| U.S. Large-Cap Core Fund | 07/01/2011 to 06/30/2012 |
| ICA File Number: 811-22293 |
| Registrant Name: T. Rowe Price U.S. Large-Cap Core Fund, Inc. |
| Reporting Period: 07/01/2011 - 06/30/2012 |
| |
| |
| FORM N-PX |
| |
| ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT |
| INVESTMENT COMPANY |
|
| Investment Company Act file number 811-22293 |
| |
| T. Rowe Price U.S. Large-Cap Core Fund, Inc. |
|
| (Exact name of registrant as specified in charter) |
| |
| 100 East Pratt Street Baltimore, Maryland 21202 |
|
| (Address of principal executive offices) |
| |
| Edward C. Bernard |
| 100 East Pratt Street |
| Baltimore, Maryland 21202 |
|
| (Name and address of agent for service) |
| |
| Registrant’s telephone number, including area code: (410) 345-3577 |
| |
| Date of fiscal year end: 12/31 |
| |
| Date of reporting period: 07/01/2011 to 06/30/2012 |
| |
| SIGNATURES |
| |
| Pursuant to the requirements of the Investment Company Act of 1940, the |
| registrant has duly caused this report to be signed on its behalf by the |
| undersigned, thereunto duly authorized. |
| |
| (Registrant) T. Rowe Price U.S. Large-Cap Core Fund, Inc. |
| |
| By (Signature and Title) /s/ Edward C. Bernard |
| Edward C. Bernard, Chairman of the Board - T. Rowe Price Funds |
| |
| Date August 27, 2012 |
U.S. Large-Cap Core Fund
| |
|---|
ANALOG DEVICES, INC.
Meeting Date: MAR 13, 2012
Record Date: JAN 13, 2012
Meeting Type: ANNUAL | Ticker: ADI
Security ID: 032654105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ray Stata | Management | For | For |
| 2 | Elect Director Jerald G. Fishman | Management | For | For |
| 3 | Elect Director James A. Champy | Management | For | For |
| 4 | Elect Director John C. Hodgson | Management | For | For |
| 5 | Elect Director Yves-Andre Istel | Management | For | For |
| 6 | Elect Director Neil Novich | Management | For | For |
| 7 | Elect Director F. Grant Saviers | Management | For | For |
| 8 | Elect Director Paul J. Severino | Management | For | For |
| 9 | Elect Director Kenton J. Sicchitano | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| |
|---|
AON CORPORATION
Meeting Date: MAR 16, 2012
Record Date: FEB 06, 2012
Meeting Type: SPECIAL | Ticker: AON
Security ID: 037389103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Change State of Incorporation [from Delaware to England] | Management | For | For |
| 2 | Approve Reduction in Share Capital | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
AON PLC
Meeting Date: MAY 18, 2012
Record Date: APR 09, 2012
Meeting Type: ANNUAL | Ticker: AON
Security ID: G0408V102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Lester B. Knight | Management | For | For |
| 2 | Elect Director Gregory C. Case | Management | For | For |
| 3 | Elect Director Fulvio Conti | Management | For | For |
| 4 | Elect Director Cheryl A. Francis | Management | For | For |
| 5 | Elect Director Edgar D. Jannotta | Management | For | For |
| 6 | Elect Director J. Michael Losh | Management | For | For |
| 7 | Elect Director Robert S. Morrison | Management | For | For |
| 8 | Elect Director Richard B. Myers | Management | For | For |
| 9 | Elect Director Richard C. Notebaert | Management | For | For |
| 10 | Elect Director Gloria Santona | Management | For | For |
| 11 | Elect Director Carolyn Y. Woo | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
APPLE INC.
Meeting Date: FEB 23, 2012
Record Date: DEC 27, 2011
Meeting Type: ANNUAL | Ticker: AAPL
Security ID: 037833100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William V. Campbell | Management | For | For |
| 1.2 | Elect Director Timothy D. Cook | Management | For | For |
| 1.3 | Elect Director Millard S. Drexler | Management | For | For |
| 1.4 | Elect Director Al Gore | Management | For | For |
| 1.5 | Elect Director Robert A. Iger | Management | For | For |
| 1.6 | Elect Director Andrea Jung | Management | For | For |
| 1.7 | Elect Director Arthur D. Levinson | Management | For | For |
| 1.8 | Elect Director Ronald D. Sugar | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Prepare Conflict of Interest Report | Shareholder | Against | Against |
| 5 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Against |
| 6 | Report on Political Contributions | Shareholder | Against | Against |
| 7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
APPLIED MATERIALS, INC.
Meeting Date: MAR 06, 2012
Record Date: JAN 11, 2012
Meeting Type: ANNUAL | Ticker: AMAT
Security ID: 038222105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Aart J. de Geus | Management | For | For |
| 2 | Elect Director Stephen R. Forrest | Management | For | For |
| 3 | Elect Director Thomas J. Iannotti | Management | For | For |
| 4 | Elect Director Susan M. James | Management | For | For |
| 5 | Elect Director Alexander A. Karsner | Management | For | For |
| 6 | Elect Director Gerhard H. Parker | Management | For | For |
| 7 | Elect Director Dennis D. Powell | Management | For | For |
| 8 | Elect Director Willem P. Roelandts | Management | For | For |
| 9 | Elect Director James E. Rogers | Management | For | For |
| 10 | Elect Director Michael R. Splinter | Management | For | For |
| 11 | Elect Director Robert H. Swan | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | Against |
| 13 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| |
|---|
AT&T INC.
Meeting Date: APR 27, 2012
Record Date: FEB 28, 2012
Meeting Type: ANNUAL | Ticker: T
Security ID: 00206R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Randall L. Stephenson | Management | For | For |
| 2 | Elect Director Gilbert F. Amelio | Management | For | For |
| 3 | Elect Director Reuben V. Anderson | Management | For | For |
| 4 | Elect DirectorJames H. Blanchard | Management | For | For |
| 5 | Elect DirectorJaime Chico Pardo | Management | For | For |
| 6 | Elect Director James P. Kelly | Management | For | For |
| 7 | Elect Director Jon C. Madonna | Management | For | For |
| 8 | Elect Director John B. McCoy | Management | For | For |
| 9 | Elect Director Joyce M. Roche | Management | For | For |
| 10 | Elect Director Matthew K. Rose | Management | For | For |
| 11 | Elect Director Laura D'Andrea Tyson | Management | For | For |
| 12 | Ratification Of Appointment Of Independent Auditors. | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Provide Right to Act by Written Consent | Management | For | For |
| 15 | Report on Political Contributions | Shareholder | Against | Against |
| 16 | Commit to Wireless Network Neutrality | Shareholder | Against | Against |
| 17 | Require Independent Board Chairman | Shareholder | Against | For |
| |
|---|
AUTODESK, INC.
Meeting Date: JAN 06, 2012
Record Date: NOV 07, 2011
Meeting Type: SPECIAL | Ticker: ADSK
Security ID: 052769106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Omnibus Stock Plan | Management | For | For |
| 2 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| |
|---|
AUTODESK, INC.
