Elect Director Aaron M. Powell | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Sherwin-Williams Company | | SHW | | 824348106 | | 04/21/2021 | | Elect Director Michael H. Thaman | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Sherwin-Williams Company | | SHW | | 824348106 | | 04/21/2021 | | Elect Director Matthew Thornton, III | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Sherwin-Williams Company | | SHW | | 824348106 | | 04/21/2021 | | Elect Director Steven H. Wunning | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Sherwin-Williams Company | | SHW | | 824348106 | | 04/21/2021 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Sherwin-Williams Company | | SHW | | 824348106 | | 04/21/2021 | | Ratify Ernst & Young LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Abbott Laboratories | | ABT | | 002824100 | | 04/23/2021 | | Elect Director Robert J. Alpern | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Abbott Laboratories | | ABT | | 002824100 | | 04/23/2021 | | Elect Director Roxanne S. Austin | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Abbott Laboratories | | ABT | | 002824100 | | ��04/23/2021 | | Elect Director Sally E. Blount | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Abbott Laboratories | | ABT | | 002824100 | | 04/23/2021 | | Elect Director Robert B. Ford | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Abbott Laboratories | | ABT | | 002824100 | | 04/23/2021 | | Elect Director Michelle A. Kumbier | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Abbott Laboratories | | ABT | | 002824100 | | 04/23/2021 | | Elect Director Darren W. McDew | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Abbott Laboratories | | ABT | | 002824100 | | 04/23/2021 | | Elect Director Nancy McKinstry | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Abbott Laboratories | | ABT | | 002824100 | | 04/23/2021 | | Elect Director William A. Osborn | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Abbott Laboratories | | ABT | | 002824100 | | 04/23/2021 | | Elect Director Michael F. Roman | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Abbott Laboratories | | ABT | | 002824100 | | 04/23/2021 | | Elect Director Daniel J. Starks | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Abbott Laboratories | | ABT | | 002824100 | | 04/23/2021 | | Elect Director John G. Stratton | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Abbott Laboratories | | ABT | | 002824100 | | 04/23/2021 | | Elect Director Glenn F. Tilton | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Abbott Laboratories | | ABT | | 002824100 | | 04/23/2021 | | Elect Director Miles D. White | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Abbott Laboratories | | ABT | | 002824100 | | 04/23/2021 | | Ratify Ernst & Young LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Abbott Laboratories | | ABT | | 002824100 | | 04/23/2021 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Abbott Laboratories | | ABT | | 002824100 | | 04/23/2021 | | Adopt Majority Voting Standard for Amendments of the Articles of Incorporation and Effect Other Ministerial Changes | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Abbott Laboratories | | ABT | | 002824100 | | 04/23/2021 | | Adopt Majority Voting Standard for Certain Extraordinary Transactions | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Abbott Laboratories | | ABT | | 002824100 | | 04/23/2021 | | Report on Lobbying Payments and Policy | | Share Holder | | Yes | | Against | | Against |
| AdvisorShares Focused Equity ETF | | Abbott Laboratories | | ABT | | 002824100 | | 04/23/2021 | | Report on Racial Justice | | Share Holder | | Yes | | Against | | For |
| AdvisorShares Focused Equity ETF | | Abbott Laboratories | | ABT | | 002824100 | | 04/23/2021 | | Require Independent Board Chair | | Share Holder | | Yes | | Against | | Against |
| AdvisorShares Focused Equity ETF | | Stepan Company | | SCL | | 858586100 | | 04/27/2021 | | Elect Director Randall S. Dearth | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Stepan Company | | SCL | | 858586100 | | 04/27/2021 | | Elect Director Gregory E. Lawton | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Stepan Company | | SCL | | 858586100 | | 04/27/2021 | | Elect Director Jan Stern Reed | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Stepan Company | | SCL | | 858586100 | | 04/27/2021 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Stepan Company | | SCL | | 858586100 | | 04/27/2021 | | Ratify Deloitte & Touche LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Church & Dwight Co., Inc. | | CHD | | 171340102 | | 04/29/2021 | | Elect Director James R. Craigie | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Church & Dwight Co., Inc. | | CHD | | 171340102 | | 04/29/2021 | | Elect Director Matthew T. Farrell | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Church & Dwight Co., Inc. | | CHD | | 171340102 | | 04/29/2021 | | Elect Director Bradley C. Irwin | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Church & Dwight Co., Inc. | | CHD | | 171340102 | | 04/29/2021 | | Elect Director Penry W. Price | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Church & Dwight Co., Inc. | | CHD | | 171340102 | | 04/29/2021 | | Elect Director Susan G. Saideman | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Church & Dwight Co., Inc. | | CHD | | 171340102 | | 04/29/2021 | | Elect Director Ravichandra K. Saligram | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Church & Dwight Co., Inc. | | CHD | | 171340102 | | 04/29/2021 | | Elect Director Robert K. Shearer | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Church & Dwight Co., Inc. | | CHD | | 171340102 | | 04/29/2021 | | Elect Director Janet S. Vergis | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Church & Dwight Co., Inc. | | CHD | | 171340102 | | 04/29/2021 | | Elect Director Arthur B. Winkleblack | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Church & Dwight Co., Inc. | | CHD | | 171340102 | | 04/29/2021 | | Elect Director Laurie J. Yoler | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Church & Dwight Co., Inc. | | CHD | | 171340102 | | 04/29/2021 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Church & Dwight Co., Inc. | | CHD | | 171340102 | | 04/29/2021 | | Eliminate Supermajority Vote Requirement to Fill Board Vacancies | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Church & Dwight Co., Inc. | | CHD | | 171340102 | | 04/29/2021 | | Eliminate Supermajority Vote Requirement to Approve Certain Mergers, Consolidations or Dispositions of Substantial Assets | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Church & Dwight Co., Inc. | | CHD | | 171340102 | | 04/29/2021 | | Amend Articles of Incorporation to Remove Provisions Relating to Classified Board | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Church & Dwight Co., Inc. | | CHD | | 171340102 | | 04/29/2021 | | Ratify Deloitte & Touche LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Aflac Incorporated | | AFL | | 001055102 | | 05/03/2021 | | Elect Director Daniel P. Amos | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Aflac Incorporated | | AFL | | 001055102 | | 05/03/2021 | | Elect Director W. Paul Bowers | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Aflac Incorporated | | AFL | | 001055102 | | 05/03/2021 | | Elect Director Toshihiko Fukuzawa | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Aflac Incorporated | | AFL | | 001055102 | | 05/03/2021 | | Elect Director Thomas J. Kenny | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Aflac Incorporated | | AFL | | 001055102 | | 05/03/2021 | | Elect Director Georgette D. Kiser | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Aflac Incorporated | | AFL | | 001055102 | | 05/03/2021 | | Elect Director Karole F. Lloyd | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Aflac Incorporated | | AFL | | 001055102 | | 05/03/2021 | | Elect Director Nobuchika Mori | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Aflac Incorporated | | AFL | | 001055102 | | 05/03/2021 | | Elect Director Joseph L. Moskowitz | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Aflac Incorporated | | AFL | | 001055102 | | 05/03/2021 | | Elect Director Barbara K. Rimer | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Aflac Incorporated | | AFL | | 001055102 | | 05/03/2021 | | Elect Director Katherine T. Rohrer | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Aflac Incorporated | | AFL | | 001055102 | | 05/03/2021 | | Elect Director Melvin T. Stith | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Aflac Incorporated | | AFL | | 001055102 | | 05/03/2021 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Aflac Incorporated | | AFL | | 001055102 | | 05/03/2021 | | Ratify KPMG LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Danaher Corporation | | DHR | | 235851102 | | 05/05/2021 | | Elect Director Rainer M. Blair | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Danaher Corporation | | DHR | | 235851102 | | 05/05/2021 | | Elect Director Linda Hefner Filler | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Danaher Corporation | | DHR | | 235851102 | | 05/05/2021 | | Elect Director Teri List | | Management | | Yes | | For | | Against |
| AdvisorShares Focused Equity ETF | | Danaher Corporation | | DHR | | 235851102 | | 05/05/2021 | | Elect Director Walter G. Lohr, Jr. | | Management | | Yes | | For | | Against |
| AdvisorShares Focused Equity ETF | | Danaher Corporation | | DHR | | 235851102 | | 05/05/2021 | | Elect Director Jessica L. Mega | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Danaher Corporation | | DHR | | 235851102 | | 05/05/2021 | | Elect Director Mitchell P. Rales | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Danaher Corporation | | DHR | | 235851102 | | 05/05/2021 | | Elect Director Steven M. Rales | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Danaher Corporation | | DHR | | 235851102 | | 05/05/2021 | | Elect Director Pardis C. Sabeti | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Danaher Corporation | | DHR | | 235851102 | | 05/05/2021 | | Elect Director John T. Schwieters | | Management | | Yes | | For | | Against |
