As filed with the Securities and Exchange Commission on November 16, 2020
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
TrimTabs ETF Trust
(Exact name of registrant as specified in its Trust Instrument)
Delaware See Below
(State of incorporation or organization) (I.R.S. Employer
Identification No.)
1345 Avenue of the Americas, 2nd Floor, New York, New York 10105
(Address of principal executive offices) (Zip Code)
Securities to be registered pursuant to Section 12(b) of the Act:
| | | | | | | | | | | | | | |
Title of each class to be so registered | | Name of each exchange on which each class is to be registered | | I.R.S. Employer Identification No. |
TrimTabs Donoghue Forlines Risk Managed Innovation ETF, shares of beneficial interest no par value | | Cboe BZX Exchange, Inc. | | 85-3157838 |
TrimTabs Donoghue Forlines Tactical High Yield ETF, shares of beneficial interest, no par value | | Cboe BZX Exchange, Inc. | | 85-3137122 |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), check the following box. [X]
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box. [ ]
If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. [ ]
Securities Act registration statement or Regulation A offering statement file number to which this form relates: 333-198603
Securities to be registered pursuant to Section 12 (g) of the Act:
None
(Title of class)
INFORMATION REQUIRED IN REGISTRATION STATEMENT
Item 1. Descriptions of Registrant’s Securities to be Registered.
A description of the shares of beneficial interest, no par value, of the TrimTabs Donoghue Forlines Risk Managed Innovation ETF and the TrimTabs Donoghue Forlines Tactical High Yield ETF, each a series of the Registrant, to be registered hereunder is set forth in Post-Effective Amendment No. 44 to the Registrant’s Registration Statement on Form N-1A (Commission File Nos. 333-198603; 811-22995), as filed on November 16, 2020, which description is incorporated herein by reference.
Item 2. Exhibits.
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.
TrimTabs ETF Trust
Date: November 16, 2020
By: /s/ Janet F. Johnston
Name: Janet F. Johnston
Title: President and Principal Executive Officer