Meeting Date: JUN 07, 2012
Record Date: APR 10, 2012
Meeting Type: ANNUAL | Ticker: ADSK
Security ID: 052769106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Carl Bass | Management | For | For |
| 2 | Elect Director Crawford W. Beveridge | Management | For | For |
| 3 | Elect Director J. Hallam Dawson | Management | For | For |
| 4 | Elect Director Per-Kristian Halvorsen | Management | For | For |
| 5 | Elect Director Mary T. McDowell | Management | For | For |
| 6 | Elect Director Lorrie M. Norrington | Management | For | For |
| 7 | Elect Director Charles J. Robel | Management | For | For |
| 8 | Elect Director Stacy J. Smith | Management | For | For |
| 9 | Elect Director Steven M. West | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BROADCOM CORPORATION
Meeting Date: MAY 15, 2012
Record Date: MAR 19, 2012
Meeting Type: ANNUAL | Ticker: BRCM
Security ID: 111320107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Finocchio, Jr. | Management | For | For |
| 1.2 | Elect Director Nancy H. Handel | Management | For | For |
| 1.3 | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1.4 | Elect Director Maria Klawe | Management | For | For |
| 1.5 | Elect Director John E. Major | Management | For | For |
| 1.6 | Elect Director Scott A. McGregor | Management | For | For |
| 1.7 | Elect Director William T. Morrow | Management | For | For |
| 1.8 | Elect Director Henry Samueli | Management | For | For |
| 1.9 | Elect Director Robert E. Switz | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
C.H. ROBINSON WORLDWIDE, INC.
Meeting Date: MAY 10, 2012
Record Date: MAR 13, 2012
Meeting Type: ANNUAL | Ticker: CHRW
Security ID: 12541W209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David W. MacLennan | Management | For | For |
| 2 | Elect Director James B. Stake | Management | For | For |
| 3 | Elect Director John P. Wiehoff | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Declassify the Board of Directors | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
CARNIVAL CORPORATION
Meeting Date: APR 11, 2012
Record Date: FEB 13, 2012
Meeting Type: ANNUAL | Ticker: CCL
Security ID: 143658300
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Micky Arison As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
| 2 | Reelect Jonathon Band As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
| 3 | Reelect Robert H. Dickinson As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
| 4 | Reelect Arnold W. Donald As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
| 5 | Reelect Pier Luigi Foschi As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
| 6 | Reelect Howard S. Frank As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
| 7 | Reelect Richard J. Glasier As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
| 8 | Reelect Debra Kelly-Ennis As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
| 9 | Reelect Modesto A. Maidique As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
| 10 | Reelect Sir John Parker As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
| 11 | Reelect Peter G. Ratcliffe As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
| 12 | Reelect Stuart Subotnick As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
| 13 | Reelect Laura Weil As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
| 14 | Reelect Randall J. Weisenburger As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
| 15 | Reappoint The UK Firm Of PricewaterhouseCoopers LLP As Independent Auditors For Carnival Plc And Ratify The U.S. Firm Of PricewaterhouseCoopers LLP As The Independent Auditor For Carnival Corporation | Management | For | For |
| 16 | Authorize The Audit Committee Of Carnival Plc To Fix Remuneration Of The Independent Auditors Of Carnival Plc | Management | For | For |
| 17 | Receive The UK Accounts And Reports Of The Directors And Auditors Of Carnival Plc For The Year Ended November 30, 2011 | Management | For | For |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 19 | Approve Remuneration of Executive Directors | Management | For | For |
| 20 | Authorize Issue of Equity with Pre-emptive Rights | Management | For | For |
| 21 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | For |
| 22 | Authorize Shares for Market Purchase | Management | For | For |
| 23 | Report on Political Contributions | Shareholder | Against | Against |
| |
|---|
COOPER INDUSTRIES PLC
Meeting Date: APR 23, 2012
Record Date: FEB 29, 2012
Meeting Type: ANNUAL | Ticker: CBE
Security ID: G24140108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Ivor J. Evans as Director | Management | For | For |
| 2 | Elect Kirk S. Hachigian as Director | Management | For | For |
| 3 | Elect Lawrence D. Kingsley as Director | Management | For | For |
| 4 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Ernst & Young as Auditors and Authorize the Audit Committee to Fix their Remuneration | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 7 | Authorize Share Repurchase by Any Subsidiary of the Company | Management | For | For |
| 8 | Authorize the Reissue Price Range of Treasury Shares | Management | For | For |
| |
|---|
CORNING INCORPORATED
Meeting Date: APR 26, 2012
Record Date: FEB 23, 2012
Meeting Type: ANNUAL | Ticker: GLW
Security ID: 219350105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John Seely Brown | Management | For | For |
| 2 | Elect Director Stephanie A. Burns | Management | For | For |
| 3 | Elect Director John A. Canning, Jr. | Management | For | For |
| 4 | Elect Director Richard T. Clark | Management | For | For |
| 5 | Elect Director James B. Flaws | Management | For | For |
| 6 | Elect Director Gordon Gund | Management | For | For |
| 7 | Elect Director Kurt M. Landgraf | Management | For | For |
| 8 | Elect Director Deborah D. Rieman | Management | For | For |
| 9 | Elect Director H. Onno Ruding | Management | For | For |
| 10 | Elect Director Mark S. Wrighton | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Approve Omnibus Stock Plan | Management | For | For |
| 14 | Reduce Supermajority Vote Requirement | Management | For | For |
| |
|---|
COVIDIEN PUBLIC LIMITED COMPANY
Meeting Date: MAR 13, 2012
Record Date: JAN 12, 2012
Meeting Type: ANNUAL | Ticker: COV
Security ID: G2554F113
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jose E. Almeida | Management | For | For |
| 2 | Elect Director Craig Arnold | Management | For | For |
| 3 | Elect Director Robert H. Brust | Management | For | For |
| 4 | Elect Director John M. Connors, Jr | Management | For | For |
| 5 | Elect Director Christopher J. Coughlin | Management | For | For |
| 6 | Elect Director Timothy M. Donahue | Management | For | For |
| 7 | Elect Director Randall J. Hogan, III | Management | For | For |
| 8 | Elect Director Martin D. Madaus | Management | For | For |
| 9 | Elect Director Dennis H. Reilley | Management | For | For |
| 10 | Elect Director Joseph A. Zaccagnino | Management | For | For |
| 11 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Authorize Open-Market Purchases of Ordinary Shares | Management | For | For |
| 14 | Authorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares | Management | For | For |
| 15 | Amend Articles of Association to Provide for Escheatment under U.S. Law | Management | For | For |
| 16 | Amend Articles of Association to Allow Board to Declare Non-Cash Dividends | Management | For | For |
| |
|---|
CROWN CASTLE INTERNATIONAL CORP.
Meeting Date: MAY 24, 2012
Record Date: MAR 26, 2012
Meeting Type: ANNUAL | Ticker: CCI
Security ID: 228227104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cindy Christy | Management | For | For |
| 1.2 | Elect Director Ari Q. Fitzgerald | Management | For | For |
| 1.3 | Elect Director Robert E. Garrison, II | Management | For | For |
| 1.4 | Elect Director John P. Kelly | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CSX CORPORATION
Meeting Date: MAY 09, 2012
Record Date: MAR 09, 2012
Meeting Type: ANNUAL | Ticker: CSX
Security ID: 126408103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Donna M. Alvarado | Management | For | For |
| 2 | Elect Director John B. Breaux | Management | For | For |
| 3 | Elect Director Pamela L. Carter | Management | For | For |
| 4 | Elect Director Steven T. Halverson | Management | For | For |
| 5 | Elect Director Edward J. Kelly, III | Management | For | For |
| 6 | Elect Director Gilbert H. Lamphere | Management | For | For |
| 7 | Elect Director John D. McPherson | Management | For | For |
| 8 | Elect Director Timothy T. O'Toole | Management | For | For |
| 9 | Elect Director David M. Ratcliffe | Management | For | For |
| 10 | Elect Director Donald J. Shepard | Management | For | For |
| 11 | Elect Director Michael J. Ward | Management | For | For |
| 12 | Elect Director J.C. Watts, Jr. | Management | For | For |
| 13 | Elect Director J. Steven Whisler | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DANAHER CORPORATION
Meeting Date: MAY 08, 2012
Record Date: MAR 09, 2012
Meeting Type: ANNUAL | Ticker: DHR
Security ID: 235851102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mortimer M. Caplin | Management | For | For |
| 2 | Elect Director Donald J. Ehrlich | Management | For | For |
| 3 | Elect Director Linda P. Hefner | Management | For | For |
| 4 | Elect Director Teri List-Stoll | Management | For | For |
| 5 | Elect Director Walter G. Lohr, Jr. | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Increase Authorized Common Stock | Management | For | For |
| 8 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EL PASO CORPORATION
Meeting Date: MAR 09, 2012
Record Date: JAN 20, 2012
Meeting Type: SPECIAL | Ticker: EP
Security ID: 28336L109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | Against |
| |
|---|
EMERSON ELECTRIC CO.