| AdvisorShares Focused Equity ETF | | Danaher Corporation | | DHR | | 235851102 | | 05/05/2021 | | Elect Director Alan G. Spoon | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Danaher Corporation | | DHR | | 235851102 | | 05/05/2021 | | Elect Director Raymond C. Stevens | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Danaher Corporation | | DHR | | 235851102 | | 05/05/2021 | | Elect Director Elias A. Zerhouni | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Danaher Corporation | | DHR | | 235851102 | | 05/05/2021 | | Ratify Ernst & Young LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Danaher Corporation | | DHR | | 235851102 | | 05/05/2021 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Danaher Corporation | | DHR | | 235851102 | | 05/05/2021 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | Share Holder | | Yes | | Against | | For |
| AdvisorShares Focused Equity ETF | | Stryker Corporation | | SYK | | 863667101 | | 05/05/2021 | | Elect Director Mary K. Brainerd | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Stryker Corporation | | SYK | | 863667101 | | 05/05/2021 | | Elect Director Giovanni Caforio | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Stryker Corporation | | SYK | | 863667101 | | 05/05/2021 | | Elect Director Srikant M. Datar | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Stryker Corporation | | SYK | | 863667101 | | 05/05/2021 | | Elect Director Allan C. Golston | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Stryker Corporation | | SYK | | 863667101 | | 05/05/2021 | | Elect Director Kevin A. Lobo | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Stryker Corporation | | SYK | | 863667101 | | 05/05/2021 | | Elect Director Sherilyn S. McCoy | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Stryker Corporation | | SYK | | 863667101 | | 05/05/2021 | | Elect Director Andrew K. Silvernail | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Stryker Corporation | | SYK | | 863667101 | | 05/05/2021 | | Elect Director Lisa M. Skeete Tatum | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Stryker Corporation | | SYK | | 863667101 | | 05/05/2021 | | Elect Director Ronda E. Stryker | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Stryker Corporation | | SYK | | 863667101 | | 05/05/2021 | | Elect Director Rajeev Suri | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Stryker Corporation | | SYK | | 863667101 | | 05/05/2021 | | Ratify Ernst & Young LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Stryker Corporation | | SYK | | 863667101 | | 05/05/2021 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Stryker Corporation | | SYK | | 863667101 | | 05/05/2021 | | Report on Workforce Involvement in Corporate Governance | | Share Holder | | Yes | | Against | | Against |
| AdvisorShares Focused Equity ETF | | Stryker Corporation | | SYK | | 863667101 | | 05/05/2021 | | Provide Right to Call A Special Meeting | | Share Holder | | Yes | | Against | | For |
| AdvisorShares Focused Equity ETF | | Trex Company, Inc. | | TREX | | 89531P105 | | 05/06/2021 | | Elect Director James E. Cline | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Trex Company, Inc. | | TREX | | 89531P105 | | 05/06/2021 | | Elect Director Bryan H. Fairbanks | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Trex Company, Inc. | | TREX | | 89531P105 | | 05/06/2021 | | Elect Director Gena C. Lovett | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Trex Company, Inc. | | TREX | | 89531P105 | | 05/06/2021 | | Elect Director Patricia B. Robinson | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Trex Company, Inc. | | TREX | | 89531P105 | | 05/06/2021 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Trex Company, Inc. | | TREX | | 89531P105 | | 05/06/2021 | | Ratify Ernst & Young LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Middleby Corporation | | MIDD | | 596278101 | | 05/10/2021 | | Elect Director Sarah Palisi Chapin | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Middleby Corporation | | MIDD | | 596278101 | | 05/10/2021 | | Elect Director Timothy J. FitzGerald | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Middleby Corporation | | MIDD | | 596278101 | | 05/10/2021 | | Elect Director Cathy L. McCarthy | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Middleby Corporation | | MIDD | | 596278101 | | 05/10/2021 | | Elect Director John R. Miller, III | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Middleby Corporation | | MIDD | | 596278101 | | 05/10/2021 | | Elect Director Robert A. Nerbonne | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Middleby Corporation | | MIDD | | 596278101 | | 05/10/2021 | | Elect Director Gordon O’Brien | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Middleby Corporation | | MIDD | | 596278101 | | 05/10/2021 | | Elect Director Nassem Ziyad | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Middleby Corporation | | MIDD | | 596278101 | | 05/10/2021 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Middleby Corporation | | MIDD | | 596278101 | | 05/10/2021 | | Approve Omnibus Stock Plan | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Middleby Corporation | | MIDD | | 596278101 | | 05/10/2021 | | Ratify Ernst & Young LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | ANSYS, Inc. | | ANSS | | 03662Q105 | | 05/14/2021 | | Elect Director Jim Frankola | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | ANSYS, Inc. | | ANSS | | 03662Q105 | | 05/14/2021 | | Elect Director Alec D. Gallimore | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | ANSYS, Inc. | | ANSS | | 03662Q105 | | 05/14/2021 | | Elect Director Ronald W. Hovsepian | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | ANSYS, Inc. | | ANSS | | 03662Q105 | | 05/14/2021 | | Ratify Deloitte & Touche LLP as Auditor | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | ANSYS, Inc. | | ANSS | | 03662Q105 | | 05/14/2021 | | Approve Omnibus Stock Plan | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | ANSYS, Inc. | | ANSS | | 03662Q105 | | 05/14/2021 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | ANSYS, Inc. | | ANSS | | 03662Q105 | | 05/14/2021 | | Adopt Simple Majority Vote | | Share Holder | | Yes | | Against | | For |
| AdvisorShares Focused Equity ETF | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 05/14/2021 | | Elect Director Sharon Y. Bowen | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 05/14/2021 | | Elect Director Shantella E. Cooper | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 05/14/2021 | | Elect Director Charles R. Crisp | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 05/14/2021 | | Elect Director Duriya M. Farooqui | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 05/14/2021 | | Elect Director The Right Hon. the Lord Hague of Richmond | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 05/14/2021 | | Elect Director Mark F. Mulhern | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 05/14/2021 | | Elect Director Thomas E. Noonan | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 05/14/2021 | | Elect Director Frederic V. Salerno | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 05/14/2021 | | Elect Director Caroline L. Silver | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 05/14/2021 | | Elect Director Jeffrey C. Sprecher | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 05/14/2021 | | Elect Director Judith A. Sprieser | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 05/14/2021 | | Elect Director Vincent Tese | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 05/14/2021 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 05/14/2021 | | Ratify Ernst & Young LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Intercontinental Exchange, Inc. | | ICE | | 45866F104 | | 05/14/2021 | | Adopt Simple Majority Vote | | Share Holder | | Yes | | Against | | For |
| AdvisorShares Focused Equity ETF | | The Hershey Company | | HSY | | 427866108 | | 05/17/2021 | | Elect Director Pamela M. Arway | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Hershey Company | | HSY | | 427866108 | | 05/17/2021 | | Elect Director James W. Brown | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Hershey Company | | HSY | | 427866108 | | 05/17/2021 | | Elect Director Michele G. Buck | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Hershey Company | | HSY | | 427866108 | | 05/17/2021 | | Elect Director Victor L. Crawford | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Hershey Company | | HSY | | 427866108 | | 05/17/2021 | | Elect Director Robert M. Dutkowsky | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Hershey Company | | HSY | | 427866108 | | 05/17/2021 | | Elect Director Mary Kay Haben | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Hershey Company | | HSY | | 427866108 | | 05/17/2021 | | Elect Director James C. Katzman | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Hershey Company | | HSY | | 427866108 | | 05/17/2021 | | Elect Director M. Diane Koken | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Hershey Company | | HSY | | 427866108 | | 05/17/2021 | | Elect Director Robert M. Malcolm | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Hershey Company | | HSY | | 427866108 | | 05/17/2021 | | Elect Director Anthony J. Palmer | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Hershey Company | | HSY | | 427866108 | | 05/17/2021 | | Elect Director Juan R. Perez | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Hershey Company | | HSY | | 427866108 | | 05/17/2021 | | Elect Director Wendy L. Schoppert | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Hershey Company | | HSY | | 427866108 | | 05/17/2021 | | Ratify Ernst & Young LLP as Auditor | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | The Hershey Company | | HSY | | 427866108 | | 05/17/2021 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Cerner Corporation | | CERN | | 156782104 | | 05/19/2021 | | Elect Director Mitchell E. Daniels, Jr. | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Cerner Corporation | | CERN | | 156782104 | | 05/19/2021 | | Elect Director Elder Granger | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Cerner Corporation | | CERN | | 156782104 | | 05/19/2021 | | Elect Director John J. Greisch | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Cerner Corporation | | CERN | | 156782104 | | 05/19/2021 | | Elect Director Melinda J. Mount | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Cerner Corporation | | CERN | | 156782104 | | 05/19/2021 | | Ratify KPMG LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Cerner Corporation | | CERN | | 156782104 | | 05/19/2021 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Cerner Corporation | | CERN | | 156782104 | | 05/19/2021 | | Eliminate Supermajority Vote Requirement | | Share Holder | | Yes | | Against | | For |
