0001528930
FRG:Sec7.50SeriesCumulativePerpetualPreferredStockParValue0.01PerShareAndLiquidationPreferenceOf25.00PerShareMember
2021-03-10
2021-03-10
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): March
10, 2021
Franchise Group, Inc.
(Exact name of registrant as specified in its charter)
| Delaware |
001-35588 |
27-3561876 |
(State or Other Jurisdiction of
Incorporation) |
(Commission File Number) |
(I.R.S. Employer Identification No.) |
2387 Liberty Way
Virginia Beach,
Virginia 23456
(Address of Principal
Executive Offices) (Zip Code)
(757) 493-8855
(Registrant's telephone number, including
area code)
n/a
(Former name or former address, if changed since
last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following provisions:
| ☐ |
|
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ☐ |
|
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ☐ |
|
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ |
|
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class |
Trading Symbol(s) |
Name of each exchange on which
registered |
|
Common Stock, par value $0.01 per share
|
FRG
|
Nasdaq Global Market
|
| |
|
|
| 7.50% Series A Cumulative Perpetual Preferred Stock, par value $0.01
per share and liquidation preference of $25.00 per share |
FRGAP |
Nasdaq Global Market |
Indicate by check mark whether the registrant is an emerging growth company as defined
in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934
(§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected
not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant
to Section 13(a) of the Exchange Act. ☐
| Item 2.02. | Results of Operations and Financial Condition. |
On March 10, 2021, Franchise Group, Inc. (the “Company”) issued a press release
regarding its financial results for the fiscal year ended December 26, 2020. A copy of the release is being furnished as
Exhibit 99.1 hereto and is incorporated herein by reference. In addition, on March 10, 2021 at 4:30 p.m. Eastern
Time, the Company will hold a teleconference for analysts, institutional investors and stockholders to discuss results for the
fourth quarter of the fiscal year ended December 26, 2020.
The information in this Current Report
on Form 8-K, including Exhibit 99.1, is being furnished to the Securities and Exchange Commission (the “SEC”) pursuant
to Item 2.02 of Form 8-K and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act
of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be
deemed incorporated by reference into any of the Company’s filings with the SEC under the Securities Act of 1933, as amended
(the “Securities Act”), or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.
| Item 9.01. | Financial Statements and Exhibits. |
(d) Exhibits
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has
duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| |
FRANCHISE GROUP, INC.
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| |
|
|
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| Date: March 10, 2021 |
By: |
/s/ Eric Seeton |
|
| |
|
Eric Seeton |
|
| |
|
Chief Financial Officer |
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