Meeting Date: FEB 07, 2012
Record Date: NOV 29, 2011
Meeting Type: ANNUAL | Ticker: EMR
Security ID: 291011104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director C. Fernandez G. | Management | For | For |
| 1.2 | Elect Director A.F. Golden | Management | For | For |
| 1.3 | Elect Director W.R. Johnson | Management | For | For |
| 1.4 | Elect Director J.B. Menzer | Management | For | For |
| 1.5 | Elect Director A.A. Busch, III | Management | For | For |
| 1.6 | Elect Director R.I. Ridgway | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Sustainability | Shareholder | Against | Against |
| 5 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
EXELON CORPORATION
Meeting Date: NOV 17, 2011
Record Date: OCT 07, 2011
Meeting Type: SPECIAL | Ticker: EXC
Security ID: 30161N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
EXELON CORPORATION
Meeting Date: APR 02, 2012
Record Date: FEB 07, 2012
Meeting Type: ANNUAL | Ticker: EXC
Security ID: 30161N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John A. Canning, Jr. | Management | For | For |
| 2 | Elect Director Christopher M. Crane | Management | For | For |
| 3 | Elect Director M. Walter D'Alessio | Management | For | For |
| 4 | Elect Director Nicholas DeBenedictis | Management | For | For |
| 5 | Elect Director Nelson A. Diaz | Management | For | For |
| 6 | Elect Director Sue L. Gin | Management | For | For |
| 7 | Elect Director Rosemarie B. Greco | Management | For | For |
| 8 | Elect Director Paul L. Joskow, Ph. D. | Management | For | For |
| 9 | Elect Director Richard W. Mies | Management | For | For |
| 10 | Elect Director John M. Palms, Ph. D. | Management | For | For |
| 11 | Elect Director William C. Richardson, Ph. D. | Management | For | For |
| 12 | Elect Director Thomas J. Ridge | Management | For | For |
| 13 | Elect Director John W. Rogers, Jr. | Management | For | For |
| 14 | Elect Director John W. Rowe | Management | For | For |
| 15 | Elect Director Stephen D. Steinour | Management | For | For |
| 16 | Elect Director Don Thompson | Management | For | For |
| 17 | Elect Director Ann C. Berzin | Management | For | For |
| 18 | Elect Director Yves C. de Balmann | Management | For | For |
| 19 | Elect Director Robert J. Lawless | Management | For | For |
| 20 | Elect Director Mayo A. Shattuck III | Management | For | For |
| 21 | Ratify Auditors | Management | For | For |
| 22 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EXPRESS SCRIPTS HOLDING COMPANY
Meeting Date: MAY 30, 2012
Record Date: APR 11, 2012
Meeting Type: ANNUAL | Ticker: ESRX
Security ID: 30219G108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gary G. Benanav | Management | For | For |
| 2 | Elect Director Maura C. Breen | Management | For | For |
| 3 | Elect Director William J. Delaney | Management | For | For |
| 4 | Elect Director Nicholas J. Lahowchic | Management | For | For |
| 5 | Elect Director Thomas P. Mac Mahon | Management | For | For |
| 6 | Elect Director Frank Mergenthaler | Management | For | For |
| 7 | Elect Director Woodrow A. Myers, Jr. | Management | For | For |
| 8 | Elect Director John O. Parker, Jr. | Management | For | For |
| 9 | Election Of Director: George Paz | Management | For | For |
| 10 | Election Of Director: Myrtle S. Potter | Management | For | For |
| 11 | Elect Director William L. Roper | Management | For | For |
| 12 | Elect Director Samuel K. Skinner | Management | For | For |
| 13 | Elect Director Seymour Sternberg | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Report on Political Contributions | Shareholder | Against | Against |
| 17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
EXPRESS SCRIPTS, INC.
Meeting Date: DEC 21, 2011
Record Date: NOV 04, 2011
Meeting Type: SPECIAL | Ticker: ESRX
Security ID: 302182100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
EXXON MOBIL CORPORATION
Meeting Date: MAY 30, 2012
Record Date: APR 04, 2012
Meeting Type: ANNUAL | Ticker: XOM
Security ID: 30231G102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director M.J. Boskin | Management | For | For |
| 1.2 | Elect Director P. Brabeck-Letmathe | Management | For | For |
| 1.3 | Elect Director L.R. Faulkner | Management | For | For |
| 1.4 | Elect Director J.S. Fishman | Management | For | For |
| 1.5 | Elect Director H.H. Fore | Management | For | For |
| 1.6 | Elect Director K.C. Frazier | Management | For | For |
| 1.7 | Elect Director W.W. George | Management | For | For |
| 1.8 | Elect Director S.J. Palmisano | Management | For | For |
| 1.9 | Elect Director S.S. Reinemund | Management | For | For |
| 1.10 | Elect Director R.W. Tillerson | Management | For | For |
| 1.11 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 6 | Report on Political Contributions | Shareholder | Against | Against |
| 7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| 8 | Report on Hydraulic Fracturing Risks to Company | Shareholder | Against | Against |
| 9 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | For |
| |
|---|
FEDEX CORPORATION
Meeting Date: SEP 26, 2011
Record Date: AUG 01, 2011
Meeting Type: ANNUAL | Ticker: FDX
Security ID: 31428X106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James L. Barksdale | Management | For | For |
| 2 | Elect Director John A. Edwardson | Management | For | For |
| 3 | Elect Director Shirley Ann Jackson | Management | For | For |
| 4 | Elect Director Steven R. Loranger | Management | For | For |
| 5 | Elect Director Gary W. Loveman | Management | For | For |
| 6 | Elect Director R. Brad Martin | Management | For | For |
| 7 | Elect Director Joshua Cooper Ramo | Management | For | For |
| 8 | Elect Director Susan C. Schwab | Management | For | For |
| 9 | Elect Director Frederick W. Smith | Management | For | For |
| 10 | Elect Director Joshua I. Smith | Management | For | For |
| 11 | Elect Director David P. Steiner | Management | For | For |
| 12 | Elect Director Paul S. Walsh | Management | For | For |
| 13 | Provide Right to Call Special Meeting | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 17 | Require Independent Board Chairman | Shareholder | Against | For |
| 18 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 19 | Report on Political Contributions | Shareholder | Against | Against |
| |
|---|
GILEAD SCIENCES, INC.