| AdvisorShares Focused Equity ETF | | Fiserv, Inc. | | FISV | | 337738108 | | 05/19/2021 | | Elect Director Frank J. Bisignano | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Fiserv, Inc. | | FISV | | 337738108 | | 05/19/2021 | | Elect Director Alison Davis | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Fiserv, Inc. | | FISV | | 337738108 | | 05/19/2021 | | Elect Director Henrique de Castro | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Fiserv, Inc. | | FISV | | 337738108 | | 05/19/2021 | | Elect Director Harry F. DiSimone | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Fiserv, Inc. | | FISV | | 337738108 | | 05/19/2021 | | Elect Director Dennis F. Lynch | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Fiserv, Inc. | | FISV | | 337738108 | | 05/19/2021 | | Elect Director Heidi G. Miller | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Fiserv, Inc. | | FISV | | 337738108 | | 05/19/2021 | | Elect Director Scott C. Nuttall | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Fiserv, Inc. | | FISV | | 337738108 | | 05/19/2021 | | Elect Director Denis J. O’Leary | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Fiserv, Inc. | | FISV | | 337738108 | | 05/19/2021 | | Elect Director Doyle R. Simons | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Fiserv, Inc. | | FISV | | 337738108 | | 05/19/2021 | | Elect Director Kevin M. Warren | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Fiserv, Inc. | | FISV | | 337738108 | | 05/19/2021 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | Against |
| AdvisorShares Focused Equity ETF | | Fiserv, Inc. | | FISV | | 337738108 | | 05/19/2021 | | Ratify Deloitte & Touche LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Ross Stores, Inc. | | ROST | | 778296103 | | 05/19/2021 | | Elect Director K. Gunnar Bjorklund | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Ross Stores, Inc. | | ROST | | 778296103 | | 05/19/2021 | | Elect Director Michael J. Bush | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Ross Stores, Inc. | | ROST | | 778296103 | | 05/19/2021 | | Elect Director Sharon D. Garrett | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Ross Stores, Inc. | | ROST | | 778296103 | | 05/19/2021 | | Elect Director Michael J. Hartshorn | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Ross Stores, Inc. | | ROST | | 778296103 | | 05/19/2021 | | Elect Director Stephen D. Milligan | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Ross Stores, Inc. | | ROST | | 778296103 | | 05/19/2021 | | Elect Director Patricia H. Mueller | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Ross Stores, Inc. | | ROST | | 778296103 | | 05/19/2021 | | Elect Director George P. Orban | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Ross Stores, Inc. | | ROST | | 778296103 | | 05/19/2021 | | Elect Director Gregory L. Quesnel | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Ross Stores, Inc. | | ROST | | 778296103 | | 05/19/2021 | | Elect Director Larree M. Renda | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Ross Stores, Inc. | | ROST | | 778296103 | | 05/19/2021 | | Elect Director Barbara Rentler | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Ross Stores, Inc. | | ROST | | 778296103 | | 05/19/2021 | | Elect Director Doniel N. Sutton | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Ross Stores, Inc. | | ROST | | 778296103 | | 05/19/2021 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Ross Stores, Inc. | | ROST | | 778296103 | | 05/19/2021 | | Ratify Deloitte & Touche LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Ross Stores, Inc. | | ROST | | 778296103 | | 05/19/2021 | | Adopt Share Retention Policy For Senior Executives *Withdrawn Resolution* | | Share Holder | | Yes | | | | |
| AdvisorShares Focused Equity ETF | | Thermo Fisher Scientific Inc. | | TMO | | 883556102 | | 05/19/2021 | | Elect Director Marc N. Casper | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Thermo Fisher Scientific Inc. | | TMO | | 883556102 | | 05/19/2021 | | Elect Director Nelson J. Chai | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Thermo Fisher Scientific Inc. | | TMO | | 883556102 | | 05/19/2021 | | Elect Director C. Martin Harris | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Thermo Fisher Scientific Inc. | | TMO | | 883556102 | | 05/19/2021 | | Elect Director Tyler Jacks | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Thermo Fisher Scientific Inc. | | TMO | | 883556102 | | 05/19/2021 | | Elect Director R. Alexandra Keith | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Thermo Fisher Scientific Inc. | | TMO | | 883556102 | | 05/19/2021 | | Elect Director Thomas J. Lynch | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Thermo Fisher Scientific Inc. | | TMO | | 883556102 | | 05/19/2021 | | Elect Director Jim P. Manzi | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Thermo Fisher Scientific Inc. | | TMO | | 883556102 | | 05/19/2021 | | Elect Director James C. Mullen | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Thermo Fisher Scientific Inc. | | TMO | | 883556102 | | 05/19/2021 | | Elect Director Lars R. Sorensen | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Thermo Fisher Scientific Inc. | | TMO | | 883556102 | | 05/19/2021 | | Elect Director Debora L. Spar | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Thermo Fisher Scientific Inc. | | TMO | | 883556102 | | 05/19/2021 | | Elect Director Scott M. Sperling | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Thermo Fisher Scientific Inc. | | TMO | | 883556102 | | 05/19/2021 | | Elect Director Dion J. Weisler | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Thermo Fisher Scientific Inc. | | TMO | | 883556102 | | 05/19/2021 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Thermo Fisher Scientific Inc. | | TMO | | 883556102 | | 05/19/2021 | | Ratify PricewaterhouseCoopers LLP as Auditor | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Thermo Fisher Scientific Inc. | | TMO | | 883556102 | | 05/19/2021 | | Provide Right to Call A Special Meeting | | Share Holder | | Yes | | Against | | For |
| AdvisorShares Focused Equity ETF | | Zoetis Inc. | | ZTS | | 98978V103 | | 05/20/2021 | | Elect Director Sanjay Khosla | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Zoetis Inc. | | ZTS | | 98978V103 | | 05/20/2021 | | Elect Director Antoinette R. Leatherberry | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Zoetis Inc. | | ZTS | | 98978V103 | | 05/20/2021 | | Elect Director Willie M. Reed | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Zoetis Inc. | | ZTS | | 98978V103 | | 05/20/2021 | | Elect Director Linda Rhodes | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Zoetis Inc. | | ZTS | | 98978V103 | | 05/20/2021 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Zoetis Inc. | | ZTS | | 98978V103 | | 05/20/2021 | | Ratify KPMG LLP as Auditor | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Zoetis Inc. | | ZTS | | 98978V103 | | 05/20/2021 | | Adopt Simple Majority Vote | | Share Holder | | Yes | | Against | | For |
| AdvisorShares Focused Equity ETF | | Miller Industries, Inc. | | MLR | | 600551204 | | 05/28/2021 | | Elect Director Theodore H. Ashford, III | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Miller Industries, Inc. | | MLR | | 600551204 | | 05/28/2021 | | Elect Director A. Russell Chandler, III | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Miller Industries, Inc. | | MLR | | 600551204 | | 05/28/2021 | | Elect Director William G. Miller | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Miller Industries, Inc. | | MLR | | 600551204 | | 05/28/2021 | | Elect Director William G. Miller, II | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Miller Industries, Inc. | | MLR | | 600551204 | | 05/28/2021 | | Elect Director Richard H. Roberts | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Miller Industries, Inc. | | MLR | | 600551204 | | 05/28/2021 | | Elect Director Leigh Walton | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Miller Industries, Inc. | | MLR | | 600551204 | | 05/28/2021 | | Elect Director Deborah L. Whitmire | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Miller Industries, Inc. | | MLR | | 600551204 | | 05/28/2021 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Silgan Holdings, Inc. | | SLGN | | 827048109 | | 06/01/2021 | | Elect Director Anthony J. Allott | | Management | | Yes | | For | | Withhold |
| AdvisorShares Focused Equity ETF | | Silgan Holdings, Inc. | | SLGN | | 827048109 | | 06/01/2021 | | Elect Director William T. Donovan | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Silgan Holdings, Inc. | | SLGN | | 827048109 | | 06/01/2021 | | Elect Director Joseph M. Jordan | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Silgan Holdings, Inc. | | SLGN | | 827048109 | | 06/01/2021 | | Approve Increase in Size of Board | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Silgan Holdings, Inc. | | SLGN | | 827048109 | | 06/01/2021 | | Ratify Ernst & Young LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Focused Equity ETF | | Silgan Holdings, Inc. | | SLGN | | 827048109 | | 06/01/2021 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
================================ADVISORSHARES HOTEL ETF==============================
============================ADVISORSHARES PURE CANNABIS ETF==========================
| Institutional Account Name | | Company Name | | Ticker | | Primary CUSIP | | Meeting Date | | Proposal Text | | Proponent | | Voted | | Management Recommendation | | Vote Instruction |
| AdvisorShares Pure Cannabis ETF | | Neptune Wellness Solutions Inc. | | NEPT | | 64079L105 | | 08/12/2020 | | Elect Director John M. Moretz | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Neptune Wellness Solutions Inc. | | NEPT | | 64079L105 | | 08/12/2020 | | Elect Director Michael Cammarata | | Management | | Yes | | For | | Withhold |
| AdvisorShares Pure Cannabis ETF | | Neptune Wellness Solutions Inc. | | NEPT | | 64079L105 | | 08/12/2020 | | Elect Director Richard P. Schottenfeld | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Neptune Wellness Solutions Inc. | | NEPT | | 64079L105 | | 08/12/2020 | | Elect Director Ronald Denis | | Management | | Yes | | For | | Withhold |