Meeting Date: MAY 10, 2012
Record Date: MAR 14, 2012
Meeting Type: ANNUAL | Ticker: GILD
Security ID: 375558103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John F. Cogan | Management | For | For |
| 1.2 | Elect Director Etienne F. Davignon | Management | For | For |
| 1.3 | Elect Director James M. Denny | Management | For | For |
| 1.4 | Elect Director Carla A. Hills | Management | For | For |
| 1.5 | Elect Director Kevin E. Lofton | Management | For | For |
| 1.6 | Elect Director John W. Madigan | Management | For | For |
| 1.7 | Elect Director John C. Martin | Management | For | For |
| 1.8 | Elect Director Gordon E. Moore | Management | For | For |
| 1.9 | Elect Director Nicholas G. Moore | Management | For | For |
| 1.10 | Elect Director Richard J. Whitley | Management | For | For |
| 1.11 | Elect Director Gayle E. Wilson | Management | For | For |
| 1.12 | Elect Director Per Wold-Olsen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
| |
|---|
GOOGLE INC.
Meeting Date: JUN 21, 2012
Record Date: APR 23, 2012
Meeting Type: ANNUAL | Ticker: GOOG
Security ID: 38259P508
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry Page | Management | For | Withhold |
| 1.2 | Elect Director Sergey Brin | Management | For | Withhold |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | Withhold |
| 1.4 | Elect Director L. John Doerr | Management | For | Withhold |
| 1.5 | Elect Director Diane B. Greene | Management | For | For |
| 1.6 | Elect Director John L. Hennessy | Management | For | Withhold |
| 1.7 | Elect Director Ann Mather | Management | For | Withhold |
| 1.8 | Elect Director Paul S. Otellini | Management | For | Withhold |
| 1.9 | Elect Director K. Ram Shriram | Management | For | Withhold |
| 1.10 | Elect Director Shirley M. Tilghman | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Authorize a New Class of Common Stock | Management | For | Against |
| 4 | Increase Authorized Common Stock | Management | For | Against |
| 5 | Amend Charter to Provide For Class A Common Holders to Receive Equal Consideration as Class B Common Holders in event of any Merger, Consolidation or Business Combination | Management | For | For |
| 6 | Approve Omnibus Stock Plan | Management | For | Against |
| 7 | Approve Omnibus Stock Plan | Management | For | Against |
| 8 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Against |
| 9 | Amend Articles Regarding Arbitration of Shareholder Lawsuits | Shareholder | Against | Against |
| 10 | Approve Recapitalization Plan for all Stock to have One-vote per Share | Shareholder | Against | For |
| |
|---|
HONEYWELL INTERNATIONAL INC.
Meeting Date: APR 23, 2012
Record Date: FEB 24, 2012
Meeting Type: ANNUAL | Ticker: HON
Security ID: 438516106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gordon M. Bethune | Management | For | For |
| 2 | Elect Director Kevin Burke | Management | For | For |
| 3 | Elect Director Jaime Chico Pardo | Management | For | For |
| 4 | Elect Director David M. Cote | Management | For | For |
| 5 | Elect Director D. Scott Davis | Management | For | For |
| 6 | Elect Director Linnet F. Deily | Management | For | For |
| 7 | Elect Director Judd Gregg | Management | For | For |
| 8 | Elect Director Clive R. Hollick | Management | For | For |
| 9 | Elect Director George Paz | Management | For | For |
| 10 | Elect Director Bradley T. Sheares | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Require Independent Board Chairman | Shareholder | Against | For |
| 14 | Report on Political Contributions | Shareholder | Against | Against |
| |
|---|
INVESCO LTD.
Meeting Date: MAY 17, 2012
Record Date: MAR 19, 2012
Meeting Type: ANNUAL | Ticker: IVZ
Security ID: G491BT108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Martin L. Flanagan | Management | For | For |
| 1.2 | Elect Director C. Robert Henrikson | Management | For | For |
| 1.3 | Elect Director Ben F. Johnson, II | Management | For | For |
| 1.4 | Elect Director J. Thomas Presby | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
JOHNSON & JOHNSON
Meeting Date: APR 26, 2012
Record Date: FEB 28, 2012
Meeting Type: ANNUAL | Ticker: JNJ
Security ID: 478160104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mary Sue Coleman | Management | For | For |
| 2 | Elect Director James G. Cullen | Management | For | For |
| 3 | Elect Director Ian E.l. Davis | Management | For | For |
| 4 | Elect Director Alex Gorsky | Management | For | For |
| 5 | Elect Director Michael M.e. Johns | Management | For | For |
| 6 | Elect Director Susan L. Lindquist | Management | For | For |
| 7 | Elect Director Anne M. Mulcahy | Management | For | For |
| 8 | Elect Director Leo F. Mullin | Management | For | For |
| 9 | Elect Director William D. Perez | Management | For | For |
| 10 | Elect Director Charles Prince | Management | For | Against |
| 11 | Elect Director David Satcher | Management | For | For |
| 12 | Elect Director William C. Weldon | Management | For | For |
| 13 | Elect Director Ronald A. Williams | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 15 | Approve Omnibus Stock Plan | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Require Independent Board Chairman | Shareholder | Against | For |
| 18 | Require Shareholder Vote to Approve Political Contributions | Shareholder | Against | Against |
| 19 | Adopt Animal-Free Training Methods | Shareholder | Against | Against |
| |
|---|
JPMORGAN CHASE & CO.
Meeting Date: MAY 15, 2012
Record Date: MAR 16, 2012
Meeting Type: ANNUAL | Ticker: JPM
Security ID: 46625H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James A. Bell | Management | For | For |
| 2 | Elect Director Crandall C. Bowles | Management | For | For |
| 3 | Elect Director Stephen B. Burke | Management | For | For |
| 4 | Elect Director David M. Cote | Management | For | For |
| 5 | Elect Director James S. Crown | Management | For | For |
| 6 | Elect Director James Dimon | Management | For | For |
| 7 | Elect Director Timothy P. Flynn | Management | For | For |
| 8 | Elect Director Ellen V. Futter | Management | For | For |
| 9 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 10 | Elect Director Lee R. Raymond | Management | For | For |
| 11 | Elect Director William C. Weldon | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Affirm Political Non-Partisanship | Shareholder | Against | Against |
| 15 | Require Independent Board Chairman | Shareholder | Against | Against |
| 16 | Report on Loan Modifications | Shareholder | Against | Against |
| 17 | Report on Political Contributions | Shareholder | Against | Against |
| 18 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | For |
| 19 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 20 | Stock Retention | Shareholder | Against | Against |
| |
|---|
JUNIPER NETWORKS, INC.
Meeting Date: MAY 22, 2012
Record Date: MAR 30, 2012
Meeting Type: ANNUAL | Ticker: JNPR
Security ID: 48203R104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mercedes Johnson | Management | For | For |
| 1.2 | Elect Director Scott Kriens | Management | For | For |
| 1.3 | Elect Director William R. Stensrud | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Declassify the Board of Directors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
KELLOGG COMPANY
Meeting Date: APR 20, 2012
Record Date: FEB 27, 2012
Meeting Type: ANNUAL | Ticker: K
Security ID: 487836108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Benjamin Carson | Management | For | For |
| 1.2 | Elect Director John Dillon | Management | For | For |
| 1.3 | Elect Director Jim Jenness | Management | For | For |
| 1.4 | Elect Director Don Knauss | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Shareholder | Against | For |
| 5 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
KOHL'S CORPORATION
Meeting Date: MAY 10, 2012
Record Date: MAR 07, 2012
Meeting Type: ANNUAL | Ticker: KSS
Security ID: 500255104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Peter Boneparth | Management | For | For |
| 2 | Elect Director Steven A. Burd | Management | For | For |
| 3 | Elect Director John F. Herma | Management | For | For |
| 4 | Elect Director Dale E. Jones | Management | For | For |
| 5 | Elect Director William S. Kellogg | Management | For | For |
| 6 | Elect Director Kevin Mansell | Management | For | For |
| 7 | Elect Director John E. Schlifske | Management | For | For |
| 8 | Elect Director Frank V. Sica | Management | For | For |
| 9 | Elect Director Peter M. Sommerhauser | Management | For | For |
| 10 | Elect Director Stephanie A. Streeter | Management | For | For |
| 11 | Elect Director Nina G. Vaca | Management | For | For |
| 12 | Elect Director Stephen E. Watson | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Adopt Policy on Ending Use of Animal Fur in Products | Shareholder | Against | Against |
| 16 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
| 17 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
MARVELL TECHNOLOGY GROUP LTD.
Meeting Date: JUN 28, 2012
Record Date: MAY 01, 2012
Meeting Type: ANNUAL | Ticker: MRVL
Security ID: G5876H105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Sehat Sutardja | Management | For | For |
| 2 | Elect Director Pantas Sutardja | Management | For | For |
| 3 | Elect Director Juergen Gromer | Management | For | For |
| 4 | Elect Director Arturo Krueger | Management | For | For |
| 5 | Elect Director Randhir Thakur | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
MASTERCARD INCORPORATED
Meeting Date: JUN 05, 2012
Record Date: APR 10, 2012
Meeting Type: ANNUAL | Ticker: MA
Security ID: 57636Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ajay Banga | Management | For | For |
| 2 | Elect Director David R. Carlucci | Management | For | For |
| 3 | Elect Director Steven J. Freiberg | Management | For | For |
| 4 | Elect Director Richard Haythornthwaite | Management | For | For |
| 5 | Elect Director Marc Olivie | Management | For | For |
| 6 | Elect Director Rima Qureshi | Management | For | For |
| 7 | Elect Director Mark Schwartz | Management | For | For |
| 8 | Elect Director Jackson P. Tai | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 11 | Amend Omnibus Stock Plan | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| |
|---|
MCDONALD'S CORPORATION
Meeting Date: MAY 24, 2012
Record Date: MAR 27, 2012
Meeting Type: ANNUAL | Ticker: MCD
Security ID: 580135101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert A. Eckert | Management | For | For |
| 2 | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 3 | Elect Director Jeanne P. Jackson | Management | For | For |
| 4 | Elect Director Andrew J. Mckenna | Management | For | For |
| 5 | Elect Director Donald Thompson | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve Omnibus Stock Plan | Management | For | For |
| 8 | Declassify the Board of Directors | Management | For | For |
| 9 | Provide Right to Call Special Meeting | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Report on Policy Responses to Children's Health Concerns and Fast Food | Shareholder | Against | Against |
| |
|---|
MCKESSON CORPORATION
Meeting Date: JUL 27, 2011
Record Date: MAY 31, 2011
Meeting Type: ANNUAL | Ticker: MCK
Security ID: 58155Q103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Andy D. Bryant | Management | For | For |
| 2 | Elect Director Wayne A. Budd | Management | For | For |
| 3 | Elect Director John H. Hammergren | Management | For | For |
| 4 | Elect Director Alton F. Irby III | Management | For | For |
| 5 | Elect Director M. Christine Jacobs | Management | For | For |
| 6 | Elect Director Marie L. Knowles | Management | For | For |
| 7 | Elect Director David M. Lawrence | Management | For | For |
| 8 | Elect Director Edward A. Mueller | Management | For | For |
| 9 | Elect Director Jane E. Shaw | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 13 | Reduce Supermajority Vote Requirement to Amend Certificate of Incorporation That Adversely Affects Holders of Series A Junior Participating Preferred Stock | Management | For | For |
| 14 | Reduce Supermajority Vote Requirement to Amend Bylaws | Management | For | For |
| 15 | Reduce Supermajority Vote Requirement and "Fair Price" Provision Applicable to Certain Business Combinations | Management | For | For |
| 16 | Amend Certificate of Incorporation to Remove Transitional Provision Related to Eliminated Classified Board Structure | Management | For | For |
| 17 | Amend Certificate of Incorporation to Conform the "Interested Transactions" Provisions and the Stockholder Action Provision | Management | For | For |
| 18 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
MERCK & CO., INC.
Meeting Date: MAY 22, 2012
Record Date: MAR 23, 2012
Meeting Type: ANNUAL | Ticker: MRK
Security ID: 58933Y105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Leslie A. Brun | Management | For | For |
| 2 | Elect Director Thomas R. Cech | Management | For | For |
| 3 | Elect Director Kenneth C. Frazier | Management | For | For |
| 4 | Elect Director Thomas H. Glocer | Management | For | For |
| 5 | Elect Director William B. Harrison Jr. | Management | For | For |
| 6 | Elect Director C. Robert Kidder | Management | For | For |
| 7 | Elect Director Rochelle B. Lazarus | Management | For | For |
| 8 | Elect Director Carlos E. Represas | Management | For | For |
| 9 | Elect Director Patricia F. Russo | Management | For | For |
| 10 | Elect Director Craig B. Thompson | Management | For | For |
| 11 | Elect Director Wendell P. Weeks | Management | For | For |
| 12 | Elect Director Peter C. Wendell | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 16 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| 17 | Report on Charitable and Political Contributions | Shareholder | Against | Against |
| |
|---|
NOBLE CORPORATION
Meeting Date: APR 27, 2012
Record Date: APR 09, 2012
Meeting Type: ANNUAL | Ticker: NE
Security ID: H5833N103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Decrease in Size of Board | Management | For | For |
| 2.1 | Elect Director Julie H. Edwards | Management | For | For |
| 2.2 | Elect Director David W. Williams | Management | For | For |
| 3 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Dividends | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm and PricewaterhouseCoopers AG as Statutory Auditor | Management | For | For |
| 6 | Approve Discharge of Board and Senior Management | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
NYSE EURONEXT
Meeting Date: JUL 07, 2011
Record Date: MAY 09, 2011
Meeting Type: SPECIAL | Ticker: NYX
Security ID: 629491101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Reduce Supermajority Vote Requirement to Amend Articles and Approve Certain Transactions | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement to Elect Directors in Certain Circumstances and Remove Directors | Management | For | For |
| 4 | Approve Appointment of Directors for Initial Term Expiring at the AGM in 2015 | Management | For | For |
| 5 | Adjourn Meeting | Management | For | For |
| |
|---|
OMNICOM GROUP INC.