| AdvisorShares Pure Cannabis ETF | | Neptune Wellness Solutions Inc. | | NEPT | | 64079L105 | | 08/12/2020 | | Elect Director Joseph Buaron | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Neptune Wellness Solutions Inc. | | NEPT | | 64079L105 | | 08/12/2020 | | Elect Director Michael A. de Geus | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Neptune Wellness Solutions Inc. | | NEPT | | 64079L105 | | 08/12/2020 | | Elect Director Jane Pemberton | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Neptune Wellness Solutions Inc. | | NEPT | | 64079L105 | | 08/12/2020 | | Elect Director Frank Rochon | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Neptune Wellness Solutions Inc. | | NEPT | | 64079L105 | | 08/12/2020 | | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Charlotte’s Web Holdings, Inc. | | CWEB | | 16106R109 | | 09/03/2020 | | Fix Number of Directors at Eight | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Charlotte’s Web Holdings, Inc. | | CWEB | | 16106R109 | | 09/03/2020 | | Elect Director Joel Stanley | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Charlotte’s Web Holdings, Inc. | | CWEB | | 16106R109 | | 09/03/2020 | | Elect Director Adrienne Elsner | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Charlotte’s Web Holdings, Inc. | | CWEB | | 16106R109 | | 09/03/2020 | | Elect Director Jared Stanley | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Charlotte’s Web Holdings, Inc. | | CWEB | | 16106R109 | | 09/03/2020 | | Elect Director John Held | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Charlotte’s Web Holdings, Inc. | | CWEB | | 16106R109 | | 09/03/2020 | | Elect Director Shane Hoyne | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Charlotte’s Web Holdings, Inc. | | CWEB | | 16106R109 | | 09/03/2020 | | Elect Director Jacques Tortoroli | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Charlotte’s Web Holdings, Inc. | | CWEB | | 16106R109 | | 09/03/2020 | | Elect Director Jean Birch | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Charlotte’s Web Holdings, Inc. | | CWEB | | 16106R109 | | 09/03/2020 | | Elect Director Susan Vogt | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Charlotte’s Web Holdings, Inc. | | CWEB | | 16106R109 | | 09/03/2020 | | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Khiron Life Sciences Corp. | | KHRN | | 49374L306 | | 09/10/2020 | | Fix Number of Directors at Five | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Khiron Life Sciences Corp. | | KHRN | | 49374L306 | | 09/10/2020 | | Elect Director Chris Naprawa | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Khiron Life Sciences Corp. | | KHRN | | 49374L306 | | 09/10/2020 | | Elect Director Deborah Rosati | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Khiron Life Sciences Corp. | | KHRN | | 49374L306 | | 09/10/2020 | | Elect Director Vicente Fox | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Khiron Life Sciences Corp. | | KHRN | | 49374L306 | | 09/10/2020 | | Elect Director Alvaro Torres | | Management | | Yes | | For | | Withhold |
| AdvisorShares Pure Cannabis ETF | | Khiron Life Sciences Corp. | | KHRN | | 49374L306 | | 09/10/2020 | | Elect Director Alvaro Yanez | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Khiron Life Sciences Corp. | | KHRN | | 49374L306 | | 09/10/2020 | | Approve BDO Canada LLP as Auditors and Authorize Board to Fix Their Remuneration | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Khiron Life Sciences Corp. | | KHRN | | 49374L306 | | 09/10/2020 | | Amend Stock Option Plan | | Management | | Yes | | For | | Against |
| AdvisorShares Pure Cannabis ETF | | Khiron Life Sciences Corp. | | KHRN | | 49374L306 | | 09/10/2020 | | Amend Restricted Share Unit Plan | | Management | | Yes | | For | | Against |
| AdvisorShares Pure Cannabis ETF | | Canopy Growth Corporation | | WEED | | 138035100 | | 09/21/2020 | | Elect Director Judy A. Schmeling | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Canopy Growth Corporation | | WEED | | 138035100 | | 09/21/2020 | | Elect Director David Klein | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Canopy Growth Corporation | | WEED | | 138035100 | | 09/21/2020 | | Elect Director Robert L. Hanson | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Canopy Growth Corporation | | WEED | | 138035100 | | 09/21/2020 | | Elect Director David Lazzarato | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Canopy Growth Corporation | | WEED | | 138035100 | | 09/21/2020 | | Elect Director William Newlands | �� | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Canopy Growth Corporation | | WEED | | 138035100 | | 09/21/2020 | | Elect Director Jim Sabia | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Canopy Growth Corporation | | WEED | | 138035100 | | 09/21/2020 | | Elect Director Theresa Yanofsky | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Canopy Growth Corporation | | WEED | | 138035100 | | 09/21/2020 | | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Canopy Growth Corporation | | WEED | | 138035100 | | 09/21/2020 | | Re-approve Omnibus Incentive Plan | | Management | | Yes | | For | | Against |
| AdvisorShares Pure Cannabis ETF | | Canopy Growth Corporation | | WEED | | 138035100 | | 09/21/2020 | | Amend Employee Stock Purchase Plan | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Canopy Growth Corporation | | WEED | | 138035100 | | 09/21/2020 | | Advisory Vote on Executive Compensation Approach | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Canopy Growth Corporation | | WEED | | 138035100 | | 09/21/2020 | | Advisory Vote on Say on Pay Frequency | | Management | | Yes | | One Year | | One Year |
| AdvisorShares Pure Cannabis ETF | | Canopy Growth Corporation | | WEED | | 138035100 | | 09/21/2020 | | Elect Director Judy A. Schmeling | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Canopy Growth Corporation | | WEED | | 138035100 | | 09/21/2020 | | Elect Director David Klein | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Canopy Growth Corporation | | WEED | | 138035100 | | 09/21/2020 | | Elect Director Robert L. Hanson | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Canopy Growth Corporation | | WEED | | 138035100 | | 09/21/2020 | | Elect Director David Lazzarato | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Canopy Growth Corporation | | WEED | | 138035100 | | 09/21/2020 | | Elect Director William Newlands | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Canopy Growth Corporation | | WEED | | 138035100 | | 09/21/2020 | | Elect Director Jim Sabia | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Canopy Growth Corporation | | WEED | | 138035100 | | 09/21/2020 | | Elect Director Theresa Yanofsky | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Canopy Growth Corporation | | WEED | | 138035100 | | 09/21/2020 | | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Canopy Growth Corporation | | WEED | | 138035100 | | 09/21/2020 | | Re-approve Omnibus Incentive Plan | | Management | | Yes | | For | | Against |
| AdvisorShares Pure Cannabis ETF | | Canopy Growth Corporation | | WEED | | 138035100 | | 09/21/2020 | | Amend Employee Stock Purchase Plan | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Canopy Growth Corporation | | WEED | | 138035100 | | 09/21/2020 | | Advisory Vote on Executive Compensation Approach | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Canopy Growth Corporation | | WEED | | 138035100 | | 09/21/2020 | | Advisory Vote on Say on Pay Frequency | | Management | | Yes | | One Year | | One Year |
| AdvisorShares Pure Cannabis ETF | | Canopy Rivers Inc. | | RIV | | 138041108 | | 09/24/2020 | | Elect Director Narbe Alexandrian | | Management | | Yes | | For | | Withhold |
| AdvisorShares Pure Cannabis ETF | | Canopy Rivers Inc. | | RIV | | 138041108 | | 09/24/2020 | | Elect Director Asha Daniere | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Canopy Rivers Inc. | | RIV | | 138041108 | | 09/24/2020 | | Elect Director Garth Hankinson | | Management | | Yes | | For | | Withhold |
| AdvisorShares Pure Cannabis ETF | | Canopy Rivers Inc. | | RIV | | 138041108 | | 09/24/2020 | | Elect Director Mike Lee | | Management | | Yes | | For | | Withhold |
| AdvisorShares Pure Cannabis ETF | | Canopy Rivers Inc. | | RIV | | 138041108 | | 09/24/2020 | | Elect Director Richard Mavrinac | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Canopy Rivers Inc. | | RIV | | 138041108 | | 09/24/2020 | | Elect Director Joseph Mimran | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Canopy Rivers Inc. | | RIV | | 138041108 | | 09/24/2020 | | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Canopy Rivers Inc. | | RIV | | 138041108 | | 09/24/2020 | | Approve Restricted Share Unit Plan | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Canopy Rivers Inc. | | RIV | | 138041108 | | 09/24/2020 | | Approve Long term Incentive Plan | | Management | | Yes | | For | | Against |
| AdvisorShares Pure Cannabis ETF | | Emerald Health Therapeutics, Inc. | | EMH | | 29102R106 | | 10/29/2020 | | Fix Number of Directors at Four | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Emerald Health Therapeutics, Inc. | | EMH | | 29102R106 | | 10/29/2020 | | Elect Director Avtar Dhillon | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Emerald Health Therapeutics, Inc. | | EMH | | 29102R106 | | 10/29/2020 | | Elect Director Jim Heppell | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Emerald Health Therapeutics, Inc. | | EMH | | 29102R106 | | 10/29/2020 | | Elect Director Punit Dhillon | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Emerald Health Therapeutics, Inc. | | EMH | | 29102R106 | | 10/29/2020 | | Elect Director Bob Sukhwinder Rai | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Emerald Health Therapeutics, Inc. | | EMH | | 29102R106 | | 10/29/2020 | | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Emerald Health Therapeutics, Inc. | | EMH | | 29102R106 | | 10/29/2020 | | Re-approve Omnibus Incentive Plan | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Emerald Health Therapeutics, Inc. | | EMH | | 29102R106 | | 10/29/2020 | | Approve Sale of Interest in Pure Sunfarms Corp. | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Andina Acquisition Corp. III | | ANDA | | G04415108 | | 10/30/2020 | | Amend Certificate of Incorporation to Extend Consummation of Business Combination to January 31, 2021 | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Andina Acquisition Corp. III | | ANDA | | G04415108 | | 10/30/2020 | | Adjourn Meeting | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | The Supreme Cannabis Company, Inc. | | FIRE | | 86860J106 | | 11/09/2020 | | Elect Director Michael La Brier | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | The Supreme Cannabis Company, Inc. | | FIRE | | 86860J106 | | 11/09/2020 | | Elect Director Beena Goldenberg | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | The Supreme Cannabis Company, Inc. | | FIRE | | 86860J106 | | 11/09/2020 | | Elect Director Jackie Poriadjian-Asch | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | The Supreme Cannabis Company, Inc. | | FIRE | | 86860J106 | | 11/09/2020 | | Elect Director Ronald Factor | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | The Supreme Cannabis Company, Inc. | | FIRE | | 86860J106 | | 11/09/2020 | | Elect Director Colin Moore | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | The Supreme Cannabis Company, Inc. | | FIRE | | 86860J106 | | 11/09/2020 | | Elect Director Kenneth Mckinnon | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | The Supreme Cannabis Company, Inc. | | FIRE | | 86860J106 | | 11/09/2020 | | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Aurora Cannabis Inc. | | ACB | | 05156X884 | | 11/12/2020 | | Fix Number of Directors at Eight | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Aurora Cannabis Inc. | | ACB | | 05156X884 | | 11/12/2020 | | Elect Director Miguel Martin | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Aurora Cannabis Inc. | | ACB | | 05156X884 | | 11/12/2020 | | Elect Director Michael Singer | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Aurora Cannabis Inc. | | ACB | | 05156X884 | | 11/12/2020 | | Elect Director Ron Funk | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Aurora Cannabis Inc. | | ACB | | 05156X884 | | 11/12/2020 | | Elect Director Norma Beauchamp | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Aurora Cannabis Inc. | | ACB | | 05156X884 | | 11/12/2020 | | Elect Director Margaret Shan Atkins | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Aurora Cannabis Inc. | | ACB | | 05156X884 | | 11/12/2020 | | Elect Director Adam Szweras | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Aurora Cannabis Inc. | | ACB | | 05156X884 | | 11/12/2020 | | Elect Director Michael Detlefsen | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Aurora Cannabis Inc. | | ACB | | 05156X884 | | 11/12/2020 | | Elect Director Lance Friedmann | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Aurora Cannabis Inc. | | ACB | | 05156X884 | | 11/12/2020 | | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Aurora Cannabis Inc. | | ACB | | 05156X884 | | 11/12/2020 | | Re-approve Share Option Plan | | Management | | Yes | | For | | Against |
| AdvisorShares Pure Cannabis ETF | | Aurora Cannabis Inc. | | ACB | | 05156X884 | | 11/12/2020 | | Approve Performance Share Unit Plan | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Aurora Cannabis Inc. | | ACB | | 05156X884 | | 11/12/2020 | | Amend Restricted Share Unit Plan | | Management | | Yes | | For | | Against |
| AdvisorShares Pure Cannabis ETF | | Aurora Cannabis Inc. | | ACB | | 05156X884 | | 11/12/2020 | | Amend Deferred Share Unit Plan | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Aurora Cannabis Inc. | | ACB | | 05156X884 | | 11/12/2020 | | Advisory Vote on Executive Compensation Approach | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Aurora Cannabis Inc. | | ACB | | 05156X884 | | 11/12/2020 | | Fix Number of Directors at Eight | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Aurora Cannabis Inc. | | ACB | | 05156X884 | | 11/12/2020 | | Elect Director Miguel Martin | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Aurora Cannabis Inc. | | ACB | | 05156X884 | | 11/12/2020 | | Elect Director Michael Singer | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Aurora Cannabis Inc. | | ACB | | 05156X884 | | 11/12/2020 | | Elect Director Ron Funk | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Aurora Cannabis Inc. | | ACB | | 05156X884 | | 11/12/2020 | | Elect Director Norma Beauchamp | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Aurora Cannabis Inc. | | ACB | | 05156X884 | | 11/12/2020 | | Elect Director Margaret Shan Atkins | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Aurora Cannabis Inc. | | ACB | | 05156X884 | | 11/12/2020 | | Elect Director Adam Szweras | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Aurora Cannabis Inc. | | ACB | | 05156X884 | | 11/12/2020 | | Elect Director Michael Detlefsen | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Aurora Cannabis Inc. | | ACB | | 05156X884 | | 11/12/2020 | | Elect Director Lance Friedmann | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Aurora Cannabis Inc. | | ACB | | 05156X884 | | 11/12/2020 | | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Aurora Cannabis Inc. | | ACB | | 05156X884 | | 11/12/2020 | | Re-approve Share Option Plan | | Management | | Yes | | For | | Against |
| AdvisorShares Pure Cannabis ETF | | Aurora Cannabis Inc. | | ACB | | 05156X884 | | 11/12/2020 | | Approve Performance Share Unit Plan | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Aurora Cannabis Inc. | | ACB | | 05156X884 | | 11/12/2020 | | Amend Restricted Share Unit Plan | | Management | | Yes | | For | | Against |
| AdvisorShares Pure Cannabis ETF | | Aurora Cannabis Inc. | | ACB | | 05156X884 | | 11/12/2020 | | Amend Deferred Share Unit Plan | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Aurora Cannabis Inc. | | ACB | | 05156X884 | | 11/12/2020 | | Advisory Vote on Executive Compensation Approach | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Aphria Inc. | | APHA | | 03765K104 | | 11/17/2020 | | Elect Director Irwin D. Simon | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Aphria Inc. | | APHA | | 03765K104 | | 11/17/2020 | | Elect Director Renah Persofsky | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Aphria Inc. | | APHA | | 03765K104 | | 11/17/2020 | | Elect Director Jodi Butts | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Aphria Inc. | | APHA | | 03765K104 | | 11/17/2020 | | Elect Director John M. Herhalt | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Aphria Inc. | | APHA | | 03765K104 | | 11/17/2020 | | Elect Director David Hopkinson | | Management | | Yes | | For | | Withhold |
| AdvisorShares Pure Cannabis ETF | | Aphria Inc. | | APHA | | 03765K104 | | 11/17/2020 | | Elect DirectorTom Looney | | Management | | Yes | | For | | Withhold |
| AdvisorShares Pure Cannabis ETF | | Aphria Inc. | | APHA | | 03765K104 | | 11/17/2020 | | Elect Director Walter Robb | | Management | | Yes | | For | | Withhold |
| AdvisorShares Pure Cannabis ETF | | Aphria Inc. | | APHA | | 03765K104 | | 11/17/2020 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | HEXO Corp. | | HEXO | | 428304109 | | 12/11/2020 | | Elect Director Vincent Chiara | | Management | | Yes | | For | | Withhold |
| AdvisorShares Pure Cannabis ETF | | HEXO Corp. | | HEXO | | 428304109 | | 12/11/2020 | | Elect Director Jason Ewart | | Management | | Yes | | For | | Withhold |
| AdvisorShares Pure Cannabis ETF | | HEXO Corp. | | HEXO | | 428304109 | | 12/11/2020 | | Elect Director Emilio Imbriglio | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | HEXO Corp. | | HEXO | | 428304109 | | 12/11/2020 | | Elect Director Adam Miron | | Management | | Yes | | For | | Withhold |
| AdvisorShares Pure Cannabis ETF | | HEXO Corp. | | HEXO | | 428304109 | | 12/11/2020 | | Elect Director Michael Munzar | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | HEXO Corp. | | HEXO | | 428304109 | | 12/11/2020 | | Elect Director Sebastien St-Louis | | Management | | Yes | | For | | Withhold |
| AdvisorShares Pure Cannabis ETF | | HEXO Corp. | | HEXO | | 428304109 | | 12/11/2020 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | HEXO Corp. | | HEXO | | 428304109 | | 12/11/2020 | | Approve Stock Consolidation | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | The Green Organic Dutchman Holdings Ltd. | | TGOD | | 393210208 | | 12/15/2020 | | Elect Director Jeffrey James Scott | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | The Green Organic Dutchman Holdings Ltd. | | TGOD | | 393210208 | | 12/15/2020 | | Elect Director Brian D. Athaide | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | The Green Organic Dutchman Holdings Ltd. | | TGOD | | 393210208 | | 12/15/2020 | | Elect Director Nicholas Kirton | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | The Green Organic Dutchman Holdings Ltd. | | TGOD | | 393210208 | | 12/15/2020 | | Elect Director Caroline MacCallum | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | The Green Organic Dutchman Holdings Ltd. | | TGOD | | 393210208 | | 12/15/2020 | | Elect Director Marc Bertrand | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | The Green Organic Dutchman Holdings Ltd. | | TGOD | | 393210208 | | 12/15/2020 | | Elect Director Jacques Dessureault | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | The Green Organic Dutchman Holdings Ltd. | | TGOD | | 393210208 | | 12/15/2020 | | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | The Green Organic Dutchman Holdings Ltd. | | TGOD | | 393210208 | | 12/15/2020 | | Amend Employee Stock Purchase Plan | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | The Green Organic Dutchman Holdings Ltd. | | TGOD | | 393210208 | | 12/15/2020 | | Amend Restricted Share Unit Plan | | Management | | Yes | | For | | Against |