Meeting Date: MAY 22, 2012
Record Date: APR 02, 2012
Meeting Type: ANNUAL | Ticker: OMC
Security ID: 681919106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John D. Wren | Management | For | For |
| 2 | Elect Director Bruce Crawford | Management | For | For |
| 3 | Elect Director Alan R. Batkin | Management | For | For |
| 4 | Elect Director Mary C. Choksi | Management | For | For |
| 5 | Elect Director Robert Charles Clark | Management | For | For |
| 6 | Elect Director Leonard S. Coleman, Jr. | Management | For | For |
| 7 | Elect Director Errol M. Cook | Management | For | For |
| 8 | Elect Director Susan S. Denison | Management | For | For |
| 9 | Elect Director Michael A. Henning | Management | For | For |
| 10 | Elect Director John R. Murphy | Management | For | For |
| 11 | Elect Director John R. Purcell | Management | For | For |
| 12 | Elect Director Linda Johnson Rice | Management | For | For |
| 13 | Elect Director Gary L. Roubos | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Provide Right to Call Special Meeting | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Prepare Employment Diversity Report | Shareholder | Against | For |
| |
|---|
PEABODY ENERGY CORPORATION
Meeting Date: MAY 01, 2012
Record Date: MAR 12, 2012
Meeting Type: ANNUAL | Ticker: BTU
Security ID: 704549104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory H. Boyce | Management | For | For |
| 1.2 | Elect Director William A. Coley | Management | For | For |
| 1.3 | Elect Director William E. James | Management | For | For |
| 1.4 | Elect Director Robert B. Karn, III | Management | For | For |
| 1.5 | Elect Director M. Frances Keeth | Management | For | For |
| 1.6 | Elect Director Henry E. Lentz | Management | For | For |
| 1.7 | Elect Director Robert A. Malone | Management | For | For |
| 1.8 | Elect Director William C. Rusnack | Management | For | For |
| 1.9 | Elect Director John F. Turner | Management | For | For |
| 1.10 | Elect Director Sandra A. Van Trease | Management | For | For |
| 1.11 | Elect Director Alan H. Washkowitz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| |
|---|
PEPSICO, INC.
Meeting Date: MAY 02, 2012
Record Date: MAR 02, 2012
Meeting Type: ANNUAL | Ticker: PEP
Security ID: 713448108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Shona L. Brown | Management | For | Against |
| 2 | Elect Director Ian M. Cook | Management | For | Against |
| 3 | Elect Director Dina Dublon | Management | For | Against |
| 4 | Elect Director Victor J. Dzau | Management | For | Against |
| 5 | Elect Director Ray L. Hunt | Management | For | Against |
| 6 | Elect Director Alberto Ibarguen | Management | For | Against |
| 7 | Elect Director Indra K. Nooyi | Management | For | Against |
| 8 | Elect Director Sharon Percy Rockefeller | Management | For | Against |
| 9 | Elect Director James J. Schiro | Management | For | Against |
| 10 | Elect Director Lloyd G. Trotter | Management | For | Against |
| 11 | Elect Director Daniel Vasella | Management | For | Against |
| 12 | Elect Director Alberto Weisser | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Amend Omnibus Stock Plan | Management | For | For |
| 16 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 17 | Establish Risk Oversight Committee | Shareholder | Against | Against |
| 18 | Require Independent Board Chairman | Shareholder | Against | For |
| |
|---|
PFIZER INC.
Meeting Date: APR 26, 2012
Record Date: FEB 28, 2012
Meeting Type: ANNUAL | Ticker: PFE
Security ID: 717081103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dennis A. Ausiello | Management | For | For |
| 2 | Elect Director M. Anthony Burns | Management | For | For |
| 3 | Elect Director W. Don Cornwell | Management | For | For |
| 4 | Elect Director Frances D. Fergusson | Management | For | For |
| 5 | Elect Director William H. Gray, III | Management | For | For |
| 6 | Elect Director Helen H. Hobbs | Management | For | For |
| 7 | Elect Director Constance J. Horner | Management | For | For |
| 8 | Elect Director James M. Kilts | Management | For | For |
| 9 | Elect Director George A. Lorch | Management | For | For |
| 10 | Elect Director John P. Mascotte | Management | For | For |
| 11 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 12 | Elect Director Ian C. Read | Management | For | For |
| 13 | Elect Director Stephen W. Sanger | Management | For | For |
| 14 | Elect Director Marc Tessier-Lavigne | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Publish Political Contributions | Shareholder | Against | Against |
| 18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 20 | Non-Employee Director Compensation | Shareholder | Against | Against |
| |
|---|
PRAXAIR, INC.
Meeting Date: APR 24, 2012
Record Date: MAR 01, 2012
Meeting Type: ANNUAL | Ticker: PX
Security ID: 74005P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen F. Angel | Management | For | For |
| 1.2 | Elect Director Oscar Bernardes | Management | For | For |
| 1.3 | Elect Director Bret K. Clayton | Management | For | For |
| 1.4 | Elect Director Nance K. Dicciani | Management | For | For |
| 1.5 | Elect Director Edward G. Galante | Management | For | For |
| 1.6 | Elect Director Claire W. Gargalli | Management | For | For |
| 1.7 | Elect Director Ira D. Hall | Management | For | For |
| 1.8 | Elect Director Raymond W. LeBoeuf | Management | For | For |
| 1.9 | Elect Director Larry D. McVay | Management | For | For |
| 1.10 | Elect Director Wayne T. Smith | Management | For | For |
| 1.11 | Elect Director Robert L. Wood | Management | For | For |
| 2 | Provide Right to Call Special Meeting | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Against |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
QUALCOMM INCORPORATED
Meeting Date: MAR 06, 2012
Record Date: JAN 09, 2012
Meeting Type: ANNUAL | Ticker: QCOM
Security ID: 747525103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barbara T. Alexander | Management | For | For |
| 1.2 | Elect Director Stephen M. Bennett | Management | For | For |
| 1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
| 1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
| 1.5 | Elect Director Thomas W. Horton | Management | For | For |
| 1.6 | Elect Director Paul E. Jacobs | Management | For | For |
| 1.7 | Elect Director Robert E. Kahn | Management | For | For |
| 1.8 | Elect Director Sherry Lansing | Management | For | For |
| 1.9 | Elect Director Duane A. Nelles | Management | For | For |
| 1.10 | Elect Director Francisco Ros | Management | For | For |
| 1.11 | Elect Director Brent Scowcroft | Management | For | For |
| 1.12 | Elect Director Marc I. Stern | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Provision Relating to Plurality Voting for the Election of Directors | Management | For | For |
| |
|---|
SCHLUMBERGER LIMITED
Meeting Date: APR 11, 2012
Record Date: FEB 22, 2012
Meeting Type: ANNUAL | Ticker: SLB
Security ID: 806857108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter L.S. Currie | Management | For | For |
| 1.2 | Elect Director Tony Isaac | Management | For | For |
| 1.3 | Elect Director K. Vaman Kamath | Management | For | For |
| 1.4 | Elect Director Paal Kibsgaard | Management | For | For |
| 1.5 | Elect Director Nikolay Kudryavtsev | Management | For | For |
| 1.6 | Elect Director Adrian Lajous | Management | For | For |
| 1.7 | Elect Director Michael E. Marks | Management | For | For |
| 1.8 | Elect Director Elizabeth Moler | Management | For | For |
| 1.9 | Elect Director Lubna S. Olayan | Management | For | For |
| 1.10 | Elect Director Leo Rafael Reif | Management | For | For |
| 1.11 | Elect Director Tore I. Sandvold | Management | For | For |
| 1.12 | Elect Director Henri Seydoux | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt and Approve Financials and Dividends | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| |
|---|
SOUTHWESTERN ENERGY COMPANY
Meeting Date: MAY 22, 2012
Record Date: MAR 30, 2012