| AdvisorShares Pure Cannabis ETF | | The Green Organic Dutchman Holdings Ltd. | | TGOD | | 393210208 | | 12/15/2020 | | Amend By-Law No. 1 | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Andina Acquisition Corp. III | | ANDA | | G04415108 | | 01/27/2021 | | Elect Director David Schulhof | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Andina Acquisition Corp. III | | ANDA | | G04415108 | | 01/27/2021 | | Elect Director Walter M. Schenker | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Andina Acquisition Corp. III | | ANDA | | G04415108 | | 01/27/2021 | | Elect Director Roman Raju | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Andina Acquisition Corp. III | | ANDA | | G04415108 | | 01/27/2021 | | Ratify Marcum LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Andina Acquisition Corp. III | | ANDA | | G04415108 | | 01/27/2021 | | Amend Certificate of Incorporation to Extend Consummation of Business Combination from January 31, 2021 to April 30, 2021 | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Andina Acquisition Corp. III | | ANDA | | G04415108 | | 01/27/2021 | | Adjourn Meeting | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Canopy Rivers Inc. | | RIV | | 138041108 | | 02/16/2021 | | Approve Sale of Certain Assets held by Canopy Rivers Corporation and Cancellation of all Shares of Canopy Growth Corporation, Wholly-Owned Subsidiaries of the Company | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | OrganiGram Holdings Inc. | | OGI | | 68620P101 | | 02/23/2021 | | Elect Director Peter Amirault | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | OrganiGram Holdings Inc. | | OGI | | 68620P101 | | 02/23/2021 | | Elect Director Greg Engel | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | OrganiGram Holdings Inc. | | OGI | | 68620P101 | | 02/23/2021 | | Elect Director Dexter John | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | OrganiGram Holdings Inc. | | OGI | | 68620P101 | | 02/23/2021 | | Elect Director Geoffrey Machum | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | OrganiGram Holdings Inc. | | OGI | | 68620P101 | | 02/23/2021 | | Elect Director Ken Manget | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | OrganiGram Holdings Inc. | | OGI | | 68620P101 | | 02/23/2021 | | Elect Director Sherry Porter | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | OrganiGram Holdings Inc. | | OGI | | 68620P101 | | 02/23/2021 | | Elect Director Stephen A. Smith | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | OrganiGram Holdings Inc. | | OGI | | 68620P101 | | 02/23/2021 | | Elect Director Marni Wieshofer | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | OrganiGram Holdings Inc. | | OGI | | 68620P101 | | 02/23/2021 | | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | cbdMD, Inc. | | YCBD | | 12482W101 | | 03/12/2021 | | Elect Director Martin A. Sumichrast | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | cbdMD, Inc. | | YCBD | | 12482W101 | | 03/12/2021 | | Elect Director R. Scott Coffman | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | cbdMD, Inc. | | YCBD | | 12482W101 | | 03/12/2021 | | Elect Director Bakari Sellers | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | cbdMD, Inc. | | YCBD | | 12482W101 | | 03/12/2021 | | Elect Director William F. Raines, III | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | cbdMD, Inc. | | YCBD | | 12482W101 | | 03/12/2021 | | Elect Director Peter Ghiloni | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | cbdMD, Inc. | | YCBD | | 12482W101 | | 03/12/2021 | | Elect Director Scott G. Stephen | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | cbdMD, Inc. | | YCBD | | 12482W101 | | 03/12/2021 | | Elect Director Sim Farar | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | cbdMD, Inc. | | YCBD | | 12482W101 | | 03/12/2021 | | Ratify Cherry Bekaert LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | cbdMD, Inc. | | YCBD | | 12482W101 | | 03/12/2021 | | Approve Omnibus Stock Plan | | Management | | Yes | | For | | Against |
| AdvisorShares Pure Cannabis ETF | | cbdMD, Inc. | | YCBD | | 12482W101 | | 03/12/2021 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Aphria Inc. | | APHA | | 03765K104 | | 04/14/2021 | | Approve Acquisition by Tilray, Inc. | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | GW Pharmaceuticals Plc | | GWPH | | 36197T103 | | 04/23/2021 | | Approve Scheme of Arrangement | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | GW Pharmaceuticals Plc | | GWPH | | 36197T103 | | 04/23/2021 | | Approve Scheme of Arrangement | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | GW Pharmaceuticals Plc | | GWPH | | 36197T103 | | 04/23/2021 | | Advisory Vote on Golden Parachutes | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Tilray, Inc. | | TLRY | | 88688T100 | | 04/30/2021 | | Increase Authorized Common Stock | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Tilray, Inc. | | TLRY | | 88688T100 | | 04/30/2021 | | Approve Issuance of Shares in Connection with the Acquisition of Aphria Inc. | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Tilray, Inc. | | TLRY | | 88688T100 | | 04/30/2021 | | Advisory Vote on Golden Parachutes | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Tilray, Inc. | | TLRY | | 88688T100 | | 04/30/2021 | | Adjourn Meeting | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | HempFusion Wellness Inc. | | CBD.U | | 423821107 | | 05/14/2021 | | Elect Director Jason Mitchell | | Management | | Yes | | For | | Withhold |
| AdvisorShares Pure Cannabis ETF | | HempFusion Wellness Inc. | | CBD.U | | 423821107 | | 05/14/2021 | | Elect Director Ian deQueiroz | | Management | | Yes | | For | | Withhold |
| AdvisorShares Pure Cannabis ETF | | HempFusion Wellness Inc. | | CBD.U | | 423821107 | | 05/14/2021 | | Elect Director G. Scott Greenburg | | Management | | Yes | | For | | Withhold |
| AdvisorShares Pure Cannabis ETF | | HempFusion Wellness Inc. | | CBD.U | | 423821107 | | 05/14/2021 | | Elect Director Nick Grafton | | Management | | Yes | | For | | Withhold |
| AdvisorShares Pure Cannabis ETF | | HempFusion Wellness Inc. | | CBD.U | | 423821107 | | 05/14/2021 | | Elect Director Merrick Andlinger | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | HempFusion Wellness Inc. | | CBD.U | | 423821107 | | 05/14/2021 | | Elect Director David Doherty | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | HempFusion Wellness Inc. | | CBD.U | | 423821107 | | 05/14/2021 | | Elect Director Gordon Fox | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | HempFusion Wellness Inc. | | CBD.U | | 423821107 | | 05/14/2021 | | Elect Director Desmond Balakrishnan | | Management | | Yes | | For | | Withhold |
| AdvisorShares Pure Cannabis ETF | | HempFusion Wellness Inc. | | CBD.U | | 423821107 | | 05/14/2021 | | Ratify MNP LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | The Valens Company Inc. | | VLNS | | 91914P108 | | 05/25/2021 | | Fix Number of Directors at Seven | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | The Valens Company Inc. | | VLNS | | 91914P108 | | 05/25/2021 | | Elect Director Deepak Anand | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | The Valens Company Inc. | | VLNS | | 91914P108 | | 05/25/2021 | | Elect Director Guy M. Beaudin | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | The Valens Company Inc. | | VLNS | | 91914P108 | | 05/25/2021 | | Elect Director Andrew W.W. Cockwell | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | The Valens Company Inc. | | VLNS | | 91914P108 | | 05/25/2021 | | Elect Director Karin A. McCaskill | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | The Valens Company Inc. | | VLNS | | 91914P108 | | 05/25/2021 | | Elect Director Ashley McGrath | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | The Valens Company Inc. | | VLNS | | 91914P108 | | 05/25/2021 | | Elect Director A. Tyler Robson | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | The Valens Company Inc. | | VLNS | | 91914P108 | | 05/25/2021 | | Elect Director Drew Wolff | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | The Valens Company Inc. | | VLNS | | 91914P108 | | 05/25/2021 | | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | The Valens Company Inc. | | VLNS | | 91914P108 | | 05/25/2021 | | Approve Stock Consolidation | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Power REIT | | PW | | 73933H101 | | 05/26/2021 | | Elect Director David H. Lesser | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Power REIT | | PW | | 73933H101 | | 05/26/2021 | | Elect Director Virgil E. Wenger | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Power REIT | | PW | | 73933H101 | | 05/26/2021 | | Elect Director Patrick R. Haynes, III | | Management | | Yes | | For | | Withhold |
| AdvisorShares Pure Cannabis ETF | | Power REIT | | PW | | 73933H101 | | 05/26/2021 | | Elect Director William S. Susman | | Management | | Yes | | For | | Withhold |
| AdvisorShares Pure Cannabis ETF | | Power REIT | | PW | | 73933H101 | | 05/26/2021 | | Elect Director Paula J. Poskon | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Power REIT | | PW | | 73933H101 | | 05/26/2021 | | Ratify MaloneBailey, LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Power REIT | | PW | | 73933H101 | | 05/26/2021 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Power REIT | | PW | | 73933H101 | | 05/26/2021 | | Advisory Vote on Say on Pay Frequency | | Management | | Yes | | Three Years | | One Year |
| AdvisorShares Pure Cannabis ETF | | Innovative Industrial Properties, Inc. | | IIPR | | 45781V101 | | 06/04/2021 | | Elect Director Alan Gold | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Innovative Industrial Properties, Inc. | | IIPR | | 45781V101 | | 06/04/2021 | | Elect Director Gary Kreitzer | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Innovative Industrial Properties, Inc. | | IIPR | | 45781V101 | | 06/04/2021 | | Elect Director Mary Curran | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Innovative Industrial Properties, Inc. | | IIPR | | 45781V101 | | 06/04/2021 | | Elect Director Scott Shoemaker | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Innovative Industrial Properties, Inc. | | IIPR | | 45781V101 | | 06/04/2021 | | Elect Director Paul Smithers | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Innovative Industrial Properties, Inc. | | IIPR | | 45781V101 | | 06/04/2021 | | Elect Director David Stecher | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Innovative Industrial Properties, Inc. | | IIPR | | 45781V101 | | 06/04/2021 | | Ratify BDO USA, LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Innovative Industrial Properties, Inc. | | IIPR | | 45781V101 | | 06/04/2021 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Charlotte’s Web Holdings, Inc. | | CWEB | | 16106R109 | | 06/09/2021 | | Fix Number of Directors at Five | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Charlotte’s Web Holdings, Inc. | | CWEB | | 16106R109 | | 06/09/2021 | | Elect Director Adrienne Elsner | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Charlotte’s Web Holdings, Inc. | | CWEB | | 16106R109 | | 06/09/2021 | | Elect Director John Held | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Charlotte’s Web Holdings, Inc. | | CWEB | | 16106R109 | | 06/09/2021 | | Elect Director Jacques Tortoroli | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Charlotte’s Web Holdings, Inc. | | CWEB | | 16106R109 | | 06/09/2021 | | Elect Director Jean Birch | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Charlotte’s Web Holdings, Inc. | | CWEB | | 16106R109 | | 06/09/2021 | | Elect Director Susan Vogt | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Charlotte’s Web Holdings, Inc. | | CWEB | | 16106R109 | | 06/09/2021 | | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Charlotte’s Web Holdings, Inc. | | CWEB | | 16106R109 | | 06/09/2021 | | Amend Long Term Incentive Plan | | Management | | Yes | | For | | Against |