Meeting Type: ANNUAL | Ticker: SWN
Security ID: 845467109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Lewis E. Epley, Jr. | Management | For | For |
| 2 | Elect Director Robert L. Howard | Management | For | For |
| 3 | Elect Director Catherine A. Kehr | Management | For | For |
| 4 | Elect Director Greg D. Kerley | Management | For | For |
| 5 | Elect Director Harold M. Korell | Management | For | For |
| 6 | Elect Director Vello A. Kuuskraa | Management | For | For |
| 7 | Elect Director Kenneth R. Mourton | Management | For | For |
| 8 | Elect Director Steven L. Mueller | Management | For | For |
| 9 | Elect Director Charles E. Scharlau | Management | For | For |
| 10 | Elect Director Alan H. Stevens | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
SPECTRA ENERGY CORP
Meeting Date: MAY 01, 2012
Record Date: MAR 05, 2012
Meeting Type: ANNUAL | Ticker: SE
Security ID: 847560109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William T. Esrey | Management | For | For |
| 1.2 | Elect Director Gregory L. Ebel | Management | For | For |
| 1.3 | Elect Director Austin A. Adams | Management | For | For |
| 1.4 | Elect Director Joseph Alvarado | Management | For | For |
| 1.5 | Elect Director Pamela L. Carter | Management | For | For |
| 1.6 | Elect Director F. Anthony Comper | Management | For | For |
| 1.7 | Elect Director Peter B. Hamilton | Management | For | For |
| 1.8 | Elect Director Dennis R. Hendrix | Management | For | For |
| 1.9 | Elect Director Michael McShane | Management | For | For |
| 1.10 | Elect Director Joseph H. Netherland | Management | For | For |
| 1.11 | Elect Director Michael E.J. Phelps | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
STRYKER CORPORATION
Meeting Date: APR 24, 2012
Record Date: MAR 05, 2012
Meeting Type: ANNUAL | Ticker: SYK
Security ID: 863667101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard E. Cox, Jr. | Management | For | For |
| 1.2 | Elect Director S.M. Datar | Management | For | For |
| 1.3 | Elect Director Roch Doliveux | Management | For | For |
| 1.4 | Elect Director Louise L. Francesconi | Management | For | For |
| 1.5 | Elect Director Allan C. Golston | Management | For | For |
| 1.6 | Elect Director Howard L. Lance | Management | For | For |
| 1.7 | Elect Director William U. Parfet | Management | For | For |
| 1.8 | Elect Director Ronda E. Stryker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE AES CORPORATION
Meeting Date: APR 19, 2012
Record Date: FEB 24, 2012
Meeting Type: ANNUAL | Ticker: AES
Security ID: 00130H105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andres Gluski | Management | For | For |
| 1.2 | Elect Director Zhang Guo Bao | Management | For | For |
| 1.3 | Elect Director Kristina M. Johnson | Management | For | For |
| 1.4 | Elect Director Tarun Khanna | Management | For | For |
| 1.5 | Elect Director John A. Koskinen | Management | For | For |
| 1.6 | Elect Director Philip Lader | Management | For | For |
| 1.7 | Elect Director Sandra O. Moose | Management | For | For |
| 1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
| 1.9 | Elect Director Philip A. Odeen | Management | For | For |
| 1.10 | Elect Director Charles O. Rossotti | Management | For | For |
| 1.11 | Elect Director Sven Sandstrom | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE BOEING COMPANY
Meeting Date: APR 30, 2012
Record Date: MAR 01, 2012
Meeting Type: ANNUAL | Ticker: BA
Security ID: 097023105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David L. Calhoun | Management | For | For |
| 2 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 3 | Elect Director Linda Z. Cook | Management | For | For |
| 4 | Elect Director Kenneth M. Duberstein | Management | For | For |
| 5 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
| 6 | Elect Director Lawrence W. Kellner | Management | For | For |
| 7 | Elect Director Edward M. Liddy | Management | For | For |
| 8 | Elect Director W. James McNerney, Jr. | Management | For | For |
| 9 | Elect Director Susan C. Schwab | Management | For | For |
| 10 | Elect Director Ronald A. Williams | Management | For | For |
| 11 | Elect Director Mike S. Zafirovski | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Report on Political Contributions | Shareholder | Against | Against |
| 15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 16 | Adopt Retention Ratio for Executives/Directors | Shareholder | Against | Against |
| 17 | Submit SERP to Shareholder Vote | Shareholder | Against | For |
| |
|---|
THE KROGER CO.
Meeting Date: JUN 21, 2012
Record Date: APR 23, 2012
Meeting Type: ANNUAL | Ticker: KR
Security ID: 501044101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Reuben V. Anderson | Management | For | For |
| 2 | Elect Director Robert D. Beyer | Management | For | For |
| 3 | Elect Director David B. Dillon | Management | For | For |
| 4 | Elect Director Susan J. Kropf | Management | For | For |
| 5 | Elect Director John T. LaMacchia | Management | For | For |
| 6 | Elect Director David B. Lewis | Management | For | For |
| 7 | Elect Director W. Rodney McMullen | Management | For | For |
| 8 | Elect Director Jorge P. Montoya | Management | For | For |
| 9 | Elect Director Clyde R. Moore | Management | For | For |
| 10 | Elect Director Susan M. Phillips | Management | For | For |
| 11 | Elect Director Steven R. Rogel | Management | For | For |
| 12 | Elect Director James A. Runde | Management | For | For |
| 13 | Elect Director Ronald L. Sargent | Management | For | For |
| 14 | Elect Director Bobby S. Shackouls | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Adopt ILO Based Code of Conduct | Shareholder | Against | Against |
| 18 | Report on Adopting Extended Producer Responsibility Policy | Shareholder | Against | Against |
| |
|---|
THE PROCTER & GAMBLE COMPANY
Meeting Date: OCT 11, 2011
Record Date: AUG 12, 2011
Meeting Type: ANNUAL | Ticker: PG
Security ID: 742718109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Angela F. Braly | Management | For | For |
| 2 | Elect Director Kenneth I. Chenault | Management | For | For |
| 3 | Elect Director Scott D. Cook | Management | For | For |
| 4 | Elect Director Susan Desmond-Hellmann | Management | For | For |
| 5 | Elect Director Robert A. McDonald | Management | For | For |
| 6 | Elect Director W. James McNerney, Jr. | Management | For | For |
| 7 | Elect Director Johnathan A. Rodgers | Management | For | For |
| 8 | Elect Director Margaret C. Whitman | Management | For | For |
| 9 | Elect Director Mary Agnes Wilderotter | Management | For | For |
| 10 | Elect Director Patricia A. Woertz | Management | For | For |
| 11 | Elect Director Ernesto Zedillo | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 15 | Amend Articles of Incorporation | Management | For | For |
| 16 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 17 | Phase Out Use of Laboratory Animals in Pet Food Product Testing | Shareholder | Against | Against |
| 18 | Report on Political Contributions and Provide Advisory Vote | Shareholder | Against | Against |
| |
|---|
THE WALT DISNEY COMPANY
Meeting Date: MAR 13, 2012
Record Date: JAN 13, 2012
Meeting Type: ANNUAL | Ticker: DIS
Security ID: 254687106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Susan E. Arnold | Management | For | For |
| 2 | Elect Director John S. Chen | Management | For | For |
| 3 | Elect Director Judith L. Estrin | Management | For | For |
| 4 | Elect Director Robert A. Iger | Management | For | For |
| 5 | Elect Director Fred H. Langhammer | Management | For | For |
| 6 | Elect Director Aylwin B. Lewis | Management | For | For |
| 7 | Elect Director Monica C. Lozano | Management | For | For |
| 8 | Elect Director Robert W. Matschullat | Management | For | For |
| 9 | Elect Director Sheryl Sandberg | Management | For | For |
| 10 | Elect Director Orin C. Smith | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
THERMO FISHER SCIENTIFIC INC.
Meeting Date: MAY 23, 2012
Record Date: MAR 26, 2012
Meeting Type: ANNUAL | Ticker: TMO
Security ID: 883556102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director C. Martin Harris | Management | For | For |
| 2 | Elect Director Judy C. Lewent | Management | For | For |
| 3 | Elect Director Jim P. Manzi | Management | For | For |
| 4 | Elect Director Lars R. Sorensen | Management | For | For |
| 5 | Elect Director Elaine S. Ullian | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| |
|---|
TIME WARNER CABLE INC.
Meeting Date: MAY 17, 2012
Record Date: MAR 22, 2012
Meeting Type: ANNUAL | Ticker: TWC
Security ID: 88732J207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Carole Black | Management | For | For |
| 2 | Elect Director Glenn A. Britt | Management | For | For |
| 3 | Elect Director Thomas H. Castro | Management | For | For |
| 4 | Elect Director David C. Chang | Management | For | For |
| 5 | Elect Director James E. Copeland, Jr. | Management | For | For |
| 6 | Elect Director Peter R. Haje | Management | For | For |
| 7 | Elect Director Donna A. James | Management | For | For |
| 8 | Elect Director Don Logan | Management | For | For |
| 9 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
| 10 | Elect Director Wayne H. Pace | Management | For | For |
| 11 | Elect Director Edward D. Shirley | Management | For | For |
| 12 | Elect Director John E. Sununu | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Provide Right to Call Special Meeting | Shareholder | Against | Against |
| |
|---|
TIME WARNER INC.
Meeting Date: MAY 15, 2012
Record Date: MAR 22, 2012
Meeting Type: ANNUAL | Ticker: TWX
Security ID: 887317303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James L. Barksdale | Management | For | For |
| 2 | Elect Director William P. Barr | Management | For | For |
| 3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
| 4 | Elect Director Stephen F. Bollenbach | Management | For | For |
| 5 | Elect Director Robert C. Clark | Management | For | For |
| 6 | Elect Director Mathias Dopfner | Management | For | For |
| 7 | Elect Director Jessica P. Einhorn | Management | For | For |
| 8 | Elect Director Fred Hassan | Management | For | For |
| 9 | Elect Director Kenneth J. Novack | Management | For | For |
| 10 | Elect Director Paul D. Wachter | Management | For | For |
| 11 | Elect Director Deborah C. Wright | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
U.S. BANCORP
Meeting Date: APR 17, 2012
Record Date: FEB 21, 2012
Meeting Type: ANNUAL | Ticker: USB
Security ID: 902973304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 2 | Elect Director Y. Marc Belton | Management | For | For |
| 3 | Elect Director Victoria Buyniski Gluckman | Management | For | For |
| 4 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 5 | Elect Director Richard K. Davis | Management | For | For |
| 6 | Elect Director Roland A. Hernandez | Management | For | Against |
| 7 | Elect Director Joel W. Johnson | Management | For | For |
| 8 | Elect Director Olivia F. Kirtley | Management | For | For |
| 9 | Elect Director Jerry W. Levin | Management | For | For |
| 10 | Elect Director David B. O'Maley | Management | For | For |
| 11 | Elect Director O'dell M. Owens, M.D., M.P.H. | Management | For | For |
| 12 | Elect Director Craig D. Schnuck | Management | For | For |
| 13 | Elect Director Patrick T. Stokes | Management | For | For |
| 14 | Elect Director Doreen Woo Ho | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNITED TECHNOLOGIES CORPORATION
Meeting Date: APR 11, 2012
Record Date: FEB 15, 2012
Meeting Type: ANNUAL | Ticker: UTX
Security ID: 913017109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Louis R. Chenevert | Management | For | For |
| 2 | Elect Director John V. Faraci | Management | For | For |
| 3 | Elect Director Jean-Pierre Garnier, Ph.D. | Management | For | For |
| 4 | Elect Director Jamie S. Gorelick | Management | For | For |
| 5 | Elect Director Edward A. Kangas | Management | For | For |
| 6 | Elect Director Ellen J. Kullman | Management | For | For |
| 7 | Elect Director Richard D. McCormick | Management | For | For |
| 8 | Elect Director Harold McGraw, III | Management | For | For |
| 9 | Elect Director Richard B. Myers | Management | For | For |
| 10 | Elect Director H. Patrick Swygert | Management | For | For |
| 11 | Elect Director Andre Villeneuve | Management | For | For |
| 12 | Elect Director Christine Todd Whitman | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNITEDHEALTH GROUP INCORPORATED
Meeting Date: JUN 04, 2012
Record Date: APR 05, 2012
Meeting Type: ANNUAL | Ticker: UNH
Security ID: 91324P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director William C. Ballard, Jr. | Management | For | For |
| 2 | Elect Director Richard T. Burke | Management | For | For |
| 3 | Elect Director Robert J. Darretta | Management | For | For |
| 4 | Elect Director Stephen J. Hemsley | Management | For | For |
| 5 | Elect Director Michele J. Hooper | Management | For | For |
| 6 | Elect Director Rodger A. Lawson | Management | For | For |
| 7 | Elect Director Douglas W. Leatherdale | Management | For | For |
| 8 | Elect Director Glenn M. Renwick | Management | For | For |
| 9 | Elect Director Kenneth I. Shine | Management | For | For |
| 10 | Elect Director Gail R. Wilensky | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| |
|---|
WEATHERFORD INTERNATIONAL LTD.
Meeting Date: MAY 23, 2012
Record Date: MAY 02, 2012
Meeting Type: ANNUAL | Ticker: WFT
Security ID: H27013103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3.1 | Relect Bernard J. Duroc-Danner as Director | Management | For | For |
| 3.2 | Reelect Samuel W. Bodman, III as Director | Management | For | For |
| 3.3 | Reelect Nicholas F. Brady as Director | Management | For | For |
| 3.4 | Reelect David J. Butters as Director | Management | For | For |
| 3.5 | Reelect William E. Macaulay as Director | Management | For | For |
| 3.6 | Reelect Robert K. Moses, Jr. as Director | Management | For | For |
| 3.7 | Reelect Guillermo Ortiz as Director | Management | For | For |
| 3.8 | Reelect Emyr Jones Parry as Director | Management | For | For |
| 3.9 | Reelect Robert A. Rayne as Director | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Authorize Capital Increase for Future Acquisitions | Management | For | Against |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WELLS FARGO & COMPANY
Meeting Date: APR 24, 2012
Record Date: FEB 24, 2012
Meeting Type: ANNUAL | Ticker: WFC
Security ID: 949746101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John D. Baker, II | Management | For | For |
| 2 | Elect Director Elaine L. Chao | Management | For | For |
| 3 | Elect Director John S. Chen | Management | For | For |
| 4 | Elect Director Lloyd H. Dean | Management | For | For |
| 5 | Elect Director Susan E. Engel | Management | For | For |
| 6 | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 7 | Elect Director Donald M. James | Management | For | For |
| 8 | Elect Director Cynthia H. Milligan | Management | For | For |
| 9 | Elect Director Nicholas G. Moore | Management | For | For |
| 10 | Elect Director Federico F. Pena | Management | For | For |
| 11 | Elect Director Philip J. Quigley | Management | For | Against |
| 12 | Elect Director Judith M. Runstad | Management | For | For |
| 13 | Elect Director Stephen W. Sanger | Management | For | For |
| 14 | Elect Director John G. Stumpf | Management | For | For |
| 15 | Elect Director Susan G. Swenson | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Ratify Auditors | Management | For | For |
| 18 | Require Independent Board Chairman | Shareholder | Against | For |
| 19 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 20 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 21 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
END NPX REPORT