| AdvisorShares Pure Cannabis ETF | | MediPharm Labs Corp. | | LABS | | 58504D100 | | 06/09/2021 | | Elect Director Patrick McCutcheon | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | MediPharm Labs Corp. | | LABS | | 58504D100 | | 06/09/2021 | | Elect Director Keith Strachan | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | MediPharm Labs Corp. | | LABS | | 58504D100 | | 06/09/2021 | | Elect Director Chris Taves | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | MediPharm Labs Corp. | | LABS | | 58504D100 | | 06/09/2021 | | Elect Director Chris Halyk | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | MediPharm Labs Corp. | | LABS | | 58504D100 | | 06/09/2021 | | Elect Director Paul Tam | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | MediPharm Labs Corp. | | LABS | | 58504D100 | | 06/09/2021 | | Elect Director Miriam McDonald | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | MediPharm Labs Corp. | | LABS | | 58504D100 | | 06/09/2021 | | Elect Director Shelley Martin | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | MediPharm Labs Corp. | | LABS | | 58504D100 | | 06/09/2021 | | Elect Director Warren Everitt | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | MediPharm Labs Corp. | | LABS | | 58504D100 | | 06/09/2021 | | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | PharmaCielo Ltd. | | PCLO | | 71716K101 | | 06/10/2021 | | Fix Number of Directors at Six | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | PharmaCielo Ltd. | | PCLO | | 71716K101 | | 06/10/2021 | | Elect Director Bill Petron | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | PharmaCielo Ltd. | | PCLO | | 71716K101 | | 06/10/2021 | | Elect Director Henning von Koss | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | PharmaCielo Ltd. | | PCLO | | 71716K101 | | 06/10/2021 | | Elect Director Douglas Bache | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | PharmaCielo Ltd. | | PCLO | | 71716K101 | | 06/10/2021 | | Elect Director Claudia Jimenez | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | PharmaCielo Ltd. | | PCLO | | 71716K101 | | 06/10/2021 | | Elect Director Marc Lustig | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | PharmaCielo Ltd. | | PCLO | | 71716K101 | | 06/10/2021 | | Elect Director Matteo Pellegrini | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | PharmaCielo Ltd. | | PCLO | | 71716K101 | | 06/10/2021 | | Approve MNP LLP as Auditors and Authorize Board to Fix Their Remuneration | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | PharmaCielo Ltd. | | PCLO | | 71716K101 | | 06/10/2021 | | Amend Stock Option Plan | | Management | | Yes | | For | | Against |
| AdvisorShares Pure Cannabis ETF | | PharmaCielo Ltd. | | PCLO | | 71716K101 | | 06/10/2021 | | Amend RSU Plan | | Management | | Yes | | For | | Against |
| AdvisorShares Pure Cannabis ETF | | PharmaCielo Ltd. | | PCLO | | 71716K101 | | 06/10/2021 | | Amend DSU Plan | | Management | | Yes | | For | | Against |
| AdvisorShares Pure Cannabis ETF | | PharmaCielo Ltd. | | PCLO | | 71716K101 | | 06/10/2021 | | Approve Additional Amendments to DSU Plan | | Management | | Yes | | For | | Against |
| AdvisorShares Pure Cannabis ETF | | PharmaCielo Ltd. | | PCLO | | 71716K101 | | 06/10/2021 | | Approve Advance Notice Provision | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | The Supreme Cannabis Company, Inc. | | FIRE | | 86860J106 | | 06/10/2021 | | Approve Acquisition by Canopy Growth Corporation | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Village Farms International, Inc. | | VFF | | 92707Y108 | | 06/10/2021 | | Elect Director Michael A. DeGiglio | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Village Farms International, Inc. | | VFF | | 92707Y108 | | 06/10/2021 | | Elect Director John P. Henry | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Village Farms International, Inc. | | VFF | | 92707Y108 | | 06/10/2021 | | Elect Director David Holewinski | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Village Farms International, Inc. | | VFF | | 92707Y108 | | 06/10/2021 | | Elect Director John R. McLernon | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Village Farms International, Inc. | | VFF | | 92707Y108 | | 06/10/2021 | | Elect Director Stephen C. Ruffini | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Village Farms International, Inc. | | VFF | | 92707Y108 | | 06/10/2021 | | Elect Director Christopher C. Woodward | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Village Farms International, Inc. | | VFF | | 92707Y108 | | 06/10/2021 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Village Farms International, Inc. | | VFF | | 92707Y108 | | 06/10/2021 | | Re-approve Equity Plan | | Management | | Yes | | For | | Against |
| AdvisorShares Pure Cannabis ETF | | Village Farms International, Inc. | | VFF | | 92707Y108 | | 06/10/2021 | | Amend Equity Plan | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Arena Pharmaceuticals, Inc. | | ARNA | | 040047607 | | 06/11/2021 | | Elect Director Jayson Dallas | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Arena Pharmaceuticals, Inc. | | ARNA | | 040047607 | | 06/11/2021 | | Elect Director Oliver Fetzer | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Arena Pharmaceuticals, Inc. | | ARNA | | 040047607 | | 06/11/2021 | | Elect Director Kieran T. Gallahue | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Arena Pharmaceuticals, Inc. | | ARNA | | 040047607 | | 06/11/2021 | | Elect Director Jennifer Jarrett | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Arena Pharmaceuticals, Inc. | | ARNA | | 040047607 | | 06/11/2021 | | Elect Director Katharine Knobil | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Arena Pharmaceuticals, Inc. | | ARNA | | 040047607 | | 06/11/2021 | | Elect Director Amit D. Munshi | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Arena Pharmaceuticals, Inc. | | ARNA | | 040047607 | | 06/11/2021 | | Elect Director Garry A. Neil | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Arena Pharmaceuticals, Inc. | | ARNA | | 040047607 | | 06/11/2021 | | Elect Director Tina S. Nova | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Arena Pharmaceuticals, Inc. | | ARNA | | 040047607 | | 06/11/2021 | | Elect Director Nawal Ouzren | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Arena Pharmaceuticals, Inc. | | ARNA | | 040047607 | | 06/11/2021 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Arena Pharmaceuticals, Inc. | | ARNA | | 040047607 | | 06/11/2021 | | Approve Omnibus Stock Plan | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Arena Pharmaceuticals, Inc. | | ARNA | | 040047607 | | 06/11/2021 | | Ratify KPMG LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Corbus Pharmaceuticals Holdings, Inc. | | CRBP | | 21833P103 | | 06/17/2021 | | Elect Director Yuval Cohen | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Corbus Pharmaceuticals Holdings, Inc. | | CRBP | | 21833P103 | | 06/17/2021 | | Elect Director Alan Holmer | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Corbus Pharmaceuticals Holdings, Inc. | | CRBP | | 21833P103 | | 06/17/2021 | | Elect Director Avery W. (Chip) Catlin | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Corbus Pharmaceuticals Holdings, Inc. | | CRBP | | 21833P103 | | 06/17/2021 | | Elect Director Peter Salzmann | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Corbus Pharmaceuticals Holdings, Inc. | | CRBP | | 21833P103 | | 06/17/2021 | | Elect Director John K. Jenkins | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Corbus Pharmaceuticals Holdings, Inc. | | CRBP | | 21833P103 | | 06/17/2021 | | Elect Director Rachelle S. Jacques | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Corbus Pharmaceuticals Holdings, Inc. | | CRBP | | 21833P103 | | 06/17/2021 | | Ratify EisnerAmper LLP as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Corbus Pharmaceuticals Holdings, Inc. | | CRBP | | 21833P103 | | 06/17/2021 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Corbus Pharmaceuticals Holdings, Inc. | | CRBP | | 21833P103 | | 06/17/2021 | | Increase Authorized Common Stock | | Management | | Yes | | For | | Against |
| AdvisorShares Pure Cannabis ETF | | Intec Pharma Ltd. | | NTEC | | M53644148 | | 06/21/2021 | | Approve Merger Agreement | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Intec Pharma Ltd. | | NTEC | | M53644148 | | 06/21/2021 | | Change Jurisdiction of Incorporation from Israel to Delaware | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Intec Pharma Ltd. | | NTEC | | M53644148 | | 06/21/2021 | | Approve Reverse Stock Split | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Intec Pharma Ltd. | | NTEC | | M53644148 | | 06/21/2021 | | Elect Director Roger J. Pomerantz | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Intec Pharma Ltd. | | NTEC | | M53644148 | | 06/21/2021 | | Elect Director Jeffrey A. Meckler | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Intec Pharma Ltd. | | NTEC | | M53644148 | | 06/21/2021 | | Elect Director Hila Karah | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Intec Pharma Ltd. | | NTEC | | M53644148 | | 06/21/2021 | | Elect Director Anthony J. Maddaluna | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Intec Pharma Ltd. | | NTEC | | M53644148 | | 06/21/2021 | | Elect Director William B. Hayes | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Intec Pharma Ltd. | | NTEC | | M53644148 | | 06/21/2021 | | Elect Director Michael J. Newman | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Intec Pharma Ltd. | | NTEC | | M53644148 | | 06/21/2021 | | Elect Director Hoonmo Lee | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Intec Pharma Ltd. | | NTEC | | M53644148 | | 06/21/2021 | | Elect Director Brian O’Callaghan | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Intec Pharma Ltd. | | NTEC | | M53644148 | | 06/21/2021 | | Approve Omnibus Stock Plan | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Intec Pharma Ltd. | | NTEC | | M53644148 | | 06/21/2021 | | Approve Issuance of Shares for a Private Placement | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Intec Pharma Ltd. | | NTEC | | M53644148 | | 06/21/2021 | | Adjourn Meeting | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | GrowGeneration, Corp. | | GRWG | | 39986L109 | | 06/24/2021 | | Elect Director Michael Salaman | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | GrowGeneration, Corp. | | GRWG | | 39986L109 | | 06/24/2021 | | Elect Director Darren Lampert | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | GrowGeneration, Corp. | | GRWG | | 39986L109 | | 06/24/2021 | | Elect Director Stephen Aiello | | Management | | Yes | | For | | Withhold |
| AdvisorShares Pure Cannabis ETF | | GrowGeneration, Corp. | | GRWG | | 39986L109 | | 06/24/2021 | | Elect Director Sean Stiefel | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | GrowGeneration, Corp. | | GRWG | | 39986L109 | | 06/24/2021 | | Elect Director Paul Ciasullo | | Management | | Yes | | For | | Withhold |
| AdvisorShares Pure Cannabis ETF | | GrowGeneration, Corp. | | GRWG | | 39986L109 | | 06/24/2021 | | Ratify Plante & Moran, PLLC as Auditors | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Cronos Group Inc. | | CRON | | 22717L101 | | 06/25/2021 | | Elect Director Jason Adler | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Cronos Group Inc. | | CRON | | 22717L101 | | 06/25/2021 | | Elect Director Kendrick Ashton, Jr. | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Cronos Group Inc. | | CRON | | 22717L101 | | 06/25/2021 | | Elect Director Jody Begley | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Cronos Group Inc. | | CRON | | 22717L101 | | 06/25/2021 | | Elect Director Murray Garnick | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Cronos Group Inc. | | CRON | | 22717L101 | | 06/25/2021 | | Elect Director Michael Gorenstein | | Management | | Yes | | For | | Withhold |
| AdvisorShares Pure Cannabis ETF | | Cronos Group Inc. | | CRON | | 22717L101 | | 06/25/2021 | | Elect Director Heather Newman | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Cronos Group Inc. | | CRON | | 22717L101 | | 06/25/2021 | | Elect Director James Rudyk | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Cronos Group Inc. | | CRON | | 22717L101 | | 06/25/2021 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Cronos Group Inc. | | CRON | | 22717L101 | | 06/25/2021 | | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Cronos Group Inc. | | CRON | | 22717L101 | | 06/25/2021 | | Elect Director Jason Adler | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Cronos Group Inc. | | CRON | | 22717L101 | | 06/25/2021 | | Elect Director Kendrick Ashton, Jr. | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Cronos Group Inc. | | CRON | | 22717L101 | | 06/25/2021 | | Elect Director Jody Begley | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Cronos Group Inc. | | CRON | | 22717L101 | | 06/25/2021 | | Elect Director Murray Garnick | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Cronos Group Inc. | | CRON | | 22717L101 | | 06/25/2021 | | Elect Director Michael Gorenstein | | Management | | Yes | | For | | Withhold |
| AdvisorShares Pure Cannabis ETF | | Cronos Group Inc. | | CRON | | 22717L101 | | 06/25/2021 | | Elect Director Heather Newman | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Cronos Group Inc. | | CRON | | 22717L101 | | 06/25/2021 | | Elect Director James Rudyk | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Cronos Group Inc. | | CRON | | 22717L101 | | 06/25/2021 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Cronos Group Inc. | | CRON | | 22717L101 | | 06/25/2021 | | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Aleafia Health Inc. | | AH | | 01444Q104 | | 06/28/2021 | | Elect Director Lea M. Ray | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Aleafia Health Inc. | | AH | | 01444Q104 | | 06/28/2021 | | Elect Director Mark Sandler | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Aleafia Health Inc. | | AH | | 01444Q104 | | 06/28/2021 | | Elect Director Loreto Grimaldi | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Aleafia Health Inc. | | AH | | 01444Q104 | | 06/28/2021 | | Elect Director Luciano Galasso | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Aleafia Health Inc. | | AH | | 01444Q104 | | 06/28/2021 | | Elect Director Carlo Sistilli | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Aleafia Health Inc. | | AH | | 01444Q104 | | 06/28/2021 | | Elect Director Michael LeClair | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Aleafia Health Inc. | | AH | | 01444Q104 | | 06/28/2021 | | Elect Director Ian Troop | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Aleafia Health Inc. | | AH | | 01444Q104 | | 06/28/2021 | | Approve Manning Elliott LLP as Auditors and Authorize Board to Fix Their Remuneration | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Cardiol Therapeutics Inc. | | CRDL | | 14161Y200 | | 06/29/2021 | | Elect Director David Elsley | | Management | | Yes | | For | | Withhold |
| AdvisorShares Pure Cannabis ETF | | Cardiol Therapeutics Inc. | | CRDL | | 14161Y200 | | 06/29/2021 | | Elect Director Eldon R. Smith | | Management | | Yes | | For | | Withhold |
| AdvisorShares Pure Cannabis ETF | | Cardiol Therapeutics Inc. | | CRDL | | 14161Y200 | | 06/29/2021 | | Elect Director Deborah Brown | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Cardiol Therapeutics Inc. | | CRDL | | 14161Y200 | | 06/29/2021 | | Elect Director Iain Chalmers | | Management | | Yes | | For | | Withhold |
| AdvisorShares Pure Cannabis ETF | | Cardiol Therapeutics Inc. | | CRDL | | 14161Y200 | | 06/29/2021 | | Elect Director Colin Stott | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Cardiol Therapeutics Inc. | | CRDL | | 14161Y200 | | 06/29/2021 | | Elect Director Peter Pekos | | Management | | Yes | | For | | Withhold |
| AdvisorShares Pure Cannabis ETF | | Cardiol Therapeutics Inc. | | CRDL | | 14161Y200 | | 06/29/2021 | | Elect Director Guillermo Torre-Amione | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Cardiol Therapeutics Inc. | | CRDL | | 14161Y200 | | 06/29/2021 | | Approve BDO Canada LLP as Auditors and Authorize Board to Fix Their Remuneration | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Cardiol Therapeutics Inc. | | CRDL | | 14161Y200 | | 06/29/2021 | | Approve Omnibus Equity Incentive Plan | | Management | | Yes | | For | | Against |
| AdvisorShares Pure Cannabis ETF | | The Green Organic Dutchman Holdings Ltd. | | TGOD | | 393210208 | | 06/29/2021 | | Fix Number of Directors at Seven | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | The Green Organic Dutchman Holdings Ltd. | | TGOD | | 393210208 | | 06/29/2021 | | Elect Director Jeffrey James Scott | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | The Green Organic Dutchman Holdings Ltd. | | TGOD | | 393210208 | | 06/29/2021 | | Elect Director Sean Bovingdon | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | The Green Organic Dutchman Holdings Ltd. | | TGOD | | 393210208 | | 06/29/2021 | | Elect Director Marc Bertrand | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | The Green Organic Dutchman Holdings Ltd. | | TGOD | | 393210208 | | 06/29/2021 | | Elect Director Nicholas G. Kirton | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | The Green Organic Dutchman Holdings Ltd. | | TGOD | | 393210208 | | 06/29/2021 | | Elect Director Caroline MacCallum | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | The Green Organic Dutchman Holdings Ltd. | | TGOD | | 393210208 | | 06/29/2021 | | Elect Director Jacques Dessureault | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | The Green Organic Dutchman Holdings Ltd. | | TGOD | | 393210208 | | 06/29/2021 | | Elect Director Adam Jaffe | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | The Green Organic Dutchman Holdings Ltd. | | TGOD | | 393210208 | | 06/29/2021 | | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | The Green Organic Dutchman Holdings Ltd. | | TGOD | | 393210208 | | 06/29/2021 | | Re-approve Stock Option Plan | | Management | | Yes | | For | | Against |
| AdvisorShares Pure Cannabis ETF | | Khiron Life Sciences Corp. | | KHRN | | 49374L306 | | 06/30/2021 | | Fix Number of Directors at Six | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Khiron Life Sciences Corp. | | KHRN | | 49374L306 | | 06/30/2021 | | Elect Director Juan Carlos Echeverry | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Khiron Life Sciences Corp. | | KHRN | | 49374L306 | | 06/30/2021 | | Elect Director Vicente Fox | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Khiron Life Sciences Corp. | | KHRN | | 49374L306 | | 06/30/2021 | | Elect Director Chris Naprawa | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Khiron Life Sciences Corp. | | KHRN | | 49374L306 | | 06/30/2021 | | Elect Director Deborah Rosati | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Khiron Life Sciences Corp. | | KHRN | | 49374L306 | | 06/30/2021 | | Elect Director Alvaro Torres | | Management | | Yes | | For | | Withhold |
| AdvisorShares Pure Cannabis ETF | | Khiron Life Sciences Corp. | | KHRN | | 49374L306 | | 06/30/2021 | | Elect Director Alvaro Yanez | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | Khiron Life Sciences Corp. | | KHRN | | 49374L306 | | 06/30/2021 | | Approve BDO Canada LLP as Auditors and Authorize Board to Fix Their Remuneration | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | WeedMD Inc. | | WMD | | 948525100 | | 06/30/2021 | | Elect Director G. Edmund King | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | WeedMD Inc. | | WMD | | 948525100 | | 06/30/2021 | | Elect Director Luciano Cacioppo | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | WeedMD Inc. | | WMD | | 948525100 | | 06/30/2021 | | Elect Director George Scorsis | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | WeedMD Inc. | | WMD | | 948525100 | | 06/30/2021 | | Elect Director Jason Alexander | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | WeedMD Inc. | | WMD | | 948525100 | | 06/30/2021 | | Elect Director Gail Paech | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | WeedMD Inc. | | WMD | | 948525100 | | 06/30/2021 | | Elect Director Bruce Croxon | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | WeedMD Inc. | | WMD | | 948525100 | | 06/30/2021 | | Approve RSM Canada LLP as Auditors and Authorize Board to Fix Their Remuneration | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | WeedMD Inc. | | WMD | | 948525100 | | 06/30/2021 | | Approve Omnibus Incentive Plan | | Management | | Yes | | For | | For |
| AdvisorShares Pure Cannabis ETF | | WeedMD Inc. | | WMD | | 948525100 | | 06/30/2021 | | Change Company Name to Entourage Health Corp. | | Management | | Yes | | For | | For |
==========================ADVISORSHARES PURE US CANNABIS ETF=========================
=============================ADVISORSHARES RESTAURANT ETF===========================
================================ADVISORSHARES VICE ETF ===============================
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
*Print the name and title of each signing officer under his or her signature.
